Kinetic cyclotron and synchrotron maser instabilities: Radio emission processes by direct amplification of radiation

This article reviews the theory of the kinetic (cyclotron an synchroton) maser instabilities. The subject has been extensively developed in recent years by many authors, who have been incited by the research of the auroral kilometric radiation and other applications. The maser mechanism is appealing because it is simple and efficient, and can lead to direct amplification of radiation. Two types of electron distribution functions have been investigated so far. These are the loss-cone and hollow-beam distributions which may exist pervasively in many regions within and beyond the solar system. It is likely that the maser instabilities can have many potentially important applications to numerous radio emission processes observed in astrophysical research.     

Molecular Hydrogen

Observations of H₂ line emission in galactic and extragalactic environments obtained with the Infrared Space Observatory (ISO) are reviewed. The diagnostic capability of H₂ observations is illustrated. We discuss what one has learned about such diverse astrophysical sources as photon-dominated regions, shocks, young stellar objects, planetary nebulae and starburst galaxies from ISO observations of H₂ emission. In this context, we emphasise use of measured H₂ line intensities to infer important physical quantities such as the gas temperature, gas density and radiation field and we discuss the different possible excitation mechanisms of H₂. We also briefly consider future prospects for observation of H₂ from space and from the ground. Based on observations with ISO, an ESA project with instruments funded by ESA Member States (especially the PI countries: France, Germany, The Netherlands, and the United Kingdom), and with the participation of ISAS and NASA.     

Electron-Ion Temperature Equilibration in Collisionless Shocks: The Supernova Remnant-Solar Wind Connection

Collisionless shocks are loosely defined as shocks where the transition between pre-and post-shock states happens on a length scale much shorter than the collisional mean free path. In the absence of collision to enforce thermal equilibrium post-shock, electrons and ions need not have the same temperatures. While the acceleration of electrons for injection into shock acceleration processes to produce cosmic rays has received considerable attention, the related problem of the shock heating of quasi-thermal electrons has been relatively neglected. In this paper we review the state of our knowledge of electron heating in astrophysical shocks, mainly associated with supernova remnants (SNRs), shocks in the solar wind associated with the terrestrial and Saturnian bowshocks, and galaxy cluster shocks. The solar wind and SNR samples indicate that the ratio of electron temperature, (T _e ) to ion temperature (T _p ) declining with increasing shock speed or Alfvén Mach number. We discuss the extent to which such behavior can be understood on the basis of waves generated by cosmic rays in a shock precursor, which then subsequently damp by heating electrons, and speculate that a similar explanation may work for both solar wind and SNR shocks.     

Radio emissions from the outer heliosphere

For nearly fifteen years the Voyager 1 and 2 spacecraft have been detecting an unusual radio emission in the outer heliosphere in the frequency range from about 2 to 3 kHz, Two major events have been observed, the first in 1983–84 and the second in 1992–93. In both cases the onset of the radio emission occurred about 400 days after a period of intense solar activity, the first in mid-July 1982, and the second in May–June 1991. These two periods of solar activity produced the two deepest cosmic ray Forbush decreases ever observed. Forbush decreases are indicative of a system of strong shocks and associated disturbances propagating outward through the heliosphere. The radio emission is believed to have been produced when this system of shocks and disturbances interacted with one of the outer boundaries of the heliosphere, most likely in the vicinity of the the heliopause. The emission is believed to be generated by the shock-driven Langmuir-wave mode conversion mechanism, which produces radiation at the plasma frequency (f _p ) and at twice the plasma frequency (2f _p ). From the 400-day travel time and the known speed of the shocks, the distance to the interaction region can be computed, and is estimated to be in the range from about 110 to 160 AU.Abbreviations PWS Plasma Wave Subsystem - AU Astronomical Unit - DSN Deep Space Network - NASA National Aeronautics and Space Administration - GMIR Global Merged Interaction Region - MHD Magnetohydrodynamic - CME coronal mass ejection - f _p plasma frequency - R radial distance - AGC automatic gain control     

Radiation-driven diskons: An overview

The current status of the theory of a new astrophysical phenomenon, aradiation-driven diskon, is outlined.The cyclotron radiation pressure around sufficiently hot, strongly magnetized white dwarfs and neutron stars is shown to be able to drive a wind from the photosphere and support a plasma envelope in the closed part of the magnetosphere. The magnetohydrostatic configuration of an optically thin, radiatively supported plasma envelope is determined. It consists of an equatorial disk in the region where the cyclotron radiation force exceeds the local force of gravity and a closed shell near the equilibrium surface where the radiation pressure equals gravity. The effects of finite optical depth on the behaviour of the magnetospheric plasma and the influence of the envelope on the observed radiation are discussed.Classes of magnetic degenerate stars are pointed out in which radiation-driven diskons may be found. The best candidates are two individual stars, the strongly magnetized white dwarfs GD 229 and PG 1031+234. Both exhibit broad and deep depressions in the ultraviolet which are explained as a result of cyclotron scattering by an optically thick radiation-driven envelope in the inhomogeneous magnetic field of the star. We predict a temporal and spectral variability of these features due to non-stationary plasma motions in the envelope.     

The Electric Antennas for the STEREO/WAVES Experiment

The STEREO/WAVES experiment is designed to measure the electric component of radio emission from interplanetary radio bursts and in situ plasma waves and fluctuations in the solar wind. Interplanetary radio bursts are generated from electron beams at interplanetary shocks and solar flares and are observed from near the Sun to 1 AU, corresponding to frequencies of approximately 16 MHz to 10 kHz. In situ plasma waves occur in a range of wavelengths larger than the Debye length in the solar wind plasma λ _D ≈10 m and appear Doppler-shifted into the frequency regime down to a fraction of a Hertz. These phenomena are measured by STEREO/WAVES with a set of three orthogonal electric monopole antennas. This paper describes the electrical and mechanical design of the antenna system and discusses efforts to model the antenna pattern and response and methods for in-flight calibration.     

Particle Acceleration Mechanisms

In this paper we review the possible mechanisms for production of non-thermal electrons which are responsible for the observed non-thermal radiation in clusters of galaxies. Our primary focus is on non-thermal Bremsstrahlung and inverse Compton scattering, that produce hard X-ray emission. We first give a brief review of acceleration mechanisms and point out that in most astrophysical situations, and in particular for the intracluster medium, shocks, turbulence and plasma waves play a crucial role. We also outline how the effects of the turbulence can be accounted for. Using a generic model for turbulence and acceleration, we then consider two scenarios for production of non-thermal radiation. The first is motivated by the possibility that hard X-ray emission is due to non-thermal Bremsstrahlung by nonrelativistic particles and attempts to produce non-thermal tails by accelerating the electrons from the background plasma with an initial Maxwellian distribution. For acceleration rates smaller than the Coulomb energy loss rate, the effect of energising the plasma is to primarily heat the plasma with little sign of a distinct non-thermal tail. Such tails are discernible only for acceleration rates comparable or larger than the Coulomb loss rate. However, these tails are accompanied by significant heating and they are present for a short time of <10⁶ years, which is also the time that the tail will be thermalised. A longer period of acceleration at such rates will result in a runaway situation with most particles being accelerated to very high energies. These more exact treatments confirm the difficulty with this model, first pointed out by Petrosian (Astrophys. J. 557:560, 2001). Such non-thermal tails, even if possible, can only explain the hard X-ray but not the radio emission which needs GeV or higher energy electrons. For these and for production of hard X-rays by the inverse Compton model, we need the second scenario where there is injection and subsequent acceleration of relativistic electrons. It is shown that a steady state situation, for example arising from secondary electrons produced from cosmic ray proton scattering by background protons, will most likely lead to flatter than required electron spectra or it requires a short escape time of the electrons from the cluster. An episodic injection of relativistic electrons, presumably from galaxies or AGN, and/or episodic generation of turbulence and shocks by mergers can result in an electron spectrum consistent with observations but for only a short period of less than one billion years.     

Collisionless Shocks in Partly Ionized Plasma with Cosmic Rays: Microphysics of Non-thermal Components

In this review we discuss some observational aspects and theoretical models of astrophysical collisionless shocks in partly ionized plasma with the presence of non-thermal components. A specific feature of fast strong collisionless shocks is their ability to accelerate energetic particles that can modify the shock upstream flow and form the shock precursors. We discuss the effects of energetic particle acceleration and associated magnetic field amplification and decay in the extended shock precursors on the line and continuum multi-wavelength emission spectra of the shocks. Both Balmer-type and radiative astrophysical shocks are discussed in connection to supernova remnants interacting with partially neutral clouds. Quantitative models described in the review predict a number of observable line-like emission features that can be used to reveal the physical state of the matter in the shock precursors and the character of nonthermal processes in the shocks. Implications of recent progress of gamma-ray observations of supernova remnants in molecular clouds are highlighted.     

Magnetic Reconnection in Extreme Astrophysical Environments

Magnetic reconnection is a fundamental plasma physics process in which ideal-MHD??s frozen-in constraints are broken and the magnetic field topology is dramatically re-arranged, which often leads to a violent release of the free magnetic energy. Most of the magnetic reconnection research done to date has been motivated by the applications to systems such as the solar corona, Earth??s magnetosphere, and magnetic confinement devices for thermonuclear fusion. These environments have relatively low energy densities and the plasma is adequately described as a mixture of equal numbers of electrons and ions and where the dissipated magnetic energy always stays with the plasma. In contrast, in this paper I would like to introduce a different, new direction of research??reconnection in high energy density radiative plasmas, in which photons play as important a role as electrons and ions; in particular, in which radiation pressure and radiative cooling become dominant factors in the pressure and energy balance. This research is motivated in part by rapid theoretical and experimental advances in High Energy Density Physics, and in part by several important problems in modern high-energy astrophysics. I first discuss some astrophysical examples of high-energy-density reconnection and then identify the key physical processes that distinguish them from traditional reconnection. Among the most important of these processes are: special-relativistic effects; radiative effects (radiative cooling, radiation pressure, and radiative resistivity); and, at the most extreme end??QED effects, including pair creation. The most notable among the astrophysical applications are situations involving magnetar-strength fields (10¹⁴?C10¹⁵ G, exceeding the quantum critical field B _??4×10¹³ G). The most important examples are giant flares in soft gamma repeaters (SGRs) and magnetic models of the central engines and relativistic jets of Gamma Ray Bursts (GRBs). The magnetic energy density in these environments is so high that, when it is suddenly released, the plasma is heated to ultra-relativistic temperatures. As a result, electron-positron pairs are created in copious quantities, dressing the reconnection layer in an optically thick pair coat, thereby trapping the photons. The plasma pressure inside the layer is then dominated by the combined radiation and pair pressure. At the same time, the timescale for radiation diffusion across the layer may, under some conditions, still be shorter than the global (along the layer) Alfvén transit time, and hence radiative cooling starts to dominate the thermodynamics of the problem. The reconnection problem then becomes essentially a radiative transfer problem. In addition, the high pair density makes the reconnection layer highly collisional, independent of the upstream plasma density, and hence radiative resistive MHD applies. The presence of all these processes calls for a substantial revision of our traditional physical picture of reconnection when applied to these environments and thus opens a new frontier in reconnection research.     

Thermal cyclotron radiation from a hot coronal loop with helical magnetic field

The spectral and polarization properties of thermal cyclotron radio emission from a hot coronal loop with a current along the axis are computed. The magnetic field is supposed to have a component along the loop axis as well as a poloidal part due to the current, both components being of comparable magnitude. In this specific configuration a helical magnetic field is present with a remarkable minimum of its absolute value along the loop axis and a maximum at its periphery. The presence of one or two maxima of magnetic field value along the line of sight results in increasing optical thickness of the gyroresonance layers at appropriate frequencies in the microwave band and, therefore, in enhanced radio emission at those harmonics which are optically thin (for example,s=4). These cannot be observed in models with the commonly employed magnetic field configuration (longitudinal along the loop axis).We show that the frequency spectrum of thermal cyclotron radiation from a hot coronal loop with a helical magnetic field differs from that of the standards-component source (with smooth frequency characteristics and polarization corresponding toe-mode) in that plenty of fine structures (line-like features and cut-offs) are present and theo-mode is prevalent in some frequency intervals. The enhanced radio emission at high harmonics and the complicated form of frequency spectrum in the model considered imply that some microwave sources, which are poorly explained in traditional models of solar active regions, may be associated with helical magnetic fields in hot coronal loops. Computations allow one to indicate spectral and polarizational peculiarities of local sources testifying to the presence of a helical magnetic field.     

Solar Wind Turbulence and the Role of Ion Instabilities

Solar wind is probably the best laboratory to study turbulence in astrophysical plasmas. In addition to the presence of magnetic field, the differences with neutral fluid isotropic turbulence are: (i) weakness of collisional dissipation and (ii) presence of several characteristic space and time scales. In this paper we discuss observational properties of solar wind turbulence in a large range from the MHD to the electron scales. At MHD scales, within the inertial range, turbulence cascade of magnetic fluctuations develops mostly in the plane perpendicular to the mean field, with the Kolmogorov scaling $k_{\perp}^{-5/3}$ for the perpendicular cascade and $k_{\|}^{-2}$ for the parallel one. Solar wind turbulence is compressible in nature: density fluctuations at MHD scales have the Kolmogorov spectrum. Velocity fluctuations do not follow magnetic field ones: their spectrum is a power-law with a ?3/2 spectral index. Probability distribution functions of different plasma parameters are not Gaussian, indicating presence of intermittency. At the moment there is no global model taking into account all these observed properties of the inertial range. At ion scales, turbulent spectra have a break, compressibility increases and the density fluctuation spectrum has a local flattening. Around ion scales, magnetic spectra are variable and ion instabilities occur as a function of the local plasma parameters. Between ion and electron scales, a small scale turbulent cascade seems to be established. It is characterized by a well defined power-law spectrum in magnetic and density fluctuations with a spectral index close to ?2.8. Approaching electron scales, the fluctuations are no more self-similar: an exponential cut-off is usually observed (for time intervals without quasi-parallel whistlers) indicating an onset of dissipation. The small scale inertial range between ion and electron scales and the electron dissipation range can be together described by $\sim k_{\perp}^{-\alpha}\exp(-k_{\perp}\ell_{d})$ , with α?8/3 and the dissipation scale ? _d close to the electron Larmor radius ? _d ?ρ _e . The nature of this small scale cascade and a possible dissipation mechanism are still under debate.     

Emission mechanism for low-frequency radiation in the outer heliosphere

The question of how low-frequency radio emissions in the outer heliosphere might be generated is considered. It is argued that the free energy contained in an electron beam distribution is first transformed into electrostatic Langmuir waves. The nonlinear interactions of these waves which can produce electromagnetic waves are then treated in the semi-classical formalism. Comparison of the results of the discussed model with electromagnetic radiation coming from upstream of the Earth's bow shock shows that the model adequately explains the generation of plasma waves at planetary shocks. By analogy, this model can provide a quantitative explanation of intensity of radio emissions at 2 to 3 kHz detected by the Voyager plasma wave instrument in the outer heliosphere provided that the electron beams generating Langmuir waves exist also in the postshock plasma due to secondary shocks in the compressed solar wind beyond the termination shock. The field strength of Langmuir waves required to generate the second harmonic emissions are approximately of 100–200 V m^–1 for the primary and 50–100 V m^–1 for the secondary foreshocks. However, only in the secondary foreshock the expected density is consistent with the observed frequency.     

The Localization of Particle Acceleration Sites in Solar Flares and CMES

We review the particular aspect of determining particle acceleration sites in solar flares and coronal mass ejections (CMEs). Depending on the magnetic field configuration at the particle acceleration site, distinctly different radiation signatures are produced: (1) If charged particles are accelerated along compact closed magnetic field lines, they precipitate to the solar chromosphere and produce hard X-rays, gamma rays, soft X-rays, and EUV emission; (2) if they are injected into large-scale closed magnetic field structures, they remain temporarily confined (or trapped) and produce gyrosynchrotron emission in radio and bremsstrahlung in soft X-rays; (3) if they are accelerated along open field lines they produce beam-driven plasma emission with a metric starting frequency; and (4) if they are accelerated in a propagating CME shock, they can escape into interplanetary space and produce beam-driven plasma emission with a decametric starting frequency. The latter two groups of accelerated particles can be geo-effective if suitably connected to the solar west side. Particle acceleration sites can often be localized by modeling the magnetic topology from images in different wavelengths and by measuring the particle velocity dispersion from time-of-flight delays.     

Cyclotron masers and solar spike bursts

The theory of electron cyclotron maser emission and its application to solar spike bursts are reviewed. By analogy with the Earth's AKR, three sources of free energy are considered: a loss-cone anisotropy, a velocity-space hole, and a trapped distribution. The problem of how the radiation escapes through the second harmonic absorption layer is emphasized. Harmonic emission due to z mode coalescence may operate for some bursts, but the 2–5s delay between hard X-ray bursts and spike bursts suggests that some other mechanisms is required for most spike bursts. A model involving formation of a trapped distribution in low-density regions neighboring the flaring flux tube is considered.     

Planetary Magnetic Fields and Solar Forcing: Implications for Atmospheric Evolution

The solar wind and the solar XUV/EUV radiation constitute a permanent forcing of the upper atmosphere of the planets in our solar system, thereby affecting the habitability and chances for life to emerge on a planet. The forcing is essentially inversely proportional to the square of the distance to the Sun and, therefore, is most important for the innermost planets in our solar system—the Earth-like planets. The effect of these two forcing terms is to ionize, heat, chemically modify, and slowly erode the upper atmosphere throughout the lifetime of a planet. The closer to the Sun, the more efficient are these process. Atmospheric erosion is due to thermal and non-thermal escape. Gravity constitutes the major protection mechanism for thermal escape, while the non-thermal escape caused by the ionizing X-rays and EUV radiation and the solar wind require other means of protection. Ionospheric plasma energization and ion pickup represent two categories of non-thermal escape processes that may bring matter up to high velocities, well beyond escape velocity. These energization processes have now been studied by a number of plasma instruments orbiting Earth, Mars, and Venus for decades. Plasma measurement results therefore constitute the most useful empirical data basis for the subject under discussion. This does not imply that ionospheric plasma energization and ion pickup are the main processes for the atmospheric escape, but they remain processes that can be most easily tested against empirical data. Shielding the upper atmosphere of a planet against solar XUV, EUV, and solar wind forcing requires strong gravity and a strong intrinsic dipole magnetic field. For instance, the strong dipole magnetic field of the Earth provides a “magnetic umbrella”, fending of the solar wind at a distance of 10 Earth radii. Conversely, the lack of a strong intrinsic magnetic field at Mars and Venus means that the solar wind has more direct access to their topside atmosphere, the reason that Mars and Venus, planets lacking strong intrinsic magnetic fields, have so much less water than the Earth? Climatologic and atmospheric loss process over evolutionary timescales of planetary atmospheres can only be understood if one considers the fact that the radiation and plasma environment of the Sun has changed substantially with time. Standard stellar evolutionary models indicate that the Sun after its arrival at the Zero-Age Main Sequence (ZAMS) 4.5 Gyr ago had a total luminosity of ≈70% of the present Sun. This should have led to a much cooler Earth in the past, while geological and fossil evidence indicate otherwise. In addition, observations by various satellites and studies of solar proxies (Sun-like stars with different age) indicate that the young Sun was rotating more than 10 times its present rate and had correspondingly strong dynamo-driven high-energy emissions which resulted in strong X-ray and extreme ultraviolet (XUV) emissions, up to several 100 times stronger than the present Sun. Further, evidence of a much denser early solar wind and the mass loss rate of the young Sun can be determined from collision of ionized stellar winds of the solar proxies, with the partially ionized gas in the interstellar medium. Empirical correlations of stellar mass loss rates with X-ray surface flux values allows one to estimate the solar wind mass flux at earlier times, when the solar wind may have been more than 1000 times more massive. The main conclusions drawn on basis of the Sun-in-time-, and a time-dependent model of plasma energization/escape is that:

1. Solar forcing is effective in removing volatiles, primarily water, from planets,
2. planets orbiting close to the early Sun were subject to a heavy loss of water, the effect being most profound for Venus and Mars, and
3. a persistent planetary magnetic field, like the Earth’s dipole field, provides a shield against solar wind scavenging.

     

Initial results from the ISEE-1 and -2 plasma wave investigation

In this paper we present an initial survey of results from the plasma wave experiments on the ISEE-1 and -2 spacecraft which are in nearly identical orbits passing through the Earth's magnetosphere at radial distances out to about 22.5R _e . Essentially every crossing of the Earth's bow shock can be associated with an intense burst of electrostatic and whistler-mode turbulence at the shock, with substantial wave intensities in both the upstream and downstream regions. Usually the electric and magnetic field spectrum at the shock are quite similar for both spacecraft, although small differences in the detailed structure are sometimes apparent upstream and downstream of the shock, probably due to changes in the motion of the shock or propagation effects. Upstream of the shock emissions are often observed at both the fundamental, f _- ^p , and second harmonic, 2f _p ^- , of the electron plasma frequency. In the magnetosphere high resolution spectrograms of the electric field show an extremely complex distribution of plasma and radio emissions, with numerous resonance and cutoff effects. Electron density profiles can be obtained from emissions near the local electron plasma frequency. Comparisons of high resolution spectrograms of whistler-mode emissions such as chorus detected by the two spacecraft usually show a good overall similarity but marked differences in detailed structure on time scales less than one minute. Other types of locally generated waves, such as the (n+1/2)f _- ^g electron cyclotron waves, show a better correspondence between the two spacecraft. High resolution spectrograms of kilometric radio emissions are also presented which show an extremely complex frequency-time structure with many closely spaced narrow-band emissions.     

Upstream Ion Cyclotron Waves at Venus and Mars

The occurrence of waves generated by pick-up of planetary neutrals by the solar wind around unmagnetized planets is an important indicator for the composition and evolution of planetary atmospheres. For Venus and Mars, long-term observations of the upstream magnetic field are now available and proton cyclotron waves have been reported by several spacecraft. Observations of these left-hand polarized waves at the local proton cyclotron frequency in the spacecraft frame are reviewed for their specific properties, generation mechanisms and consequences for the planetary exosphere. Comparison of the reported observations leads to a similar general wave occurrence at both planets, at comparable locations with respect to the planet. However, the waves at Mars are observed more frequently and for long durations of several hours; the cyclotron wave properties are more pronounced, with larger amplitudes, stronger left-hand polarization and higher coherence than at Venus. The geometrical configuration of the interplanetary magnetic field with respect to the solar wind velocity and the relative density of upstream pick-up protons to the background plasma are important parameters for wave generation. At Venus, where the relative exospheric pick-up ion density is low, wave generation was found to mainly take place under stable and quasi-parallel conditions of the magnetic field and the solar wind velocity. This is in agreement with theory, which predicts fast wave growth from the ion/ion beam instability under quasi-parallel conditions already for low relative pick-up ion density. At Mars, where the relative exospheric pick-up ion density is higher, upstream wave generation may also take place under stable conditions when the solar wind velocity and magnetic field are quasi-perpendicular. At both planets, the altitudes where upstream proton cyclotron waves were observed (8 Venus and 11 Mars radii) are comparable in terms of the bow shock nose distance of the planet, i.e. in terms of the size of the solar wind-planetary atmosphere interaction region. In summary, the upstream proton cyclotron wave observations demonstrate the strong similarity in the interaction of the outer exosphere of these unmagnetized planets with the solar wind upstream of the planetary bow shock.     

Ion Energization and Escape on Mars and Venus

Mars and Venus do not have a global magnetic field and as a result solar wind interacts directly with their ionospheres and upper atmospheres. Neutral atoms ionized by solar UV, charge exchange and electron impact, are extracted and scavenged by solar wind providing a significant loss of planetary volatiles. There are different channels and routes through which the ionized planetary matter escapes from the planets. Processes of ion energization driven by direct solar wind forcing and their escape are intimately related. Forces responsible for ion energization in different channels are different and, correspondingly, the effectiveness of escape is also different. Classification of the energization processes and escape channels on Mars and Venus and also their variability with solar wind parameters is the main topic of our review. We will distinguish between classical pickup and ??mass-loaded?? pickup processes, energization in boundary layer and plasma sheet, polar winds on unmagnetized planets with magnetized ionospheres and enhanced escape flows from localized auroral regions in the regions filled by strong crustal magnetic fields.