Energetic Particles and Corotating Interaction Regions in the Solar Wind

This paper reviews three important effects on energetic particles of corotating interaction regions (CIRs) in the solar wind that are formed at the leading edges of high-speed solar wind streams originating in coronal holes. A brief overview of CIRs and their important features is followed by a discussion of CIR-associated modulations in the galactic cosmic ray intensity, with an emphasis on observations made by spacecraft particle telescope ‘anti-coincidence’ guards. Such guards combine high counting rates (hundreds of counts/s) and a lower rigidity response than neutron monitors to provide detailed information on the relationship between cosmic ray modulations and CIR structure. The modulation of Jovian electrons by CIRs is then described. Finally, the acceleration of ions to energies of ～20 MeV/n in the vicinity of CIRs is reviewed.     

CIR Associated Energetic Particles in the Inner and Middle Heliosphere

Energetic particles associated with Corotating Interaction Regions (CIRs) are observed throughout the inner and middle heliosphere, showing large positive (>100%/AU) radial intensity gradients. Their appearance at 1 AU is associated with the appearance of fast, recurrent solar wind streams. At several AU, CIR energetic particles are accelerated at shocks which propagate away from the interface of fast and slow solar wind streams. CIR energy spectra at 1 AU cover the range >35 keV to several MeV/amu; the spectra steepen above ∼1 MeV/amu, and show no turnover even at the lowest energies. The ion composition of CIRs is similar to solar material, but with significant differences that might be due to properties of the seed population and/or the acceleration process. This paper summarizes properties of energetic particles in CIRs as known through the early 1990s, prior to the launch of the Ulysses, and WIND spacecraft, whose new results are presented in Kunow, Lee et al. (1999) in this volume. This revised version was published online in August 2006 with corrections to the Cover Date.     

Ulysses solar wind observations to 56° south

In the 25 months since Jupiter flyby, the Ulysses spacecraft has climbed southward to a heliolatitude of 56°. This transit has been marked by an evolution from slow, dense coronal streamer belt solar wind through two regions where the rotation of the Sun carried Ulysses back and forth between streamer belt and polar coronal hole flows, and finally into a region of essentially continuous fast, low density solar wind from the southern polar coronal hole. Throughout these large changes, the momentum flux normalized to 1 AU displays very little systematic variation. In addition, the bulk properties of the polar coronal hole solar wind are quite similar to those observed in high speed streams in the ecliptic plane at 1 AU. Coronal mass ejections and forward and reverse shocks associated with corotating interaction regions have also been observed at higher heliolatitudes, however they are seen less frequently with increasing southern heliolatitude. Ulysses has thus far collected data from 20° of nearly contiguous solar wind flows from the polar coronal hole. We examine these data for characteristic variations with heliolatitude and find that the bulk properties in general show very little systematic variation across the southern polar coronal hole so far.     

Formation and Evolution of Corotating Interaction Regions and their Three Dimensional Structure

Corotating interaction regions are a consequence of spatial variability in the coronal expansion and solar rotation, which cause solar wind flows of different speeds to become radially aligned. Compressive interaction regions are produced where high-speed wind runs into slower plasma ahead. When the flow pattern emanating from the Sun is roughly time-stationary these compression regions form spirals in the solar equatorial plane that corotate with the Sun, hence the name corotating interaction regions, or CIRs. The leading edge of a CIR is a forward pressure wave that propagates into the slower plasma ahead, while the trailing edge is a reverse pressure wave that propagates back into the trailing high-speed flow. At large heliocentric distances the pressure waves bounding a CIR commonly steepen into forward and reverse shocks. Spatial variation in the solar wind outflow from the Sun is a consequence of the solar magnetic field, which modulates the coronal expansion. Because the magnetic equator of the Sun is commonly both warped and tilted with respect to the heliographic equator, CIRs commonly have substantial north-south tilts that are opposed in the northern and southern hemispheres. Thus, with increasing heliocentric distance the forward waves in both hemispheres propagate toward and eventually across the solar equatorial plane, while the reverse shocks propagate poleward to higher latitudes. This paper provides an overview of observations and numerical models that describe the physical origin and radial evolution of these complex three-dimensional (3-D) heliospheric structures. This revised version was published online in August 2006 with corrections to the Cover Date.     

Interplanetary shock waves: Ulysses observations in and out of the ecliptic plane

Between its launch in October 1990 and the end of 1993, approximately 160 fast collisionless shock waves were observed in the solar wind by the Ulysses space probe. During the in-ecliptic part of the mission, to February 1992, the observed shock waves were first caused mainly by solar transient events following the solar maximum and the reorganisation of the large scale coronal fields. With the decay in solar activity, relatively stable Corotating Interaction Regions (CIRs) were observed betwen 3 and 5.4 AU, each associated with at least one forwardreverse shock pair. During the out-of-ecliptic phase of the orbit, from February 1992 onwards, CIRs and shock pairs associated with them continued to dominate the observations. From July 1992, Ulysses encountered the fast solar wind flow from the newly developed southern polar coronal hole, and from May 1993 remained in the unipolar magnetic region associated with this coronal hole. At latitudes beyond 30°, CIRs were associated almost exclusively with reverse shocks only. A comprehensive list of shock waves identified in the magnetic field and solar wind plasma data from Ulysses is given in Table 1. The principal characteristics were determined mainly from the magnetic field data. General considerations concerning the determination of shock characteristics are outlined in the Introduction.     

Magnetic Fields in the Inner Heliosphere

The structure of Heliospheric Magnetic Field (HMF) is a function of both the coronal conditions from which it originates and dynamic processes which take place in the solar wind. The division between the inner and outer regions of the heliosphere is the result of dynamic processes which form large scale structures with increasing heliocentric distance. The structure of the HMF is normally described in the reference frame based on Parker's geometric model, but is better understood as an extension of potential field models of the corona. The Heliospheric Current Sheet (HCS) separates the two dominant polarities in the heliosphere; its large scale geometry near solar minimum is well understood but its topology near solar maximum remains to be investigated by Ulysses. At solar minimum, Corotating Interaction Regions (CIRs) dominate the near-equatorial heliosphere and extend their influence to mid-latitudes; the polar regions of the heliosphere are dominated by uniform fast solar wind streams and large amplitude, long wavelength, mostly transverse magnetic fluctuations. Coronal Mass Ejections (CMEs) introduce transient variability into the large scale heliospheric structure and may dominate the inner heliosphere near solar maximum at all latitudes.     

Doppler scintillation measurements of the heliospheric current sheet and coronal streamers close to the Sun

Prominent enhancements in Doppler scintillation lasting a fraction of a day (solar source several degrees wide) and overlying the neutral line represent the signature of the heliospheric current sheet and the apparent interplanetary manifestation of coronal streamers near the Sun. This first detection of coronal streamers in radio scintillation measurements provides the link betweenin situ measurements of the spatial wavenumber spectrum of electron density fluctuations beyond 0.3 AU and earlier measurements deduced from radio scintillation and scattering observations inside 0.3 AU. Significant differences between the density spectra of fast streams and slow solar wind associated with the heliospheric current sheet near the Sun reinforce the emerging picture that high- and low-speed flows are organized by the large-scale solar magnetic field, and that while the contrast between solar wind properties of the two flows is highest near the Sun, it undergoes substantial erosion in the ecliptic plane as the solar wind expands.     

The Solar Wind in the Outer Heliosphere

The solar wind evolves as it moves outward due to interactions with both itself and with the circum-heliospheric interstellar medium. The speed is, on average, constant out to 30 AU, then starts a slow decrease due to the pickup of interstellar neutrals. These neutrals reduce the solar wind speed by about 20% before the termination shock (TS). The pickup ions heat the thermal plasma so that the solar wind temperature increases outside 20–30 AU. Solar cycle effects are important; the solar wind pressure changes by a factor of 2 over a solar cycle and the structure of the solar wind is modified by interplanetary coronal mass ejections (ICMEs) near solar maximum. The first direct evidences of the TS were the observations of streaming energetic particles by both Voyagers 1 and 2 beginning about 2 years before their respective TS crossings. The second evidence was a slowdown in solar wind speed commencing 80 days before Voyager 2 crossed the TS. The TS was a weak, quasi-perpendicular shock which transferred the solar wind flow energy mainly to the pickup ions. The heliosheath has large fluctuations in the plasma and magnetic field on time scales of minutes to days.     

Solar Wind Sources and Their Variations Over the Solar Cycle

In this paper I will briefly summarize the present status of our knowledge on the four different sorts of solar wind, their sources and their short- and long-term variations. First: the fast solar wind in high-speed streams that emerges from coronal hole regions. Second: the slow solar wind emerging from the non-active Sun near the global heliospheric current sheet above helmet streamers and underlying active regions. Third: the slow solar wind filling most of the heliosphere during high solar activity, emerging above active regions in a highly turbulent state, and fourth: the plasma expelled from the Sun during coronal mass ejections. The coronal sources of these different flows vary dramatically with the solar activity cycle.     

Heliospheric Lessons for Galactic Cosmic-ray Acceleration

The heliosphere is bathed in the supersonic solar wind, which generally creates shocks at any obstacles it encounters: magnetic structures such as coronal mass ejections and planetary magnetospheres, or fast-slow stream interactions such as corotating interaction regions (CIRs) or the termination shock. Each of these shock structures has an associated energetic particle population whose spectra and composition contain clues to the acceleration process and the sources of the particles. Over the past several years, the solar wind composition has been systematically studied, and the long-standing gap between high energy (>1 MeV amu^–1) and the plasma ion populations has been closed by instruments capable of measuring the suprathermal ion composition. In CIRs, where it has been possible to observe all the relevant populations, it turns out that the suprathermal ion population near 1.8–2.5 times the solar wind speed is the seed population that gets accelerated, not the bulk particles near the solar wind peak. These new results are of interest to the problem of Galactic Cosmic-Ray (GCR) Acceleration, since the injection and acceleration of GCRs to modest energies is likely to share many features with processes we can observe in detail in the heliosphere.     

Working Group 3 Report: Coronal Hole Boundaries and Interactions with Adjacent Regions

Summarized below are the discussions of working group 3 on "Coronal hole boundaries and interactions with adjacent regions" which took place at the 7th SOHO workshop in Northeast Harbor, Maine, USA, 28 September to 1 October 1998. A number of recent observational and theoretical results were presented during the discussions to shed light on different aspects of coronal hole boundaries. The working group also included presentations on streamers and coronal holes to emphasis the difference between the plasma properties in these regions, and to serve as guidelines for the definition of the boundaries. Observations, particularly white light observations, show that multiple streamers are present close to the solar limb at all times. At some distance from the sun, typically below 2 R, these streamers merge into a relatively narrow sheet as seen, for example, in LASCO and UVCS images. The presence of multiple current sheets in interplanetary space was also briefly addressed. Coronal hole boundaries were defined as the abrupt transition from the bright appearing plasma sheet to the dark coronal hole regions. Observations in the inner corona seem to indicate a transition of typically 10 to 20 degrees, whereas observations in interplanetary space, carried out from Ulysses, show on one hand an even faster transition of less than 2 degrees which is in agreement with earlier Helios results. On the other hand, these observations also show that the transition happens on different scales, some of which are significantly larger. The slow solar wind is connected to the streamer belt/plasma sheet, even though the discussions were still not conclusive on the point where exactly the slow solar wind originates. Considered the high variability of plasma characteristics in slow wind streams, it seems most likely that several types of coronal regions produce slow solar wind, such as streamer stalks, streamer legs and open field regions between active regions, and maybe even regions just inside of the coronal holes. Observational and theoretical studies presented during the discussions show evidence that each of these regions may indeed contribute to the solar slow wind. This revised version was published online in June 2006 with corrections to the Cover Date.     

ICMEs in the Inner Heliosphere: Origin, Evolution and Propagation Effects

This report assesses the current status of research relating the origin at the Sun, the evolution through the inner heliosphere and the effects on the inner heliosphere of the interplanetary counterparts of coronal mass ejections (ICMEs). The signatures of ICMEs measured by in-situ spacecraft are determined both by the physical processes associated with their origin in the low corona, as observed by space-borne coronagraphs, and by the physical processes occurring as the ICMEs propagate out through the inner heliosphere, interacting with the ambient solar wind. The solar and in-situ observations are discussed as are efforts to model the evolution of ICMEs from the Sun out to 1 AU.     

Fields and plasmas in the outer solar system

The most significant information about fields and plasmas in the outer solar system, based on observations by Pioneer 10 and 11 investigations, is reviewed. The characteristic evolution of solar wind streams beyond 1 AU has been observed. The region within which the velocity increases continuously near 1 AU is replaced at larger distances by a thick interaction region with abrupt jumps in the solar wind speed at the leading and trailing edges. These abrupt increases, accompanied by corresponding jumps in the field magnitude and in the solar wind density and temperature, consist typically of a forward and a reverse shock. The existence of two distinct corotating regions, separated by sharp boundaries, is a characteristic feature of the interplanetary medium in the outer solar system. Within the interaction regions, compression effects are dominant and the field strength, plasma density, plasma temperature and the level of fluctuations are enhanced. Within the intervening quiet regions, rarefaction effects dominate and the field magnitude, solar wind density and fluctuation level are very low. These changes in the structure of interplanetary space have significant consequences for the many energetic particles propagating through the medium. The interaction regions control the access to the inner solar system of relativistic electrons from Jupiter's magnetosphere. The interaction regions and shocks appear to be associated with an acceleration of solar protons to MeV energies. Flare-generated shocks are observed to be propagating through the outer solar system with constant speed, implying that the previously recognized deceleration of flare shocks takes place principally near the Sun. Radial gradients in the solar wind and interplanetary field parameters have been determined. The solar wind speed is nearly constant between 1 and 5 AU with only a slight deceleration of 30 km s⁺¹ on the average. The proton flux follows an r ⁺² dependence reasonably well, however, the proton density shows a larger departure from this dependence. The proton temperature decreases steadily from 1 to 5 AU and the solar wind protons are slightly hotter than anticipated for an adiabatic expansion. The radial component of the interplanetary field falls off like r ⁺² and, on the average, the magnitude and spiral angle also agree reasonably well with theory. However, there is evidence, principally within quiet regions, of a significant departure of the azimuthal field component and the field magnitude from simple theoretical models. Pioneer 11 has obtained information up to heliographic latitudes of 16°. Observations of the interplanetary sector structure show that the polarity of the field becomes gradually more positive, corresponding to outward-directed fields at the Sun, and at the highest latitudes the sector structure disappears. These results confirm a prior suspicion that magnetic sectors are associated with an interplanetary current sheet surrounding the Sun which is inclined slightly to the solar equator.Proceedings of the Symposium on Solar Terrestrial Physics held in Innsbruck, May–June 1978.     

Voyager Observations of the Magnetic Field in the Distant Heliosphere

The latitudinal structure of the heliospheric magnetic field during much of the solar cycle is determined by a "sector zone", in which both positive and negative magnetic polarities are observed, and by the unipolar regions above and below the sector zone. Distinct corotating streams and interactions regions are found primarily in the sector zone during the declining phase of the solar cycle. Within a few AU, the streams and interaction regions are distinct and are related to solar features. A restructuring of the solar wind occurs between 1 AU and 15 AU, in which the isolated streams, interaction regions and shocks merge to form compound streams and merged interaction regions ("MIRs"). Memory of the source conditions is lost in this process. In the region between 30 AU and the termination shock (the "distant heliosphere"), the pressure of interstellar pickup protons dominates that of the magnetic field and solar wind particles and largely controls the dynamical processes. During 1983 and 1994, corotating streams and corotating interaction regions were observed at 1 AU. Merged interaction regions were observed at 15 AU in 1983, but not at 45 AU during 1994. This result suggests a further restructuring of the solar wind in the distant heliosphere, but variations from one solar cycle to the next might also contribute to the result. Approaching solar minimum in 1996, the latitudinal extent of the sector zone decreased, and Voyager 2 gradually entered the unipolar region below it. The speed was lower in the sector zone than below it. At Voyagers 1 and 2, the change in cosmic ray intensity is related to the magnetic field strength during each year from 1983 through 1996. The magnetic field strength has a multifractal distribution throughout the heliosphere. This fundamental symmetry of the heliosphere has not been incorporated explicitly in cosmic ray propagation models.     

26-day Analysis of Energetic Ion Observations at High and Low Heliolatitudes: Ulysses and ACE

We present observations of energetic (0.34–8 MeV) ions from the Ulysses spacecraft during its second ascent to southern high latitude regions of the heliosphere. We cover the period from January 1999 until mid-2000 as Ulysses moved from 5.2 AU and 18° S to 3.5 AU and 55° S. In contrast to the long-lived and well-defined ∼26-day recurrences that were observed throughout Ulysses‘ first southern pass, energetic ion fluxes during the first portion of the Ulysses’ second polar orbit are highly irregular. Although corotating interaction regions (CIRs) are clearly present in solar wind and magnetic field data throughout the first half of 1999, their effects on energetic ion intensities are quite different from what they were in 1992–1993. No dominant strictly recurrent ion flux increases are observed in association with the arrival of these CIRs. Correspondingly, there is no stable structure of large polar coronal holes during the same period. Isolated transient solar energetic particle (SEP) events are observed at low and high latitudes. We compare energetic ion observations from the ACE and Ulysses spacecraft during the first half of 1999 to determine the influence of these SEP events in the observed recurrent CIR structure. Such SEP events occurred only occasionally during 1992–1993, but when they occurred, they obscured the recurrences in a manner similar to that observed in 1999–2000. We therefore conclude that the basic differences in the behavior of energetic ion events between the first and second southern passes are due to the short life of the corotating structure and the higher frequency of SEP events occurring in 1999–2000. This revised version was published online in August 2006 with corrections to the Cover Date.     

FIP Effect in the Solar Upper Atmosphere: Spectroscopic Results

Recent spectroscopic measurements from instruments on the Solar and Heliospheric Observatory (SOHO) find that the coronal composition above a polar coronal hole is nearly photospheric. However, similar SOHO observations show that in coronal plasmas above quiet equatorial regions low-FIP elements are enhanced by a factor of ≈ 4. In addition, the process of elemental settling in coronal plasmas high above the solar surface was shown to exist. Measurements by the Ulysses spacecraft, which are based on non-spectroscopic particle counting techniques, show that, with the exception of He, the elemental composition of the fast speed solar wind is similar to within a factor of 1.5 to the composition of the photosphere. In contrast, similar measurements in the slow speed wind show that elements with low first ionization potential (FIP < 10 eV) are enhanced, relative to the photosphere, by a factor of 4-5. By combining the SOHO and Ulysses results, ideas related to the origin of the slow speed solar wind are presented. Using spectroscopic measurements by the Solar Ultraviolet Measurement of Emitted Radiation (SUMER) instrument on SOHO the photospheric abundance of He was determined as 8.5 ± 1.3% (Y = 0.248). This revised version was published online in June 2006 with corrections to the Cover Date.     

O5+ in High Speed Solar Wind Streams: SWICS/Ulysses Results

Recent observations with UVCS on SOHO of high outflow velocities of O⁵⁺ at low coronal heights have spurred much discussion about the dynamics of solar wind acceleration. On the other hand, O⁶⁺ is the most abundant oxygen charge state in the solar wind, but is not observed by UVCS or by SUMER because this helium-like ion has no emission lines falling in the wave lengths observable by these instruments. Therefore, there is considerable interest in observing O⁵⁺ in situ in order to understand the relative importance of O⁵⁺ with respect to the much more abundant O⁶⁺. High speed streams are the prime candidates for the search for O⁵⁺ because all elements exhibit lower freezing-in temperatures in high speed streams than in the slow solar wind. The Ulysses spacecraft was exposed to long time periods of high speed streams during its passage over the polar regions of the Sun. The Solar Wind Ion Composition Spectrometer (SWICS) on Ulysses is capable of resolving this rare oxygen charge state. We present the first measurement of O⁵⁺ in the solar wind and compare these data with those of the more abundant oxygen species O⁶⁺ and O⁷⁺. We find that our observations of the oxygen charge states can be fitted with a single coronal electron temperature in the range of 1.0 to 1.2 MK assuming collisional ionization/recombination equilibrium with an ambient Maxwellian electron gas. This revised version was published online in June 2006 with corrections to the Cover Date.     

Acceleration Profile of the Slow Solar Wind as Inferred from Gradual Mass Ejections Observed by LASCO

The slow solar wind (< 400 km s^-1) appears to initiate from the regions in the corona where magnetic fields are closed, or from the interface between streamers and other coronal regions. The nature of the acceleration of slow solar wind is not yet well known. LASCO observations of gradually evolving mass ejections offer us a good opportunity to study the speed and acceleration profiles of the slow solar wind from a distance of 1.1 up to 30 R_⊙. We present speed and acceleration profiles of slow solar wind, derived on the basis of measurements of mass flows in several cases of gradual mass ejections and present them in perspective of earlier work. This revised version was published online in June 2006 with corrections to the Cover Date.     

Development and Effects of Turbulence in Connection with CIRs

We present an overview of the properties of magnetohydrodynamic turbulence within corotating interaction regions (CIRs) and its effects on energetic particles. We stress the importance of both the population of fluctuations in the inner heliosphere and the changing local environment in determining their properties at larger heliospheric distances. We present observations from two typical CIRs, one at 0.3 AU before compression regions have formed and the other well developed at 5.1 AU, and discuss the properties of fluctuations within them and show that it is possible to distinguish different regions of the CIR on the basis of the turbulence itself. The strength of the turbulence varies strongly within and close to the CIRs, explaining changes in the mean free path of energetic particles of several orders of magnitude with implications for the modulation of cosmic rays and for diffusive acceleration of particles. The mechanisms by which turbulent fluctuations within interaction regions scatter energetic particles are briefly discussed on a theoretical basis. This revised version was published online in August 2006 with corrections to the Cover Date.