Mismatched Filtering of Sonar Signals

A replica correlator (matched filter) is an optimum processor for a receiver employing a pulse of continuous wave (CW) signal in a white Gaussian noise background. In an active sonar, however, when the target of interest has low Doppler shift and is embedded in a high reverberation background, this is not so. High sidelobes of the correlator frequency response pass a significant portion of the signal contained in the mainlobe of the reverberation spectrum. In order to reduce the sidelobes of the correlator output spectrum and at the same time keep the increase in its 3 dB bandwidth to a small amount, we propose lengthening of the replica of the transmitted signal and weighting it by a Kaiser window. It is demonstrated that by extending the weighted replica by 50 percent compared with the transmitted signal, it is possible to reduce the sidelobe levels to at least 40 dB below the mainlobe peak, with the concomitant increase of the 3 dB band-width by less than 5 percent. The degradation in signal-to-noise ratio (SNR) performance for such a ?mismatched? filter receiver with respect to the matched filter is less than 1.5 dB.     

Mismatched-filter design for periodic binary phased signals

A mismatched filter design is introduced whereby the receiver filter coefficients are optimized with the property that all sidelobes of the cross-correlation function (CCF) are zero. Some results are given for binary sequences and the associated mismatched filters. For each length N>2 there exist at least one sequence and an associated mismatched filter with an ideal impulselike CCF, which means that there are no sidelobes at all in the receiver output signal     

Effect of Particular Gain Changes upon LFM Sidelobes

The envelope variation of an LFM waveform due to transmitter droop or receiver STC tends to cause range sidelobes. A parametric analysis of the magnitude of the sidelobes has been performed. It is shown that the sidelobes can be quite high at the matched filter output, but are low at the output of the sidelobe reduction filter. 40-dB sidelobes can be achieved even with a 4-dB envelope droop. It is shown that these results are consistent with conventional paired-echo theory. Similar results are shown to hold for droop variations of the filter transfer function.     

Range sidelobe reduction for the quadriphase codes

Filters that reduce the sidelobes of the quadriphase-coded waveform are realized by applying the biphase-to-quadriphase transformation to the filter designs that reduce the sidelobes of the prototype biphase code. The mismatch loss is invariant under this transformation, but the resulting peak-to-sidelobe ratio (PSR) can decrease 1.5 dB maximum. An example illustrates the procedure for a compressor composed of a sidelobe reducing filter cascaded with the matched filter and a compressor realized as one mismatched filter     

Remarks on ?Comments on 'Signal Resolution via Digital Inverse Filtering'?

Published comments on a recent paper criticized the use of inverse filtering as applied to resolution of overlapping radar signal returns. It is shown that an inadequate model of the inverse filter was assumed by the critic, which lead him to predict excessive time sidelobes at the filter output. It is demonstrated, by computer simulation, that the time sidelobes at the output of the true inverse filter are down 30 dB or more.     

两种自适应方向图峰值副瓣控制方法比较

自适应阵列（或称自适应波束形成）目前已广泛应用到雷达、声纳和通信领域中用来抑制各种干扰（有意的干扰，杂波干扰和多用户干扰等）。在雷达应用中，为了减轻脉冲欺骗式干扰或旁瓣目标并利用单脉冲雷达来准确测量目标波达方向．要求自适应方向图具有低副瓣和稳定的主瓣形状。在实际应用中，各种失配误差将降低自适应阵列的性能．这些误差包括由于目标的波达方向不精确引起的信号指向误差，由通道失配和位置扰动引起的阵列校准误差和由小样本教引起的协方差矩阵估计误差。在此情况下，自适应波束形成的性能大大下降（干扰抑制性能变差。主瓣失真和高的副瓣）。已提出了一种基于二次约束的集成峰值副瓣控制（integrated peak sidelobe control，简称IPSC）方法。该方法可以精确地控制峰值副瓣电平并产生具有稳定的主瓣形状的自适应方向图。研究IPSC中目标信号的影响和信号消除方案以进一步提高IPSC的性能。并将IPSC方法和最新提出的基于二阶锥规划（second-order cone programming，简称SOCP）的分布式峰值副瓣控制（distfibuted peak sidelobe control，简称为DPSC）新方法在性能上进行了比较。仿真结果表明。在干扰抑制性能和方向图控制质量方面IPSC比DPSC性能优越。此外IPSC比DPSC计算高效。     

Comments, with reply, on 'A new algorithm to optimize Barker code sidelobe suppression filters' by X.H. Chen and J. Oksman

In the above-titled paper (see ibid., vol.26, no.4, July 1990), the authors presented a simple approach to suppressing Barker code compression sidelobes. It consists of approximating an inverse filter in a finite series of terms with unknown coefficients. The coefficients are then determined by a simplex solution to an appropriate linear programming problem. The commenter indicates the results are correct, but the steps taken contain two errors which, however, compensate for each other. The corrections are given by the authors in their reply.<>     

Poly-phase codes and optimal filters for multiple user ranging

A technique is introduced to select poly-phase codes and optimal filters of a pulse compression system that have specific temporal and frequency characteristics. In the particular problem under study, multiple vehicles are assigned unique codes and receiver filters that have nearly orthogonal signatures. Narrowband users, that act as interference, are also present within the system. A code selection algorithm is used to select codes which have low autocorrelation sidelobes and low cross correlation peaks. Optimal mismatched filters are designed for these codes which minimize the peak values in the autocorrelation and the cross correlation functions. An adjustment to the filter design technique produces filters with nulls in their frequency response, in addition to having low correlation peaks. The method produces good codes and filters for a four-user system with length 34 four-phase codes. There is considerable improvement in cross and autocorrelation sidelobe levels over the matched filter case with only a slight decrease in the signal-to-noise ratio (SNR) of the system. The mismatched filter design also allows the design of frequency nulls at any frequency with arbitrary null attenuation, null width, and sidelobe level, at the cost of a slight decrease in processing gain     

Optimum Mismatched Filters for Sidelobe Suppression

This paper discusses the application of least-mean-squares approximate inverse filtering techniques to radar range sidelobe reduction. The method is illustrated by application to the 13-element Barker code. The performance of the least-mean-square inverse filter is compared with the matched filter and with the simplified sidelobereducing filters of Rihaczek and Golden. A filter which completely suppresses the range sidelobes of a 13-element Barker sequence is only 0.2 dB worse than a matched filter in noise.     

Group-Complementary Array Coding for Radar Clutter Rejection

A radar waveform design technique which utilizes Lagrange's method of multipliers to control temporal sidelobes and to reduce Doppler sidelobes is described. This classical method of constrained optimization is applied to the problem of synthesizing a radar wave-form where mismatch loss is the objective function to be minimized. The associated constraints are taken from expressions for the composite temporal sidelobes of the cross-correlation response and the peak correlation response where sets of code words are used to modulate a series of radar pulses. The resulting code sets and receiver reference sets are called group-complementary and produce a trench parallel to or on the range axis of the cross-ambiguity surface.     

A Matched-Filter Pulse-Compression System Using a Nonlinear FM Waveform

The realization of a rectangular pulse-compression waveform having low time sidelobes and zero mismatch loss due to spectral weighting is discussed. The theoretical aspects of the design of such a waveform are presented with particular reference to frequency modulated, rectangular pulses. The design and performance of a matched-filter pulse-compression system having essentially zero mismatch loss are presented. The system discussed has a time-bandwidth product of 22 and time sidelobes suppressed at least 27 dB; the measured mismatch loss is 0.1 dB. The difficulty of achieving the required nonlinear time delay dispersion is overcome by synthesizing the dispersive network as a cascade of all-pass networks.     

Optimum Constrained Image Restoration Filters

An optimum image restoration filter is described which minimizes the radius of gyration of the corrected or composite system point-spread function subject to constraints on the radius of gyration of the restoration fitter point-spread function, the total noise power in the restored image, and the shape of the composite system frequency spectrum. The filter function is obtained as the solution to a set of simultaneous differential equations subject to nonlinear integral constraints. Except for an assumption regarding the general shape of noise spectral density, the filter design is data independent. By constraining the radius of gyration of the restoration filter point-spread function, truncation errors resulting from edge effects are controlled. An iterative technique is introduced which virtually eliminates the sidelobes of the composite system point-spread function. The resulting suboptimal restoration filter effectively suppresses undesirable secondary oscillations which may otherwise appear in the composite system point-spread function and introduce "ghosts" in the restored data. A detailed study of the restoration filter performance as a function of its parameter variations is described and a number of examples are provided to demonstrate the fundamental properties of the restoration filter.     

Doppler Compensation & Single Pulse Imaging using Adaptive Pulse Compression

The effects of target Doppler are addressed in relation to adaptive receive processing for radar pulse compression. To correct for Doppler-induced filter mismatch over a single pulse, the Doppler-compensated adaptive pulse compression (DC-APC) algorithm is presented whereby the respective Doppler shifts for large target returns are jointly estimated with the illuminated range profile and subsequently incorporated into the original APC adaptive receive filter formulation. As a result, the Doppler-mismatch-induced range sidelobes can be suppressed thereby regaining a significant portion of the sensitivity improvement that is possible when applying adaptive pulse compression (APC) without the existence of significant Doppler mismatch. In contrast, instead of compensating for Doppler mismatch, the single pulse imaging (SPI) algorithm generalizes the APC formulation for a bank of Doppler-shifted matched filters thereby producing a sidelobe-suppressed range-Doppler image from the return signal of a single radar pulse which is applicable for targets with substantial variation in Doppler. Both techniques are based on the recently proposed APC algorithm and its generalization, the multistatic adaptive pulse compression (MAPC) algorithm, which have been shown to be effective for the suppression of pulse compression range sidelobes thus dramatically increasing the sensitivity of pulse compression radar.     

Sequence CLEAN: a modified deconvolution technique for microwaveimages of contiguous targets

High resolution range profiles usually suffer from range sidelobe artifacts which cause reduction in the dynamic range. The sidelobes can be greatly reduced by a deconvolution technique called Coherent CLEAN. The Coherent CLEAN algorithm is based on the assumption that the scene consists of isolated and independent targets. However, many real-life targets are contiguous. Even if we approximate the contiguous targets by very closely spaced point sources, they can hardly be assumed to radiate independently. The sidelobes and the mainlobes of these closely spaced point sources can interact constructively and destructively causing spurious peaks and peak mislocations. These problems are studied and a variation in the existing Coherent CLEAN algorithm, called Sequence CLEAN, is proposed. Sequence CLEAN is found to work well with actual targets     

Adaptive pulse compression via MMSE estimation

Radar pulse compression involves the extraction of an estimate of the range profile illuminated by a radar in the presence of noise. A problem inherent to pulse compression is the masking of small targets by large nearby targets due to the range sidelobes that result from standard matched filtering. This paper presents a new approach based upon a minimum mean-square error (MMSE) formulation in which the pulse compression filter for each individual range cell is adaptively estimated from the received signal in order to mitigate the masking interference resulting from matched filtering in the vicinity of large targets. The proposed method is compared with the standard matched filter and least-squares (LS) estimation and is shown to be superior over a variety of stressing scenarios.     

Multistatic adaptive pulse compression

A new technique denoted as multistatic adaptive pulse compression (MAPC) is introduced which exploits recent work on adaptive pulse compression (APC) in order to jointly separate and pulse compress the concurrently received return signals from K proximate multistatic radars operating (i.e., transmitting) within the same spectrum. For the return signal from a single pulse of a monostatic radar, APC estimates the particular receive filter for a given range cell in a Bayesian sense reiteratively by employing the matched filter estimates of the surrounding range cell values as a priori knowledge in order to place temporal (i.e., range) nulls at the relative ranges occupied by large targets and thereby suppress range sidelobes to the level of the noise. The MAPC approach generalizes the APC concept by jointly estimating the particular receive filter for each range cell associated with each of several concurrently-received radar return signals occupying the same spectrum. As such, MAPC is found to enable shared-spectrum multistatic operation and is shown to yield substantial performance improvement in the presence of multiple spectrum-sharing radars as compared with both standard matched filters and standard least-squares mismatched filters     

Reciprocal radar waveforms

Digitally coded radar waveforms can be used to obtain large time-bandwidth products (pulse compression ratios). It is demonstrated that periodic radar waveforms with zero sidelobes or almost zero sidelobes can be defined. A perfect periodic code is a periodic code whose autocorrelation function has zero sidelobes and whose amplitude is uniform (maximum power efficiency=1). An asymptotically perfect periodic code has the property that as the number of elements in the code goes to infinity the autocorrelation function of the code has zero sidelobes and its power efficiency is one. The authors introduce a class of radar waveforms that are either perfect or asymptotically perfect codes. These are called reciprocal codes because they can be derived through a linear transformation of known codes. The aperiodic performance of the reciprocal code is examined     

Doppler Properties of Polyphase Coded Pulse Compression Waveforms

Doppler properties of the Frank polyphase code and the recently derived P1, P2, P3, and P4 polyphase codes are investigated and compared. An approximate 4 dB cyclic variation of the peak compressed signal is shown to occur as the Doppler frequency increases. The troughs in the peak-signal response occur whenever the total phase shift across the uncompressed pulse, due to Doppler, is an odd multiple of ? radians. It is shown that while the P3 and P4 codes have larger zero-Doppler peak sidelobes than the other codes, the P3 and P4 codes degrade less as the Doppler frequency increases. Also, the effects of amplitude weighting and receiver bandlimiting for both zero and nonzero Doppler are investigated.     

Pulse Compression Results Using Metallic Reflective Array Lines

Radar pulse-compression results are presented for the first reflective-array compressor (RAC) dispersive delay lines (DDL) with both metallic reflecting arrays and phase-compensating films. The time-bandwidth product of the devices reported is approximately 400. Operation in a recirculation loop with a 37.5-dB Taylor weighting filter yielded 36-dB near-in range sidelobes. RMS phase errors less than 0.71 degrees across the band were achieved. Greater than 50-dB rejection of spurious response is achieved in the far-out range gate region. The potential for high-quality cost-effective fabrication of metallic RAC DDL for system applications is explored.     

Removing autocorrelation sidelobes by overlaying orthogonal coding on any train of identical pulses

A coherent train of identical linear FM (LFM) pulses is used extensively in radar because of its good range and Doppler resolution. Its relatively high autocorrelation function (ACF) sidelobes are sometimes reduced through spectrum shaping (e.g., nonlinear FM, or intrapulse weighting on receive). We show how to completely remove most of the ACF sidelobes about the mainlobe peak, without any increase to the mainlobe width, by diversifying the pulses through overlaying them with orthonormal coding. A helpful byproduct of this design is reduced ACF recurrent lobes. The overlaid signal also results in reduced Doppler tolerance, which can be considered as a drawback for some applications. The method is applied to several trains of identical pulses (LFM and others) using several orthonormal codes. The effect on the three important properties of the radar signal: ACF, ambiguity function (AY), and frequency spectrum is presented. The effect on Doppler tolerance is studied, and implementation issues are discussed. The new design is also compared with complementary and sub-complementary pulse trains and is shown to be superior in many aspects.