Particle Acceleration by the Sun: Electrons, Hard X-rays/Gamma-rays

Observations of hard X-ray (HXR)/γ-ray continuum and γ-ray lines produced by energetic electrons and ions, respectively, colliding with the solar atmosphere, have shown that large solar flares can accelerate ions up to many GeV and electrons up to hundreds of MeV. Solar energetic particles (SEPs) are observed by spacecraft near 1 AU and by ground-based instrumentation to extend up to similar energies, but it appears that a different acceleration process, one associated with fast Coronal Mass Ejections (CMEs) is responsible. Much weaker SEP events are observed that are generally rich in electrons, ³He, and heavy elements. The energetic particles in these events appear to be similar to those accelerated in flares. The Ramaty High Energy Solar Spectroscopic Imager (RHESSI) mission provides high-resolution spectroscopy and imaging of flare HXRs and γ-rays. The observations of the location, energy spectra, and composition of the flare accelerated energetic particles at the Sun strongly imply that the acceleration is closely related to the magnetic reconnection that releases the energy in solar flares. Here preliminary comparisons of the RHESSI observations with observations of both energetic electrons and ions near 1 AU are reviewed, and the implications for the particle acceleration and escape processes are discussed.     

The transient highly excited solar flare plasma

Recent observations of the energetic particles produced in solar flares indicate that the production of electrons, with energies up to about 100 keV, is a fairly common feature of small flares. In those flares the acceleration of protons and other nuclei does not extend beyond about 1 MeV.The X-ray emission often exhibits two distinct components of which the first one is produced by non-thermal, the second by thermal electrons through bremsstrahlung collisions with the ambient ions. Along with these X rays, radio emission, in the microwave region, is observed. This radio emission is usually interpreted as due to gyrosynchrotron radiation from the same electrons.In this review a discussion is presented of the processes occurring in solar flares with special reference to the acceleration and radiation processes.     

The Localization of Particle Acceleration Sites in Solar Flares and CMES

We review the particular aspect of determining particle acceleration sites in solar flares and coronal mass ejections (CMEs). Depending on the magnetic field configuration at the particle acceleration site, distinctly different radiation signatures are produced: (1) If charged particles are accelerated along compact closed magnetic field lines, they precipitate to the solar chromosphere and produce hard X-rays, gamma rays, soft X-rays, and EUV emission; (2) if they are injected into large-scale closed magnetic field structures, they remain temporarily confined (or trapped) and produce gyrosynchrotron emission in radio and bremsstrahlung in soft X-rays; (3) if they are accelerated along open field lines they produce beam-driven plasma emission with a metric starting frequency; and (4) if they are accelerated in a propagating CME shock, they can escape into interplanetary space and produce beam-driven plasma emission with a decametric starting frequency. The latter two groups of accelerated particles can be geo-effective if suitably connected to the solar west side. Particle acceleration sites can often be localized by modeling the magnetic topology from images in different wavelengths and by measuring the particle velocity dispersion from time-of-flight delays.     

Non-relativistic solar electrons

This review summarizes both the direct spacecraft observations of non-relativistic solar electrons, and observations of the X-ray and radio emission generated by these particles at the Sun and in the interplanetary medium. These observations bear on three physical processes basic to energetic particle phenomena: (1) the acceleration of particles in tenuous plasmas; (2) the propagation of energetic charged particles in a disordered magnetic field, and (3) the interaction of energetic charged particles with tenuous plasmas to produce electromagnetic radiation. Because these electrons are frequently accelerated and emitted by the Sun, mostly in small and relatively simple flares, it is possible to define a detailed physical picture of these processes.In many small solar flares non-relativistic electrons accelerated during flash phase constitute the bulk of the total flare energy. Thus the basic flare mechanism in these flares essentially converts the available flare energy into fast electrons. Non-relativistic electrons exhibit a wide variety of propagation modes in the interplanetary medium, ranging from diffusive to essentially scatter-free. This variability in the propagation may be explained in terms of the distribution of interplanetary magnetic field fluctuations. Type III solar radio burst emission is generated by these electrons as they travel out to 1 AU and beyond. Recent in situ observations of these electrons at 1 AU, accompanied by simultaneous observations of the low frequency radio emission generated by them at 1 AU provide quantitative information on the plasma processes involved in the generation of type III bursts.     

Nonthermal Radiation Mechanisms

In this paper we review the possible radiation mechanisms for the observed non-thermal emission in clusters of galaxies, with a primary focus on the radio and hard X-ray emission. We show that the difficulty with the non-thermal, non-relativistic Bremsstrahlung model for the hard X-ray emission, first pointed out by Petrosian (Astrophys. J. 557, 560, 2001) using a cold target approximation, is somewhat alleviated when one treats the problem more exactly by including the fact that the background plasma particle energies are on average a factor of 10 below the energy of the non-thermal particles. This increases the lifetime of the non-thermal particles, and as a result decreases the extreme energy requirement, but at most by a factor of three. We then review the synchrotron and so-called inverse Compton emission by relativistic electrons, which when compared with observations can constrain the value of the magnetic field and energy of relativistic electrons. This model requires a low value of the magnetic field which is far from the equipartition value. We briefly review the possibilities of gamma-ray emission and prospects for GLAST observations. We also present a toy model of the non-thermal electron spectra that are produced by the acceleration mechanisms discussed in an accompanying paper Petrosian and Bykov (Space Sci. Rev., 2008, this issue, Chap. 11).     

Stochastic Acceleration by Turbulence

The subject of this paper is stochastic acceleration by plasma turbulence, a process akin to the original model proposed by Fermi. We review the relative merits of different acceleration models, in particular the so called first order Fermi acceleration by shocks and second order Fermi by stochastic processes, and point out that plasma waves or turbulence play an important role in all mechanisms of acceleration. Thus, stochastic acceleration by turbulence is active in most situations. We also show that it is the most efficient mechanism of acceleration of relatively cool non relativistic thermal background magnetized plasma particles. In addition, it can preferentially accelerate electrons relative to protons as is needed in many astrophysical radiating sources, where usually there are no indications of presence of shocks. We also point out that a hybrid acceleration mechanism consisting of initial acceleration by turbulence of background particles followed by a second stage acceleration by a shock has many attractive features. It is demonstrated that the above scenarios can account for many signatures of the accelerated electrons, protons and other ions, in particular ³He and ⁴He, seen directly as Solar Energetic Particles and through the radiation they produce in solar flares.     

Fe/O Ratios in Interplanetary Shock Accelerated Particles

It is widely accepted that diffusive shock acceleration is an important process in the heliosphere, in particular in producing the energetic particles associated with interplanetary shocks driven by coronal mass ejections. In its simplest formulation shock acceleration is expected to accelerate ions with higher mass to charge ratios less efficiently than those with lower mass to charge. Thus it is anticipated that the Fe/O ratio in shock-accelerated ion populations will decrease with increasing energy above some energy. We examine the circumstances of five interplanetary shocks that have been reported to have associated populations in which Fe/O increases with increasing energy. In each event, the situation is complex, with particle contributions from other sources in addition to the shock. Furthermore, we show that the Fe/O ratio in shock-accelerated ions can decrease even when the shock is traveling through an Fe-rich ambient ion population. Thus, although shock acceleration of an Fe-rich suprathermal population has been proposed to explain large Fe-rich solar particle events, we find no support for this proposal in these observations.     

Particle Acceleration Mechanisms

In this paper we review the possible mechanisms for production of non-thermal electrons which are responsible for the observed non-thermal radiation in clusters of galaxies. Our primary focus is on non-thermal Bremsstrahlung and inverse Compton scattering, that produce hard X-ray emission. We first give a brief review of acceleration mechanisms and point out that in most astrophysical situations, and in particular for the intracluster medium, shocks, turbulence and plasma waves play a crucial role. We also outline how the effects of the turbulence can be accounted for. Using a generic model for turbulence and acceleration, we then consider two scenarios for production of non-thermal radiation. The first is motivated by the possibility that hard X-ray emission is due to non-thermal Bremsstrahlung by nonrelativistic particles and attempts to produce non-thermal tails by accelerating the electrons from the background plasma with an initial Maxwellian distribution. For acceleration rates smaller than the Coulomb energy loss rate, the effect of energising the plasma is to primarily heat the plasma with little sign of a distinct non-thermal tail. Such tails are discernible only for acceleration rates comparable or larger than the Coulomb loss rate. However, these tails are accompanied by significant heating and they are present for a short time of <10⁶ years, which is also the time that the tail will be thermalised. A longer period of acceleration at such rates will result in a runaway situation with most particles being accelerated to very high energies. These more exact treatments confirm the difficulty with this model, first pointed out by Petrosian (Astrophys. J. 557:560, 2001). Such non-thermal tails, even if possible, can only explain the hard X-ray but not the radio emission which needs GeV or higher energy electrons. For these and for production of hard X-rays by the inverse Compton model, we need the second scenario where there is injection and subsequent acceleration of relativistic electrons. It is shown that a steady state situation, for example arising from secondary electrons produced from cosmic ray proton scattering by background protons, will most likely lead to flatter than required electron spectra or it requires a short escape time of the electrons from the cluster. An episodic injection of relativistic electrons, presumably from galaxies or AGN, and/or episodic generation of turbulence and shocks by mergers can result in an electron spectrum consistent with observations but for only a short period of less than one billion years.     

Optical and UV Diagnostics of Supernova Remnant Shocks

The relatively faint optical and UV emission from non-radiative shock waves provides diagnostics for processes related to cosmic ray acceleration in collisionless shocks. Emission line profiles and intensities can be used to determine the efficiencies of electron-ion and ion-ion thermal equilibration, which influence the population of fast particles injected into the acceleration process. It is found that T _e/T _p declines with shock speed and that T _i is roughly proportional to mass in fast shocks. Important information about cosmic ray precursors may be available, but the interpretation is still somewhat ambiguous. The compression ratios in shocks which efficiently accelerate cosmic rays are predicted to be substantially larger than the factor of 4 expected for a strong shock in a = 5/3 perfect gas, and some limits may be available from observations.     

Collisionless Shocks in Partly Ionized Plasma with Cosmic Rays: Microphysics of Non-thermal Components

In this review we discuss some observational aspects and theoretical models of astrophysical collisionless shocks in partly ionized plasma with the presence of non-thermal components. A specific feature of fast strong collisionless shocks is their ability to accelerate energetic particles that can modify the shock upstream flow and form the shock precursors. We discuss the effects of energetic particle acceleration and associated magnetic field amplification and decay in the extended shock precursors on the line and continuum multi-wavelength emission spectra of the shocks. Both Balmer-type and radiative astrophysical shocks are discussed in connection to supernova remnants interacting with partially neutral clouds. Quantitative models described in the review predict a number of observable line-like emission features that can be used to reveal the physical state of the matter in the shock precursors and the character of nonthermal processes in the shocks. Implications of recent progress of gamma-ray observations of supernova remnants in molecular clouds are highlighted.     

Coronal Holes and the High-Speed Solar Wind

Coronal holes are the lowest density plasma components of the Sun's outer atmosphere, and are associated with rapidly expanding magnetic fields and the acceleration of the high-speed solar wind. Spectroscopic and polarimetric observations of the extended corona, coupled with interplanetary particle and radio sounding measurements going back several decades, have put strong constraints on possible explanations for how the plasma in coronal holes receives its extreme kinetic properties. The Ultraviolet Coronagraph Spectrometer (UVCS) aboard the Solar and Heliospheric Observatory (SOHO) spacecraft has revealed surprisingly large temperatures, outflow speeds, and velocity distribution anisotropies for positive ions in coronal holes. We review recent observations, modeling techniques, and proposed heating and acceleration processes for protons, electrons, and heavy ions. We emphasize that an understanding of the acceleration region of the wind (in the nearly collisionless extended corona) is indispensable for building a complete picture of the physics of coronal holes.     

Synchrotron Radiation from Galactic Sources: What We Can Learn About Particle Acceleration

I review the observations of galactic synchrotron sources, focusing on shell supernova remnants (SNRs), with particular attention to attributes that constrain the properties of electron acceleration. Radio observations provide information on source fluxes, spectral index, morphology, and polarization. Recent observations give us strong reason to believe that several young SNRs show synchrotron X-ray emission. Even if X-rays are thermal, however, limits can be set on the maximum energy to which electrons can be accelerated without a spectral break, since no galactic SNR is observed to have X-ray emission (due to any source) as bright as the extrapolation from radio frequencies of radio synchrotron emission. If synchrotron X-rays are detected or inferred, their morphology and spectrum provide important information on mechanisms governing acceleration to the highest energies. I describe models of synchrotron emission from SNRs and their comparison with observations. Finally, I describe the tasks ahead for both observers and theoreticians, to make better use of what SNR synchrotron emission tells us about particle acceleration.     

The acceleration of charged particles in interplanetary shock waves

The theory and observations of energetic ion acceleration in interplanetary shock waves is reviewed. The shock acceleration of the solar wind plasma and particle transport effects are discussed. Suggestions are offered for future research in shock acceleration physics.An invited paper presented at STIP Workshop on Shock Waves in the Solar Corona and Interplanetary Space, 15–19 June, 1980, Smolenice, Czechoslovakia.NAS/NRC Research Associate.     

Acceleration of Solar-Energetic Particles by Shocks

Our current understanding of the acceleration of solar-energetic particles is reviewed. The emphasis in this paper is on analytic theory and numerical modeling of the physics of diffusive shock acceleration. This mechanism naturally produces an energy spectrum that is a power law over a given energy interval that is below a characteristic energy where the spectrum has a break, or a rollover. This power law is a common feature in the observations of all types of solar-energetic particles, and not necessarily just those associated with shock waves (e.g. events associated with impulsive solar flares which are often described in terms of resonant stochastic acceleration). Moreover, the spectral index is observed to have remarkably little variability from one event to the next (about 50%). Any successful acceleration mechanism must be able to produce this feature naturally and have a resulting power-law index that does not depend on physical parameters that are expected to vary considerably. Currently, only diffusive shock acceleration does this.     

Jupiter's radiation belts

The recent close encounters of Pioneer-10 (December 1973) and Pioneer-11 (December 1974) with the planet Jupiter provided the first in situ observations of zenomagnetically trapped particle radiation. Such observations represented a major advance in planetary research. Prior estimates of radiation intensities (particle fluxes) at Jupiter had necessarily relied (in the case of electrons) upon inferences from Jovian decimetric radio emission observed at the Earth and (in the case of protons) upon postulates for the numerical scaling from terrestrial proton intensities. The Pioneer-10 and Pioneer-11 observations have stimulated continuing theoretical efforts to understand the reported findings and to extrapolate from them to other planets and other epochs. While the analysis of trapped-radiation data from the Pioneer spacecraft is far from being completed, a consensus has developed with respect to the physical mechanisms that must be considered. The observed radiation belts seem to be populated by radial diffusion from an external source. The diffusion coefficient seems to be that derived from fluctuations in the polarization electric field produced by neutral winds in the Jovian ionosphere, which is coupled to the magnetosphere by equipotential B-field lines. Radiation-belt electrons lose energy and change their equatorial pitch angles by virtue of synchrotron emission. Radiation-belt ions and electrons both may be subject to pitch-angle diffusion caused by waves that the respective particle anisotropies have created through plasma instabilities. Finally, radiation-belt ions and electrons seem to experience absorption by the inner Jovian satellites (moons) in a manner that may depend upon the species and energy of the incident radiation-belt particle. It is not yet known whether satellite-associated clouds of sodium and sulfur contribute substantially to the inferred particle absorption. Also still open is the question of whether the satellites provide a substantial source of radiation-belt particles. Moreover, there remains doubt concerning the configuration of the outer Jovian magnetosphere and the influence of this configuration on the zenomagnetic trapping of energetic charged particles.Proceedings of the Symposium on Solar Terrestrial Physics held in Innsbruck, May–June 1978.     

Particle Acceleration in the Heliosphere: Implications for Astrophysics

There has been a remarkable discovery concerning particles that are accelerated in the solar wind. At low energies, in the region where the particles are being accelerated, the spectrum of the accelerated particles is always the same: when expressed as a distribution function, the spectrum is a power law in particle speed with a spectral index of ?5, and a rollover at higher particle speeds that can often be described as exponential. This common spectral shape cannot be accounted for by any conventional acceleration mechanism, such as diffusive shock acceleration or traditional stochastic acceleration. It has thus been necessary to invent a new acceleration mechanism to account for these observations, a pump mechanism in which particles are pumped up in energy through a series of adiabatic compressions and expansions. The conditions under which the pump acceleration is the dominant acceleration mechanism are quite general and are likely to occur in other astrophysical plasmas. In this paper, the most compelling observations of the ?5 spectra are reviewed; the governing equation of the pump acceleration mechanism is derived in detail; the pump acceleration mechanism is applied to acceleration at shocks; and, as an illustration of the potential applicability of the pump acceleration mechanism to other astrophysical plasmas, the pump mechanism is applied to the acceleration of galactic cosmic rays in the interstellar medium.     

Magnetic Fields, Relativistic Particles, and Shock Waves in Cluster Outskirts

It is only now, with low-frequency radio telescopes, long exposures with high-resolution X-ray satellites and γ-ray telescopes, that we are beginning to learn about the physics in the periphery of galaxy clusters. In the coming years, Sunyaev-Zel’dovich telescopes are going to deliver further great insights into the plasma physics of these special regions in the Universe. The last years have already shown tremendous progress with detections of shocks, estimates of magnetic field strengths and constraints on the particle acceleration efficiency. X-ray observations have revealed shock fronts in cluster outskirts which have allowed inferences about the microphysical structure of shocks fronts in such extreme environments. The best indications for magnetic fields and relativistic particles in cluster outskirts come from observations of so-called radio relics, which are megaparsec-sized regions of radio emission from the edges of galaxy clusters. As these are difficult to detect due to their low surface brightness, only few of these objects are known. But they have provided unprecedented evidence for the acceleration of relativistic particles at shock fronts and the existence of μG strength fields as far out as the virial radius of clusters. In this review we summarise the observational and theoretical state of our knowledge of magnetic fields, relativistic particles and shocks in cluster outskirts.     

Solar Isotopic Composition as Determined Using Solar Energetic Particles

Solar energetic particles (SEPs) provide a sample of the Sun from which solar composition may be determined. Using high-resolution measurements from the Solar Isotope Spectrometer (SIS) onboard NASA’s Advanced Composition Explorer (ACE) spacecraft, we have studied the isotopic composition of SEPs at energies ≥20 MeV/nucleon in large SEP events. We present SEP isotope measurements of C, O, Ne, Mg, Si, S, Ar, Ca, Fe, and Ni made in 49 large events from late 1997 to the present. The isotopic composition is highly variable from one SEP event to another due to variations in seed particle composition or due to mass fractionation that occurs during the acceleration and/or transport of these particles. We show that various isotopic and elemental enhancements are correlated with each other, discuss the empirical corrections used to account for the compositional variability, and obtain estimated solar isotopic abundances. We compare the solar values and their uncertainties inferred from SEPs with solar wind and other solar system abundances and find generally good agreement.     

Satellite observations of type III solar radio bursts at low frequencies

Type III solar radio bursts have been observed from 10 MHz to 10 kHz by satellite experiments above the terrestrial plasmasphere. Solar radio emission in this frequency range results from excitation of the interplanetary plasma by energetic particles propagating outward along open field lines over distances from 5 R to at least 1 AU from the Sun. This review summarizes the morphology, characteristics and analysis of individual as well as storms of bursts. Substantial evidence is available to show that the radio emission is observed at the second harmonic instead of the fundamental of the plasma frequency. This brings the density scale derived by radio observations into better agreement with direct solar wind density measurements at 1 AU and relaxes the requirement for type III propagation along large density-enhanced regions. This density scale with the measured direction of arrival of the radio burst allows the trajectory of the exciter path to be determined from 10 R to 1 AU. Thus, for example, the dynamics and gross structure of the interplanetary magnetic field can be investigated by this method. Burst rise times are interpreted in terms of exciter length and dispersion while decay times refer to the radiation damping process. The combination of radio observations at the lower frequencies and in-situ measurements on non-relativistic electrons at 1 AU provide data on the energy range and efficiency of the wave-particle interactions responsible for the radio emission.     

Cosmic Ray Production in Supernovae

We give a brief review of the origin and acceleration of cosmic rays (CRs), emphasizing the production of CRs at different stages of supernova evolution by the first-order Fermi shock acceleration mechanism. We suggest that supernovae with trans-relativistic outflows, despite being rather rare, may accelerate CRs to energies above \(10^{18}\mbox{ eV}\) over the first year of their evolution. Supernovae in young compact clusters of massive stars, and interaction powered superluminous supernovae, may accelerate CRs well above the PeV regime. We discuss the acceleration of the bulk of the galactic CRs in isolated supernova remnants and re-acceleration of escaped CRs by the multiple shocks present in superbubbles produced by associations of OB stars. The effects of magnetic field amplification by CR driven instabilities, as well as superdiffusive CR transport, are discussed for nonthermal radiation produced by nonlinear shocks of all speeds including trans-relativistic ones.