Corotating Interaction Regions at High Latitudes

Ulysses observed a stable strong CIR from early 1992 through 1994 during its first journey into the southern hemisphere. After the rapid latitude scan in early 1995, Ulysses observed a weaker CIR from early 1996 to mid-1997 in the northern hemisphere as it traveled back to the ecliptic at the orbit of Jupiter. These two CIRs are the observational basis of the investigation into the latitudinal structure of CIRs. The first CIR was caused by an extension of the northern coronal hole into the southern hemisphere during declining solar activity, whereas the second CIR near solar minimum activity was caused by small warps in the streamer belt. The latitudinal structure is described through the presentation of three 26-day periods during the southern CIR. The first at ∼24°S shows the full plasma interaction region including fast and slow wind streams, the compressed shocked flows with embedded stream interface and heliospheric current sheet (HCS), and the forward and reverse shocks with associated accelerated ions and electrons. The second at 40°S exhibits only the reverse shock, accelerated particles, and the 26-day modulation of cosmic rays. The third at 60°S shows only the accelerated particles and modulated cosmic rays. The possible mechanisms for the access of the accelerated particles and the CIR-modulated cosmic rays to high latitudes above the plasma interaction region are presented. They include direct magnetic field connection across latitude due to stochastic field line weaving or to systematic weaving caused by solar differential rotation combined with non-radial expansion of the fast wind. Another possible mechanism is particle diffusion across the average magnetic field, which includes stochastic field line weaving. A constraint on connection to a distant portion of the CIR is energy loss in the solar wind, which is substantial for the relatively slow-moving accelerated ions. Finally, the weaker northern CIR is compared with the southern CIR. It is weak because the inclination of the streamer belt and HCS decreased as Ulysses traveled to lower latitudes so that the spacecraft remained at about the maximum latitudinal extent of the HCS. This revised version was published online in August 2006 with corrections to the Cover Date.     

Solar particles observed near 33° S latitude

We have analysed the ions and electrons seen by the HI-SCALE instrument on the Ulysses spacecraft in the interval from 21–30 June 1993, ahead of an arrival of the CIR which has dominated the particle environment of Ulysses since July 1992. These particles show velocity dispersion effects usually associated with solar-flare particles. There was no flare activity of any consequence on the region of the Sun to which Ulysses was connected. We do however find a newly emerged active region (# 7525) close to the estimated site of connection, which we conclude could be the particle source.     

CIR Associated Energetic Particles in the Inner and Middle Heliosphere

Energetic particles associated with Corotating Interaction Regions (CIRs) are observed throughout the inner and middle heliosphere, showing large positive (>100%/AU) radial intensity gradients. Their appearance at 1 AU is associated with the appearance of fast, recurrent solar wind streams. At several AU, CIR energetic particles are accelerated at shocks which propagate away from the interface of fast and slow solar wind streams. CIR energy spectra at 1 AU cover the range >35 keV to several MeV/amu; the spectra steepen above ∼1 MeV/amu, and show no turnover even at the lowest energies. The ion composition of CIRs is similar to solar material, but with significant differences that might be due to properties of the seed population and/or the acceleration process. This paper summarizes properties of energetic particles in CIRs as known through the early 1990s, prior to the launch of the Ulysses, and WIND spacecraft, whose new results are presented in Kunow, Lee et al. (1999) in this volume. This revised version was published online in August 2006 with corrections to the Cover Date.     

The elemental composition in energetic particle events at high heliospheric latitudes

The relative abundances of low energy ions (0.6–2.0 MeV/n) in solar energetic particle (SEP) and corotating interaction region (CIR) events have been measured by the EPAC experiment aboard Ulysses since launch in October 1990 until the present time. We give an overview of the abundances of heavy ions (He, C, Ne, Fe) relative to oxygen during energetic particle events lasting longer than 5 days during the in- and out-of-ecliptic phase of the mission. While the period Oct. 1990 to Aug. 1992 was dominated by high solar activity the Ulysses out of ecliptic passage at solar latitudes up to 45° went parallel to the declining phase of solar activity. Thus a very clear structure of corotating interaction regions was observed. While the in-ecliptic composition is in general agreement with measurements made near the Earth, the development of the CIR-composition shows two phases: From Aug. 1992 to May 1993 the C/O-ratio is 0.55–0.70, afterwards it increases to 0.8–0.9. This increase is correlated to the disappearance of the current sheet at 30° solar latitude reported by Smithet al. (1993).     

IMF connection for energetic protons observed at Ulysses via mid-latitude solar wind rarefaction regions

As Ulysses moved inward and southward from mid-1992 to early 1994 we noticed the occasional occurrence of inter-events, lasting about 10 days and falling between the recurrent events, observed at proton energies of 0.48–97 MeV, associated with Corotating Interaction Regions (CIR). These inter-events were present for several sequences of two or more solar rotations at intensity levels around 1% of those of the neighbouring main events. When we compared the Ulysses events with those measured on IMP-8 at 1 AU we saw that the inter-events appeared at Ulysses after the extended emission (>10 days) of large fluxes of solar protons of the same energy that lasted at least one solar rotation at 1 AU. The inter-events fell completely within the rarefaction regions (dv/dt<0) of the recurrent solar wind streams. The interplanetary magnetic field (IMF) lines in the rarefactions map back to the narrow range of longitudes at the Sun which mark the eastern edge of the source region of the high speed stream. Thus the inter-events are propagating at mid-latitudes to Ulysses along field lines free from stream-stream interactions. They are seen in the 0.39–1.28 MeV/nucleon He, which exhibit a faster decay, but almost never in the 38–53 keV electrons. We show that the inter-events are unlikely to be accelerated by reverse shocks associated with the CIRs and that they are more likely to be accelerated by sequences of solar events and transported along the IMF in the rarefactions of the solar wind streams.     

Solar wind corotating stream interaction regions out of the ecliptic plane: Ulysses

Ulysses plasma observations reveal that the forward shocks that commonly bound the leading edges of corotating interaction regions (CIRs) beyond 2 AU from the Sun at low heliographic latitudes nearly disappeared at a latitude of S26°. On the other hand, the reverse shocks that commonly bound the trailing edges of the CIRs were observed regularly up to S41.5°, but became weaker with increasing latitude. Only three CIR shocks have been observed poleward of S41.5°; all of these were weak reverse shocks. The above effects are a result of the forward waves propagating to lower heliographic latitudes and the reverse waves to higher latitudes with increasing heliocentric distance. These observational results are in excellent agreement with the predictions of a global model of solar wind flows that originate in a simple tilted-dipole geometry back at the Sun.     

Modulation of Galactic Cosmic Rays at Solar Minimum

Cosmic ray particles respond to the heliospheric magnetic field in the expanding solar wind and its turbulence and therefore provide a unique probe for conditions in the changing heliosphere. During the last four years, concentrated around the solar minimum period of solar cycle 22, the exploration of the solar polar regions by the joint ESA/NASA mission Ulysses revealed the three-dimensional behavior of cosmic rays in the inner and middle heliosphere. Also during the last decades, the Pioneer and Voyager missions have greatly expanded our understanding of the structure and extent of the outer heliosphere. Simultaneously, numerical models describing the propagation of galactic cosmic rays are becoming sophisticated tools for interpreting and understanding these observations. We give an introduction to the subject of the modulation of galactic cosmic rays in the heliosphere during solar minimum. The modulation effects on cosmic rays of corotating interaction regions and their successors in the outer heliosphere are discussed in more detail by Gazis, McDonald et al. (1999) and McKibben, Jokipii et al. (1999) in this volume. Cosmic-ray observations from the Ulysses spacecraft at high heliographic latitudes are also described extensively in this volume by Kunow, Lee et al. (1999). This revised version was published online in August 2006 with corrections to the Cover Date.     

The three-dimensional extent of a high speed solar wind stream

A primary goal of the Ulysses mission is to study the 3-dimensional structures making up the interplanetary medium, and example of which is the high speed solar wind stream observedin situ by Ulysses beginning in July 1992. In order to study the longitudinal extent of this stream as a function of Ulysses' increasing heliographic latitude, a second point of reference is required to separate spatial and temporal variations. Such a reference point is provided at Jupiter by a class of Jovian radio bursts, whose occurrence rate varies in a predictable way with solar wind speed. Using thein situ and remote observations from Ulysses, the extent of the high speed stream at 5 AU is mapped and compared to the associated coronal hole boundary on the Sun.     

Reverse shock acceleration of electrons and protons at mid-heliolatitudes from 5.3-3.8 AU

We examine the intensity, anisotropy and energy spectrum of 480–966 keV protons and 38–315 keV electrons observed by the HI-SCALE instrument on Ulysses associated with Corotating Interaction Regions (CIR) from mid-1992 to early 1994. The particle events are most clearly ordered by the reverse shocks bounding the CIRs. The bulk of the ion fluxes appear either straddling, or with their maximum intensity following, the reverse shock. The electron intensities rise sharply to their maximum upon the passage of the reverse shock, and are delayed with respect to the protons. We believe that following acceleration at the reverse shock the electrons re-enter the inner heliosphere and mirror, to return to the reverse shock for repeated acceleration. This process is more effective for electrons (vc/2) than for ions, and also favours the higher velocity electrons, which accounts for the observed spectral hardening with latitude.     

Cosmic Rays at High Heliolatitudes

The Ulysses spacecraft has been the first to orbit the Sun over its poles and to explore the heliosphere at these high heliolatitudes. It has now completed two fast latitude scans, one at solar minimum and one at solar maximum. Since its launch in October 1990, this mission has led to several surprising discoveries concerning energetic particles, cosmic rays, Jovian electrons, the solar wind, the heliospheric magnetic field and the global features of the heliosphere. This review addresses mainly the propagation and modulation of cosmic rays and other charged particles, from both an observational and theoretical point of view, with emphasis on what has been learned from exploring the inner heliosphere to high heliolatitudes. This is done for solar minimum and maximum conditions. The review is concluded with a summary of the main scientific discoveries and insights gained so far from the Ulysses mission.     

Pickup Ions and Cosmic Rays from Dust in the Heliosphere

The combination of recent observational and theoretical work has completed the catalog of the sources of heliospheric Pickup Ions (PUIs). These PUIs are the seed population for Anomalous Cosmic Rays (ACRs), which are accelerated to high energies at or beyond the Termination Shock (TS). For elements with high First Ionization Potentials (high-FIP atoms: e.g., H, He, Ne, etc.), the dominant source of PUIs and ACRs is from neutral atoms that drift into the heliosphere from the Local Interstellar Medium (LISM) and, prior to ionization, are influenced primarily by solar gravitation and radiation pressure (for H). After ionization, these interstellar ions are pickup up by the solar wind, swept out, and are either accelerated near the TS or beyond it. Elements with low first ionization potentials (low-FIP atoms: e.g., C, Si, Mg, Fe, etc.) are also observed as PUIs by Ulysses and as ACRs by Wind and Voyager. But the low-FIP composition of this additional component reveals a very different origin. Low-FIP interstellar atoms are predominantly ionized in the LISM and therefore excluded from the heliosphere by the solar wind. Remarkably, a low-FIP component of PUIs was hypothesized by Banks (J. Geophys. Res. 76, 4341, 1971) over twenty years prior to its direct detection by Ulysses/SWICS (Geiss et al., J. Geophys. Res. 100(23), 373, 1995) The leading concept for the generation of Inner Source PUIs involves an effective recycling of solar wind on grains near the Sun, as originally suggested by Banks. Voyager and Wind also observe low-FIP ACRs, and a grain-related source appears likely and necessary. Two concepts have been proposed to explain these low-FIP ACRs: the first concept involves the acceleration of the Inner Source of PUIs, and the second involves a so-called Outer Source of PUIs generated from solar wind interaction with the large population of grains in the Kuiper Belt. We review here the observational and theoretical work over the last decade that shows how solar wind and heliospheric grains interact to produce pickup ions, and, in turn, anomalous cosmic rays. The inner and outer sources of pickup ions and anomalous cosmic rays exemplify dusty plasma interactions that are fundamental throughout the cosmos for the production of energetic particles and the formation of stellar systems.     

Kinetic properties of heavy ions in the solar wind from SWICS/Ulysses

The kinetic properties of heavy ions in the solar wind are known to behave in a well organized way under most solar wind flow conditions: Their speeds are all equal and faster than that of hydrogen by about the local Alfvén speed, and their kinetic temperatures are proportional to their mass. The simplicity of these properties points to a straightforward physical interpretation; wave-particle interactions with Alfvén waves are the probable cause. With the SWICS sensor on board Ulysses, it is now possible to investigate the kinetic properties of many more ion species than before. Furthermore, the transition of Ulysses into the fast stream emanating from the south polar coronal hole since 1992 allows us to study these properties both in the slow, interstream solar wind, as well as in an unambiguously identified fast stream. We present data from SWICS/Ulysses on the dominant ions of He, C, O, Ne, and Mg. As a result we find that, both in the slow wind and in fast streams, the isotachic property is obeyed even better than it could be determined by the ICI instrument on ISEE-3. The mass proportionality ofT _kin is also shown to hold for these ions, including the newly identified C and Mg.     

Origin, Injection, and Acceleration of CIR Particles: Theory Report of Working Group 7

On the basis of the observational picture established in the report of Mason, von Steiger et al. (1999) the status of theoretical models on origin, injection, and acceleration of particles associated with Corotating Interaction Regions (CIRs) is reviewed. This includes diffusive or first-order Fermi acceleration at oblique shocks, adiabatic deceleration in the solar wind, stochastic acceleration in Alfvén waves and oblique propagating magnetosonic waves, and shock surfing as possible injection mechanism to discriminate pickup ions from solar wind ions. This revised version was published online in August 2006 with corrections to the Cover Date.     

Joint Ulysses and ACE observations of a magnetic cloud and the associated solar energetic particle event

On day 49 of 1999 a strong interplanetary shock was observed by the ACE spacecraft located at 1 AU from the Sun. This shock was followed 10 hours later by a magnetic cloud (MC). A large solar energetic particle (SEP) event was observed in association with the arrival of the shock and the MC at ACE. The Ulysses spacecraft, located at 22° S heliolatitude and nearly the same ecliptic longitude as ACE, observed a large SEP event beginning on day 54 that peaked with the arrival of a solar wind and magnetic field disturbance on day 61. A magnetic cloud was observed by Ulysses on days 63–64. We suggest a scenario in which both spacecraft intercepted the same MC, although sampling different regions of it. We describe the effects that the MC produced on the streaming of energetic particles at both spacecraft. This revised version was published online in August 2006 with corrections to the Cover Date.     

Origin of the solar wind from composition data

The ESA/NASA spacecraft Ulysses is making, for the first time, direct measurements in the solar wind originating from virtually all places where the corona expands. Since the initial two polar passes of Ulysses occur during relatively quiet solar conditions, we discuss here the three main regimes of quasi-stationary solar wind flow: the high speed streams (HSSTs) coming out of the polar coronal holes, the slow solar wind surrounding the HSSTs, and the streamers which occur at B-field reversals. Comparisons between H- maps and data taken by Ulysses demonstrate that as a result of super-radial expansion, the HSSTs occupy a much larger solid angle than that derived from radial projections of coronal holes. Data obtained with SWICS-Ulysses confirm that the strength of the FIP effect is much reduced in the HSSTs. The systematics in the variations of elemental abundances becomes particularly clear, if these are plotted against the time of ionisation (at the solar surface) rather than against the first ionisation potential (FIP). We have used a superposed-epoch method to investigate the changes in solar wind speed and composition measured during the 9-month period in 1992/93 when Ulysses regularly passed into and out of the southern HSST. We find that the patterns in the variations of the Mg/O and O⁷⁺/O⁶⁺ ratios are virtually identical and that their transition from high to low values is very steep. Since the Mg/O ratio is controlled by the FIP effect and the O⁷⁺/O⁶⁺ ratio reflects the coronal temperature, this finding points to a connection between chromospheric and coronal conditions.     

Remote Sensing of H from Ulysses and Galileo

We model interplanetary H Lyman-α (Lα) observations from Galileo UVS (Ultraviolet Spectrometer) and EUVS (Extreme Ultraviolet Spectrometer) (Hord et al., 1992) and the Ulysses interstellar neutral gas (GAS) instrument (Witte et al., 1992). EUVS measurements near solar maximum (max) in 1990–1992 have a peaked brightness maximum upwind due to a rather isotropic solar wind charge-exchange ionization pattern (A=0–0.25). GAS measurements from solar minimum (min) in 1997 have a plateau in the upwind direction that we model using Ulysses SWOOPS (solar wind plasma experiment) solar min data on solar wind density and velocity at different heliographic latitudes. The isotropic ionization pattern deduced from EUVS at solar max may be consistent with recent SWOOPS results (McComas et al., 2000b, c) that high speed solar wind is absent at high latitudes during solar max. Galileo and Ulysses Lα data favor higher H temperatures (15 000–18 000 K) than previous models. This revised version was published online in August 2006 with corrections to the Cover Date.     

Cosmic Rays Through the Solar Hale Cycle

The Ulysses spacecraft had been the first to orbit the Sun over its poles and to explore the heliosphere at these high heliolatitudes. It has now completed three fast latitude scans, two at solar minimum and one at solar maximum. Since its launch in October 1990, this mission has led to several surprising discoveries concerning energetic particles, cosmic rays, Jovian electrons, the solar wind, the heliospheric magnetic field and the global features of the heliosphere. This review addresses the propagation and modulation of cosmic rays and other charged particles from an observational point of view with emphasis on what has been learned from exploring the inner heliosphere to high heliolatitudes.     

Interplanetary type III radio bursts observed from high southern heliographic latitudes

Type III radio bursts observed from high southern latitudes are analyzed for the first time. The continual observation of these radio bursts by Ulysses from after the Jupiter swing-by to 50°S latitude argues for a wide latitudinal directivity of type III radiation. From this high latitude perspective, type III radio sources that lie in the far hemisphere of the Sun with respect to Ulysses are unambiguously resolved for the first time. Using the Ulysses direction-finding capabilities, the radio source locations in the 3-D heliosphere are derived for a radio event on 31 January 1994 when Ulysses was 45°S latitude. The source locations describe a spiral-like trajectory originating from the far side of the Sun. The angular radii of these radio sources are compared to angular radii that were previously derived from in-ecliptic observations.     

Ulysses-UVCS Coordinated Observations

We present results from SOHO/UVCS measurements of the density and flow speed of plasma at the Sun and again of the same plasma by Ulysses/SWOOPS in the solar wind. UVCS made measurements at 3.5 and 4.5 solar radii and Ulysses was at 5.1 AU. Data were taken for nearly 2 weeks in May–June 1997 at 9–10 degrees north of the equator in the streamer belt on the east limb. Density and flow speed were compared to see if near Sun characteristics are preserved in the interplanetary medium. By chance, Ulysses was at the very northern edge of the streamer belt. Nevertheless, no evidence was found of fast wind or mixing of slow wind with fast wind coming from the northern polar coronal hole. The morphology of the streamer belt was similar at the beginning and end of the observing period, but was markedly different during the middle of the period. A corresponding change in density (but not flow speed) was noted at Ulysses. This revised version was published online in June 2006 with corrections to the Cover Date.     

Modulation of Cosmic Rays and Anomalous Components by CIRs

CIRs produce clearly visible recurrent modulation in the intensity of cosmic rays and anomalous components, but are not principally responsible for determining the overall global level of modulation. However, the localized variations imposed by CIRs in the parameters for propagation of energetic particles through the solar wind provide useful diagnostics for testing models of the propagation against observations. A principal result from Ulysses observations of CIR-induced variations is that the variations persist to very high latitudes, well beyond the range where CIRs are observed. This has driven theoretical models to provide for enhanced latitude transport of energetic particles. On the other hand, observations of Jovian electron intensities vs. latitude do not support enhanced latitude transport. This chapter contains a summary of the interaction between observations and models for the effects of CIRs, and its impact on the understanding of the physics of modulation. This revised version was published online in August 2006 with corrections to the Cover Date.