Research Progress of Interplanetary Physics in Mainland China

Significant progress has been made by Chinese scientists in research of interplanetary physics during the recent two years (2018-2020). These achievements are reflected at least in the following aspects:Activities in solar corona and lower solar atmosphere; solar wind and turbulence; filament/prominence, jets, flares, and radio bursts; active regions and solar eruptions; coronal mass ejections and their interplanetary counterparts; other interplanetary structures; space weather prediction methods; magnetic reconnection; Magnetohydrodynamic (MHD) numerical modeling; solar energetic particles, cosmic rays, and Forbush decreases; machine learning methods in space weather and other aspects. More than one hundred and forty papers in the academic journals have been published in these research directions. These fruitful achievements are obtained by Chinese scholars in solar physics and space physics either independently or through international collaborations. They greatly improve people's understanding of solar activities, solar eruptions, the corresponding space weather effects, and the Sun-Earth relations. Here we will give a very brief review on the research progress. However, it must be pointed out that this paper may not completely cover all achievements in this field due to our limited knowledge.      

A Brief Review of Interplanetary Investigations in China from 2014 to 2016

Great progress has been made in the research of solar corona and interplanetary physics by the Chinese scientists during the past two years (2014-2016). Nearly 100 papers were published in this area. In this report, we will give a brief review to these progresses. The investigations include:solar corona, solar wind and turbulence, superhalo electron and energetic particle in the inner heliosphere, solar flares and radio bursts, Coronal Mass Ejections (CMEs) and their interplanetary counterparts, Magnetohydrodynamic (MHD) numerical modeling, CME/shock arrival time prediction, magnetic reconnection, solar variability and its impact on climate. These achievements help us to better understand the evolution of solar activities, solar eruptions, their propagations in the heliosphere, and potential geoeffectiveness. They were achieved by the Chinese solar and space scientists independently or via international collaborations.      

Research Progress of Solar Corona and Interplanetary Physics in China: 2010-2012

The scientific objective of solar corona and interplanetary research is the understanding of the various phenomena related to solar activities and their effects on the space environments of the Earth. Great progress has been made in the study of solar corona and interplanetary physics by the Chinese space physics community during the past years. This paper will give a brief report about the latest progress of the corona and interplanetary research in China during the years of 2010?2012. The paper can be divided into the following parts: solar corona and solar wind, CMEICME, magnetic reconnection, energetic particles, space plasma, space weather numerical modeling by 3D SIP-CESE MHD model, space weather prediction methods, and proposed missions. They constitute the abundant content of study for the complicated phenomena that originate from the solar corona, propagate in interplanetary space, and produce geomagnetic disturbances. All these progresses are acquired by the Chinese space physicists, either independently or through international collaborations.      

PROGRESS IN HELIOSPHERIC PHYSICS

This is an overview of progresses in heliospheric physics made in China in the period of June, 2000 to May, 2002. The report is focused on theoretical studies,modelling and observational analysis of interplanetary physical phenomena, and consists of five sections: the acceleration and heating of the solar wind, corona structures, coronal mass ejections, magnetic reconnection phenomena, and in terplanetary transient phenomena. The main achievements made recently by Chinese scientists in related areas are simply listed in corresponding sections without any priority, only certain editorial consideration.     

中低纬度Pc3-4地磁脉动特性研究——子午工程数据分析初步结果

利用新建成的子午工程地磁台站数据,对比分析了地磁平静期间(2011年3月20-27日)和磁暴期间(2011年9月25日至10月1日)Pc3-4地磁脉动的时空分布特征及其对行星际条件的响应.数据分析结果表明,中低纬度(1.3<L<2.3,L为磁壳参数)的Pc3-4地磁脉动在这两个时期内的分布存在明显的晨昏不对称性,在昼侧前出现明显的Pc3-4地磁脉动并与行星际上游波动密切相关,其振幅增强可能与太阳风动压脉冲相关,高速太阳风更易导致Pc3-4地磁脉动;而对于近赤道低纬(L<1.3)区域,无论是在地磁平静期还是磁暴期均未能观测到Pc3-4地磁脉动,Pc3-4地磁脉动存在明显的纬度效应.      

地球同步轨道高能电子增强事件预报方法

分析了地球同步轨道高能电子通量增强事件的发生规律及其与太阳风和行星际磁场参数的关系，并在此基础上建立了基于人工神经网络的高能电子增强事件模式，经实测数据检验，预报模式可以对未来1天的高能电子通量进行预报，误差为8．2％，达到了较高水平．     

Evolution of Dst index,cosmic rays and global temperature during solar cycles 20–23

We have studied conditions in interplanetary space, which can have an influence on galactic cosmic ray (CR) and climate change. In this connection the solar wind and interplanetary magnetic field parameters and cosmic ray variations have been compared with geomagnetic activity represented by the equatorial Dst index from the beginning 1965 to the end of 2012. Dst index is commonly used as the solar wind–magnetosphere–ionosphere interaction characteristic. The important drivers in interplanetary medium which have effect on cosmic rays as CMEs (coronal mass ejections) and CIRs (corotating interaction regions) undergo very strong changes during their propagation to the Earth. Because of this CMEs, coronal holes and the solar spot numbers (SSN) do not adequately reflect peculiarities concerned with the solar wind arrival to 1 AU. Therefore, the geomagnetic indices have some inestimable advantage as continuous series other the irregular solar wind measurements. We have compared the yearly average variations of Dst index and the solar wind parameters with cosmic ray data from Moscow, Climax, and Haleakala neutron monitors during the solar cycles 20–23. The descending phases of these solar cycles (CSs) had the long-lasting solar wind high speed streams occurred frequently and were the primary contributors to the recurrent Dst variations. They also had effects on cosmic rays variations. We show that long-term Dst variations in these solar cycles were correlated with the cosmic ray count rate and can be used for study of CR variations. Global temperature variations in connection with evolution of Dst index and CR variations is discussed.     

Large geomagnetic storms of extreme solar event periods in solar cycle 23

During extreme solar events such as big flares or/and energetic coronal mass ejections (CMEs) high energy particles are accelerated by the shocks formed in front of fast interplanetary coronal mass ejections (ICMEs). The ICMEs (and their sheaths) also give rise to large geomagnetic storms which have significant effects on the Earth’s environment and human life. Around 14 solar cosmic ray ground level enhancement (GLE) events in solar cycle 23 we examined the cosmic ray variation, solar wind speed, ions density, interplanetary magnetic field, and geomagnetic disturbance storm time index (D_st). We found that all but one of GLEs are always followed by a geomagnetic storm with D_st  −50 nT within 1–5 days later. Most(10/14) geomagnetic storms have D_st index  −100  nT therefore generally belong to strong geomagnetic storms. This suggests that GLE event prediction of geomagnetic storms is 93% for moderate storms and 71% for large storms when geomagnetic storms preceded by GLEs. All D_st depressions are associated with cosmic ray decreases which occur nearly simultaneously with geomagnetic storms. We also investigated the interplanetary plasma features. Most geomagnetic storm correspond significant periods of southward B_z and in close to 80% of the cases that the B_z was first northward then turning southward after storm sudden commencement (SSC). Plasma flow speed, ion number density and interplanetary plasma temperature near 1 AU also have a peak at interplanetary shock arrival. Solar cause and energetic particle signatures of large geomagnetic storms and a possible prediction scheme are discussed.     

第23太阳活动周中等地磁暴行星际源的统计分析

统计了第23太阳活动周(1996--2006年)发生的183次中等强度地磁暴(-100 nT < Dst ≤ -50 nT)的行星际源,分析了中等磁暴的年分布状况以及引起中等磁暴的不同行星际结构在太阳活动周中的分布特征,同时,与强磁暴行星际源的分布状况做了对比分析,主要的统计分析结果如下. (1)共转相互作用区CIR与行星际日冕物质抛射ICME在中等磁暴中具有同等重要的作用,且在ICME中,具有磁云结构和非磁云结构的ICME在引起中等磁暴的能力方面也基本相同,但带有鞘层结构的ICME在引起中等磁暴中具有更重要的作用. (2)中等磁暴在极大年(2001年)和下降年(2003年)发生次数最多,与地磁活动的双峰年对应,在极小年(1996和2006年)发生次数最少,与地磁活动低年对应,在其他年份分布较平均. (3)中等磁暴在太阳活动极大年主要由ICME引起,在上升年和下降年CIR在其中起主要作用,且下降年基本是上升年的两倍,而对于强磁暴而言,ICME始终是最重要的行星际源.      

Geomagnetic activity associated with magnetic clouds,magnetic cloud-like structures and interplanetary shocks for the period 1995–2003

Using nine years (1995–2003) of solar wind plasma and magnetic field data, solar sunspot number, and geomagnetic activity data, we investigated the geomagnetic activity associated with magnetic clouds (MCs), magnetic cloud-like structures (MCLs), and interplanetary shock waves. Eighty-two MCs and one hundred and twenty-two MCLs were identified by using solar wind and magnetic field data from the WIND mission, and two hundred and sixty-one interplanetary shocks were identified over the period of 1995–2003 in the vicinity of Earth. It is found that MCs are typically more geoeffective than MCLs or interplanetary shocks. The occurrence frequency of MCs is not well correlated with sunspot number. By contrast, both occurrence frequency of MCLs and sudden storm commencements (SSCs) are well correlated with sunspot number.     

Interplanetary shocks and geomagnetic activity during solar maximum (2000) and solar minimum (1995–1996)

Plasma and magnetic field parameter variations through fast forward interplanetary shocks were correlated with the peak geomagnetic activity index Dst in a period from 0 to 3 days after the shock, during solar maximum (2000) and solar minimum (1995–1996). Solar wind speed (V) and total magnetic field (B_t) were the parameters with higher correlations with peak Dst index. The correlation coefficients were higher during solar minimum (r² = 56% for V and 39% for B_t) than during solar maximum (r² = 15% for V and 12% for B_t). A statistical distribution of geomagnetic activity levels following interplanetary shocks was obtained. It was observed that during solar maximum, 36% and 28% of interplanetary shocks were followed by intense (Dst  −100 nT) and moderate (−50  Dst < −100 nT) geomagnetic activity, whereas during solar minimum 13% and 33% of the shocks were followed by intense and moderate geomagnetic activity. It can be concluded that the upstream/downstream variations of V and B_t through the shocks were the parameters better correlated with geomagnetic activity level, and during solar maximum a higher relative number of interplanetary shocks can be followed by intense geomagnetic activity than during solar minimum. One can extrapolate, for forecasting goals, that during a whole solar cycle a shock has a probability of around 50% to be followed by intense/moderate geomagnetic activity.     

Radio-scintillation observations of interplanetary disturbances

Recent developments in the studies of interplanetary disturbances by scintillation (IPS) techniques are briefly reviewed. The turbulent post-shock region of an interplanetary disturbance produces transient enhancements in the scintillation level and the flow speed in many cases. An empirical method to determine three-dimensional angular distribution of propagation speed of the disturbance on the basis of IPS measurements of post-shock flow speeds is applied to 17 events which took place in 1978–1981. Among them, four representative examples including two events which were associated with disappearing solar filaments are described in detail. Several disturbances had oblate configurations; the latitudinal extent is smaller than the longitudinal extent. On an average, the angular distribution of propagation speed at 1 AU heliocentric distance is quasi-isotropic over a longitudinal range of 100° centered at the normal of relevant solar phenomenon. The net excess mass and energy in an interplanetary disturbance associated with a disappearing solar filament can be comparable to those of an interplanetary disturbance associated with a large solar flare.     

The local time dependence of the anisotropic solar cosmic ray flux.

The distribution of the solar cosmic radiation flux over the earth is not uniform, but the result of complex phenomena involving the interplanetary magnetic field, the geomagnetic field and latitude and longitude of locations on the earth. The latitude effect relates to the geomagnetic shield; the longitude effect relates to local time. For anisotropic solar cosmic ray events the maximum particle flux is always along the interplanetary magnetic field direction, sometimes called the Archimedean spiral path from the sun to the earth. During anisotropic solar cosmic ray event, the locations on the earth viewing "sunward" into the interplanetary magnetic field direction will observe the largest flux (when adjustments are made for the magnetic latitude effect). To relate this phenomena to aircraft routes, for anisotropic solar cosmic ray events that occur during "normal quiescent" conditions, the maximum solar cosmic ray flux (and corresponding solar particle radiation dose) will be observed in the dawn quadrant, ideally at about 06 hours local time.     

ICME期间磁暴的太阳风参数和极光沉降能量

基于1995-2004年ICME驱动的强烈磁暴(SA型)、强磁暴(SB型)和延迟型主相暴(SC型)三种磁暴类型,对1AU处太阳风动压、太阳风速度、行星际磁场、EK-L电场以及极光沉降能量进行时序叠加分析,并分别与-vBz耦合函数和Newell耦合函数进行对比.结果表明,三种磁暴在ICME到达前期的太阳风动压较稳定,背景太阳风、极光沉降能量、行星际磁场和磁层存在相对平静期. ICME到达前期SA型磁暴的背景太阳风速度、行星际磁场南向分量以及极光沉降能量的均值高于另外两种磁暴类型,这说明大型日冕物质抛射在ICME到达前就对行星际磁场、背景太阳风和HP产生了影响.磁暴急始后,SC型磁暴的EK-L电场斜率小,峰值延后且行星际磁场北向分量增强,这些都是磁暴主相延迟的表现,极光沉降能量随着行星际磁场转为南向而增加.     

多种观测数据驱动的三维行星际太阳风MHD模拟

三维磁流体力学（MHD）数值模拟是行星际太阳风研究的重要手段.本文发展了一种由多种观测数据驱动的三维行星际太阳风MHD数值模型.模型的计算区域为0.1AU到1AU附近，使用Lax-Friedrich差分格式在六片网格系统中进行数值求解.边界条件中磁场使用GONG台站观测的光球磁图外推获得，密度通过LASCO观测的白光偏振亮度反演得到，速度根据以上两种观测数据并利用一种基于人工神经网络技术（ANN）的方法得到，温度通过自洽方法根据磁场和密度导出.利用该模型模拟了第2062卡灵顿周（CR2062）时期的行星际太阳风，模拟结果显示出丰富的观测特征，并与OMNI以及Ulysses的实际观测值符合得较好.该模型可用于提供接近真实的行星际太阳风，有助于提高空间天气预报的精度.      

Gyrosynchrotron Radiation of Interplanetary CMEs

CMEs (Coronal Mass Ejections) are an important means of energy release in the solar corona. Solar Polar Orbit Radio Telescope (SPORT) is a mission being proposed for observing the propagation of interplanetary CMEs from solar polar orbit. The main payload onboard SPORT is a synthetic aperture interferometric radiometer, which receives radio emission of interplanetary CMEs. It is identified that there are mainly three radio emission mechanisms of CMEs, i.e., bremsstrahlung, gyrosynchrotron emission and plasma emission. Among these emission types, bremsstrahlung emission is the main emission mechanism of the high-density plasma clouds of interplanetary CMEs. Gyrosynchrotron emission is the continuous emission generated by high-energy electrons from CMEs, while plasma emission is the main mechanism of transient radio bursts from CMEs. In this paper, the gyrosynchrotron emission of interplanetary CMEs is focused on. Firstly, the mechanism of gyrosynchrotron emission is reviewed. Secondly, a review of the physical parameter models of background solar wind and interplanetary CMEs is presented. After these, the brightness temperature and polarization of gyrosynchrotron emission of interplanetary CMEs are calculated and analyzed. Finally, the detectability of gyrosynchrotron emission of interplanetary CMEs by radio meters is discussed briefly.      

异常SSC事件的行星际原因分析

磁暴急始(SSC)是强烈太阳风动压或行星际激波与磁层相互作用的结果.通常SSC事件的上升时间在4～10 min,我们把上升时间超过15 min的SSC事件称为异常SSC事件.本文利用地磁SYM-H指数鉴别出了5个有地磁观测历史以来发生的上升时间大于15 min的异常SSC事件,并利用Wind,ACE,IMP 8,Goes,Geotail多点卫星太阳风观测数据和地磁观测数据,分析了异常SSC事件的行星际原因.结果表明,异常SSC事件通常都是强烈行星际扰动引起的,5个异常SSC事件有4个对应于行星际激波,有3个对应于多步太阳风动压跃变,有1个对应于行星际电场大幅度变化;由行星际激波产生的异常SSC事件,其上升时间依赖于行星际激波的方向,方向相对于日地连线越偏,上升时间越长;异常SSC事件上升时间与行星际磁场方向关系不明显.      

Physical interpretation of interdisciplinary solar/interplanetary observations relevant to the 27–29 June 1980 SMY/STIP event no. 5

A sequence of six well defined interplanetary structures (magnetic clouds) was identified in the solar wind and magnetic field measurements of Helios-1 from 29 June-01 July, 1980. (location 0.64–0.67 AU, C. Long. ～165°, C. Lat. ～5.8°). These structures were characterized by a large northward directed solar wind flow; by well defined directional discontinuities of mainly the ‘tangential-type’ at their beginnings and ends; by some increase in proton and by very pronounced increases in alpha particle number densities - each accompanied by sudden temperature decreases (or in one case by an increase); by some times an increase in magnetic field strength and by values of Nα/Np typical of the inner solar atmosphere. These structures are suggested to have been ejections from a succession (27–29 June, 1980) of Type II producing flares in Hale Region 16923 which coronagraph and X-ray (GOES) data indicate constituted a family of transient producing events. Only two interplanetary shocks were identified in the relevant Helios-1 records. It is suggested on the basis of observations of the directionality of certain of the flare related Type II bursts that some of these shocks could have been missed by the spacecraft. This implies that, in the absence of directional information, correlation of an observed interplanetary shock wave with a solar Type II burst may not always lead to a unique result.     

Study of the Enhancement Events of Relativistic Electron at the Geosynchronous Orbit

The high flux of energetic electron on geostationary orbit can induce many kinds of malfunction of the satellite there, within which the bulk-charging is the most significant that several broadcast satellite failures were confirmed to be due to this effect. The electron flux on geostationary orbit varies in a large range even up to three orders accompanied the passage of interplanetary magnetic cloud and the following geomagnetic disturbances. Upon the investigation of electron flux enhancement events, two types of events were partitioned as recurrent events and random ones. Both of the two kinds of events relate to the interplanetary conditions such as solar wind parameters, IMF etc and their evolution characters as well. As for the recurrent events, we found that, (1) all of the events exhibits periodic recurrence about 27 days, (2) significant increase of electron flux relates to interplanetary index and characters of their distribution, (3) the electron flux also has relation to solar activity index. An artificial neural network was constructed to estimate the flux I day ahead. The random electron flux enhancement events are rare and present different distribution figures to the recurrent ones. The figure of the random events and the conditions of their occurrence is also discussed in this paper.      

Acceleration of interplanetary pick-up ions and anomalous cosmic rays

It may not be doubted anymore that anomalous cosmic rays (ACRs) are produced in the heliosphere from interplanetary pick-up ions through their acceleration at the solar wind termination shock. However, there is no general agreement in the community of heliospheric researchers concerning the mechanism of injection of the pick-up ions into the shock acceleration. We discuss here three possible ways for pick-up ions to be involved into the acceleration process at the termination shock: (1) preacceleration of pick-up ions in the whole region from the Sun up to the termination shock by solar wind turbulences and interplanetary shock waves, (2) local preacceleration of pick-up ions in a vicinity of the termination shock by shock surfing, and (3) formation of high-velocity tails in pick-up ion spectra consisting of secondary pick-up ions which are produced in the supersonic solar wind due to ionization of energetic neutral atoms entering from the inner heliosheath.