Maximum likelihood angle extractor for two closely spaced targets

In a scenario of closely spaced targets special attention has to be paid to radar signal processing. We present an advanced processing technique, which uses the maximum likelihood (ML) criterion to extract from a monopulse radar separate angle measurements for unresolved targets. This processing results in a significant improvement, in terms of measurement error standard deviations, over angle estimators using the monopulse ratio. Algorithms are developed for Swerling I as well as Swerling III models of radar cross section (RCS) fluctuations. The accuracy of the results is compared with the Cramer Rao lower bound (CRLB) and also to the monopulse ratio technique. A novel technique to detect the presence of two unresolved targets is also discussed. The performance of the ML estimator was evaluated in a benchmark scenario of closely spaced targets - closer than half power beamwidth of a monopulse radar. The interacting multiple model probabilistic data association (IMMPDA) track estimator was used in conjunction with the ML angle extractor     

Tracker and signal processing for the benchmark problem with unresolved targets

Radar signal processing is particularly important in tracking closely spaced targets and targets in the presence of sea-surface-induced multipath. Closely spaced targets can produce unresolved measurements when they occupy the same range cell of the radar. These issues are the salient features of the benchmark problem for tracking unresolved targets combined with radar management, for which this paper presents the only complete solution to date. In this paper a modified version of a recently developed maximum likelihood (ML) angle estimator, which can produce two measurements from a single (unresolved) detection, is presented. A modified generalized likelihood ratio test (GLRT) is also described to detect the presence of two unresolved targets. Sea-surface-induced multipath can produce a severe bias in the elevation angle measurement when the conventional monopulse ratio angle extractor method is used. A modified version of a recently developed ML angle extractor, which produces nearly unbiased elevation angle measurements and significantly improves the track accuracy, is presented. Efficient radar resource allocation algorithms for two closely spaced targets and targets flying close to the sea surface are also presented. Finally, the IMMPDAF (interacting multiple model estimator with probabilistic data association filter modules) is used to track these targets. It is found that a two-model IMMPDAF performs better than the three-model version used in the previous benchmark. Also, the IMMPDAF with a coordinated turn model works better than the one using a Wiener process acceleration model. The signal processing and tracking algorithms presented here, operating in a feedback manner, form a comprehensive solution to the most realistic tracking and radar management problem to date.     

Unresolved Rayleigh target detection using monopulse measurements

When the returns from two or more targets interfere (i.e., the signals are not resolved in the frequency or time domains) in a monopulse radar system, the direction-of-arrival (DOA) estimate indicated by the monopulse ratio can wander far beyond the angular separation of the targets. Generalized maximum likelihood (GML) detection of the presence of unresolved Rayleigh targets is developed with probability density functions (pdfs) conditioned on the measured amplitude of the target echoes. The Neyman-Pearson detection algorithm uses both the in-phase and quadrature portions of the monopulse ratio and requires no a priori knowledge of the signal-to-noise ratio (SNR) or DOA of either target. Receiver operating characteristic (ROC) curves are given along with simulation results that illustrate the performance and application of the algorithm     

Accuracy of angle estimation with monopulse processing using twobeams

Expressions are provided for the accuracy of monopulse angle estimation using two beams. It is shown that, if the signal angle is halfway between the angles of the beams, the Cramer-Rao lower bound (CRLB) for monopulse processing is almost as small as the CRLB obtained if the entire array of sensors is used. The monopulse CRLB is considerably poorer if the angle of the signal is equal to that of one of the two beams. The expressions in this correspondence are for a uniformly weighted linear array of M equally spaced sensors, for which N⩾M beams are formed     

Statistical description of monopulse parameters for trackingRayleigh targets

The conditional probability density function (pdf) is developed for each monopulse measurement of a Rayleigh target by conditioning the pdf of the complex monopulse ratio on the measured amplitude of the sum signal. The conditional pdf is used to develop the conditional Cramer-Rao Lower Bound (CRLB) for any unbiased estimator of the direction-of-arrival (DOA). Conditional maximum likelihood (CML) and conditional method of moments (CMM) estimators of the DOA are developed along with estimates of the variances associated with the monopulse ratio and DOA estimate. Using simulation results, the performances of the CML and CMM estimators of the DOA are compared with the performance of standard monopulse ratio and the performances of the variance estimators are also studied     

Correlation between horizontal and vertical monopulse measurements

Many radar systems use the monopulse ratio to extract angle of arrival (AOA) measurements in both azimuth and elevation angles. The accuracies of each such measurement are reasonably well known: each measurement is, conditioned on the sum-signal return, Gaussian-distributed with calculable bias (relative to the true AOA), and variance. However, we note that the two monopulse ratios are functions of basic radar measurements that are not entirely independent, specifically in that the sum signal is common to both. The effect of this is that the monopulse ratios are dependent, and a simple explicit expression is given for their correlation; this is of considerable interest when the measurements are supplied to a tracking algorithm that requires a measurement covariance matrix. The system performance improvement when this is taken into account is quantified: while it makes little difference for a tracking radar with small pointing errors, there are more substantial gains when a target is allowed to stray within the beam, as with a rotating (track-while-scan) radar or when a single radar dwell interrogates two or more targets at different ranges. But in any case, the correct covariance expression is so simple that there is little reason not to use it. We additionally derive the Cramer-Rao lower bound (CRLB) on joint azimuth/elevation angle estimation and discover that it differs only slightly from the covariance matrix corresponding to the individual monopulse ratios. Hence, using the individual monopulse ratios and their simple joint accuracy expression is an adequate and quick approximation of the optimal maximum likelihood procedure for single resolved targets.     

Radar measurement extraction in the presence of sea-surface multipath

In the presence of sea-surface multipath monopulse radar signals from a low elevation target have three alternative paths in addition to the direct (radar-to-target) path due to reflections from the sea surface. The specular reflection causes significant signal fading. The diffuse reflection causes an approximately constant bias to the in-phase component of the monopulse ratio, which is the standard extractor of the direction of arrival (DOA) in the monopulse processing. The diffuse reflection also causes higher standard deviation to the in-phase component of the monopulse ratio. We propose a maximum likelihood (ML) angle extraction technique for low elevation targets of known average signal strength having a Rayleigh fluctuation. The results show that this method reduces the error of the estimated angle compared with the conventional monopulse ratio estimator. Subsequently, the ML angle extractor is modified for the unknown average signal strength case. This modified angle extractor has only a small performance degradation compared with the known average signal strength case, but it performs much better than the monopulse ratio based estimator. An algorithm to calculate the accuracy of the estimated angle (or height) is also presented. This angle extractor reduces the root-mean-square error (RMSE) by more than 50% in the signal processing stage when used in a low flying target tracking scenario. The same algorithm can be used to track sea skimmers.     

Angle estimation for two unresolved targets with monopulse radar

Most present-day radar systems use monopulse techniques to extract angular measurements of sunbeam accuracy. The familiar "monopulse ratio" is a very effective means to derive the angle of a single target within a radar beam. For the simultaneous estimation of the angles of two closely-spaced targets, a modification on the monopulse ratio was derived in (Blair and Pearce, 2001), while (Sinha et al., 2002) presented a maximum likelihood (ML) technique via numerical search. In this paper it is shown that the ML solution can in fact be found explicitly, and the numerical search of ((Sinha et al., 2002) is unnecessary. However, the ML solution requires the signal to noise ratio (SNR) for each target to be known, and hence we generalize it so it requires only the relative SNR. Several versions of expectation maximization (EM) joint angle estimators are also derived, these differing in the degree to which prior information on SNR and on beam pattern are assumed. The performances of the different direction-of-arrival (DOA) estimators for unresolved targets are studied via Monte Carlo, and it is found that most have similar performance: this is remarkable since the use of prior information (SNR, relative SNR, beam pattern) varies widely between them. There is, however, considerable performance variability as a function of the two targets' off-boresight angles. A simple combined technique that fuses the results from different approaches is thus proposed, and it performs well uniformly.     

Complex Indicated Angles Applied to Unresolved Radar Targets and Multipath

The off-axis angle indicated by a conventional monopulse radar is only the real part of a "complex indicated angle." The presence of unresolved targets or multipath distorts the real part (causing an erroneous angle indication) and also produces an imaginary part, which can easily be measured by processing the normally unused quadrature-phase component of the difference signal. Under certain conditions the angles, amplitude ratio, and relative phase of two unresolved targets can theoretically be determined by meas urements of the complex indicated angle on two pulses separated by a short interval. In the special case of multipath, known relationships between the unresolved target and image theoretically permit determination of target elevation with a single pulse.     

Monopulse-radar tracking of swerling III-IV targets using multiple observations

This paper proposes a novel statistical prediction of monopulse errors (Levanon, 1988) for a radar Swerling III-IV target embedded in noise or noise jamming where multiple observations are available. First, the study of the maximum likelihood estimator (MLE) of the complex monopulse ratio for a Swerling III-IV target embedded in spatially white noise allows us to extend the use of the MLE practical approximate form introduced by Mosca (1969) for Swerling 0-I-II cases. Afterward, we derive analytical formulas for both the mean and variance of the MLE in approximate form conditioned by the usual detection step performed on the sum channel of a monopulse antenna. Last, we provide a comparison of target direction of arrival (DOA) estimation performance based on monopulse ratio estimation as a function of the Swerling model in the context of a multifunction radar.     

单脉冲跟踪雷达多目标检测算法性能分析

对2种检测单脉冲雷达主波束内是否存在2个不可区分目标的算法进行了推广,将其应用到波束内可能存在N个不可区分的目标,并仿真了波束内存在3个目标时的检测性能。仿真表明,在总信噪比相同时,3个目标的检测概率不一定大于2个目标的检测概率,处于方位向上间距最大的2个目标的信噪比对整个检测概率影响较大。     

DOA estimation by exploiting the amplitude modulation induced by antenna scanning

We propose a beamsplitting-like approach to estimate the directions of arrival (DOA) of multiple radar targets present in the mainlobe of a rotating antenna. The proposed method is based on the maximum likelihood (ML) technique and it avoids the need for a difference channel by exploiting knowledge of the antenna main beam pattern. Two scenarios are considered: multiple targets with unknown deterministic complex amplitudes and multiple targets with Gaussian distributed random complex amplitudes. The performance of the proposed estimator is investigated through Monte Carlo simulation and it is compared with the Cramer-Rao lower bound (CRLB).     

Multiple radar targets estimation by exploiting induced amplitude modulation

This work deals with the problem of estimating complex amplitudes, Doppler frequencies, and directions of arrival (DOA) of multiple targets present in the same range-azimuth resolution cell of a surveillance radar. The maximum likelihood (ML) and the asymptotic (large sample size) ML (AML) estimators are derived. To reduce the computational complexity of the maximization of the nonlinear two-dimensional criterion function of the AML estimator, we propose a computationally efficient algorithm based on the RELAXation method. It allows decoupling the problem of jointly estimating the parameters of the signal components into a sequence of simpler problems, where the parameters of each component are separately and iteratively estimated. The proposed method overcomes the resolution limitation of the classical monopulse technique and resolves multiple targets exhibiting an arbitrarily small difference in azimuth as long as their Doppler frequencies differ at least by the inverse of the number of integrated pulses, provided that enough signal-to-noise ratio (SNR) per pulse is available. The performance of the proposed AML-RELAX estimator is numerically investigated through Monte Carlo simulation and Cramer-Rao lower bound (CRLB) calculation.     

Detection of Target Multiplicity Using Monopulse Quadrature Angle

The feasibility of using the indicated quadrature angle of arrival of a monopulse radar to discriminate a single target from multiple targets, separated in angle within a radar resolution cell, is investigated. The analysis is performed for steady (fixed) and Rayleigh fluctuating targets which cover a broad range of target characteristics. In both cases, the interfering signals due to noise and clutter in the sum and difference monopulse channels are assumed to be independent, zero-mean Gaussian processes. Detection and false alarm probabilities are evaluated analytically and the receiver operating characteristics are obtained for both fixed and fluctuating target cases. It is shown that multiple targets can be discriminated from a single target condition by integrating the indicated monopulse quadrature angle of arrival from several independent pulses. It is also shown that the probability of detecting multiple targets increases as the fluctuation in the target radar cross section decreases, approaching the fixed amplitude case in the limit.     

Performance Analysis of Monopulse Receivers for Secondary Surveillance Radar

In modern secondary surveillance radar (SSR) the monopulse technique is currently introduced for the measurement of the azimuth of the targets. The monopulse technique is based on a suitable processing of signals received by a multiple antenna. In SSR the signals are generated by a transponder on the aircraft as replies to interrogations from ground equipment, and consist of trains of pulses. The monopulse measurements can be carried out on the basis of a single pulse from each train, so that it provides a great number of azimuth estimates. Many monopulse measurement devices exist, corresponding to different processing techniques. From the point of view of accuracy and precision, their behaviors differ with respect to the sources of errors, both internal (noise and imperfect calibrations) and external (interference and propagation effects). The four main types of monopulse receivers are analyzed here with respect to the effects of the internal error sources on the resulting measurement accuracy. After an introductory discussion of the performances of the receivers, a detailed analysis is carried out on the basis of a general mathematical model. The results are given in an analytical form and in some comprehensive diagrams.     

Moving target localization in distributed MIMO radar with transmitter and receiver location uncertainties

In this paper, the problem of moving target localization from Bistatic Range(BR) and Bistatic Range Rate(BRR) measurements in a Multiple-Input Multiple-Output(MIMO) radar system having widely separated antennas is investigated. We consider a practically motivated scenario,where the accurate knowledge of transmitter and receiver locations is not known and only the nominal values are available for processing. With the transmitter and receiver location uncertainties,which are usually neglected in MIMO radar systems by prior studies, taken into account in the measurement model, we develop a novel algebraic solution to reduce the estimation error for moving target localization. The proposed algorithm is based on the pseudolinear set of equations and two-step weighted least squares estimation. The Cramer-Rao Lower Bound(CRLB) is derived in the presence of transmitter and receiver location uncertainties. Theoretical accuracy analysis demonstrates that the proposed solution attains the CRLB, and numerical examples show that the proposed solution achieves significant performance improvement over the existing algorithms.     

Adaptive digital beamforming for angle estimation in jamming

A radar digital beamforming (DBF) architecture and processing algorithm is described for nulling the signal from a mainlobe electronic jammer and multiple sidelobe electronic jammers while maintaining monopulse angle estimation accuracy on the target. The architecture consists of a sidelobe jamming (SLJ) cancelling adaptive array (AA) followed by a mainlobe jamming (MLJ) canceller. A mainlobe maintenance (MLM) technique or constrained adaptation during the sidelobe cancellation process is imposed so that the results of the SLJ cancellation process do not distort the subsequent mainlobe cancellation process. The SLJ signals and the MLJ signals are thus cancelled sequentially in separate processes. This technique was developed for improving radar processing in determining the angular location of a target, and specifically for improving the monopulse technique by maintaining the accuracy of the target echo monopulse ratio in the presence of electronic jamming by adaptive suppression of the jamming signals before forming the monopulse sum and difference beams     

两种自适应方向图峰值副瓣控制方法比较

自适应阵列（或称自适应波束形成）目前已广泛应用到雷达、声纳和通信领域中用来抑制各种干扰（有意的干扰，杂波干扰和多用户干扰等）。在雷达应用中，为了减轻脉冲欺骗式干扰或旁瓣目标并利用单脉冲雷达来准确测量目标波达方向．要求自适应方向图具有低副瓣和稳定的主瓣形状。在实际应用中，各种失配误差将降低自适应阵列的性能．这些误差包括由于目标的波达方向不精确引起的信号指向误差，由通道失配和位置扰动引起的阵列校准误差和由小样本教引起的协方差矩阵估计误差。在此情况下，自适应波束形成的性能大大下降（干扰抑制性能变差。主瓣失真和高的副瓣）。已提出了一种基于二次约束的集成峰值副瓣控制（integrated peak sidelobe control，简称IPSC）方法。该方法可以精确地控制峰值副瓣电平并产生具有稳定的主瓣形状的自适应方向图。研究IPSC中目标信号的影响和信号消除方案以进一步提高IPSC的性能。并将IPSC方法和最新提出的基于二阶锥规划（second-order cone programming，简称SOCP）的分布式峰值副瓣控制（distfibuted peak sidelobe control，简称为DPSC）新方法在性能上进行了比较。仿真结果表明。在干扰抑制性能和方向图控制质量方面IPSC比DPSC性能优越。此外IPSC比DPSC计算高效。     

Tracking a ballistic target: comparison of several nonlinear filters

This paper studies the problem of tracking a ballistic object in the reentry phase by processing radar measurements. A suitable (highly nonlinear) model of target motion is developed and the theoretical Cramer-Rao lower bounds (CRLB) of estimation error are derived. The estimation performance (error mean and standard deviation; consistency test) of the following nonlinear filters is compared: the extended Kalman filter (EKF), the. statistical linearization, the particle filtering, and the unscented Kalman filter (UKF). The simulation results favor the EKF; it combines the statistical efficiency with a modest computational load. This conclusion is valid when the target ballistic coefficient is a priori known.     

Monopulse tracking of Rayleigh targets: a simple approach

A simple derivation of the probability distribution of the monopulse ratio is presented. The derivation is based upon a conditional distribution and considers both Rayleigh targets and simple non-Rayleigh cases. The mean is obtained almost without calculation. The variance expression is given completely general noise and glint interpretation. Analytical expressions for angle error mean and spread, including noise, target width, and unresolved targets, are presented as functions of antenna position, in simple and comprehensive diagrams