A review of solar proton events during the 22nd solar cycle.

Solar cycle 22 had significant, large fluence, energetic particle events on a scale reminiscent of the 19th solar cycle. Examination of the characteristics of these large events suggests that some of the old concepts of spectral form, intensity-time envelope and energy extrapolations, used to estimate the dose from large events that occurred during previous solar cycles should be re-evaluated. There has also been a dramatic change in perspective regarding the source of solar protons observed in interplanetary space. Very large fluence events are associated with powerful fast interplanetary shocks. The elemental composition and charge state of these events is suggestive of a dominate source in the solar corona and not from a very hot plasma. Furthermore, there is a strong suggestion that the intensity-time profile observed in space is dominated by the connection of the observer to an interplanetary shock source rather than to a unique location near the surface of the sun. These concepts will be examined from the perspective of energetic particles contributing to the dose experienced by an astronaut on an interplanetary space mission.     

Acceleration and transport of energeticparticles at CME-driven shocks

Historically, solar energetic particle (SEP) events are classified in two classes as “impulsive” and “gradual”. Whether there is a clear distinction between the two classes is still a matter of debate, but it is now commonly accepted that in large “gradual” SEP events, Fermi acceleration, also known as diffusive shock acceleration, is the underlying acceleration mechanism. At shock waves driven by coronal mass ejections (CMEs), particles are accelerated diffusively at the shock and often reach > MeV energies (and perhaps up to GeV energies). As a CME-driven shock propagates, expands and weakens, the accelerated particles can escape ahead of the shock into the interplanetary medium. These escaping energized particles then propagate along the interplanetary magnetic field, experiencing only weak scattering from fluctuations in the interplanetary magnetic field (IMF). In this paper, we use a Monte-Carlo approach to study the transport of energetic particles escaping from a CME-driven shock. We present particle spectra observed at 1 AU. We also discuss the particle “crossing number” at 1AU and its implication to particle anisotropy. Based on previous models of particle acceleration at CME-driven shocks, our simulation allows us to investigate various characteristics of energetic particles arriving at various distances from the sun. This provides us an excellent basis for understanding the observations of high-energy particles made at 1 AU by ACE and WIND.     

Research Progress of Solar Corona and Interplanetary Physics in China: 2010-2012

The scientific objective of solar corona and interplanetary research is the understanding of the various phenomena related to solar activities and their effects on the space environments of the Earth. Great progress has been made in the study of solar corona and interplanetary physics by the Chinese space physics community during the past years. This paper will give a brief report about the latest progress of the corona and interplanetary research in China during the years of 2010?2012. The paper can be divided into the following parts: solar corona and solar wind, CMEICME, magnetic reconnection, energetic particles, space plasma, space weather numerical modeling by 3D SIP-CESE MHD model, space weather prediction methods, and proposed missions. They constitute the abundant content of study for the complicated phenomena that originate from the solar corona, propagate in interplanetary space, and produce geomagnetic disturbances. All these progresses are acquired by the Chinese space physicists, either independently or through international collaborations.      

Anomalous particle transport in the heliosphere

The transport of energetic particles in the presence of magnetic turbulence can exhibit a variety of regimes different from the standard quasilinear diffusion. Here we discuss a number of solar and space problems where nonquasilinear diffusion is found, and then we illustrate anomalous transport regimes, for which the mean square deviation grows nonlinearly with time. In particular, we concentrate on superdiffusive regimes, and show what is the theoretical framework which is to be used to describe superdiffusion. We discuss the results of numerical simulations which show that superdiffusive and subdiffusive regimes are possible, and describe data analyses which allow to single out the superdiffusive transport from the observation of energetic particle profiles upstream of interplanetary shocks. The implications of superdiffusion on the efficiency of wave particle interactions are also discussed.     

Statistical properties of SEP event flux declines

The interplanetary space is not a passive medium, which merely constitutes a scene for the propagation of previously accelerated energetic particles, but influences the distribution of particles by changing their energies as well due to interactions with magnetic field inhomogeneities. Such processes manifest themselves in the energy spectra of solar energetic particle (SEP) events. In this paper the fluxes of protons with energies of 4–60 MeV are investigated on the basis of two data sets. Both sets are homogeneous, obtained by the CPME instrument aboard the IMP 8 satellite between 1974 and 2001. The first includes all SEP events where the integral fluxes of >4 MeV protons exceeded 2 particle/cm² s sr. The other set consists of fluxes recorded in differential energy windows between 0.5 and 48 MeV. Important characteristics of SEP events include the rates of decrease of particle flux, which, as well as peak flux time, is an integral feature of the interplanetary medium within a considerable region, surrounding the observation point. The time intervals selected cover the decay phases of SEP events following flares, CMEs and interplanetary shocks of different origin. Only those parts of declines were selected, that could reasonably be described by exponential dependence, irrespective of the gradual/impulsive character of the events. It is shown that the average values of characteristic decay time, τ, and energy spectral index, γ, are all changing with the solar activity phase. Distributions of τ and γ values are obtained in SEPs with and without shocks and during different phases of events: just after peak flux and late after maximum.     

Particle acceleration by coronal and interplanetary shock waves

Utilizing many years of observation from deep space and near-earth spacecraft a theoretical understanding has evolved on how ions and electrons are accelerated in interplanetary shock waves. This understanding is now being applied to solar flare-induced shock waves propagating through the solar atmosphere. Such solar flare phenomena as γ-ray line and neutron emissions, interplanetary energetic electron and ion events, and Type II and moving Type IV radio bursts appear understandable in terms of particle accleration in shock waves.     

Some characteristics of propagation of flare- or CME-associated interplanetary shock waves

Many interplanetary shock waves have a fast mode MHD wave Mach number between one and two and the ambient solar wind plasma and magnetic field are known to fluctuate. Therefore a weak, fast, MHD interplanetary shock wave propagating into a fluctuating solar wind region or into a solar wind stream will be expected to vary its strength.It is possible that an interplanetary shock wave, upon entering such a region will weaken its strength and degenerate into a fast-mode MHD wave. It is even possible that the shock may dissipate and disappear.A model for the propagation of a solar flare - or CME (Coronal Mass Ejections) - associated interplanetary shock wave is given. A physical mechanism is described to calculate the probability that a weak shock which enters a turbulent solar wind region will degenerate into a MHD wave. That is, the shock would disappear as an entropy-generate entity. This model also suggests that most interplanetary shock waves cannot propagate continuously with a smooth shock surface. It is suggested that the surface of an interplanetary shock will be highly distorted and that parts of the shock surface can degenerate into MHD waves or even disappear during its global propagation through interplanetary space. A few observations to support this model will be briefly described.Finally, this model of shock propagation also applies to corotating shocks. As corotating shocks propagate into fluctuating ambient solar wind regions, shocks may degenerate into waves or disappear.     

Cone model-based SEP event calculations for applications to multipoint observations

The problem of modeling solar energetic particle (SEP) events is important to both space weather research and forecasting, and yet it has seen relatively little progress. Most important SEP events are associated with coronal mass ejections (CMEs) that drive coronal and interplanetary shocks. These shocks can continuously produce accelerated particles from the ambient medium to well beyond 1 AU. This paper describes an effort to model real SEP events using a Center for Integrated Space weather Modeling (CISM) MHD solar wind simulation including a cone model of CMEs to initiate the related shocks. In addition to providing observation-inspired shock geometry and characteristics, this MHD simulation describes the time-dependent observer field line connections to the shock source. As a first approximation, we assume a shock jump-parameterized source strength and spectrum, and that scatter-free transport occurs outside of the shock source, thus emphasizing the role the shock evolution plays in determining the modeled SEP event profile. Three halo CME events on May 12, 1997, November 4, 1997 and December 13, 2006 are used to test the modeling approach. While challenges arise in the identification and characterization of the shocks in the MHD model results, this approach illustrates the importance to SEP event modeling of globally simulating the underlying heliospheric event. The results also suggest the potential utility of such a model for forcasting and for interpretation of separated multipoint measurements such as those expected from the STEREO mission.     

Modeling the time-intensity profile of solar flare generated particle fluxes in the inner heliosphere.

It is possible to model the time-intensity profile of solar particles expected in space after the occurrence of a significant solar flare on the sun. After the particles are accelerated in the flare process, if conditions are favorable, they may be released into the solar corona and then into space. The heliolongitudinal gradients observed in the inner heliosphere are extremely variable, reflecting the major magnetic structures in the solar corona which extend into space. These magnetic structures control the particle gradients in the inner heliosphere. The most extensive solar particle measurements are those observed by earth-orbiting spacecraft, and forecast and prediction procedures are best for the position of the earth. There is no consensus of how to extend the earth-based models to other locations in space. Local interplanetary conditions and structures exert considerable influence on the time-intensity profiles observed. The interplanetary shock may either reduce or enhance the particle intensity observed at a specific point in space and the observed effects are very dependent on energy.     

A first step towards proton flux forecasting

We present a preliminary version of a potential tool for real time proton flux prediction which provides proton flux profiles and cumulative fluence profiles at 0.5 and 2 MeV of solar energetic particle events, from their onset up to the arrival of the interplanetary shock at the spacecraft position (located at 1 or 0.4 AU). Based on the proton transportation model by Lario et al. [Lario, D., Sanahuja, B., Heras, A.M. Energetic particle events: efficiency of interplanetary shocks as 50 keV E < 100 MeV proton accelerators. Astrophys. J. 509, 415–434, 1998] and the magnetohydrodynamic shock propagation model of Wu et al. [Wu, S.T., Dryer, M., Han, S.M. Non-planar MHD model for solar flare-generated disturbances in the Heliospheric equatorial plane. Sol. Phys. 84, 395–418, 1983], we have generated a database containing “synthetic” profiles of the proton fluxes and cumulative fluences of 384 solar energetic particle events. We are currently validating the applicability of this code for space weather forecasting by comparing the resulting “synthetic” flux profiles with those of several real events.     

Interplanetary Physics in Mainland China

During the past two years (2016-2018), great achievements have been made in the Chinese research of interplanetary physics, with nearly 100 papers published in the academic journals. The achievements are including but not limited to the following topics:solar corona; solar wind and turbulence; filament/prominence and jets; solar flare; radio bursts; particle acceleration at coronal shocks; magnetic flux ropes; instability; instrument; Coronal Mass Ejections (CMEs) and their interplanetary counterparts; Magnetohydrodynamic (MHD) numerical modeling; solar energetic particles and cosmic rays. The progress further improves our understanding of the eruptions of solar activities, their evolutions and propagations in the heliosphere, and final geoeffects on our Earth. These results were achieved by the Chinese solar and space scientists independently or via international collaborations. This paper will give a brief review of these achievements.      

Shock acceleration of energetic particles in wave heated corona

The solar wind wave heating models require substantial amount of wave power in order to efficiently heat and accelerate solar wind. The level of fluctuations is however limited by energetic particle observations. The simplest cyclotron sweep models result in convection-dominated transport, contradicting observations. However, models incorporating wave-wave -interactions, which cause wave energy to cascade in wavenumber, allow more reasonable energetic particle transport in the interplanetary space. The mean free path of the energetic particles remains still relatively short in the corona, providing favorable conditions for coronal mass ejection (CME) related shock acceleration. We study the consequences of this scenario on the energetic particle production related to CMEs. The role of self-generated waves is also discussed.     

Temporal profiles of solar energetic particle events from SOHO/EPHIN data

Temporal profiles of energetic ions and electrons observed at 1 AU during solar energetic particle events are mainly determined by particle injection features, the observer location relative to the source region at the Sun, and the interplanetary space plasma and field conditions during particle transport. In this work, temporal profiles of 18 solar energetic particle events have been analyzed by fitting a pulse function to them in order to find a set of parameters which can be used to characterize the events.     

Propagation of energetic particles in the solar wind

The characteristics of solar energetic particle events as observed in interplanetary space depend on many physical processes acting at the source and during the transport from the source to the observer. These processes, such as acceleration at the Sun and the propagation near the Sun and in interplanetary space depend, in general, on both the particle velocity and rigidity. Thus, the evaluation of both the nuclear charge and/or atomic mass and the ionic charge of heavy ions turns out to be essential for the interpretation of the physical parameters observed, such as the energy spectra and the compositional variations during individual solar energetic particle events. In this paper recent results on the direct determination of the charge states of He, C, O, and Fe will be summarized. Using these results the compositional variations during individual solar particle events will be discussed. It will be shown that ratio changes by a factor of ～ 10 during the onset phase of solar particle events, as frequently observed, could be explained not only by rigidity dependent interplanetary propagation, but also by rigidity dependent diffusive propagation in the corona. However, there is now increasing experimental evidence that also other processes, such as compositional variations at the source and discontinuities of the interplanetary magnetic field, separating two different particle populations, may be important. Thus the picture emerges that these variations do not have a unique explanation but rather that each event has to be investigated individually.     

Simulation of ASTROD I test mass charging due to solar energetic particles and interplanetary electrons

As ASTROD I travels through space, its test mass will accrue charge due to exposure of the spacecraft to high-energy particles. This test mass charge will result in Coulomb forces between the test mass and the surrounding electrodes. In earlier work, we have used the GEANT 4 toolkit to simulate charging of the ASTROD test mass due to cosmic-ray protons of energies between 0.1 and 1000 GeV at solar maximum and at solar minimum. Here we use GEANT 4 to simulate the charging process due to solar energetic particle events and interplanetary electrons. We then estimate the test mass acceleration noise due to these fluxes. The predicted charging rates range from 2247 e⁺/s to 47,055 e⁺/s, at peak intensity, for the four largest SEP events in September and October 1989. Although the noise due to charging exceeds the ASTROD I budget for the two larger events, it can be suppressed through continuous discharging. The acceleration noise during the two small events is well below the design target. The charging rate of the ASTROD I test mass due to interplanetary electrons in this simulation is about −11% of the cosmic-ray protons at solar minimum, and over −37% at solar maximum. In addition to the Monte Carlo uncertainty, an error of ±30% in the net charging rates should be added to account for uncertainties in the spectra, physics models and geometry implementations.     

行星际激波导致的磁尾等离子片中ULF波动事件

磁层中的超低频（ULF）波动在太阳风和磁层之间的能量输运过程中具有重要作用.ULF波动主要发生在内磁层，且内磁层中ULF波动影响粒子的加速及沉降，而在夜侧磁层尤其是磁尾等离子片中观测到的ULF波动比较少.基于中国自主磁层探测卫星TC-1的观测数据，发现了两例行星际激波导致的磁尾中心等离子片中ULF波动事件，并发现这两例ULF事例都包含很强的环向模驻波分量，与以往THEMIS卫星报道的同类事件观测特征相符.根据ULF波的观测特征，分析了这两例ULF波动的可能触发机制.研究结果有助于深入理解磁层对行星际激波的全球响应.      

Energetic particle signatures of geoeffective coronal mass ejections

We have studied statistically associations of moderate and intense geomagnetic storms with coronal mass ejections (CMEs) and energetic particle events. The goal was to identify specific energetic particle signatures, which could be used to improve the predictions of the geoeffectiveness of full and partial halo CMEs. Protons in the range 1–110 MeV from the ERNE experiment onboard SOHO are used in the analysis. The study covers the time period from August 1996 to July 2000. We demonstrate the feasibility of energetic particle observations as an additional source of information in evaluating the geoeffectiveness of full and partial halo CMEs. Based on the observed onset times of solar energetic particle (SEP) events and energetic storm particle (ESP) events, we derive a proxy for the transit times of shocks driven by the interplanetary counterparts of coronal mass ejections from the Sun to the Earth. For a limited number of geomagnetic storms which can be associated to both SEP and ESP signatures, we found that this transit time correlates with the strength of geomagnetic storms.     

影响地球环境的太阳质子事件的时间过程

利用1966年以来的大量太阳耀斑以及相应质子事件的资料,分析研究了质子事件到达时间和极大时间同耀斑经度位置的统计关系.结果表明当耀斑位置处于经过地球的行星际大尺度场磁力线足点位置附近时,上述两种时间过程最短.这个结果支持了太阳耀斑粒子经日冕传播再向行星际空间传播的二阶段传播模型.      

On the early phase of relativistic solar particle events: Are there signatures of acceleration mechanism?

Many physical processes precede and accompany the solar energetic particles (SEP) occurrence on the Earth’s orbit. Explosive energy release on the Sun gives rise to a flare and a coronal mass ejection (CME). X-ray and gamma emissions are believed to be connected with flares. Radio emission is signature of disturbances traveling through the corona and interplanetary space. Particles can gain energy both in the flare and the accompanying wave processes. The beginning of the SEP events has the advantage of being the phase most close to the time of acceleration. Influence of interplanetary transport is minimal in the case of first arriving relativistic solar protons recorded by ground based neutron monitors in so called ground-level enhancements (GLE). The early phase of the SEP events attracts attention of many scientists searching for the understanding of particle acceleration. However, they come to the opposite conclusions. While some authors find arguments for coronal mass ejections as a sole accelerator of SEPs, others prove a flare to be the SEP origin. Here, the circumstances of SEP generation for several GLEs of the 23rd solar cycle are considered. Timing of X-ray, CME, and radio emissions shows a great variety from event to event. However, the time of particle ejection from the Sun is closer to maximum of X-ray emission than to any other phenomena considered. No correlation is found between the particle fluxes and the CME characteristics.     

Relation of decline characteristics of 2–4.6 MeV protons in SEP events to solar wind parameters

The shape of the particle flux decline in solar energetic particle (SEP) events is of particular importance in understanding the propagation of energetic particles in the interplanetary medium. Power-law time profiles indicate the dominance of diffusive propagation, whereas exponential-law decline emphasizes convection transport and adiabatic deceleration. Values obtained theoretically for the decay time in the latter case are reasonably close to the fitted slopes in nearly half of all events when the solar wind speed stays nearly constant. Dependencies of characteristic decay time τ and spectral index γ on environmental plasma parameters are considered. Parts of exponential-law declines when solar wind speed: (a) decreases with time, (b) is constant, and (c) increases with time through the interval are analyzed separately. Both average values and dispersions of size distributions of τ for these three groups markedly differ in accordance with theoretical expectations.