The Solar Origin of Corotating Interaction Regions and Their Formation in the Inner Heliosphere

Corotating Interaction Regions (CIRs) form as a consequence of the compression of the solar wind at the interface between fast speed streams and slow streams. Dynamic interaction of solar wind streams is a general feature of the heliospheric medium; when the sources of the solar wind streams are relatively stable, the interaction regions form a pattern which corotates with the Sun. The regions of origin of the high speed solar wind streams have been clearly identified as the coronal holes with their open magnetic field structures. The origin of the slow speed solar wind is less clear; slow streams may well originate from a range of coronal configurations adjacent to, or above magnetically closed structures. This article addresses the coronal origin of the stable pattern of solar wind streams which leads to the formation of CIRs. In particular, coronal models based on photospheric measurements are reviewed; we also examine the observations of kinematic and compositional solar wind features at 1 AU, their appearance in the stream interfaces (SIs) of CIRs, and their relationship to the structure of the solar surface and the inner corona; finally we summarise the Helios observations in the inner heliosphere of CIRs and their precursors to give a link between the optical observations on their solar origin and the in-situ plasma observations at 1 AU after their formation. The most important question that remains to be answered concerning the solar origin of CIRs is related to the origin and morphology of the slow solar wind. This revised version was published online in August 2006 with corrections to the Cover Date.     

The Solar Wind - Inner Heliosphere

The solar wind in the inner heliosphere, inside ~ 5 AU, has been almost fully characterized by the addition of the high heliographic latitude Ulysses mission to the many low latitude inner heliosphere missions that preceded it. The two major omissions are the high latitude solar wind at solar maximum, which will be measured during the second Ulysses polar passages, and the solar wind near the Sun, which could be analyzed by a Solar Probe mission. Here, existing knowledge of the global solar wind in the inner heliosphere is summarized in the context of the new results from Ulysses.     

Observation of the interstellar helium cone by the NOZOMI spacecraft

‘The Japanese Mars probe, NOZOMI, is staying in the interplanetary space (1–1.5 AU) until its Mars’ orbit insertion scheduled in early 2004. Every 16 months on this interplanetary orbit the spacecraft crosses around 1 AU the ‘gravitational focusing cone’ of the interstellar helium, which are penetrating into the inner heliosphere under the solar gravity. During the first crossing of the cone in the season of March–May 2000, we observed these helium particles after the solar wind pickup process with an E/q type ion detector aboard NOZOMI. We have estimated the original temperature of the interstellar helium as 11 000 K. This revised version was published online in August 2006 with corrections to the Cover Date.     

The multifuid solar wind termination shock and its influence on the threedimensional plasma structure upstream and downstream

The solar wind termination shock is described as a multi-fluid phenomenon taking into account the magnetohydrodynamic self-interaction of a multispecies plasma consisting of solar wind ions, pick-up ions and shock-generated anomalous cosmic ray particles. The spatial diffusion of these high energy particles relative to the resulting, pressure-modified solar wind flow structure is described by a coupled system of differential equations describing mass-, momentum-, and energy-flow continuities for all plasma components. The energy loss due to escape of energetic particles (MeV) from the precursor into the inner heliosphere is taken into account. We determine the integrated properties of the anomalous cosmic ray gas and the low-energy solar wind. Also the variation of the compression ratio of the shock structure is quantitatively determined and is related to the pick-up ion energization efficiency and to the mean energy of the downstream anomalous cosmic ray particles. The variation of the resulting shock structure and of the solar wind sheath plasma extent beyond the shock is discussed with respect to its consequences for the LISM neutral gas filtration and the threedimensional shape of the heliosphere.     

Investigation of the composition of solar and interstellar matter using solar wind and pickup ion measurements with SWICS and SWIMS on the ACE spacecraft

The Solar Wind Ion Composition Spectrometer (SWICS) and the Solar Wind Ions Mass Spectrometer (SWIMS) on ACE are instruments optimized for measurements of the chemical and isotopic composition of solar and interstellar matter. SWICS determines uniquely the chemical and ionic-charge composition of the solar wind, the thermal and mean speeds of all major solar wind ions from H through Fe at all solar wind speeds above 300 km s−1 (protons) and 170 km s−1 (Fe+16), and resolves H and He isotopes of both solar and interstellar sources. SWICS will measure the distribution functions of both the interstellar cloud and dust cloud pickup ions up to energies of 100 keV e−1. SWIMS will measure the chemical, isotopic and charge state composition of the solar wind for every element between He and Ni. Each of the two instruments uses electrostatic analysis followed by a time-of-flight and, as required, an energy measurement. The observations made with SWICS and SWIMS will make valuable contributions to the ISTP objectives by providing information regarding the composition and energy distribution of matter entering the magnetosphere. In addition, SWICS and SWIMS results will have an impact on many areas of solar and heliospheric physics, in particular providing important and unique information on: (i) conditions and processes in the region of the corona where the solar wind is accelerated; (ii) the location of the source regions of the solar wind in the corona; (iii) coronal heating processes; (iv) the extent and causes of variations in the composition of the solar atmosphere; (v) plasma processes in the solar wind; (vi) the acceleration of particles in the solar wind; (vii) the physics of the pickup process of interstellar He in the solar wind; and (viii) the spatial distribution and characteristics of sources of neutral matter in the inner heliosphere. This revised version was published online in June 2006 with corrections to the Cover Date.     

Heliospheric and Interstellar Phenomena Deduced From Pickup ion Observations

Pickup ions, created by ionization of slow moving atoms and molecules well inside the heliosphere, provide us with a new tool to probe remote regions in and beyond the heliosphere and to study injection and acceleration processes in the solar wind. Comprehensive and continuous measurements of H, He, C, N, O, Ne and other pickup ions, especially with the Solar Wind Ion Composition Spectrometer (SWICS) on both Ulysses and ACE, have given us a wealth of data that have been used to infer chemical and physical properties of the local interstellar cloud. With SWICS on Ulysses we discovered a new population of pickup ions, produced from atomic and molecular sources deep inside the heliosphere. The velocity distributions and composition of these “inner source” pickup ions are distinctly different from those of interstellar pickup ions, showing effects of strong adiabatic cooling, and a composition resembling that of the solar wind. Strong cooling indicates that the source of these pickup ions lies close to the Sun. The similarity of composition of inner source heavy ions to that of the solar wind implies that the dominant production mechanism for these pickup ions involves the absorption and re-emission of solar wind from interplanetary dust grains. While interstellar pickup ions are the seed population of the main Anomalous Cosmic Rays (ACRs), inner source pickup ions may be an important source of the rarer ACRs such as C, Mg, Si, S, and Fe. We present new results and review previous work with an emphasis on characteristics of the local interstellar cloud and properties of the inner source. This revised version was published online in August 2006 with corrections to the Cover Date.     

The solar wind: A turbulent magnetohydrodynamic medium

MHD turbulence properties in the solar wind are briefly reviewed. The evolution of fluctuations of alfvénic type in near-ecliptic regions of the inner heliosphere is described. The role of interplanetary sources and the influence of interactions with structures convected by the solar wind are discussed. Turbulence features at high latitudes and in the outermost regions of the heliosphere are finally highlighted.     

Magnetic Fields in the Inner Heliosphere

The structure of Heliospheric Magnetic Field (HMF) is a function of both the coronal conditions from which it originates and dynamic processes which take place in the solar wind. The division between the inner and outer regions of the heliosphere is the result of dynamic processes which form large scale structures with increasing heliocentric distance. The structure of the HMF is normally described in the reference frame based on Parker's geometric model, but is better understood as an extension of potential field models of the corona. The Heliospheric Current Sheet (HCS) separates the two dominant polarities in the heliosphere; its large scale geometry near solar minimum is well understood but its topology near solar maximum remains to be investigated by Ulysses. At solar minimum, Corotating Interaction Regions (CIRs) dominate the near-equatorial heliosphere and extend their influence to mid-latitudes; the polar regions of the heliosphere are dominated by uniform fast solar wind streams and large amplitude, long wavelength, mostly transverse magnetic fluctuations. Coronal Mass Ejections (CMEs) introduce transient variability into the large scale heliospheric structure and may dominate the inner heliosphere near solar maximum at all latitudes.     

The Solar Wind in the Outer Heliosphere and Heliosheath

The solar wind environment has a large influence on the transport of cosmic rays. This chapter discusses the observations of the solar wind plasma and magnetic field in the outer heliosphere and the heliosheath. In the supersonic solar wind, interaction regions with large magnetic fields form barriers to cosmic ray transport. This effect, the “CR-B” relationship, has been quantified and is shown to be valid everywhere inside the termination shock (TS). In the heliosheath, this relationship breaks down, perhaps because of a change in the nature of the turbulence. Turbulence is compressive in the heliosheath, whereas it was non-compressive in the solar wind. The plasma pressure in the outer heliosphere is dominated by the pickup ions which gain most of the flow energy at the TS. The heliosheath plasma and magnetic field are highly variable on scales as small as ten minutes. The plasma flow turns away from the nose roughly as predicted, but the radial speeds at Voyager 1 are much less than those at Voyager 2, which is not understood. Despite predictions to the contrary, magnetic reconnection is not an important process in the inner heliosheath with only one observed occurrence to date.     

Cosmic Rays in the Inner Heliosphere: Insights from Observations, Theory and Models

The global modulation of galactic cosmic rays in the inner heliosphere is determined by four major mechanisms: convection, diffusion, particle drifts (gradient, curvature and current sheet drifts), and adiabatic energy losses. When these processes combine to produce modulation, the complexity increases significantly especially when one wants to describe how they evolve spatially in all three dimensions throughout the heliosphere, and with time, as a function of solar activity over at least 22 years. In this context also the global structure and features of the solar wind, the heliospheric magnetic field, the wavy current sheet, and of the heliosphere and its interface with the interstellar medium, play important roles. Space missions have contributed significantly to our knowledge during the past decade. In the inner heliosphere, Ulysses and several other missions have contributed to establish the relative importance of these major mechanisms, leading to renewed interest in developing more sophisticated theories and numerical models to explain these observations, and to understand the underlying physics that determines galactic cosmic ray modulation at Earth. An overview is given of some of the observational and modeling highlights over the past decade.     

Temporal and Spatial Variations of Heliospheric x-ray Emissions Associated with Charge Transfer of the Solar Wind with Interstellar Neutrals

A simple model has been developed that demonstrates that heliospheric X-ray emission can account for about 25%–50% of observed soft X-ray background intensities. Similar to cometary soft X-ray emission, these X-rays are thought to be produced in the heliosphere due to charge transfer collisions between heavy solar wind ions and interstellar neutrals. A more complex model has now been developed to take into account temporal and spatial variations of the solar wind and interstellar neutrals. Measured time histories of the solar wind proton flux are used in the model and the results are compared with the ‘long-term enhancements’ in the soft X-ray background measured by ROSAT for the same time period. This revised version was published online in August 2006 with corrections to the Cover Date.     

ICMEs in the Inner Heliosphere: Origin, Evolution and Propagation Effects

This report assesses the current status of research relating the origin at the Sun, the evolution through the inner heliosphere and the effects on the inner heliosphere of the interplanetary counterparts of coronal mass ejections (ICMEs). The signatures of ICMEs measured by in-situ spacecraft are determined both by the physical processes associated with their origin in the low corona, as observed by space-borne coronagraphs, and by the physical processes occurring as the ICMEs propagate out through the inner heliosphere, interacting with the ambient solar wind. The solar and in-situ observations are discussed as are efforts to model the evolution of ICMEs from the Sun out to 1 AU.     

Pioneer and Voyager observations of large-scale spatial and temporal variations in the solar wind

The Pioneer 10, Pioneer 11, and Voyager 2 spacecraft were launched in 1972, 1974, and 1977, respectively. While these three spacecraft are all at compartively low heliographic latitudes compared with Ulysses, their observation span almost two solar cycles, a range of heliocentric distances from 1 to 57 AU, and provide a unique insight into the long-term variability of the global structure of the solar wind. We examine the spatial and temporal variation of average solar wind parameters and fluxes. Our obsevations suggest that the global structure of the outer heliosphere during the declining phase of the solar cycle at heliographic latitudes up to 17.5°N was charaterized by two competing phenomena: 1) a large-scale increase of solar wind density, temperature, mass flux, dynamic pressure, kinetic energy flux, and thermal enery flux with heliographic latitude, similar to the large-scale latitudinal gradient of velocity seen in IPS observations, 2) a small-scale decrease in velocity and temperature, and increase in density near the heliospheric current sheet, which is associated with a band of low speed, low temperature, and high density solar wind similar to that observed in the inner heliosphere.     

Solar Wind Models from the Sun to 1 AU: Constraints by in Situ and Remote Sensing Measurements

There are three major types of solar wind: The steady fast wind originating on open magnetic field lines in coronal holes, the unsteady slow wind coming probably from the temporarily open streamer belt and the transient wind in the form of large coronal mass ejections. The majority of the models is concerned with the fast wind, which is, at least during solar minimum, the normal mode of the wind and most easily modeled by multi-fluid equations involving waves. The in-situ constraints imposed on the models, mainly by the Helios (in ecliptic) and Ulysses (high-latitude) interplanetary measurements, are extensively discussed with respect to fluid and kinetic properties of the wind. The recent SOHO observations have brought a wealth of new information about the boundary conditions for the wind in the inner solar corona and about the plasma conditions prevailing in the transition region and chromospheric sources of the wind plasma. These results are presented, and then some key questions and scientific issues are identified. This revised version was published online in June 2006 with corrections to the Cover Date.     

A Parallel Adaptive 3D MHD Scheme for Modeling Coronal and Solar Wind Plasma Flows

A parallel adaptive mesh refinement (AMR) scheme is described for solving the governing equations of ideal magnetohydrodynamics (MHD) in three space dimensions. This solution algorithm makes use of modern finite-volume numerical methodology to provide a combination of high solution accuracy and computational robustness. Efficient and scalable implementations of the method have been developed for massively parallel computer architectures and high performance achieved. Numerical results are discussed for a simplified model of the initiation and evolution of coronal mass ejections (CMEs) in the inner heliosphere. The results demonstrate the potential of this numerical tool for enhancing our understanding of coronal and solar wind plasma processes. This revised version was published online in June 2006 with corrections to the Cover Date.     

Magnetic Field Observations of Transient Events at Ulysses, 1996–2000

During the years 1996–2000 solar activity has been gradually rising and is now close to maximum. At the same time the Ulysses spacecraft has performed a north to south traverse of the low latitude regions of the heliosphere and is now once again travelling through high southerly latitudes. We show some examples and report on the occurence rates of transient solar wind disturbances which have been identified by their magnetic field signatures. ‘Magnetic clouds’ remain more common at low (compared to high) latitudes despite the rise in solar activity. However, more events were observed at high latitudes than at solar minimum. This revised version was published online in August 2006 with corrections to the Cover Date.     

Physical reasons and consequences of a three-dimensionally structured heliosphere

In this article we have discussed reasons both of solar and of interstellar origin giving rise to a pronounced three-dimensional structure of the expanding solar wind and thus of the global configuration of the heliosphere. Our present observational knowledge on these structurings is reviewed, and all attempts to theoretically model these solar wind structures are critically analysed with respect to their virtues and flaws. It is especially studied here by what mechanisms interstellar imprints on the actual type of solar wind expansion can be envisaged. With concern to this aspect it hereby appears to be of eminent importance that the solar system maintains a relative motion with a submagnetosonic velocity of about 23km/sec with respect to the ambient magnetized interstellar medium corresponding to a magnetosonic Mach number of about 0.5.A heliopause closing the distant heliospheric cavity within a solar distance of about 100AU on the upwind side and opening it into an largely extended tail on the downwind side results as a first consequence from this relative motion. As a second consequence an asymmetric heliospheric shockfront with upwind distances smaller than downwind distances by ratios between 1/3 and 2/3 is most likely provoked which gives rise to at least two important upwind-downwind asymmetric processes influencing the supersonic solar wind expansion downstream from the shock: the anomalous cosmic ray diffusion into the solar wind, and high energetic jet electrons originating at the shock and moving inwards up to an inner critical point at around 20AU. As we shall demonstrate both processes are influencing the solar wind expansion beyond 20AU, however, more efficiently in the upwind hemisphere as compared to the downwind hemisphere. In the region inside 20AU other mechanisms are operating to propagate the interstellar imprint on the solar wind expansion further downstream into the inner heliosphere because here even the original solar wind electrons, in view of the solar wind bulk velocities, behave as a subsonic plasma constituent which can modify the solar wind solutions by means of an appropriate detuning of the circumsolar electric polarisation field. We give quantitative estimates for these effects.What concerns the theory of a solar wind expansion into a counterflowing ambient interstellar medium, some flaws of the present theoretical attempts are identified impeding that the interstellar influence on the actual solar wind solutions can become visible. We thus conclude that there is a clear need for three-dimensional and time-dependent solar wind models with a free outflow geometry taking into account the multisonicity of the solar wind plasma with different eigenmodes for a perturbation propagation.     

Shock interactions in the outer heliosphere

Observations of plasma and magnetic fields by Pioneer 10 and 11 and Voyager 1 and 2 reveal that MHD shocks are an important component of the large-scale solar wind structures in the outer heliosphere. This review discusses recent progress in simulation studies of the nonlinear evolution of the solar wind structures, and in particular concentrates on the theoretical development and applications of the shock interactions model. Various stream propagation models, which do not use the Rankine-Hugoniot relations to calculate the jump conditions at shock crossings, have been used to simulate the essential evolution process of isolated streams and the formation and propagation of corotating and transient shocks. They produce fairly good results in the region up to a few AU. In 1984, the shock interactions model was introduced to study the evolution of large-scale solar wind structures in the region outside 1 AU up to several tens of AU. The model uses the exact Rankine-Hugoniot relations to calculate the shock speed and shock strength at all shock crossings. So that the model can more accurately calculate the shock speeds and the accumulated irreversible shock heating of plasma at several tens of AU. The applications of the shock interactions model are presented in three groups. (a) The first group covers the basic interaction of a shock with the ambient solar wind, the formation and propagation of shock pairs, and the collision and merging of shocks. (b) The second group covers the use of the shock interactions model to simulate the nonlinear evolution of large-scale solar wind structures in the outer heliosphere. These simulation results can provide the detailed evolution process for large-scale solar wind structures in the vast region not directly observed. Two selected studies are reported. (c) Finally, the shock interactions model is applied to studying the heating of the solar wind in the outer heliosphere. The model calculations support shocks being chiefly responsible for the heating of the solar wind plasma in the outer heliosphere at least up to 30 AU.     

MHD structures, waves and turbulence in the solar wind: Observations and theories

A comprehensive overview is presented of recent observational and theoretical results on solar wind structures and fluctuations and magnetohydrodynamic waves and turbulence, with preference given to phenomena in the inner heliosphere. Emphasis is placed on the progress made in the past decade in the understanding of the nature and origin of especially small-scale, compressible and incompressible fluctuations. Turbulence models to describe the spatial transport and spectral transfer of the fluctuations in the inner heliosphere are discussed, and results from direct numerical simulations are dealt with. Intermittency of solar wind fluctuations and their statistical distributions are briefly investigated. Studies of the heating and acceleration effects of the turbulence on the background wind are critically surveyed. Finally, open questions concerning the origin, nature and evolution of the fluctuations are listed, and possible avenues and perspectives for future research are outlined.