Solar Energetic Particle Charge States: An Overview

The ionic charge distributions of solar energetic particles (SEP) as observed in interplanetary space provide fundamental information about the origin of these particles, and the acceleration and propagation processes at the Sun and in interplanetary space. In this paper we review the measurements of ionic charge states of energetic particles in interplanetary space and discuss their implication for our understanding of SEP sources, and acceleration and propagation processes.     

Evidence for a Two-Stage Acceleration Process in Large Solar Energetic Particle Events

Using high-resolution mass spectrometers on board the Advanced Composition Explorer (ACE), we surveyed the event-averaged ∼0.1–60 MeV/nuc heavy ion elemental composition in 64 large solar energetic particle (LSEP) events of cycle 23. Our results show the following: (1) The Fe/O ratio decreases with increasing energy up to ∼10 MeV/nuc in ∼92% of the events and up to ∼60 MeV/nuc in ∼64% of the events. (2) The rare isotope ³He is greatly enhanced over the corona or the solar wind values in 46% of the events. (3) The heavy ion abundances are not systematically organized by the ion’s M/Q ratio when compared with the solar wind values. (4) Heavy ion abundances from C–Fe exhibit systematic M/Q-dependent enhancements that are remarkably similar to those seen in ³He-rich SEP events and CME-driven interplanetary (IP) shock events. Taken together, these results confirm the role of shocks in energizing particles up to ∼60 MeV/nuc in the majority of large SEP events of cycle 23, but also show that the seed population is not dominated by ions originating from the ambient corona or the thermal solar wind, as previously believed. Rather, it appears that the source material for CME-associated large SEP events originates predominantly from a suprathermal population with a heavy ion enrichment pattern that is organized according to the ion’s mass-per-charge ratio. These new results indicate that current LSEP models must include the routine production of this dynamic suprathermal seed population as a critical pre-cursor to the CME shock acceleration process.     

Energy Spectra, Composition, and Other Properties of Ground-Level Events During Solar Cycle 23

We report spacecraft measurements of the energy spectra of solar protons and other solar energetic particle properties during the 16 Ground Level Events (GLEs) of Solar Cycle 23. The measurements were made by eight instruments on the ACE, GOES, SAMPEX, and STEREO spacecraft and extend from ～0.1 to ～500–700?MeV. All of the proton spectra exhibit spectral breaks at energies ranging from ～2 to ～46?MeV and all are well fit by a double power-law shape. A comparison of GLE events with a larger sample of other solar energetic particle (SEP) events shows that the typical spectral indices are harder in GLE events, with a mean slope of ?3.18 at >40?MeV/nuc. In the energy range 45 to 80?MeV/nucleon about ～50?% of GLE events have properties in common with impulsive ³He-rich SEP events, including enrichments in Ne/O, Fe/O, ²²Ne/²⁰Ne, and elevated mean charge states of Fe. These ³He-rich events contribute to the seed population accelerated by CME-driven shocks. An analysis is presented of whether highly-ionized Fe ions observed in five events could be due to electron stripping during shock acceleration in the low corona. Making use of stripping calculations by others and a coronal density model, we can account for events with mean Fe charge states of 〈Q _Fe〉≈+20 if the acceleration starts at ～1.24–1.6 solar radii, consistent with recent comparisons of CME trajectories and type-II radio bursts. In addition, we suggest that gradual stripping of remnant ions from earlier large SEP events may also contribute a highly-ionized suprathermal seed population. We also discuss how observed SEP spectral slopes relate to the energetics of particle acceleration in GLE and other large SEP events.     

The composition of heavy ions in solar energetic particle events

We review recent advances in determining the elemental, charge-state, and isotopic composition of 1 to 20 MeV per nucleon ions in solar energetic particle (SEP) events and outline our current understanding of the nature of solar and interplanetary processes which may explain the observations.The composition within individual SEP events may vary both with time and energy, and will in general be different from that in other SEP events. Average values of relative abundances measured in a large number of SEP events, however, are found to be roughly energy independent in the 1 to 20 MeV per nucleon range, and show a systematic deviation from photospheric abundances which seems to be organized in terms of the first ionization potential of the ion.Direct measurements of the charge states of SEPs have revealed the surprisingly common presence of energetic He⁺ along with heavy ions with typically coronal ionization states. High-resolution measurements of isotopic abundance ratios in a small number of SEP events show these to be consistent with the universal composition except for the puzzling overabundance of the SEP ²²Ne/²⁰Ne relative to this isotopes ratio in the solar wind. The broad spectrum of observed elemental abundance variations, which in their extreme result in composition anomalies characteristic of ³He-rich, heavy-ion rich and carbon-poor SEP events, along with direct measurements of the ionization states of SEPs provide essential information on the physical characteristics of, and conditions in the source regions, as well as important constraints to possible models for SEP production.It is concluded that SEP acceleration is a two-step process, beginning with plasma-wave heating of the ambient plasma in the lower corona, which may include pockets of cold material, and followed by acceleration to the observed energies by either flare-generated coronal shocks or Fermi-type processes in the corona. Interplanetary propagation as well as acceleration by interplanetary propagating shock will often further modify the composition of SEP events, especially at lower energies.     

Energetic Particle Observations

The characteristics of solar energetic particles (SEP) as observed in interplanetary space provide fundamental information about the origin of these particles, and the acceleration and propagation processes at the Sun and in interplanetary space. Furthermore, energetic particles provide information on the development and structure of coronal mass ejections as they propagate from the solar corona into the interplanetary medium. In this paper we review the measurements of energetic particles in interplanetary space and discuss their implication for our understanding of the sources, and of acceleration and propagation processes.     

The anomalous component of cosmic rays in the 3-D heliosphere

More than 20 years ago, in 1972, anomalous flux increases of helium and heavy ions were discovered during solar quiet times. These flux increases in the energy range<50 MeV/nucleon showed peculiar elemental abundances and energy spectra, e.g. a C/O ratio0.1 around 10 MeV/nucleon, different from the abundances of solar energetic particles and galactic cosmic rays. Since then, this anomalous cosmic ray component (ACR) has been studied extensively and at least six elements have been found (He,N,O,Ne,Ar,C) whose energy spectra show anomalous increases above the quiet time solar and galactic energetic particle spectrum. There have been a number of models proposed to explain the ACR component. The presently most plausible theory for the origin of ACR ions identifies neutral interstellar gas as the source material. After penetration into the inner heliosphere, the neutral particles are ionized by solar UV radiation and by charge exchange reactions with the solar wind protons. After ionization, the now singly charged ions are picked up by the interplanetary magnetic field and are then convected with the solar wind to the outer solar system. There, the ions are accelerated to high energies, possibly at the solar wind termination shock, and then propagate back into the inner heliosphere. A unique prediction of this model is that ACR ions should be singly ionized. Meanwhile, several predictions of this model have been verified, e.g. low energy pick-up ions have been detected and the single charge of ACR ions in the energy range at MeV/nucleon has been observed. However, some important aspects such as, for example, the importance of drift effects for the acceleration and propagation process and the location of the acceleration site are still under debate. In this paper the present status of experimental and theoretical results on the ACR component are reviewed and constraints on the acceleration process derived from the newly available ACR ionic charge measurements will be presented. Possible new constraints provided by correlative measurements at high and low latitudes during the upcoming solar pole passes of the ULYSSES spacecraft in 1994 and 1995 will be discussed.     

Solar Energetic Particle Isotopic Composition

We discuss isotopic abundance measurements of heavy (6 ≤ Z ≤ 14) solar energetic particles with energies from ∼15 to 70 MeV/nucleon, focusing on new measurements made on SAMPEX during two large solar particle events in late 1992. These measurements are corrected for charge/mass dependent acceleration effects to obtain estimates of coronal isotopic abundances and are compared with terrestrial and solar wind isotope abundances. An example of new results from the Advanced Composition Explorer is included. This revised version was published online in June 2006 with corrections to the Cover Date.     

The Origin of Solar Energetic Particle Events: Coronal Acceleration versus Shock Wave Acceleration

We review evidence that led to the view that acceleration at shock waves driven by coronal mass ejections (CMEs) is responsible for large particle events detected at 1 AU. It appears that even if the CME bow shock acceleration is a possible model for the origin of rather low energy ions, it faces difficulties on account of the production of ions far above 1 MeV: (i) although shock waves have been demonstrated to accelerate ions to energies of some MeV nucl^–1 in the interplanetary medium, their ability to achieve relativistic energies in the solar environment is unproven; (ii) SEP events producing particle enhancements at energies 100 MeV are also accompanied by flares; those accompanied only by fast CMEs have no proton signatures above 50 MeV. We emphasize detailed studies of individual high energy particle events which provide strong evidence that time-extended particle acceleration which occurs in the corona after the impulsive flare contributes to particle fluxes in space. It appears thus that the CME bow shock scenario has been overvalued and that long lasting coronal energy release processes have to be taken into account when searching for the origin of high energy SEP events.     

The Advanced Composition Explorer

The Advanced Composition Explorer was launched August 25, 1997 carrying six high-resolution spectrometers that measure the elemental, isotopic, and ionic charge-state composition of nuclei from H to Ni (1≤Z≤28) from solar wind energies (∼1 keV nucl−1) to galactic cosmic-ray energies (∼500 MeV nucl−1). Data from these instruments is being used to measure and compare the elemental and isotopic composition of the solar corona, the nearby interstellar medium, and the Galaxy, and to study particle acceleration processes that occur in a wide range of environments. ACE also carries three instruments that provide the heliospheric context for ion composition studies by monitoring the state of the interplanetary medium. From its orbit about the Sun-Earth libration point ∼1.5 million km sunward of Earth, ACE also provides real-time solar wind measurements to NOAA for use in forecasting space weather. This paper provides an introduction to the ACE mission, including overviews of the scientific goals and objectives, the instrument payload, and the spacecraft and ground systems. This revised version was published online in June 2006 with corrections to the Cover Date.     

Energy Release and Particle Acceleration in Flares: Summary and Future Prospects

RHESSI measurements relevant to the fundamental processes of energy release and particle acceleration in flares are summarized. RHESSI??s precise measurements of hard X-ray continuum spectra enable model-independent deconvolution to obtain the parent electron spectrum. Taking into account the effects of albedo, these show that the low energy cut-off to the electron power-law spectrum is typically ?tens of keV, confirming that the accelerated electrons contain a large fraction of the energy released in flares. RHESSI has detected a high coronal hard X-ray source that is filled with accelerated electrons whose energy density is comparable to the magnetic-field energy density. This suggests an efficient conversion of energy, previously stored in the magnetic field, into the bulk acceleration of electrons. A new, collisionless (Hall) magnetic reconnection process has been identified through theory and simulations, and directly observed in space and in the laboratory; it should occur in the solar corona as well, with a reconnection rate fast enough for the energy release in flares. The reconnection process could result in the formation of multiple elongated magnetic islands, that then collapse to bulk-accelerate the electrons, rapidly enough to produce the observed hard X-ray emissions. RHESSI??s pioneering ??-ray line imaging of energetic ions, revealing footpoints straddling a flare loop arcade, has provided strong evidence that ion acceleration is also related to magnetic reconnection. Flare particle acceleration is shown to have a close relationship to impulsive Solar Energetic Particle (SEP) events observed in the interplanetary medium, and also to both fast coronal mass ejections and gradual SEP events. New instrumentation to provide the high sensitivity and wide dynamic range hard X-ray and ??-ray measurements, plus energetic neutral atom (ENA) imaging of SEPs above ??2 R_??, will enable the next great leap forward in understanding particle acceleration and energy release is large solar eruptions??solar flares and associated fast coronal mass ejections (CMEs).     

Long-Term Fluences of Solar Energetic Particles from H to Fe

Data from ACE and GOES have been used to measure Solar Energetic Particle (SEP) fluence spectra for H, He, O, and Fe, over the period from October 1997 to December 2005. The measurements were made by four instruments on ACE and the EPS sensor on three GOES satellites and extend in energy from ∼0.1 MeV/nuc to ∼100 MeV/nuc. Fluence spectra for each species were fit by conventional forms and used to investigate how the intensities, composition, and spectral shapes vary from year to year.     

Interplanetary Origin of Intense,Superintense and Extreme Geomagnetic Storms

We present a review on the interplanetary causes of intense geomagnetic storms (Dst≤−100 nT), that occurred during solar cycle 23 (1997–2005). It was reported that the most common interplanetary structures leading to the development of intense storms were: magnetic clouds, sheath fields, sheath fields followed by a magnetic cloud and corotating interaction regions at the leading fronts of high speed streams. However, the relative importance of each of those driving structures has been shown to vary with the solar cycle phase. Superintense storms (Dst≤−250 nT) have been also studied in more detail for solar cycle 23, confirming initial studies done about their main interplanetary causes. The storms are associated with magnetic clouds and sheath fields following interplanetary shocks, although they frequently involve consecutive and complex ICME structures. Concerning extreme storms (Dst≤−400 nT), due to the poor statistics of their occurrence during the space era, only some indications about their main interplanetary causes are known. For the most extreme events, we review the Carrington event and also discuss the distribution of historical and space era extreme events in the context of the sunspot and Gleissberg solar activity cycles, highlighting a discussion about the eventual occurrence of more Carrington-type storms.     

Anomalous Cosmic Rays and Solar Modulation

We review aspects of anomalous cosmic rays (ACRs) that bear on the solar modulation of energetic particles in the heliosphere. We show that the latitudinal and radial gradients of these particles exhibit a 22-year periodicity in concert with the reversal of the Sun's magnetic field. The power-law index of the low energy portion of the energy spectrum of ACRs at the shock in 1996 appears to be -1.3, suggesting that the strength of the solar wind termination shock at the helioequatorial plane is relatively weak, with s 2.8. The rigidity dependence of the perpendicular interplanetary mean free path in the outer heliosphere for particles with rigidities between 0.2 and 0.7 GV varies approximately as R2, where R is particle rigidity. There is evidence that ACR oxygen is primarily multiply charged above 20 MeV/nuc and primarily singly-charged below 16 MeV/nuc. The location of the termination shock was at 65 AU in 1987 and 85 AU in 1994.     

An Update on Ultra-Heavy Elements in Solar Energetic Particles above 10 MeV/Nucleon

Measurements below several MeV/nucleon from Wind/LEMT and ACE/ULEIS show that elements heavier than Zn (Z=30) can be enhanced by factors of ∼100 to 1000, depending on species, in ³He-rich solar energetic particle (SEP) events. Using the Solar Isotope Spectrometer (SIS) on ACE we find that even large SEP (LSEP) shock-accelerated events at energies from ∼10 to >100 MeV/nucleon are often very iron rich and might contain admixtures of flare seed material. Studies of ultra-heavy (UH) SEPs (with Z>30) above 10 MeV/nucleon can be used to test models of acceleration and abundance enhancements in both LSEP and ³He-rich events. We find that the long-term average composition for elements from Z=30 to 40 is similar to standard solar system values, but there is considerable event-to-event variability. Although most of the UH fluence arrives during LSEP events, UH abundances are relatively more enhanced in ³He-rich events, with the (34<Z<40)/O ratio on average more than 50 times higher in ³He-rich events than in LSEP events. At energies >10 MeV/nucleon, the most extreme event in terms of UH composition detected so far took place on 23 July 2004 and had a (34<Z<40)/O enhancement of ∼250–300 times the standard solar value.     

A cosmochemical view of cosmic rays and solar particles

The composition of cosmic rays and solar particles is reviewed with emphasis on the question of whether they are representative samples of Galactic and solar matter. The composition of solar particles changes with energy and from flare to flare. A strong excess of heavy elements at energies below a few MeV/nuc decreases with energy, and at energies above 15 MeV/nuc the composition of solar particles resembles that of galactic cosmic rays somewhat better than that of the solar atmosphere. The elements Ne through Pb have remarkably similar abundances in cosmic ray sources and in the matter of the solar system. The lighter elements are depleted in cosmic rays, whereas U and Th may be enriched or not, depending on whether the meteoritic or solar abundance of Th is used. Two prototype sources of cosmic rays are considered: gas with solar system composition but enriched in elements with Z > 8 during acceleration and emission (by analogy with solar particle emission), and highly evolved matter enriched in r-process elements such as U, Th and transuranic elements. The energy-dependence of cosmic ray composition suggests that both sources may contribute at different energies.Miller Institute Professor, 1972–73.     

Simultaneous Observations of Solar Energetic Particle Events by imp 8 and the Ulysses Cospin High Energy Telescope at High Solar Latitudes

With Ulysses approaching the south solar polar latitudes during a period of high solar activity, it is for the first time possible to study the distribution of solar energetic particles (SEPs) in solar latitude as well as in radius and longitude. From July 1997 to August 2000, Ulysses moved from near the solar equator at ∼5 AU to ∼67° S latitude at ∼3 AU. Using observations of >∼30 MeV protons from Ulysses and IMP-8 at Earth we find good correlation between large SEP increases observed at IMP and Ulysses, almost regardless of the relative locations of the spacecraft. The observations show that within a few days after injection of SEPs, the flux in the inner heliosphere is often almost uniform, depending only weakly on the position of the observer. No clear effect of the increasing solar latitude of Ulysses is evident. Since the typical latitudinal extent of CMEs, which most likely accelerate the SEPs, is only ∼30°, this suggests that the enhanced cross-field propagation for cosmic rays and CIR-accelerated particles deduced from Ulysses’ high latitude studies near solar minimum is also true for SEPs near solar maximum. This revised version was published online in August 2006 with corrections to the Cover Date.     

The Solar Energetic Particle Ionic Charge Analyzer (SEPICA) and the Data Processing Unit (S3DPU) for SWICS,SWIMS and SEPICA

The Solar Energetic Particle Ionic Charge Analyzer (SEPICA) is the main instrument on the Advanced Composition Explorer (ACE) to determine the ionic charge states of solar and interplanetary energetic particles in the energy range from ≈0.2 MeV nucl−1 to ≈5 MeV charge−1. The charge state of energetic ions contains key information to unravel source temperatures, acceleration, fractionation and transport processes for these particle populations. SEPICA will have the ability to resolve individual charge states and have a substantially larger geometric factor than its predecessor ULEZEQ on ISEE-1 and -3, on which SEPICA is based. To achieve these two requirements at the same time, SEPICA is composed of one high-charge resolution sensor section and two low- charge resolution, but large geometric factor sections. The charge resolution is achieved by the focusing of the incoming ions, through a multi-slit mechanical collimator, deflection in an electrostatic analyzer with a voltage up to 30 kV, and measurement of the impact position in the detector system. To determine the nuclear charge (element) and energy of the incoming ions, the combination of thin-window flow-through proportional counters with isobutane as counter gas and ion-implanted solid state detectors provide for 3 independent ΔE (energy loss) versus E (residual energy) telescopes. The multi-wire proportional counter simultaneously determines the energy loss ΔE and the impact position of the ions. Suppression of background from penetrating cosmic radiation is provided by an anti-coincidence system with a CsI scintillator and Si-photodiodes. The data are compressed and formatted in a data processing unit (S3DPU) that also handles the commanding and various automatted functions of the instrument. The S3DPU is shared with the Solar Wind Ion Charge Spectrometer (SWICS) and the Solar Wind Ion Mass Spectrometer (SWIMS) and thus provides the same services for three of the ACE instruments. It has evolved out of a long family of data processing units for particle spectrometers. This revised version was published online in June 2006 with corrections to the Cover Date.     

Solar Isotopic Composition as Determined Using Solar Energetic Particles

Solar energetic particles (SEPs) provide a sample of the Sun from which solar composition may be determined. Using high-resolution measurements from the Solar Isotope Spectrometer (SIS) onboard NASA’s Advanced Composition Explorer (ACE) spacecraft, we have studied the isotopic composition of SEPs at energies ≥20 MeV/nucleon in large SEP events. We present SEP isotope measurements of C, O, Ne, Mg, Si, S, Ar, Ca, Fe, and Ni made in 49 large events from late 1997 to the present. The isotopic composition is highly variable from one SEP event to another due to variations in seed particle composition or due to mass fractionation that occurs during the acceleration and/or transport of these particles. We show that various isotopic and elemental enhancements are correlated with each other, discuss the empirical corrections used to account for the compositional variability, and obtain estimated solar isotopic abundances. We compare the solar values and their uncertainties inferred from SEPs with solar wind and other solar system abundances and find generally good agreement.     

An Introduction to Theory and Models of CMEs, Shocks, and Solar Energetic Particles

We present a brief introduction to the essential physics of coronal mass ejections as well as a review of theory and models of CME initiation, solar energetic particle (SEP) acceleration, and shock propagation. A brief review of the history of CME models demonstrates steady progress toward an understanding of CME initiation, but it is clear that the question of what initiates CMEs has still not been solved. For illustration, we focus on the flux cancellation model and the breakout model. We contrast the similarities and differences between these models, and we examine how their essential features compare with observations. We review the generation of shocks by CMEs. We also outline the theoretical ideas behind the origin of a gradual SEP event at the evolving CME-driven coronal/interplanetary shock and the origin of “impulsive” SEP events at flare sites of magnetic reconnection below CMEs. We argue that future developments in models require focused study of “campaign events” to best utilize the wealth of available CME and SEP observations.