Solar Sources of Heliospheric Energetic Electron Events—Shocks or Flares?

Electrons with near-relativistic (E≳30 keV, NrR) and relativistic (E≳0.3 MeV) energies are often observed as discrete events in the inner heliosphere following solar transient activity. Several acceleration mechanisms have been proposed for the production of those electrons. One candidate is acceleration at MHD shocks driven by coronal mass ejections (CMEs) with speeds ≳1000 km s⁻¹. Many NrR electron events are temporally associated only with flares while others are associated with flares as well as with CMEs or with radio type II shock waves. Since CME onsets and associated flares are roughly simultaneous, distinguishing the sources of electron events is a serious challenge. On a phenomenological basis two classes of solar electron events were known several decades ago, but recent observations have presented a more complex picture. We review early and recent observational results to deduce different electron event classes and their viable acceleration mechanisms, defined broadly as shocks versus flares. The NrR and relativistic electrons are treated separately. Topics covered are: solar electron injection delays from flare impulsive phases; comparisons of electron intensities and spectra with flares, CMEs and accompanying solar energetic proton (SEP) events; multiple spacecraft observations; two-phase electron events; coronal flares; shock-associated (SA) events; electron spectral invariance; and solar electron intensity size distributions. This evidence suggests that CME-driven shocks are statistically the dominant acceleration mechanism of relativistic events, but most NrR electron events result from flares. Determining the solar origin of a given NrR or relativistic electron event remains a difficult proposition, and suggestions for future work are given.     

Presolar Grains in Meteorites and Their Compositions

Small amounts of pre-solar “stardust” grains have survived in the matrices of primitive meteorites and interplanetary dust particles. These grains—formed directly in the outflows of or from the ejecta of stars—include thermally and chemically refractory carbon materials such as diamond, graphite and silicon carbide; as well as refractory oxides and nitrides. Pre-solar silicates, which have only recently been identified, are the most abundant type except for possibly diamond. The detailed study with modern analytical tools, of isotopic signatures in particular, provides highly accurate and detailed information with regard to stellar nucleosynthesis and grain formation in stellar atmospheres. Important stellar sources are Red Giant (RG) and Asymptotic Giant Branch (AGB) stars, with supernova contributions apparently small. The survival of those grains puts constraints on conditions they were exposed to in the interstellar medium and in the early solar system.     

Experimental Aspects of Mid-Frequency Pulsations (f≈10–100 mHz) in the Southern Polar Cap

We review the results obtained in the frequency range of Pc3 (22-100 mHz) and Pc4 (7-22 mHz) pulsations at Italian Antarctic stations in the southern polar cap (“Mario Zucchelli”, at Terra Nova Bay, TNB, 80^˚.S; “Concordia”, the Italian/French base at Dome C, DMC, 89^˚.S). The absence of a midnight enhancement in the pulsation power suggests a negligible substorm influence at extreme latitudes, while the sharp noon enhancement, which appears only at TNB, is determined by the closer proximity of the station to cusp related phenomena. The relationship between the frequency of the band-limited signals and the interplanetary magnetic field strength, the cone angle influence, and the higher correlation of the Pc3 power with the solar wind speed in the morning hours suggest a global scenario in which upstream waves would be mainly responsible for the mid-frequency activity in the polar cap. However, the polarization pattern is odd with respect to the predictions for tailward propagating modes.     

Particle Acceleration by the Sun: Electrons, Hard X-rays/Gamma-rays

Observations of hard X-ray (HXR)/γ-ray continuum and γ-ray lines produced by energetic electrons and ions, respectively, colliding with the solar atmosphere, have shown that large solar flares can accelerate ions up to many GeV and electrons up to hundreds of MeV. Solar energetic particles (SEPs) are observed by spacecraft near 1 AU and by ground-based instrumentation to extend up to similar energies, but it appears that a different acceleration process, one associated with fast Coronal Mass Ejections (CMEs) is responsible. Much weaker SEP events are observed that are generally rich in electrons, ³He, and heavy elements. The energetic particles in these events appear to be similar to those accelerated in flares. The Ramaty High Energy Solar Spectroscopic Imager (RHESSI) mission provides high-resolution spectroscopy and imaging of flare HXRs and γ-rays. The observations of the location, energy spectra, and composition of the flare accelerated energetic particles at the Sun strongly imply that the acceleration is closely related to the magnetic reconnection that releases the energy in solar flares. Here preliminary comparisons of the RHESSI observations with observations of both energetic electrons and ions near 1 AU are reviewed, and the implications for the particle acceleration and escape processes are discussed.     

Space Weather Research in China

Recent progress in space weather research are briefly presented here from three aspects: establishment or improvement in observation systems, such as extra-soft X-ray detector and γ-ray detector onboard the spacecraft ‘Shen Zhou 2’, new solar radio broad-band spectrometer, magnetometer-chain, ionosonde and digisonde–chain, laser-lidar system and VHF radar; partial topic progresses included in CMEs, multi-streamer structures, evolution of interplanetary magnetic field B _z component, regional properties of traveling ionospheric disturbances, a fully-nonlinear global dynamical model for the middle and upper atmosphere, and a combined prediction method for geomagnetic disturbances; and space weather activity, such as ‘Meridian Project’ — a national major scientific project, ‘International Space Weather Meridian Circle Program’ — a suggestion of internationalization of ‘Meridian Project’, ‘Space Weather Research Plan’ — a major research plan from National Natural Science Foundation of China (NNSFC) and other space weather activities. This revised version was published online in August 2006 with corrections to the Cover Date.     

Giant Planet Ionospheres and Thermospheres: The Importance of Ion-Neutral Coupling

Planetary upper atmospheres-coexisting thermospheres and ionospheres-form an important boundary between the planet itself and interplanetary space. The solar wind and radiation from the Sun may react with the upper atmosphere directly, as in the case of Venus. If the planet has a magnetic field, however, such interactions are mediated by the magnetosphere, as in the case of the Earth. All of the Solar System’s giant planets have magnetic fields of various strengths, and interactions with their space environments are thus mediated by their respective magnetospheres. This article concentrates on the consequences of magnetosphere-atmosphere interactions for the physical conditions of the thermosphere and ionosphere. In particular, we wish to highlight important new considerations concerning the energy balance in the upper atmosphere of Jupiter and Saturn, and the role that coupling between the ionosphere and thermosphere may play in establishing and regulating energy flows and temperatures there. This article also compares the auroral activity of Earth, Jupiter, Saturn and Uranus. The Earth’s behaviour is controlled, externally, by the solar wind. But Jupiter’s is determined by the co-rotation or otherwise of the equatorial plasmasheet, which is internal to the planet’s magnetosphere. Despite being rapid rotators, like Jupiter, Saturn and Uranus appear to have auroral emissions that are mainly under solar (wind) control. For Jupiter and Saturn, it is shown that Joule heating and “frictional” effects, due to ion-neutral coupling can produce large amounts of energy that may account for their high exospheric temperatures.     

Planetary Radiation Budgets

The energy state of a planet depends fundamentally on its radiation budget. Measurements made from space over past decades have led to significant revisions of ground-based estimates, both of the reflected fraction (the Bond albedo) of solar radiative flux and of the emitted thermal infrared radiation flux, for the Earth as well as for the other planets. After a brief survey of methods and difficulties in accurately determining planetary radiation budgets, we note contradictions in existing tabulations of global parameters, in particular Bond albedo. For the Earth, such contradictions are unjustified, considering that global and annual means as well as the seasonal cycle of Earth Radiation Budget components have now been determined with high accuracy. The Earth's Bond albedo is close to 0.3. Net storage of energy in the Earth-ocean system is close to zero, with a well-established annual cycle of amplitude close to ±12 Wm⁻². Some contradictions remain for the other terrestrial planets. For the giant planets, modern reduced values of the Bond albedo imply reduced but still significant internal energy generation.     

Hydrodynamic shock wave formation in the solar chromosphere and corona during flares

Basic mechanisms of the hydrodynamic shock wave formation in the solar atmosphere during flares are considered. Hydrodynamic plasma flows during flares arise due to fast energy release which is accumulated in the magnetic field of currents in the solar atmosphere. Shock waves arise as a result of rapid heating of the chromospheric upper layers from accelerated particles or heat fluxes. Powerful hydrodynamic phenomena can also arise due to explosive current sheet disruption in the region of strong magnetic field reconnection. Fundamental questions of shock wave formation and propagation in a non-homogeneous emitting solar atmosphere are discussed.An invited paper presented at STIP Workshop on Shock Waves in the Solar Corona and Interplanetary Space, 15–19 June, 1980, Smolenice, Czechoslovakia.     

Solar cosmic rays

The first observations of solar cosmic rays were made simultaneously by many investigators at worldwide cosmic-ray stations in the periods of powerful chromospheric flares on February 28 and March 7, 1942. The discovery of these and the investigation of cosmic-ray solar-daily variations with maximum time near noon led some authors (Richtmyer and Teller, 1948; Alfvén, 1949, 1950) to a model of apparent cosmic-ray solar origin. We present here the results of the properties of solar cosmic rays from ground events (experimental and theoretical investigations). We also discuss important information from solar experimental data relating to these ground events observed in September and October 1989 and May 1990. Some experimental evidence of acceleration processes in associated phenomena with flares and long-term (solar cycle) variation of the average flux of solar cosmic rays is discussed as also cornal and interplanetary propagation, and that in the terrestrial magnetosphere. Note that the energy spectrum of solar cosmic rays varied very strongly from one flare to another. What are the causes of these phenomena? What is the nature of chemical and isotopic contents of solar cosmic rays? How can its changes occur in the energy spectrum and chemical contents of solar cosmic rays in the process of propagation? Is it possible to recalculate these parameters to the source? What makes solar cosmic rays rich in heavy nucleus and³He? The important data about electrons, positrons, gamma-quanta and neutrons from flares will be discussed in a subsequent paper (Dorman and Venkatesan, 1992). The question is: What main acceleration mechanism of solar flare and associated phenomena are reliable? These problems are connected with the more general problem on solar flare origin and its energetics. In Dorman and Venkatesan (1993) we will consider these problems as well as the problem of prediction of radiation hazard from solar cosmic rays (not only in space, but also in the Earth's atmosphere too).     

Is the Sun a Sun-Like Star?

Various observable properties of the Sun are compared with those of solar-type stars. It is concluded that the Sun, to a remarkable degree, is “solar-type”. As regards its particular mass and age, and probably its non-binarity, “anthropic” explanations may seem in place. The possible tendency for the Sun, as compared with similar stars, to be somewhat rich in iron relative to other elements needs further exploration. This is also true concerning its presently small micro-variability amplitude. This revised version was published online in June 2006 with corrections to the Cover Date.     

Solar Energetic Particles

In this brief review, we summarize the current state of knowledge of solar energetic particles. This includes energetic particles contained within the site of solar flares that are responsible for X-ray, γ-ray and neutron emission and particles accelerated at high coronal altitudes and in interplanetary space by travelling disturbances such as coronal mass ejections. Special emphasis is placed on those particles directly or indirectly associated with neutron monitor signals. This revised version was published online in August 2006 with corrections to the Cover Date.     

Observed Long-Term Variations of Solar Irradiance at the Earth’s Surface

The variation of global radiation (sum of direct solar and diffuse sky radiation) at the Earth’s surface is examined based on pyranometer measurements at about 400~sites. The period of the study covers in general the last 50 years. For Europe the study is extended to the beginning of observations in the 1920s and 1930s. Global radiation generally increased in Europe from the 1920s to the 1950s. After the late 1950s and early 1960s global radiation began to decrease in most areas of the world at a mean rate of 0.7 Wm⁻²a⁻¹ until 1980s, thereafter 75%; of the stations showed a recovery at a mean rate of 0.7 Wm⁻²a⁻¹. All stations in the Polar region, which are far from aerosol sources, also show this pattern of change. At the remaining 25% of the stations the decrease has continued to present. These regions are a part of China, most of India, and Central Africa. Both during the declining and recovering phases global radiation observed under the cloudless condition also followed the same tendency, indicating the simultaneous and parallel changes of aerosol and cloud conditions. Long-term observations of total zenith transmittance of the atmosphere indicate a decrease in transmittance to the mid 1980s and an increase after this period. Since the brighter and darker periods correspond to relatively warmer and colder periods, the present study offers the possibility to quantitatively evaluate the mutual relationships between the solar irradiance, atmospheric transmittance, cloud conditions and air temperature.     

Solar System Magnetospheres

This article proposes a short review of our present knowledge of solar system magnetospheres, with the purpose of placing the study of Saturn’s magnetosphere in the context of a comparative approach. We describe the diversity of solar system magnetospheres and the underlying causes of this diversity: nature and magnetization state of the planetary obstacle, presence or not of a dense atmosphere, rotation state of the planet, existence of a system of satellites, rings and neutral gas populations in orbit around the planet. We follow the “russian doll” hierarchy of solar system magnetospheres to briefly describe the different objects of this family: the heliosphere, which is the Sun’s magnetosphere; the “elementary” magnetospheres of the inner planets, Earth and Mercury; the “complex” magnetospheres of the giant planets, dominated by planetary rotation and the presence of interacting objects within their magnetospheric cavities, some of which, like Ganymede, Io or Titan, produce small intrinsic or induced magnetospheres inside the large one.We finally describe the main original features of Saturn’s magnetosphere as we see them after the Voyager fly-bys and before the arrival of Cassini at Saturn, and list some of the key questions which Cassini will have to address during its four-year orbital tour.     

Theory and Simulation of Reconnection

Reconnection is a major commonality of solar and magnetospheric physics. It was conjectured by Giovanelli in 1946 to explain particle acceleration in solar flares near magnetic neutral points. Since than it has been broadly applied in space physics including magnetospheric physics. In a special way this is due to Harry Petschek, who in 1994 published his ground breaking solution for a 2D magnetized plasma flow in regions containing singularities of vanishing magnetic field. Petschek’s reconnection theory was questioned in endless disputes and arguments, but his work stimulated the further investigation of this phenomenon like no other. However, there are questions left open. We consider two of them – “anomalous” resistivity in collisionless space plasma and the nature of reconnection in three dimensions. The CLUSTER and SOHO missions address these two aspects of reconnection in a complementary way -- the resistivity problem in situ in the magnetosphere and the 3D aspect by remote sensing of the Sun. We demonstrate that the search for answers to both questions leads beyond the applicability of analytical theories and that appropriate numerical approaches are necessary to investigate the essentially nonlinear and nonlocal processes involved. Necessary are both micro-physical, kinetic Vlasov-equation based methods of investigation as well as large scale (MHD) simulations to obtain the geometry and topology of the acting fields and flows.     

An Introduction to Theory and Models of CMEs, Shocks, and Solar Energetic Particles

We present a brief introduction to the essential physics of coronal mass ejections as well as a review of theory and models of CME initiation, solar energetic particle (SEP) acceleration, and shock propagation. A brief review of the history of CME models demonstrates steady progress toward an understanding of CME initiation, but it is clear that the question of what initiates CMEs has still not been solved. For illustration, we focus on the flux cancellation model and the breakout model. We contrast the similarities and differences between these models, and we examine how their essential features compare with observations. We review the generation of shocks by CMEs. We also outline the theoretical ideas behind the origin of a gradual SEP event at the evolving CME-driven coronal/interplanetary shock and the origin of “impulsive” SEP events at flare sites of magnetic reconnection below CMEs. We argue that future developments in models require focused study of “campaign events” to best utilize the wealth of available CME and SEP observations.     

3He-Rich Solar Energetic Particle Events

³He-rich solar energetic particle (SEP) events show huge enrichments of ³He and association with kilovolt electrons and Type-III radio bursts. Observations from a new generation of high resolution instruments launched on the Wind, ACE, Yohkoh, SOHO, TRACE, and RHESSI spacecraft have revealed many new properties of these events: the particle energy spectra are found to be either power-law or curved in shape, with the ³He spectrum often being distinctly different from other species. Ultra-heavy nuclei up to >200 amu are found to be routinely present at average enrichments of >200 times solar-system abundances. The high ionization states previously observed near ∼1 MeV/nucleon have been found to decrease towards normal solar coronal values in these events. The source regions have been identified for many events, and are associated with X-ray jets and EUV flares that are associated with magnetic reconnection sites near active regions. This paper reviews the current experimental picture and theoretical models, with emphasis on the new insights found in the last few years.     

Galactic Wind: Mass Fractionation and Cosmic Ray Acceleration

The dynamical and chemical effects of the Galactic Wind are discussed. This wind is primarily driven by the pressure gradient of the Cosmic Rays. Assuming the latter to be accelerated in the Supernova Remnants of the disk which at the same time produce the Hot Interstellar Medium, it is argued that the gas removed by the wind is enriched in the nucleosynthesis products of Supernova explosions. Therefore the moderate mass loss through this wind should still be able to remove a substantial amount of metals, opening the way for stars to produce more metals than observed in the disk, by e.g. assuming a Salpeter-type stellar initial mass function beyond a few Solar masses. The wind also allows a global, physically appealing interpretation of Cosmic Ray propagation and escape from the Galaxy. In addition the spiral structure of the disk induces periodic pressure waves in the expanding wind that become a sawtooth shock wave train at large distances which can re-accelerate “knee” particles coming from the disk sources. This new Galactic Cosmic Ray component can reach energies of a few×10¹⁸ eV and may contribute to the juncture between the particles of Galactic and extragalactic origin in the observed overall Cosmic Ray spectrum.     

Global Response of Martian Plasma Environment to an Interplanetary Structure: From Ena and Plasma Observations at Mars

As a part of the global plasma environment study of Mars and its response to the solar wind, we have analyzed a peculiar case of the subsolar energetic neutral atom (ENA) jet observed on June 7, 2004 by the Neutral Particle Detector (NPD) on board the Mars Express satellite. The “subsolar ENA jet” is generated by the interaction between the solar wind and the Martian exosphere, and is one of the most intense sources of ENA flux observed in the vicinity of Mars. On June 7, 2004 (orbit 485 of Mars Express), the NPD observed a very intense subsolar ENA jet, which then abruptly decreased within ∼10 sec followed by quasi-periodic (∼1 min) flux variations. Simultaneously, the plasma sensors detected a solar wind structure, which was most likely an interplanetary shock surface. The abrupt decrease of the ENA flux and the quasi-periodic flux variations can be understood in the framework of the global response of the Martian plasma obstacle to the interplanetary shock. The generation region of the subsolar ENA jet was pushed towards the planet by the interplanetary shock; and therefore, Mars Express went out of the ENA jet region. Associated global vibrations of the Martian plasma obstacle may have been the cause of the quasi-periodic flux variations of the ENA flux at the spacecraft location.     

Composition of Light Solar Wind Noble Gases in the Bulk Metallic Glass flown on the Genesis Mission

We discuss data of light noble gases from the solar wind implanted into a metallic glass target flown on the Genesis mission. Helium and neon isotopic compositions of the bulk solar wind trapped in this target during 887 days of exposure to the solar wind do not deviate significantly from the values in foils of the Apollo Solar Wind Composition experiments, which have been exposed for hours to days. In general, the depth profile of the Ne isotopic composition is similar to those often found in lunar soils, and essentially very well reproduced by ion-implantation modelling, adopting the measured velocity distribution of solar particles during the Genesis exposure and assuming a uniform isotopic composition of solar wind neon. The results confirm that contributions from high-energy particles to the solar wind fluence are negligible, which is consistent with in-situ observations. This makes the enigmatic “SEP-Ne” component, apparently present in lunar grains at relatively large depth, obsolete. ²⁰Ne/ ²²Ne ratios in gas trapped very near the metallic glass surface are up to 10% higher than predicted by ion implantation simulations. We attribute this superficially trapped gas to very low-speed, current-sheet-related solar wind, which has been fractionated in the corona due to inefficient Coulomb drag.     

A New Morphology of Solar Activity and Recurrent Geomagnetic Disturbances: The Late-Declining Phase of the Sunspot Cycle

Certain aspects of the Sun and resulting geomagnetic disturbances can be studied better on the source surface, an imaginary spherical surface of 3.5 solar radii, than on the photospheric surface. This paper presents evidence that the Sun exhibits one of the most fundamental aspects of activities most clearly during the late-declining phase of the sunspot cycle. It is the period when 27-day average values of the solar wind speed and of geomagnetic disturbances tend to be highest during the sunspot cycle. Important findings of this study on the late-declining phase of the sunspot cycle are the following:

1. By introducing a new coordinate system, modifying the Carrington coordinates, it is shown that various solar activity phenomena, solar flares, the brightest coronal regions, and also the lowest solar wind speed region, tend to concentrate in two quadrants, one around 90^° in longitude in the northern hemisphere (NE) and the other around 270^° in longitude in the southern hemisphere (SW). For this reason, the new coordinate system is referred to as the NESW coordinate system.
2. It is shown that the above results are closely related to the fact that the neutral line exhibits a single wave (sinusoidal or rectangular) in both the Carrington coordinates and the NESW coordinate system during the late-declining phase. The shift of the neutral line configuration during successive solar rotations during the late-declining phase causes longitudinal scatter of the location of solar flares with respect to the neutral line in a statistical study. The NESW coordinate system is designed to suppress the shift, so that the single wave location is fixed and thus a ‘nest’ of solar flares emerges in the NE and SW quadrants.
3. It is also shown that the single wave is the source of the double peak of the solar wind speed and two series of recurrent geomagnetic disturbances in each solar rotation, making the 27-day average solar wind and geomagnetic disturbances highest during the sunspot cycle. The double peak is a basic feature during the late-declining phase, but is obscured by several complexities which we identified in this paper; see item 8.
4. The single wave of the neutral line configuration can be approximated by three dipole fields, one which can be represented by a central dipole (parallel or anti-parallel to the rotation axis) and two hypothetical dipoles on the photosphere. This configuration is referred to as the triple dipole model.
5. The location of the two hypothetical photospheric dipoles coincide with the two active regions (solar flares, the brightest coronal region) and also the lowest solar wind speed region in the NESW coordinate system; the lowest solar wind regions are the cause of the valleys of the double peak of the solar wind speed.
6. The two hypothetical dipole fields actually do exist at the location of the two active regions in a coarse magnetic map (5 × 5^°). The two dipoles follow the Hale–Nicholson polarity law. Thus, they are real physical entities.
7. The apparent meridional rotation of the dipolar field on the source surface during the sunspot cycle results from combined changes of both the central dipole field and of the two photospheric dipoles, although the central dipole remains axially parallel or anti-parallel. Thus, the Sun has a general field that can be represented by an axially aligned dipole located at the center of the Sun throughout the sunspot cycle, except for the sunspot maximum period when the polarization reversal occurs.
8. The complexity of recurrent geomagnetic disturbances can also be understood by having the NESW coordinate system for various solar phenomena and the relative location of the earth with respect to the solar equatorial plane.
9. As the intensity of the two dipoles decreases toward the end of the sunspot cycle, the amplitude of the single wave decreases, and the neutral line tends to align with the heliographic equator.
10. The neutral line shows a double wave structure during certain epochs of the sunspot cycle. In such a situation, it can be considered that two NESW coordinate systems are present in one Carrington coordinate, resulting in four active regions.
11. The so-called classical “sector boundary” arises when the peaks (top and bottom) of the single wave reached 90^° in latitude in both hemispheres.
12. In summary: A study of the late-declining period of the sunspot cycle is very important compared with the sunspot maximum period. In the late-declining period, the Sun shows its activities in the simplest form. It is suggested that some of the basic features of solar activities and recurrent geomagnetic disturbances that have been studied by many researchers in the past can be synthesized in a simplest way by introducing the NESW coordinate system and the triple dipole model. There is a possibility that the basic results we learned during the late phase of the sunspot cycle can be applicable to the rest of the sunspot cycle.