An empirical model to predict the 1-AU arrival of interplanetary shocks

We extend the empirical coronal mass ejection (CME) arrival model of Gopalswamy et al. [Gopalswamy, N. et al. Predicting the 1-AU arrival times of coronal mass ejections, J. Geophys. Res. 106, 29207, 2001] to predict the 1-AU arrival of interplanetary (IP) shocks. A set of 29 IP shocks and the associated magnetic clouds observed by the Wind spacecraft are used for this study. The primary input to this empirical shock arrival model is the initial speed of white-light CMEs obtained using coronagraphs. We use the gas dynamic piston–shock relationship to derive the ESA model which provides a simple means of obtaining the 1-AU speed and arrival times of interplanetary shocks using CME speeds.     

Solar and interplanetary precursors of geomagnetic storms in solar cycle 23

Estimating the magnetic storm effectiveness of solar and associated interplanetary phenomena is of practical importance for space weather modelling and prediction. This article presents results of a qualitative and quantitative analysis of the probable causes of geomagnetic storms during the 11-year period of solar cycle 23: 1996–2006. Potential solar causes of 229 magnetic storms (Dst ? −50 nT) were investigated with a particular focus on halo coronal mass ejections (CMEs). A 5-day time window prior to the storm onset was considered to track backward the Sun’s eruptions of halo CMEs using the SOHO/LASCO CMEs catalogue list. Solar and interplanetary (IP) properties associated with halo CMEs were investigated and correlated to the resulting geomagnetic storms (GMS). In addition, a comparative analysis between full and partial halo CME-driven storms is established. The results obtained show that about 83% of intense storms (Dst ? −100 nT) were associated with halo CMEs. For moderate storms (−100 nT < Dst ? −50 nT), only 54% had halo CME background, while the remaining 46% were assumed to be associated with corotating interaction regions (CIRs) or undetected frontside CMEs. It was observed in this study that intense storms were mostly associated with full halo CMEs, while partial halo CMEs were generally followed by moderate storms. This analysis indicates that up to 86% of intense storms were associated with interplanetary coronal mass ejections (ICMEs) at 1 AU, as compared to moderate storms with only 44% of ICME association. Many other quantitative results are presented in this paper, providing an estimate of solar and IP precursor properties of GMS within an average 11-year solar activity cycle. The results of this study constitute a key step towards improving space weather modelling and prediction.     

CME dynamics using coronagraph and interplanetary ejecta data

In this work, we present a study of the coronal mass ejection (CME) dynamics using LASCO coronagraph observations combined with in-situ ACE plasma and magnetic field data, covering a continuous period of time from January 1997 to April 2001, complemented by few extreme events observed in 2001 and 2003. We show, for the first time, that the CME expansion speed correlates very well with the travel time to 1 AU of the interplanetary ejecta (or ICMEs) associated with the CMEs, as well as with their preceding shocks. The events analyzed in this work are a subset of the events studied in Schwenn et al. (2005), from which only the CMEs associated with interplanetary ejecta (ICMEs) were selected. Three models to predict CME travel time to Earth, two proposed by Gopalswamy et al. (2001) and one by Schwenn et al. (2005), were used to characterize the dynamical behavior of this set of events. Extreme events occurred in 2001 and 2003 were used to test the prediction capability of the models regarding CMEs with very high LASCO C3 speeds.     

Propagation of normal and faster CMEs in the interplanetary medium

We have analyzed 101 Coronal Mass Ejection (CME) events and their associated interplanetary CMEs (ICMEs) and interplanetary (IP) shocks observed during the period 1997–2005 from the list given by Mujiber Rahman et al. (2012). The aim of the present work is to correlate the interplanetary parameters such as, the speeds of IP shocks and ICMEs, CME transit time and their relation with CME parameters near the Sun. Mainly, a group of 10 faster CME events (V_INT > 2200 km/s) are compared with a list of 91 normal events of Manoharan et al. (2004). From the distribution diagrams of CME, ICME and IP shock speeds, we note that a large number of events tends to narrow towards the ambient (i.e., background) solar wind speed (∼500 km/s) in agreement with the literature. Also, we found that the IP shock speed and the average ICME speed measured at 1 AU are well correlated. In addition, the IP shock speed is found to be slightly higher than the ICME speed. While the normal events show CME travel time in the range of ∼40–80 h with a mean value of 65 h, the faster events have lower transit time with a mean value of 40 h. The effect of solar wind drag is studied using the correlation of CME acceleration with interplanetary (IP) acceleration and with other parameters of ICMEs. While the mean acceleration values of normal and faster CMEs in the LASCO FOV are 1 m/s², 18 m/s², they are −1.5 m/s² and −14 m/s² in the interplanetary medium, respectively. The relation between CME speed and IP acceleration for normal and faster events are found to agree with that of  and  except slight deviations for the faster events. It is also seen that the faster events with less travel time face higher negative acceleration (>−10 m/s²) in the interplanetary medium up to 1 AU.     

Homologous flare–CME events and their metric type II radio burst association

Active region NOAA 11158 produced many flares during its disk passage. At least two of these flares can be considered as homologous: the C6.6 flare at 06:51 UT and C9.4 flare at 12:41 UT on February 14, 2011. Both flares occurred at the same location (eastern edge of the active region) and have a similar decay of the GOES soft X-ray light curve. The associated coronal mass ejections (CMEs) were slow (334 and 337 km/s) and of similar apparent widths (43° and 44°), but they had different radio signatures. The second event was associated with a metric type II burst while the first one was not. The COR1 coronagraphs on board the STEREO spacecraft clearly show that the second CME propagated into the preceding CME that occurred 50 min before. These observations suggest that CME–CME interaction might be a key process in exciting the type II radio emission by slow CMEs.     

Solar and interplanetary parameters of CMEs with and without type II radio bursts

We have analyzed 101 CMEs, and their associated ICMEs and interplanetary (IP) shocks observed during the period 1997–2005. The main aim of the present work is to study the interplanetary characteristics of metric and DH type II associated CMEs such as, shock strength, IP shock speed, ICME speed, stand off distance and transit time. Among these 101 CMEs, 38 events show both metric and DH type II bursts characteristics. There are no metric and DH type II association for 52 events. While DH type II alone is found in 7 cases, metric type II alone is found in 4 events. It is found that the mean speeds of CMEs increase progressively from CMEs without type II events to CMEs associated with metric and DH type IIs as suggested by Gopalswamy et al. (2005). In addition, we found that the speeds of ICMEs and IP shocks progressively increase in the following order: events without metric and DH type IIs, events with metric alone, events with DH alone and events with both metric and DH type IIs. Similarly the Mach number is found to increase in the same order. While there is not much change in the stand-off distance among these cases, it is minimum (∼18 R_⊙) for CMEs with speed greater than 2200 km/s. The above results confirm that more energetic CMEs can produce both metric and DH type IIs for which the interplanetary parameters such as mean values of ICME speed and IP shock speed and Mach number are found to be higher.     

Imaging interplanetary CMEs at radio frequency from solar polar orbit

Coronal mass ejections (CMEs) represent a great concentration of mass and energy input into the lower corona. They have come to be recognized as the major driver of physical conditions change in the Sun–Earth system. Consequently, observations of CMEs are important for understanding and ultimately predicting space weather conditions. This paper discusses a proposed mission, the Solar Polar Orbit Radio Telescope (SPORT) mission, which will observe the propagation of interplanetary CMEs to distances of near 0.35 AU from the Sun. The orbit of SPORT is an elliptical solar polar orbit. The inclination angle between the orbit and ecliptic plane should be about 90°. The main payload on board SPORT will be an imaging radiometer working at the meter wavelength band (radio telescope), which can follow the propagation of interplanetary CMEs. The images that are obtained by the radio telescope embody the brightness temperature of the objectives. Due to the very large size required for the antenna aperture of the radio telescope, we adopt interferometric imaging technology to reduce it. Interferometric imaging technology is based on indirect spatial frequency domain measurements plus Fourier transformation. The SPORT spacecraft will also be equipped with a set of optical and in situ measurement instruments such as a EUV solar telescope, a solar wind ion instrument, an energetic particle detector, a magnetometer, a wave detector and a solar radio burst spectrometer.     

Solar energetic particle events during the rise phases of solar cycles 23 and 24

We present a comparative study of the properties of coronal mass ejections (CMEs) and flares associated with the solar energetic particle (SEP) events in the rising phases of solar cycles (SC) 23 (1996–1998) (22 events) and 24 (2009–2011) (20 events), which are associated with type II radio bursts. Based on the SEP intensity, we divided the events into three categories, i.e. weak (intensity < 1 pfu), minor (1 pfu < intensity < 10 pfu) and major (intensity ? 10 pfu) events. We used the GOES data for the minor and major SEP events and SOHO/ERNE data for the weak SEP event. We examine the correlation of SEP intensity with flare size and CME properties. We find that most of the major SEP events are associated with halo or partial halo CMEs originating close to the sun center and western-hemisphere. The fraction of halo CMEs in SC 24 is larger than the SC 23. For the minor SEP events one event in SC23 and one event in SC24 have widths < 120° and all other events are associated with halo or partial halo CMEs as in the case of major SEP events. In case of weak SEP events, majority (more than 60%) of events are associated with CME width < 120°. For both the SC the average CMEs speeds are similar. For major SEP events, average CME speeds are higher in comparison to minor and weak events. The SEP event intensity and GOES X-ray flare size are poorly correlated. During the rise phase of solar cycle 23 and 24, we find north–south asymmetry in the SEP event source locations: in cycle 23 most sources are located in the south, whereas during cycle 24 most sources are located in the north. This result is consistent with the asymmetry found with sunspot area and intense flares.     

Energetic particle acceleration by coronal mass ejections

The current paradigm for the source of large, gradual solar energetic particle (SEP) events is that theyare accelerated in coronal/interplanetary shocks driven by coronal mass ejections (CMEs). Early studies established that there is a rough correlation between the logs of the CME speed and the logs of the SEP intensities. Here I review two topics challenging the basic paradigm, the recent discovery that CMEs are also associated with impulsive, high-Z rich SEP events and the search for gradual SEP sources other than CME-driven shocks. I then discuss three topics of recent interest dealing with the relationship between the shock or CME properties and the resulting SEP events. These are the roles that CME accelerations, interactions between fast and preceding slow CMEs, and widths of fast CMEs may play in SEP production.     

Evolution of Dst index,cosmic rays and global temperature during solar cycles 20–23

We have studied conditions in interplanetary space, which can have an influence on galactic cosmic ray (CR) and climate change. In this connection the solar wind and interplanetary magnetic field parameters and cosmic ray variations have been compared with geomagnetic activity represented by the equatorial Dst index from the beginning 1965 to the end of 2012. Dst index is commonly used as the solar wind–magnetosphere–ionosphere interaction characteristic. The important drivers in interplanetary medium which have effect on cosmic rays as CMEs (coronal mass ejections) and CIRs (corotating interaction regions) undergo very strong changes during their propagation to the Earth. Because of this CMEs, coronal holes and the solar spot numbers (SSN) do not adequately reflect peculiarities concerned with the solar wind arrival to 1 AU. Therefore, the geomagnetic indices have some inestimable advantage as continuous series other the irregular solar wind measurements. We have compared the yearly average variations of Dst index and the solar wind parameters with cosmic ray data from Moscow, Climax, and Haleakala neutron monitors during the solar cycles 20–23. The descending phases of these solar cycles (CSs) had the long-lasting solar wind high speed streams occurred frequently and were the primary contributors to the recurrent Dst variations. They also had effects on cosmic rays variations. We show that long-term Dst variations in these solar cycles were correlated with the cosmic ray count rate and can be used for study of CR variations. Global temperature variations in connection with evolution of Dst index and CR variations is discussed.     

Cone model-based SEP event calculations for applications to multipoint observations

The problem of modeling solar energetic particle (SEP) events is important to both space weather research and forecasting, and yet it has seen relatively little progress. Most important SEP events are associated with coronal mass ejections (CMEs) that drive coronal and interplanetary shocks. These shocks can continuously produce accelerated particles from the ambient medium to well beyond 1 AU. This paper describes an effort to model real SEP events using a Center for Integrated Space weather Modeling (CISM) MHD solar wind simulation including a cone model of CMEs to initiate the related shocks. In addition to providing observation-inspired shock geometry and characteristics, this MHD simulation describes the time-dependent observer field line connections to the shock source. As a first approximation, we assume a shock jump-parameterized source strength and spectrum, and that scatter-free transport occurs outside of the shock source, thus emphasizing the role the shock evolution plays in determining the modeled SEP event profile. Three halo CME events on May 12, 1997, November 4, 1997 and December 13, 2006 are used to test the modeling approach. While challenges arise in the identification and characterization of the shocks in the MHD model results, this approach illustrates the importance to SEP event modeling of globally simulating the underlying heliospheric event. The results also suggest the potential utility of such a model for forcasting and for interpretation of separated multipoint measurements such as those expected from the STEREO mission.     

Height of shock formation in the solar corona inferred from observations of type II radio bursts and coronal mass ejections

Employing coronagraphic and EUV observations close to the solar surface made by the Solar Terrestrial Relations Observatory (STEREO) mission, we determined the heliocentric distance of coronal mass ejections (CMEs) at the starting time of associated metric type II bursts. We used the wave diameter and leading edge methods and measured the CME heights for a set of 32 metric type II bursts from solar cycle 24. We minimized the projection effects by making the measurements from a view that is roughly orthogonal to the direction of the ejection. We also chose image frames close to the onset times of the type II bursts, so no extrapolation was necessary. We found that the CMEs were located in the heliocentric distance range from 1.20 to 1.93 solar radii (Rs), with mean and median values of 1.43 and 1.38 Rs, respectively. We conclusively find that the shock formation can occur at heights substantially below 1.5 Rs. In a few cases, the CME height at type II onset was close to 2 Rs. In these cases, the starting frequency of the type II bursts was very low, in the range 25–40 MHz, which confirms that the shock can also form at larger heights. The starting frequencies of metric type II bursts have a weak correlation with the measured CME/shock heights and are consistent with the rapid decline of density with height in the inner corona.     

Determining CME parameters by fitting heliospheric observations: Numerical investigation of the accuracy of the methods

Transients in the heliosphere, including coronal mass ejections (CMEs) and corotating interaction regions can be imaged to large heliocentric distances by heliospheric imagers (HIs), such as the HIs onboard STEREO and SMEI onboard Coriolis. These observations can be analyzed using different techniques to derive the CME speed and direction. In this paper, we use a three-dimensional (3-D) magneto-hydrodynamic (MHD) numerical simulation to investigate one of these methods, the fitting method of  and . Because we use a 3-D simulation, we can determine with great accuracy the CME initial speed, its speed at 1 AU and its average transit speed as well as its size and direction of propagation. We are able to compare the results of the fitting method with the values from the simulation for different viewing angles between the CME direction of propagation and the Sun-spacecraft line. We focus on one simulation of a wide (120–140°) CME, whose initial speed is about 800 km s⁻¹. For this case, we find that the best-fit speed is in good agreement with the speed of the CME at 1 AU, and this, independently of the viewing angle. The fitted direction of propagation is not in good agreement with the viewing angle in the simulation, although smaller viewing angles result in smaller fitted directions. This is due to the extremely wide nature of the ejection. A new fitting method, proposed to take into account the CME width, results in better agreement between fitted and actual directions for directions close to the Sun–Earth line. For other directions, it gives results comparable to the fitting method of Sheeley et al. (1999). The CME deceleration has only a small effect on the fitted direction, resulting in fitted values about 1–4° higher than the actual values.     

Coronal mass ejection interaction and particle acceleration during the 2001 April 14–15 events

Two successive solar energetic particle (SEP) events associated with fast and wide coronal mass ejections (CMEs) on 2001 April 14 and 15 are compared. The weak SEP event of April 14 associated with an 830 km/s CME and an M1.0 flare was the largest impulsive event of cycle 23. The April 15 event, the largest ground level event of cycle 23, was three orders of magnitude more intense than the April 14^th event and was associated with a faster CME (1200 km/s) and an X14.4 flare. We compiled and compared all the activities (flares, CMEs, interplanetary conditions and radio bursts) associated with the two SEP events to understand the intensity difference between them. Different coronal and interplanetary environments of the two events (presence of preceding CME and seed particles ahead of the April 15 event) may explain the intensity difference.     

Actors of the main activity in large complex centres during the 23 solar cycle maximum

During the maximum of Solar Cycle 23, large active regions had a long life, spanning several solar rotations, and produced large numbers of X-class flares and CMEs, some of them associated to magnetic clouds (MCs). This is the case for the Halloween active regions in 2003. The most geoeffective MC of the cycle (Dst = −457) had its source during the disk passage of one of these active regions (NOAA 10501) on 18 November 2003. Such an activity was presumably due to continuous emerging magnetic flux that was observed during this passage. Moreover, the region exhibited a complex topology with multiple domains of different magnetic helicities. The complexity was observed to reach such unprecedented levels that a detailed multi-wavelength analysis is necessary to precisely identify the solar sources of CMEs and MCs. Magnetic clouds are identified using in situ measurements and interplanetary scintillation (IPS) data. Results from these two different sets of data are also compared.     

Coronal mass ejections acceleration problem

A statistical study of acceleration and its error of coronal mass ejections (CMEs) observed by the Large Angle Spectrometric Coronagraph (LASCO) is performed. A total of 5594 CMEs events have been analyzed by using a least-square method and using the error in the height measures. We verify that slower CMEs (velocities in the interval from 200 to 500 km s⁻¹) tend to have a positive acceleration (about 1 m s⁻²) at heights above 5 solar radii, while less than 10% CMEs show an average negative acceleration (about −2.2 m s⁻²) as they propagate from 5 to 30 solar radii. For most individual CMEs one can not say if they are accelerated or decelerated, only for 8% of all observed CMEs events one can extract the sign of the acceleration in the 5–30 solar radii.     

Large geomagnetic storms of extreme solar event periods in solar cycle 23

During extreme solar events such as big flares or/and energetic coronal mass ejections (CMEs) high energy particles are accelerated by the shocks formed in front of fast interplanetary coronal mass ejections (ICMEs). The ICMEs (and their sheaths) also give rise to large geomagnetic storms which have significant effects on the Earth’s environment and human life. Around 14 solar cosmic ray ground level enhancement (GLE) events in solar cycle 23 we examined the cosmic ray variation, solar wind speed, ions density, interplanetary magnetic field, and geomagnetic disturbance storm time index (D_st). We found that all but one of GLEs are always followed by a geomagnetic storm with D_st  −50 nT within 1–5 days later. Most(10/14) geomagnetic storms have D_st index  −100  nT therefore generally belong to strong geomagnetic storms. This suggests that GLE event prediction of geomagnetic storms is 93% for moderate storms and 71% for large storms when geomagnetic storms preceded by GLEs. All D_st depressions are associated with cosmic ray decreases which occur nearly simultaneously with geomagnetic storms. We also investigated the interplanetary plasma features. Most geomagnetic storm correspond significant periods of southward B_z and in close to 80% of the cases that the B_z was first northward then turning southward after storm sudden commencement (SSC). Plasma flow speed, ion number density and interplanetary plasma temperature near 1 AU also have a peak at interplanetary shock arrival. Solar cause and energetic particle signatures of large geomagnetic storms and a possible prediction scheme are discussed.     

Coronal mass ejections in the heliosphere

With the advent of the NASA STEREO mission, we are in a position to perform unique investigations of the evolution of coronal mass ejections (CMEs) as they propagate through the heliosphere, and thus can investigate the relationship between CMEs and their interplanetary counterparts, so-called interplanetary CMEs (ICMEs). ICME studies have been principally limited to single-point, in-situ observations; interpretation of the in-situ characteristics of ICMEs has been used to derive a range of ICME properties which we can now confirm or refute using the STEREO imaging data. This paper is a review of early STEREO CME observations and how they relate to our currently understanding of ICMEs based on in-situ observations. In that sense, it is a first glance at the applications of the new data-sets to this topic and provides pointers to more detailed analyses. We find good agreement with in-situ-based interpretations, but this in turn leads to an anomaly regarding the final stages of a CME event that we investigate briefly to identify directions for future study.     

Solar proton enhancements in different energy channels and coronal mass ejections during the last solar cycle

The main properties of 11622 coronal mass ejections (CMEs) observed by the Solar and Heliospheric Observatory (SOHO) mission’s Large Angle and Spectrometric Coronagraph (LASCO-C2) from January 1996 through December 2006 are considered. Moreover, the extended database of solar proton enhancements (SPEs) with proton flux >0.1 pfu at energy >10 MeV measured at the Earth’s orbit is also studied. A comparison of these databases gives new results concerning the sources and acceleration mechanisms of solar energetic particles. Specifically, coronal mass ejections with width >180° (wide) and linear speed >800 km/s (fast) seem they have the best correlation with solar proton enhancements. The study of some specific solar parameters, such as soft X-ray flares, sunspot numbers, solar flare index etc. has showed that the soft X-ray flares with importance >M5 may provide a reasonable proxy index for the SPE production rate. From this work, it is outlined that the good relation of the fast and wide coronal mass ejections to proton enhancements seems to lead to a similar conclusion. In spite of the fact that in the case of CMEs the statistics cover only the last solar cycle, while the measurements of SXR flares are extended over three solar cycles, it is obvious for the studied period that the coronal mass ejections can also provide a good index for the solar proton production.