Energy Spectra, Composition, and Other Properties of Ground-Level Events During Solar Cycle 23

We report spacecraft measurements of the energy spectra of solar protons and other solar energetic particle properties during the 16 Ground Level Events (GLEs) of Solar Cycle 23. The measurements were made by eight instruments on the ACE, GOES, SAMPEX, and STEREO spacecraft and extend from ～0.1 to ～500–700?MeV. All of the proton spectra exhibit spectral breaks at energies ranging from ～2 to ～46?MeV and all are well fit by a double power-law shape. A comparison of GLE events with a larger sample of other solar energetic particle (SEP) events shows that the typical spectral indices are harder in GLE events, with a mean slope of ?3.18 at >40?MeV/nuc. In the energy range 45 to 80?MeV/nucleon about ～50?% of GLE events have properties in common with impulsive ³He-rich SEP events, including enrichments in Ne/O, Fe/O, ²²Ne/²⁰Ne, and elevated mean charge states of Fe. These ³He-rich events contribute to the seed population accelerated by CME-driven shocks. An analysis is presented of whether highly-ionized Fe ions observed in five events could be due to electron stripping during shock acceleration in the low corona. Making use of stripping calculations by others and a coronal density model, we can account for events with mean Fe charge states of 〈Q _Fe〉≈+20 if the acceleration starts at ～1.24–1.6 solar radii, consistent with recent comparisons of CME trajectories and type-II radio bursts. In addition, we suggest that gradual stripping of remnant ions from earlier large SEP events may also contribute a highly-ionized suprathermal seed population. We also discuss how observed SEP spectral slopes relate to the energetics of particle acceleration in GLE and other large SEP events.     

The Low-Energy Telescope (LET) and SEP Central Electronics for the STEREO Mission

The Low-Energy Telescope (LET) is one of four sensors that make up the Solar Energetic Particle (SEP) instrument of the IMPACT investigation for NASA’s STEREO mission. The LET is designed to measure the elemental composition, energy spectra, angular distributions, and arrival times of H to Ni ions over the energy range from ～3 to ～30 MeV/nucleon. It will also identify the rare isotope ³He and trans-iron nuclei with 30≤Z≤83. The SEP measurements from the two STEREO spacecraft will be combined with data from ACE and other 1-AU spacecraft to provide multipoint investigations of the energetic particles that result from interplanetary shocks driven by coronal mass ejections (CMEs) and from solar flare events. The multipoint in situ observations of SEPs and solar-wind plasma will complement STEREO images of CMEs in order to investigate their role in space weather. Each LET instrument includes a sensor system made up of an array of 14 solid-state detectors composed of 54 segments that are individually analyzed by custom Pulse Height Analysis System Integrated Circuits (PHASICs). The signals from four PHASIC chips in each LET are used by a Minimal Instruction Set Computer (MISC) to provide onboard particle identification of a dozen species in ～12 energy intervals at event rates of ～1,000 events/sec. An additional control unit, called SEP Central, gathers data from the four SEP sensors, controls the SEP bias supply, and manages the interfaces to the sensors and the SEP interface to the Instrument Data Processing Unit (IDPU). This article outlines the scientific objectives that LET will address, describes the design and operation of LET and the SEP Central electronics, and discusses the data products that will result.     

An Introduction to Theory and Models of CMEs, Shocks, and Solar Energetic Particles

We present a brief introduction to the essential physics of coronal mass ejections as well as a review of theory and models of CME initiation, solar energetic particle (SEP) acceleration, and shock propagation. A brief review of the history of CME models demonstrates steady progress toward an understanding of CME initiation, but it is clear that the question of what initiates CMEs has still not been solved. For illustration, we focus on the flux cancellation model and the breakout model. We contrast the similarities and differences between these models, and we examine how their essential features compare with observations. We review the generation of shocks by CMEs. We also outline the theoretical ideas behind the origin of a gradual SEP event at the evolving CME-driven coronal/interplanetary shock and the origin of “impulsive” SEP events at flare sites of magnetic reconnection below CMEs. We argue that future developments in models require focused study of “campaign events” to best utilize the wealth of available CME and SEP observations.     

Long-Term Fluences of Solar Energetic Particles from H to Fe

Data from ACE and GOES have been used to measure Solar Energetic Particle (SEP) fluence spectra for H, He, O, and Fe, over the period from October 1997 to December 2005. The measurements were made by four instruments on ACE and the EPS sensor on three GOES satellites and extend in energy from ∼0.1 MeV/nuc to ∼100 MeV/nuc. Fluence spectra for each species were fit by conventional forms and used to investigate how the intensities, composition, and spectral shapes vary from year to year.     

The Two Sources of Solar Energetic Particles

Evidence for two different physical mechanisms for acceleration of solar energetic particles (SEPs) arose 50 years ago with radio observations of type III bursts, produced by outward streaming electrons, and type II bursts from coronal and interplanetary shock waves. Since that time we have found that the former are related to “impulsive” SEP events from impulsive flares or jets. Here, resonant stochastic acceleration, related to magnetic reconnection involving open field lines, produces not only electrons but 1000-fold enhancements of ³He/⁴He and of (Z>50)/O. Alternatively, in “gradual” SEP events, shock waves, driven out from the Sun by coronal mass ejections (CMEs), more democratically sample ion abundances that are even used to measure the coronal abundances of the elements. Gradual events produce by far the highest SEP intensities near Earth. Sometimes residual impulsive suprathermal ions contribute to the seed population for shock acceleration, complicating the abundance picture, but this process has now been modeled theoretically. Initially, impulsive events define a point source on the Sun, selectively filling few magnetic flux tubes, while gradual events show extensive acceleration that can fill half of the inner heliosphere, beginning when the shock reaches ～2 solar radii. Shock acceleration occurs as ions are scattered back and forth across the shock by resonant Alfvén waves amplified by the accelerated protons themselves as they stream away. These waves also can produce a streaming-limited maximum SEP intensity and plateau region upstream of the shock. Behind the shock lies the large expanse of the “reservoir”, a spatially extensive trapped volume of uniform SEP intensities with invariant energy-spectral shapes where overall intensities decrease with time as the enclosing “magnetic bottle” expands adiabatically. These reservoirs now explain the slow intensity decrease that defines gradual events and was once erroneously attributed solely to slow outward diffusion of the particles. At times the reservoir from one event can contribute its abundances and even its spectra as a seed population for acceleration by a second CME-driven shock wave. Confinement of particles to magnetic flux tubes that thread their source early in events is balanced at late times by slow velocity-dependent migration through a tangled network produced by field-line random walk that is probed by SEPs from both impulsive and gradual events and even by anomalous cosmic rays from the outer heliosphere. As a practical consequence, high-energy protons from gradual SEP events can be a significant radiation hazard to astronauts and equipment in space and to the passengers of high-altitude aircraft flying polar routes.     

Error Measures for Normal Random Variables

Four commonly used measures of error are the root mean square error (RMSE), the geometric mean error (GME), the mean radial error (MRE), and the circular or spherical error probable (CEP, SEP). Exact or approximate closed form expressions are given. for each for zero mean, normal random variables in two and three dimensions. Numerical comparison of the measures suggests the relationship GME ? SEP(CEP) < MRE ? RMSE.     

Shock Acceleration of Ions in the Heliosphere

Energetic particles constitute an important component of the heliospheric plasma environment. They range from solar energetic particles in the inner heliosphere to the anomalous cosmic rays accelerated at the interface of the heliosphere with the local interstellar medium. Although stochastic acceleration by fluctuating electric fields and processes associated with magnetic reconnection may account for some of the particle populations, the majority are accelerated by the variety of shock waves present in the solar wind. This review focuses on “gradual” solar energetic particle (SEP) events including their energetic storm particle (ESP) phase, which is observed if and when an associated shock wave passes Earth. Gradual SEP events are the intense long-duration events responsible for most space weather disturbances of Earth’s magnetosphere and upper atmosphere. The major characteristics of gradual SEP events are first described including their association with shocks and coronal mass ejections (CMEs), their ion composition, and their energy spectra. In the context of acceleration mechanisms in general, the acceleration mechanism responsible for SEP events, diffusive shock acceleration, is then described in some detail including its predictions for a planar stationary shock, shock modification by the energetic particles, and wave excitation by the accelerating ions. Finally, some complexities of shock acceleration are addressed, which affect the predictive ability of the theory. These include the role of temporal and spatial variations, the distinction between the plasma and wave compression ratios at the shock, the injection of thermal plasma at the shock into the process of shock acceleration, and the nonlinear evolution of ion-excited waves in the vicinity of the shock.     

The composition of heavy ions in solar energetic particle events

We review recent advances in determining the elemental, charge-state, and isotopic composition of 1 to 20 MeV per nucleon ions in solar energetic particle (SEP) events and outline our current understanding of the nature of solar and interplanetary processes which may explain the observations.The composition within individual SEP events may vary both with time and energy, and will in general be different from that in other SEP events. Average values of relative abundances measured in a large number of SEP events, however, are found to be roughly energy independent in the 1 to 20 MeV per nucleon range, and show a systematic deviation from photospheric abundances which seems to be organized in terms of the first ionization potential of the ion.Direct measurements of the charge states of SEPs have revealed the surprisingly common presence of energetic He⁺ along with heavy ions with typically coronal ionization states. High-resolution measurements of isotopic abundance ratios in a small number of SEP events show these to be consistent with the universal composition except for the puzzling overabundance of the SEP ²²Ne/²⁰Ne relative to this isotopes ratio in the solar wind. The broad spectrum of observed elemental abundance variations, which in their extreme result in composition anomalies characteristic of ³He-rich, heavy-ion rich and carbon-poor SEP events, along with direct measurements of the ionization states of SEPs provide essential information on the physical characteristics of, and conditions in the source regions, as well as important constraints to possible models for SEP production.It is concluded that SEP acceleration is a two-step process, beginning with plasma-wave heating of the ambient plasma in the lower corona, which may include pockets of cold material, and followed by acceleration to the observed energies by either flare-generated coronal shocks or Fermi-type processes in the corona. Interplanetary propagation as well as acceleration by interplanetary propagating shock will often further modify the composition of SEP events, especially at lower energies.     

Particle Acceleration by the Sun: Electrons, Hard X-rays/Gamma-rays

Observations of hard X-ray (HXR)/γ-ray continuum and γ-ray lines produced by energetic electrons and ions, respectively, colliding with the solar atmosphere, have shown that large solar flares can accelerate ions up to many GeV and electrons up to hundreds of MeV. Solar energetic particles (SEPs) are observed by spacecraft near 1 AU and by ground-based instrumentation to extend up to similar energies, but it appears that a different acceleration process, one associated with fast Coronal Mass Ejections (CMEs) is responsible. Much weaker SEP events are observed that are generally rich in electrons, ³He, and heavy elements. The energetic particles in these events appear to be similar to those accelerated in flares. The Ramaty High Energy Solar Spectroscopic Imager (RHESSI) mission provides high-resolution spectroscopy and imaging of flare HXRs and γ-rays. The observations of the location, energy spectra, and composition of the flare accelerated energetic particles at the Sun strongly imply that the acceleration is closely related to the magnetic reconnection that releases the energy in solar flares. Here preliminary comparisons of the RHESSI observations with observations of both energetic electrons and ions near 1 AU are reviewed, and the implications for the particle acceleration and escape processes are discussed.     

Deep Impact: A Large-Scale Active Experiment on a Cometary Nucleus

The Deep Impact mission will provide the first data on the interior of a cometary nucleus and a comparison of those data with data on the surface. Two spacecraft, an impactor and a flyby spacecraft, will arrive at comet 9P/Tempel 1 on 4 July 2005 to create and observe the formation and final properties of a large crater that is predicted to be approximately 30-m deep with the dimensions of a football stadium. The flyby and impactor instruments will yield images and near infrared spectra (1–5 μm) of the surface at unprecedented spatial resolutions both before and after the impact of a 350-kg spacecraft at 10.2 km/s. These data will provide unique information on the structure of the nucleus near the surface and its chemical composition. They will also used to interpret the evolutionary effects on remote sensing data and will indicate how those data can be used to better constrain conditions in the early solar system.     

Ionic Charge States of Solar Energetic Particles: A Clue to the Source

The ionic charge of solar energetic particles (SEP) as observed in interplanetary space is an important parameter for the diagnostic of the plasma conditions at the source region and provides fundamental information about the acceleration and propagation processes at the Sun and in interplanetary space. In this paper we review the new measurements of ionic charge states with advanced instrumentation onboard the SAMPEX, SOHO, and ACE spacecraft that provide for the first time ionic charge measurements over the wide energy range of ∼0.01 to 70 MeV/nuc (for Fe), and for many individual SEP events. These new measurements show a strong energy dependence of the mean ionic charge of heavy ions, most pronounced for iron, indicating that the previous interpretation of the mean ionic charge being solely related to the ambient plasma temperature was too simplistic. This energy dependence, in combination with models on acceleration, charge stripping, and solar and interplanetary propagation, provides constraints for the temperature, density, and acceleration time scales in the acceleration region. The comparison of the measurements with model calculations shows that for impulsive events with a large increase of Q _Fe(E) at energies ≤1 MeV/nuc the acceleration occurs low in the corona, typically at altitudes ≤0.2 R _S .     

Energy Release and Particle Acceleration in Flares: Summary and Future Prospects

RHESSI measurements relevant to the fundamental processes of energy release and particle acceleration in flares are summarized. RHESSI??s precise measurements of hard X-ray continuum spectra enable model-independent deconvolution to obtain the parent electron spectrum. Taking into account the effects of albedo, these show that the low energy cut-off to the electron power-law spectrum is typically ?tens of keV, confirming that the accelerated electrons contain a large fraction of the energy released in flares. RHESSI has detected a high coronal hard X-ray source that is filled with accelerated electrons whose energy density is comparable to the magnetic-field energy density. This suggests an efficient conversion of energy, previously stored in the magnetic field, into the bulk acceleration of electrons. A new, collisionless (Hall) magnetic reconnection process has been identified through theory and simulations, and directly observed in space and in the laboratory; it should occur in the solar corona as well, with a reconnection rate fast enough for the energy release in flares. The reconnection process could result in the formation of multiple elongated magnetic islands, that then collapse to bulk-accelerate the electrons, rapidly enough to produce the observed hard X-ray emissions. RHESSI??s pioneering ??-ray line imaging of energetic ions, revealing footpoints straddling a flare loop arcade, has provided strong evidence that ion acceleration is also related to magnetic reconnection. Flare particle acceleration is shown to have a close relationship to impulsive Solar Energetic Particle (SEP) events observed in the interplanetary medium, and also to both fast coronal mass ejections and gradual SEP events. New instrumentation to provide the high sensitivity and wide dynamic range hard X-ray and ??-ray measurements, plus energetic neutral atom (ENA) imaging of SEPs above ??2 R_??, will enable the next great leap forward in understanding particle acceleration and energy release is large solar eruptions??solar flares and associated fast coronal mass ejections (CMEs).     

A Comparison of Ground Level Event e/p and Fe/O Ratios with Associated Solar Flare and CME Characteristics

Solar energetic particle (SEP) events reaching rigidities >1 GV are observed at 1?AU as ground-level events (GLEs). They are considered to be extreme cases of gradual SEP events, produced by shocks driven by wide and fast CMEs that are usually associated with long-duration (>1 hour) soft X-ray (SXR) flares. However, some large gradual SEP events, including GLEs, are associated with flares of short-duration (<1 hour) timescales comparable to those of flares seen with impulsive, low-energy SEP events with enhanced charge states, heavy-element abundances, and e/p ratios. The association of some GLEs with short-duration SXR events challenges us to understand the GLE event-to-event variation with SXR durations and whether it truly reflects the nature of the particle acceleration processes or simply the characteristics of the solar regions from which large, fast CMEs arise. We examine statistically the associated flare, active region (AR), and CME characteristics of ～40?GLEs observed since 1976 to determine how the GLE e/p and Fe/O ratios, each measured in two energy ranges, depend on those characteristics. The abundance ratios trend weakly to lower, more coronal, and less scattered values with increasing flare timescales, thermal and nonthermal peak fluxes, and measures of source AR sizes. These results and the wide range of solar longitude connections for GLEs with high abundance ratios argue against a significant role for flare effects in the GLEs. We suggest that GLE SEPs are accelerated predominately in CME-driven shocks and that a coupling of flare size and timescales with CME properties could explain the SEP abundance correlations with flare properties.     

Abundances,Ionization States,Temperatures, and FIP in Solar Energetic Particles

The relative abundances of chemical elements and isotopes have been our most effective tool in identifying and understanding the physical processes that control populations of energetic particles. The early surprise in solar energetic particles (SEPs) was 1000-fold enhancements in \({}^{3}\mbox{He}/{}^{4}\mbox{He}\) from resonant wave-particle interactions in the small “impulsive” SEP events that emit electron beams that produce type III radio bursts. Further studies found enhancements in Fe/O, then extreme enhancements in element abundances that increase with mass-to-charge ratio \(A/Q\), rising by a factor of 1000 from He to Au or Pb arising in magnetic reconnection regions on open field lines in solar jets. In contrast, in the largest SEP events, the “gradual” events, acceleration occurs at shock waves driven out from the Sun by fast, wide coronal mass ejections (CMEs). Averaging many events provides a measure of solar coronal abundances, but \(A/Q\)-dependent scattering during transport causes variations with time; thus if Fe scatters less than O, Fe/O is enhanced early and depleted later. To complicate matters, shock waves often reaccelerate impulsive suprathermal ions left over or trapped above active regions that have spawned many impulsive events. Direct measurements of ionization states \(Q\) show coronal temperatures of 1–2 MK for most gradual events, but impulsive events often show stripping by matter traversal after acceleration. Direct measurements of \(Q\) are difficult and often unavailable. Since both impulsive and gradual SEP events have abundance enhancements that vary as powers of \(A/Q\), we can use abundances to deduce the probable \(Q\)-values and the source plasma temperatures during acceleration, ≈3 MK for impulsive SEPs. This new technique also allows multiple spacecraft to measure temperature variations across the face of a shock wave, measurements otherwise unavailable and provides a new understanding of abundance variations in the element He. Comparing coronal abundances from SEPs and from the slow solar wind as a function of the first ionization potential (FIP) of the elements, remaining differences are for the elements C, P, and S. The theory of the fractionation of ions by Alfvén waves shows that C, P, and S are suppressed because of wave resonances during chromospheric transport on closed magnetic loops but not on open magnetic fields that supply the solar wind. Shock waves can accelerate ions from closed coronal loops that easily escape as SEPs, while the solar wind must emerge on open fields.     

Solar Isotopic Composition as Determined Using Solar Energetic Particles

Solar energetic particles (SEPs) provide a sample of the Sun from which solar composition may be determined. Using high-resolution measurements from the Solar Isotope Spectrometer (SIS) onboard NASA’s Advanced Composition Explorer (ACE) spacecraft, we have studied the isotopic composition of SEPs at energies ≥20 MeV/nucleon in large SEP events. We present SEP isotope measurements of C, O, Ne, Mg, Si, S, Ar, Ca, Fe, and Ni made in 49 large events from late 1997 to the present. The isotopic composition is highly variable from one SEP event to another due to variations in seed particle composition or due to mass fractionation that occurs during the acceleration and/or transport of these particles. We show that various isotopic and elemental enhancements are correlated with each other, discuss the empirical corrections used to account for the compositional variability, and obtain estimated solar isotopic abundances. We compare the solar values and their uncertainties inferred from SEPs with solar wind and other solar system abundances and find generally good agreement.     

Solar Elemental Composition Based on Studies of Solar Energetic Particles

Solar abundances can be derived from the composition of the solar wind and solar energetic particles (SEPs) as well as obtained through spectroscopic means. Past comparisons have suggested that all three samples agree well, when rigidity-related fractionation effects on the SEPs were accounted for. It has been known that such effects vary from one event to the next and should be addressed on an event-by-event basis. This paper examines event variability more closely, particularly in terms of energy-dependent SEP abundances. This is now possible using detailed SEP measurements spanning several decades in energy from the Ultra Low Energy Isotope Spectrometer (ULEIS) and the Solar Isotope Spectrometer (SIS) on the ACE spacecraft. We present examples of the variability of the elemental composition with energy and suggest they can be understood in terms of diffusion from the acceleration region near the interplanetary shock. By means of a spectral scaling procedure, we obtain energy-independent abundance ratios for 14 large SEP events and compare them to reported solar wind and coronal abundances as well as to previous surveys of SEP events.     

SEP数值法在寿命预测中的应用

 为了预测精密构件如涡轮盘材料的蠕变-疲劳寿命,经实践证明应变能区分法（SEP）优于应变范围区分法（SRP）,特别是对高强度低延性材料,SEP的优越性更明显。     

26-day Analysis of Energetic Ion Observations at High and Low Heliolatitudes: Ulysses and ACE

We present observations of energetic (0.34–8 MeV) ions from the Ulysses spacecraft during its second ascent to southern high latitude regions of the heliosphere. We cover the period from January 1999 until mid-2000 as Ulysses moved from 5.2 AU and 18° S to 3.5 AU and 55° S. In contrast to the long-lived and well-defined ∼26-day recurrences that were observed throughout Ulysses‘ first southern pass, energetic ion fluxes during the first portion of the Ulysses’ second polar orbit are highly irregular. Although corotating interaction regions (CIRs) are clearly present in solar wind and magnetic field data throughout the first half of 1999, their effects on energetic ion intensities are quite different from what they were in 1992–1993. No dominant strictly recurrent ion flux increases are observed in association with the arrival of these CIRs. Correspondingly, there is no stable structure of large polar coronal holes during the same period. Isolated transient solar energetic particle (SEP) events are observed at low and high latitudes. We compare energetic ion observations from the ACE and Ulysses spacecraft during the first half of 1999 to determine the influence of these SEP events in the observed recurrent CIR structure. Such SEP events occurred only occasionally during 1992–1993, but when they occurred, they obscured the recurrences in a manner similar to that observed in 1999–2000. We therefore conclude that the basic differences in the behavior of energetic ion events between the first and second southern passes are due to the short life of the corotating structure and the higher frequency of SEP events occurring in 1999–2000. This revised version was published online in August 2006 with corrections to the Cover Date.     

3He-Rich Solar Energetic Particle Events

³He-rich solar energetic particle (SEP) events show huge enrichments of ³He and association with kilovolt electrons and Type-III radio bursts. Observations from a new generation of high resolution instruments launched on the Wind, ACE, Yohkoh, SOHO, TRACE, and RHESSI spacecraft have revealed many new properties of these events: the particle energy spectra are found to be either power-law or curved in shape, with the ³He spectrum often being distinctly different from other species. Ultra-heavy nuclei up to >200 amu are found to be routinely present at average enrichments of >200 times solar-system abundances. The high ionization states previously observed near ∼1 MeV/nucleon have been found to decrease towards normal solar coronal values in these events. The source regions have been identified for many events, and are associated with X-ray jets and EUV flares that are associated with magnetic reconnection sites near active regions. This paper reviews the current experimental picture and theoretical models, with emphasis on the new insights found in the last few years.     

Solar Energetic Particle Charge States: An Overview

The ionic charge distributions of solar energetic particles (SEP) as observed in interplanetary space provide fundamental information about the origin of these particles, and the acceleration and propagation processes at the Sun and in interplanetary space. In this paper we review the measurements of ionic charge states of energetic particles in interplanetary space and discuss their implication for our understanding of SEP sources, and acceleration and propagation processes.