Amplification of the influence of solar flux variations on the winter stratosphere by planetary waves

Recent observational evidence has suggested that variations in solar activity may affect winter stratospheric polar ozone and temperature levels. The paucity of direct sunlight available during this season points strongly to a dynamical mechanism. We have carried out several large ensemble experiments within the middle atmosphere and the coupled middle atmosphere and lower thermosphere to simulate the radiative/dynamical coupling via planetary waves for a range of solar fluxes. In the former case, the model response in the winter stratosphere was linear and of the order of the summer stratopause forcing, whilst in the latter, the level of correlation in the winter stratosphere remained high, but was diluted over a wider volume. The inclusion of the upper atmosphere enhanced the winter polar stratospheric response by a factor of three.     

The Middle Atmospheric Ozone Response to the 11-Year Solar Cycle

Because of its chemical and radiative properties, atmospheric ozone constitutes a key element of the Earth’s climate system. Absorption of sunlight by ozone in the ultraviolet wavelength range is responsible for stratospheric heating, and determines the temperature structure of the middle atmosphere. Changes in middle atmospheric ozone concentrations result in an altered radiative input to the troposphere and to the Earth’s surface, with implications on the energy balance and the chemical composition of the lower atmosphere. Although a wide range of ground- and satellite-based measurements of its integrated content and of its vertical distribution have been performed since several decades, a number of uncertainties still remain as to the response of middle atmospheric ozone to changes in solar irradiance over decadal time scales. This paper presents an overview of achieved findings, including a discussion of commonly applied data analysis methods and of their implication for the obtained results. We suggest that because it does not imply least-squares fitting of prescribed periodic or proxy data functions into the considered times series, time-domain analysis provides a more reliable method than multiple regression analysis for extracting decadal-scale signals from observational ozone datasets. Applied to decadal ground-based observations, time-domain analysis indicates an average middle atmospheric ozone increase of the order of 2% from solar minimum to solar maximum, which is in reasonable agreement with model results.     

On the Response of the Climate System to Solar Forcing

The climate response to changes in radiative forcing depends crucially on climate feedback processes, with the consequence that solar and greenhouse gas forcing have both similar response patterns in the troposphere. This circumstance complicates significantly the attribution of the causes of climate change. Additionally, the climate system displays a high level of unforced intrinsic variability, and significant variations in the climate of many parts of the world are due to internal processes. Such internal modes contribute significantly to the variability of climate system on various time scales, and thus compete with external forcing in explaining the origin of past climate extremes. This highlights the need for independent observations of solar forcing including long-term consistent observational records of the total and spectrally resolved solar irradiance. The stratospheric response to solar forcing is different from its response to greenhouse gas forcing, thus suggesting that stratospheric observations could offer the best target for the identification of the specific influence of solar forcing on climate.     

The Influence of Total Solar Irradiance on Climate

To estimate the effect of the solar variability on the climate, two estimates of the solar intensity variations during the last three centuries have been used as forcing in numerical simulations. The model employed to carry out the experiments was the same coupled global ocean-atmosphere model used in a number of studies to assess the effect of the anthropogenic greenhouse gases on climate. The near surface temperature and the tropospheric temperature distribution shows a clear response to the variability of the solar input. Even the thermohaline circulation reacts on the large amplitudes in the forcing. In the stratosphere, the response pattern is similar as in the observations, however, the 11-year cycle found in the forcing data does not excite an appreciable response. This might be due to the missing parameterisation of the increase in the UV-radiation at the solar cycle maximum and the connected increase of the stratospheric ozone concentration.     

Solar Influences on Dynamical Coupling Between the Stratosphere and Troposphere

We use a simplified atmospheric general circulation model (AGCM) to investigate the response of the lower atmosphere to thermal perturbations in the lower stratosphere. The results show that generic heating of the lower stratosphere tends to weaken the sub-tropical jets and the tropospheric mean meridional circulations. The positions of the jets, and the extent of the Hadley cells, respond to the distribution of the stratospheric heating, with low latitude heating displacing them poleward, and uniform heating displacing them equatorward. The patterns of response to the low latitude heating are similar to those found to be associated with solar variability in previous observational data analysis, and to the effects of varying solar UV radiation in sophisticated AGCMs. In order to investigate the chain of causality involved in converting the stratospheric thermal forcing to a tropospheric climate signal we conduct an experiment which uses an ensemble of model spin-ups to analyse the time development of the response to an applied stratospheric perturbation. We find that the initial effect of the change in static stability at the tropopause is to reduce the eddy momentum flux convergence in this region. This is followed by a vertical transfer of the momentum forcing anomaly by an anomalous mean circulation to the surface, where it is partly balanced by surface stress anomalies. The unbalanced part drives the evolution of the vertically integrated zonal flow. We conclude that solar heating of the stratosphere may produce changes in the circulation of the troposphere even without any direct forcing below the tropopause. We suggest that the impact of the stratospheric changes on wave propagation is key to the mechanisms involved.     

The impact of solar forcing on the variability in a coupled climate model

The impact of variations in solar irradiance on the variability of climate is still a topic of debate. Herein we assess the response of a coupled General Circulation Model (GCM) of intermediate complexity to an estimate of the solar variability since 1700 and to a series of idealized sinusoidal solar forcings. On the continental to global scale and averaged over periods longer than 30 years, the solar-induced variability dominates internal variability in the annual global mean surface air temperature. Locally and on the regional scale, the internal variability dominates. The dominant patterns of natural variability and explained variance are not affected by a variable solar forcing, the spectra however are sensitive. The control run shows a preferred decadal time scale of 18 year in a sea surface temperature mode associated with the North Atlantic Oscillation. The preferred decadal time scale disappears for a variable solar forcing. This is caused by small changes in oceanic circulation resulting in subsurface oceanic modes with modified structure and time scale.     

The Response of the Middle Atmosphere to Solar Cycle Forcing in the Hamburg Model of the Neutral and Ionized Atmosphere

This paper studies the response of the middle atmosphere to the 11-year solar cycle. The study is based on numerical simulations with the Hamburg Model of the Neutral and Ionized Atmosphere (HAMMONIA), a chemistry climate model that resolves the atmosphere from the Earth’s surface up to about 250 km. Results presented here are obtained in two multi-year time-slice runs for solar maximum and minimum conditions, respectively. The magnitude of the simulated annual and zonal mean stratospheric response in temperature and ozone corresponds well to observations. The dynamical model response is studied for northern hemisphere winter. Here, the zonal mean wind change differs substantially from observations. The statistical significance of the model’s dynamical response is, however, poor for most regions of the atmosphere. Finally, we discuss several issues that render the evaluation of model results with available analyses of observational data of the stratosphere and mesosphere difficult. This includes the possibility that the atmospheric response to solar variability may depend strongly on longitude.     

Signature of the 11-Year Cycle in the Upper Atmosphere

In the last 45 years I have studied the thermal structure of the atmosphere from the thermosphere down to the stratosphere, and found evidence of its variability in relationship with the change of solar irradiation during the 11-year solar cycle. I would review, in the light of recent model results, the measurements which I had made since the 1960s and which, for some of them, did not find any explanation at the time of their publication. The data were obtained by two different techniques, rockets and lidars and correspond to different regions of the atmosphere from the upper thermosphere to the stratosphere. The expectation was until recently that the atmosphere should be warmed by an increase of solar flux in the course of the solar cycle due to the increase of UV flux. It has been shown to be the case in the tropical stratosphere and at all latitudes in the upper thermosphere. But, at high and mid latitudes and at other altitudes, the reverse situation was found to exist and, until recently, this cooling observed in parts of the atmosphere with increasing solar flux had never been simulated by models. In addition to reviewing our own data, the paper will present recent results using other dataset which support our observations. It is only recently that we succeeded with a model able to tune the forcing by planetary waves at the tropopause level and thus reproduce such behaviour.     

Recent Space Data

This paper summarises the workshop session on recent space data. Most presentations addressed the intense solar storm in October–November 2003. Large perturbations of atmospheric trace gas concentrations, notably NO₂ and HNO₃, were found over extended areas around the magnetic poles in the mesosphere and stratosphere, extending over many weeks in the stratosphere. The impact on total ozone seems to be very limited although some more subtle investigations are still to be done. Several new space instruments with many innovative data products have been introduced. Very good coverage in vertically resolved observations of many chemical species is reached for stratospheric chemistry and dynamics research. Data have already been used to improve stratospheric models. Data continuity is an issue. However, the greatest concern is the lack of any suitable future space instrumentation for tropospheric research (air quality and climate forcing/carbon cycle) as well as UTLS problems (climate/chemistry interaction, stratosphere/troposphere exchange).     

Solar Surface Magnetism and Irradiance on Time Scales from Days to the 11-Year Cycle

The uninterrupted measurement of the total solar irradiance during the last three solar cycles and an increasing amount of solar spectral irradiance measurements as well as solar imaging observations (magnetograms and photometric data) have stimulated the development of models attributing irradiance variations to solar surface magnetism. Here we review the current status of solar irradiance measurements and modelling efforts based on solar photospheric magnetic fields. Thereby we restrict ourselves to the study of solar variations from days to the solar cycle. Phenomenological models of the solar atmosphere in combination with imaging observations of solar electromagnetic radiation and measurements of the photospheric magnetic field have reached high enough quality to show that a large fraction (at least, about 80%) of the solar irradiance variability can be explained by the radiative effects of the magnetic activity present in the photosphere. Also, significant progress has been made with magnetohydrodynamic simulations of convection that allow us to relate the radiance of the photospheric magnetic structures to the observations.     

Impact of Solar Activity on Stratospheric Ozone and NO2 Observed by Gomos/Envisat

Energetic proton precipitation occurring during solar events can increase the production of odd nitrogen in the upper stratosphere and mesosphere. A very intense solar proton event (SPE) occurred on 28 October 2003. Its impact on the composition of the middle atmosphere was observed in details due to the availability of several space instruments. Here we present GOMOS observations of a strong NO₂increase and a related ozone decrease in the upper stratosphere at north polar latitude. The perturbation of the chemical composition of the stratosphere was observed until the middle of December 2003. A strong NO₂ increase was also observed in the south polar vortex in June-July 2003. It is tentatively attributed to the effect of an SPE with protons of moderate energy occurring on 29 May 2003. If this hypothesis is confirmed, it will imply that the global effect of SPEs on the composition of the stratosphere is underestimated when only strong energy SPEs are considered.     

Solar Variability Over the Past Several Millennia

The Sun is the most important energy source for the Earth. Since the incoming solar radiation is not equally distributed and peaks at low latitudes the climate system is continuously transporting energy towards the polar regions. Any variability in the Sun-Earth system may ultimately cause a climate change. There are two main variability components that are related to the Sun. The first is due to changes in the orbital parameters of the Earth induced by the other planets. Their gravitational perturbations induce changes with characteristic time scales in the eccentricity (～100,000 years), the obliquity (angle between the equator and the orbital plane) (～40,000 years) and the precession of the Earth’s axis (～20,000 years). The second component is due to variability within the Sun. A variety of observational proxies reflecting different aspects of solar activity show similar features regarding periodic variability, trends and periods of very low solar activity (so-called grand minima) which seem to be positively correlated with the total and the spectral solar irradiance. The length of these records ranges from 25 years (solar irradiance) to 400 years (sunspots). In order to establish a quantitative relationship between solar variability and solar forcing it is necessary to extend the records of solar variability much further back in time and to identify the physical processes linking solar activity and total and spectral solar irradiance. The first step, the extension of solar variability, can be achieved by using cosmogenic radionuclides such as ¹⁰Be in ice cores. After removing the effect of the changing geomagnetic field, a 9000-year long record of solar modulation was obtained. Comparison with paleoclimatic data provides strong evidence for a causal relationship between solar variability and climate change. It will be the subject of the next step to investigate the underlying physical processes that link solar variability with the total and spectral solar irradiance.     

Multidecadal Signal of Solar Variability in the Upper Troposphere During the 20th Century

Studies based on data from the past 25–45 years show that irradiance changes related to the 11-yr solar cycle affect the circulation of the upper troposphere in the subtropics and midlatitudes. The signal has been interpreted as a northward displacement of the subtropical jet and the Ferrel cell with increasing solar irradiance. In model studies on the 11-yr solar signal this could be related to a weakening and at the same time broadening of the Hadley circulation initiated by stratospheric ozone anomalies. Other studies, focusing on the direct thermal effect at the Earth’s surface on multidecadal scales, suggest a strengthening of the Hadley circulation induced by an increased equator-to-pole temperature gradient. In this paper we analyse the solar signal in the upper troposphere since 1922, using statistical reconstructions based on historical upper-air data. This allows us to address the multidecadal variability of solar irradiance, which was supposedly large in the first part of the 20th century. Using a simple regression model we find a consistent signal on the 11-yr time scale which fits well with studies based on later data. We also find a significant multidecadal signal that is similar to the 11-yr signal, but somewhat stronger. We interpret this signal as a poleward shift of the subtropical jet and the Ferrel cell. Comparing the magnitude of the two signals could provide important information on the feedback mechanisms involved in the solar climate relationship with respect to the Hadley and Ferrel circulations. However, in view of the uncertainty in the solar irradiance reconstructions, such interpretations are not currently possible.     

THE SIGNAL OF THE 11-YEAR SUNSPOT CYCLE IN THE UPPER TROPOSPHERE-LOWER STRATOSPHERE

The paper summarizes work by the authors over the past ten years on an apparent signal of the 11-year sunspot cycle in the lower stratosphere-upper troposphere. The signal appears as a basic, consistent pattern in correlations between heights of stratospheric constant-pressure levels, at least as high as 25 km, and the solar cycle in which the highest correlations are in the subtropics.The variation of the stratospheric heights in phase with the sunspot cycle are – in the areas of high correlations between the two – associated with temperature variations on the same time scale in the middle and upper troposphere. The spatial distribution of the correlations suggests that the year-to-year changes in tropical and subtropical vertical motions contain a component on the time scale of the solar cycle.In January and February the correlations with the sunspot cycle are smallest. The smallness of the correlations is owing to the fact that they are different in the east and west years of the quasi-biennial oscillation in the equatorial stratospheric winds. The correlation pattern in the east years is the same as in the other seasons and is statistically significant. In the west years the correlations are insignificant outside the arctic, and the positive correlation in the arctic in these years is related to the fact that major midwinter breakdowns of the cyclonic vortex in the west years so far have happened only at maxima in the solar cycle.Until recently reliable continuous series of analyses of the stratosphere were not available for the southern hemisphere. The U.S. National Centers for Environmental Prediction and the National Center for Atmospheric Research have now, however, issued a 23-year series of re-analyzed global data which has made it possible to detect the solar signal on the southern hemisphere. It turns out to be almost the same as that on the northern hemisphere.The correlations between total column ozone and the sunspot cycle are lowest in the equatorial regions, where ozone is produced, and in the subpolar regions, where the largest amounts are found. In the annual mean the largest correlations lie between 5° lat. and 30° lat. We suggest that this distribution of correlations is due to the fact that the subtropical heights of the constant-pressure surfaces in the ozone layer are higher in maximum than in minimum years of the sunspot cycle, and that the higher subtropical heights in the solar maxima depress the poleward transport of ozone through the subtropics and thus create an abundance of ozone.     

The Sun's Role in Long-Term Climate Change

Evidence suggests that changes of solar irradiance in recent centuries have provided a significant climate forcing and that the sun has been one of the principal causes of long-term climate change. During the past two decades the solar forcing has been much smaller than the climate forcing caused by increasing greenhouse gases. But it is incorrect to assume that the sun necessarily will be an insignificant player in climate change of the 21st century. Indeed, I argue that moderate success in curtailing the growth of anthropogenic climate forcings could leave the sun playing a pivotal role in future climate change.     

Observations of Stratosphere-Troposphere Coupling During Major Solar Eclipses from FORMOSAT-3/COSMIC Constellation

Sudden tropospheric cooling and induced stratospheric warming were found during the 22 July 2009 total solar eclipse. Can the 22 July 2009 hallmark also be seen in other major solar eclipses? Here we hypothesize that the tropospheric cooling and the stratospheric warming can be predicted to occur during a major solar eclipse event. In this work we use the FORMOSAT-3/COSMIC (F3C) Global Positioning System (GPS) radio occultation (RO) data to construct eclipse-time temperature profiles before, during, and after the passages of major solar eclipses for the years 2006–2010. We use four times a day of meteorological analysis from the European Centre for Medium Range Weather Forecast (ECMWF) global meteorological analysis to construct non-eclipse effect temperature profiles for the same eclipse passages. The eclipse effects were calculated based on the difference between F3C and ECMWF profiles. A?total of five eclipse cases and thirteen non-eclipse cases were analyzed and compared. We found that eclipses cause direct thermal cooling in the troposphere and indirect dynamic warming in the stratosphere. These results are statistically significant. Our results show ?0.6 to ?1.2°C cooling in the troposphere and 0.4 to 1.3°C warming in the middle to lower stratosphere during the eclipses. This characteristic stratosphere-troposphere coupling in temperature profiles represent a distinctive atmospheric responses to the solar eclipses.     

Using Precise Solar Limb Shape Measurements to Study the Solar Cycle

Despite 20 years of total solar irradiance measurements from space, the lack of high precision spatially resolved observations limits definitive answers to even simple questions like ``Are the solar irradiance changes caused solely by magnetic fields perturbing the radiative flux at the photosphere?" More subtle questions like how the aspheric structure of the sun changes with the magnetic cycle are only now beginning to be addressed with new tools like p-mode helioseismology. Solar 5-min oscillation studies have yielded precise information on the mean radial interior solar structure and some knowledge about the rotational and thermal solar asphericity. Unfortunately this progress has not been enough to generate a self-consistent theory for why the solar irradiance and luminosity vary with the magnetic cycle. We need sharper tools to describe and understand the sun's global aspheric response to its internal dynamo, and we need to be able to measure the solar cycle manifestation of the magnetic cycle on entropy transport from the interior to the photosphere in much the same way that we study the fundamentally more complex problem of magnetic flux transport from the solar interior. A space experiment called the Solar Physics Explorer for Radius, Irradiance and Shape (SPHERIS) and in particular its Astrometric and Photometric Telescope (APT) component will accomplish these goals.

     

Modelling solar irradiance variations: Comparison with observations,including line-ratio variations

Solar irradiance variations show a strong temporal and spectral dependence. The progression of the Sun through its activity cycle as well as solar rotation are mirrored in the irradiance variations. The spectral dependence is such that the variations are several magnitudes larger in the EUV than in the visible or infrared.We present a simple 3-component model that is based on the assumption that changes in the solar flux are exclusively due to changes in spot and facular coverage. We compare our model to observations of the spectral solar irradiance variations.Despite its simplicity, we find that the agreement between our model and the observations is surprisingly good. We also explore the reliability and the limitations of our approach by comparing observations of the solar facular contrast and of the changes in spectral line depths with our calculations.