Particle Acceleration Mechanisms

In this paper we review the possible mechanisms for production of non-thermal electrons which are responsible for the observed non-thermal radiation in clusters of galaxies. Our primary focus is on non-thermal Bremsstrahlung and inverse Compton scattering, that produce hard X-ray emission. We first give a brief review of acceleration mechanisms and point out that in most astrophysical situations, and in particular for the intracluster medium, shocks, turbulence and plasma waves play a crucial role. We also outline how the effects of the turbulence can be accounted for. Using a generic model for turbulence and acceleration, we then consider two scenarios for production of non-thermal radiation. The first is motivated by the possibility that hard X-ray emission is due to non-thermal Bremsstrahlung by nonrelativistic particles and attempts to produce non-thermal tails by accelerating the electrons from the background plasma with an initial Maxwellian distribution. For acceleration rates smaller than the Coulomb energy loss rate, the effect of energising the plasma is to primarily heat the plasma with little sign of a distinct non-thermal tail. Such tails are discernible only for acceleration rates comparable or larger than the Coulomb loss rate. However, these tails are accompanied by significant heating and they are present for a short time of <10⁶ years, which is also the time that the tail will be thermalised. A longer period of acceleration at such rates will result in a runaway situation with most particles being accelerated to very high energies. These more exact treatments confirm the difficulty with this model, first pointed out by Petrosian (Astrophys. J. 557:560, 2001). Such non-thermal tails, even if possible, can only explain the hard X-ray but not the radio emission which needs GeV or higher energy electrons. For these and for production of hard X-rays by the inverse Compton model, we need the second scenario where there is injection and subsequent acceleration of relativistic electrons. It is shown that a steady state situation, for example arising from secondary electrons produced from cosmic ray proton scattering by background protons, will most likely lead to flatter than required electron spectra or it requires a short escape time of the electrons from the cluster. An episodic injection of relativistic electrons, presumably from galaxies or AGN, and/or episodic generation of turbulence and shocks by mergers can result in an electron spectrum consistent with observations but for only a short period of less than one billion years.     

Nonthermal Radiation Mechanisms

In this paper we review the possible radiation mechanisms for the observed non-thermal emission in clusters of galaxies, with a primary focus on the radio and hard X-ray emission. We show that the difficulty with the non-thermal, non-relativistic Bremsstrahlung model for the hard X-ray emission, first pointed out by Petrosian (Astrophys. J. 557, 560, 2001) using a cold target approximation, is somewhat alleviated when one treats the problem more exactly by including the fact that the background plasma particle energies are on average a factor of 10 below the energy of the non-thermal particles. This increases the lifetime of the non-thermal particles, and as a result decreases the extreme energy requirement, but at most by a factor of three. We then review the synchrotron and so-called inverse Compton emission by relativistic electrons, which when compared with observations can constrain the value of the magnetic field and energy of relativistic electrons. This model requires a low value of the magnetic field which is far from the equipartition value. We briefly review the possibilities of gamma-ray emission and prospects for GLAST observations. We also present a toy model of the non-thermal electron spectra that are produced by the acceleration mechanisms discussed in an accompanying paper Petrosian and Bykov (Space Sci. Rev., 2008, this issue, Chap. 11).     

Clusters of Galaxies: Beyond the Thermal View

We present the work of an international team at the International Space Science Institute (ISSI) in Bern that worked together to review the current observational and theoretical status of the non-virialised X-ray emission components in clusters of galaxies. The subject is important for the study of large-scale hierarchical structure formation and to shed light on the “missing baryon” problem. The topics of the team work include thermal emission and absorption from the warm-hot intergalactic medium, non-thermal X-ray emission in clusters of galaxies, physical processes and chemical enrichment of this medium and clusters of galaxies, and the relationship between all these processes. One of the main goals of the team is to write and discuss a series of review papers on this subject. These reviews are intended as introductory text and reference for scientists wishing to work actively in this field. The team consists of sixteen experts in observations, theory and numerical simulations.     

Magnetic Fields, Relativistic Particles, and Shock Waves in Cluster Outskirts

It is only now, with low-frequency radio telescopes, long exposures with high-resolution X-ray satellites and γ-ray telescopes, that we are beginning to learn about the physics in the periphery of galaxy clusters. In the coming years, Sunyaev-Zel’dovich telescopes are going to deliver further great insights into the plasma physics of these special regions in the Universe. The last years have already shown tremendous progress with detections of shocks, estimates of magnetic field strengths and constraints on the particle acceleration efficiency. X-ray observations have revealed shock fronts in cluster outskirts which have allowed inferences about the microphysical structure of shocks fronts in such extreme environments. The best indications for magnetic fields and relativistic particles in cluster outskirts come from observations of so-called radio relics, which are megaparsec-sized regions of radio emission from the edges of galaxy clusters. As these are difficult to detect due to their low surface brightness, only few of these objects are known. But they have provided unprecedented evidence for the acceleration of relativistic particles at shock fronts and the existence of μG strength fields as far out as the virial radius of clusters. In this review we summarise the observational and theoretical state of our knowledge of magnetic fields, relativistic particles and shocks in cluster outskirts.     

Clusters of Galaxies: Setting the Stage

Clusters of galaxies are self-gravitating systems of mass ∼10¹⁴–10¹⁵ h ⁻¹ M_⊙ and size ∼1–3h ⁻¹ Mpc. Their mass budget consists of dark matter (∼80%, on average), hot diffuse intracluster plasma (≲20%) and a small fraction of stars, dust, and cold gas, mostly locked in galaxies. In most clusters, scaling relations between their properties, like mass, galaxy velocity dispersion, X-ray luminosity and temperature, testify that the cluster components are in approximate dynamical equilibrium within the cluster gravitational potential well. However, spatially inhomogeneous thermal and non-thermal emission of the intracluster medium (ICM), observed in some clusters in the X-ray and radio bands, and the kinematic and morphological segregation of galaxies are a signature of non-gravitational processes, ongoing cluster merging and interactions. Both the fraction of clusters with these features, and the correlation between the dynamical and morphological properties of irregular clusters and the surrounding large-scale structure increase with redshift. In the current bottom-up scenario for the formation of cosmic structure, where tiny fluctuations of the otherwise homogeneous primordial density field are amplified by gravity, clusters are the most massive nodes of the filamentary large-scale structure of the cosmic web and form by anisotropic and episodic accretion of mass, in agreement with most of the observational evidence. In this model of the universe dominated by cold dark matter, at the present time most baryons are expected to be in a diffuse component rather than in stars and galaxies; moreover, ∼50% of this diffuse component has temperature ∼0.01–1 keV and permeates the filamentary distribution of the dark matter. The temperature of this Warm-Hot Intergalactic Medium (WHIM) increases with the local density and its search in the outer regions of clusters and lower density regions has been the quest of much recent observational effort. Over the last thirty years, an impressive coherent picture of the formation and evolution of cosmic structures has emerged from the intense interplay between observations, theory and numerical experiments. Future efforts will continue to test whether this picture keeps being valid, needs corrections or suffers dramatic failures in its predictive power.     

Solar Sources of Heliospheric Energetic Electron Events—Shocks or Flares?

Electrons with near-relativistic (E≳30 keV, NrR) and relativistic (E≳0.3 MeV) energies are often observed as discrete events in the inner heliosphere following solar transient activity. Several acceleration mechanisms have been proposed for the production of those electrons. One candidate is acceleration at MHD shocks driven by coronal mass ejections (CMEs) with speeds ≳1000 km s⁻¹. Many NrR electron events are temporally associated only with flares while others are associated with flares as well as with CMEs or with radio type II shock waves. Since CME onsets and associated flares are roughly simultaneous, distinguishing the sources of electron events is a serious challenge. On a phenomenological basis two classes of solar electron events were known several decades ago, but recent observations have presented a more complex picture. We review early and recent observational results to deduce different electron event classes and their viable acceleration mechanisms, defined broadly as shocks versus flares. The NrR and relativistic electrons are treated separately. Topics covered are: solar electron injection delays from flare impulsive phases; comparisons of electron intensities and spectra with flares, CMEs and accompanying solar energetic proton (SEP) events; multiple spacecraft observations; two-phase electron events; coronal flares; shock-associated (SA) events; electron spectral invariance; and solar electron intensity size distributions. This evidence suggests that CME-driven shocks are statistically the dominant acceleration mechanism of relativistic events, but most NrR electron events result from flares. Determining the solar origin of a given NrR or relativistic electron event remains a difficult proposition, and suggestions for future work are given.     

The transient highly excited solar flare plasma

Recent observations of the energetic particles produced in solar flares indicate that the production of electrons, with energies up to about 100 keV, is a fairly common feature of small flares. In those flares the acceleration of protons and other nuclei does not extend beyond about 1 MeV.The X-ray emission often exhibits two distinct components of which the first one is produced by non-thermal, the second by thermal electrons through bremsstrahlung collisions with the ambient ions. Along with these X rays, radio emission, in the microwave region, is observed. This radio emission is usually interpreted as due to gyrosynchrotron radiation from the same electrons.In this review a discussion is presented of the processes occurring in solar flares with special reference to the acceleration and radiation processes.     

Relativistic electron events in interplanetary space

This review is concerned with relativistic electron events observed in interplanetary space. The different types of event are identified and illustrated. The relationships between solar X-ray and radio emissions and relativistic electrons are examined, and the relevance of the observations to solar flare acceleration models is discussed. A statistical analysis of electron spectra, the electron/proton ratio and propagation from the flare site to the Earth is presented. A model is outlined which can account for the release of electrons from the Sun in a manner consistent with observations of energetic solar particles and electromagnetic solar radiation.The literature survey for this review was concluded in May 1973.     

Non-relativistic solar electrons

This review summarizes both the direct spacecraft observations of non-relativistic solar electrons, and observations of the X-ray and radio emission generated by these particles at the Sun and in the interplanetary medium. These observations bear on three physical processes basic to energetic particle phenomena: (1) the acceleration of particles in tenuous plasmas; (2) the propagation of energetic charged particles in a disordered magnetic field, and (3) the interaction of energetic charged particles with tenuous plasmas to produce electromagnetic radiation. Because these electrons are frequently accelerated and emitted by the Sun, mostly in small and relatively simple flares, it is possible to define a detailed physical picture of these processes.In many small solar flares non-relativistic electrons accelerated during flash phase constitute the bulk of the total flare energy. Thus the basic flare mechanism in these flares essentially converts the available flare energy into fast electrons. Non-relativistic electrons exhibit a wide variety of propagation modes in the interplanetary medium, ranging from diffusive to essentially scatter-free. This variability in the propagation may be explained in terms of the distribution of interplanetary magnetic field fluctuations. Type III solar radio burst emission is generated by these electrons as they travel out to 1 AU and beyond. Recent in situ observations of these electrons at 1 AU, accompanied by simultaneous observations of the low frequency radio emission generated by them at 1 AU provide quantitative information on the plasma processes involved in the generation of type III bursts.     

Thermodynamical Properties of the ICM from Hydrodynamical Simulations

Modern hydrodynamical simulations offer nowadays a powerful means to trace the evolution of the X-ray properties of the intra-cluster medium (ICM) during the cosmological history of the hierarchical build up of galaxy clusters. In this paper we review the current status of these simulations and how their predictions fare in reproducing the most recent X-ray observations of clusters. After briefly discussing the shortcomings of the self-similar model, based on assuming that gravity only drives the evolution of the ICM, we discuss how the processes of gas cooling and non-gravitational heating are expected to bring model predictions into better agreement with observational data. We then present results from the hydrodynamical simulations, performed by different groups, and how they compare with observational data. As terms of comparison, we use X-ray scaling relations between mass, luminosity, temperature and pressure, as well as the profiles of temperature and entropy. The results of this comparison can be summarised as follows: (a) simulations, which include gas cooling, star formation and supernova feedback, are generally successful in reproducing the X-ray properties of the ICM outside the core regions; (b) simulations generally fail in reproducing the observed “cool core” structure, in that they have serious difficulties in regulating overcooling, thereby producing steep negative central temperature profiles. This discrepancy calls for the need of introducing other physical processes, such as energy feedback from active galactic nuclei, which should compensate the radiative losses of the gas with high density, low entropy and short cooling time, which is observed to reside in the innermost regions of galaxy clusters.     

WIND Observations of Suprathermal Electrons in the Interplanetary Medium

We review some of the new results for suprathermal electrons obtained with the 3-D Plasma and Energetic Particle Instrument on the WIND spacecraft, which provides high sensitivity electron and ion measurements from solar wind thermal plasma up to ≳MeV energies. These results include: (1) the observation of solar impulsive electron events extending down to ∼0.5 keV energy; (2) the observation of a turnover at ∼12 keV for electrons in a gradual large solar energetic particle (LSEP) event; (3) the detection of a quiet-time population (the ‘superhalo’) of electrons extending up to ∼100 keV energy; and (4) the probing of the magnetic topology and source region for magnetic clouds, using electrons. These unique WIND measurements are highly complementary to the particle composition measurements which will be made by ACE. This revised version was published online in June 2006 with corrections to the Cover Date.     

Synchrotron Radiation from Galactic Sources: What We Can Learn About Particle Acceleration

I review the observations of galactic synchrotron sources, focusing on shell supernova remnants (SNRs), with particular attention to attributes that constrain the properties of electron acceleration. Radio observations provide information on source fluxes, spectral index, morphology, and polarization. Recent observations give us strong reason to believe that several young SNRs show synchrotron X-ray emission. Even if X-rays are thermal, however, limits can be set on the maximum energy to which electrons can be accelerated without a spectral break, since no galactic SNR is observed to have X-ray emission (due to any source) as bright as the extrapolation from radio frequencies of radio synchrotron emission. If synchrotron X-rays are detected or inferred, their morphology and spectrum provide important information on mechanisms governing acceleration to the highest energies. I describe models of synchrotron emission from SNRs and their comparison with observations. Finally, I describe the tasks ahead for both observers and theoreticians, to make better use of what SNR synchrotron emission tells us about particle acceleration.     

Coronal Holes and the High-Speed Solar Wind

Coronal holes are the lowest density plasma components of the Sun's outer atmosphere, and are associated with rapidly expanding magnetic fields and the acceleration of the high-speed solar wind. Spectroscopic and polarimetric observations of the extended corona, coupled with interplanetary particle and radio sounding measurements going back several decades, have put strong constraints on possible explanations for how the plasma in coronal holes receives its extreme kinetic properties. The Ultraviolet Coronagraph Spectrometer (UVCS) aboard the Solar and Heliospheric Observatory (SOHO) spacecraft has revealed surprisingly large temperatures, outflow speeds, and velocity distribution anisotropies for positive ions in coronal holes. We review recent observations, modeling techniques, and proposed heating and acceleration processes for protons, electrons, and heavy ions. We emphasize that an understanding of the acceleration region of the wind (in the nearly collisionless extended corona) is indispensable for building a complete picture of the physics of coronal holes.     

Complexity,Forced and/or Self-Organized Criticality,and Topological Phase Transitions in Space Plasmas

The first definitive observation that provided convincing evidence indicating certain turbulent space plasma processes are in states of ‘complexity’ was the discovery of the apparent power-law probability distribution of solar flare intensities. Recent statistical studies of complexity in space plasmas came from the AE index, UVI auroral imagery, and in-situ measurements related to the dynamics of the plasma sheet in the Earth's magnetotail and the auroral zone. In this review, we describe a theory of dynamical ‘complexity’ for space plasma systems far from equilibrium. We demonstrate that the sporadic and localized interactions of magnetic coherent structures are the origin of ‘complexity’ in space plasmas. Such interactions generate the anomalous diffusion, transport, acceleration, and evolution of the macroscopic states of the overall dynamical systems. Several illustrative examples are considered. These include: the dynamical multi- and cross-scale interactions of the macro-and kinetic coherent structures in a sheared magnetic field geometry, the preferential acceleration of the bursty bulk flows in the plasma sheet, and the onset of ‘fluctuation induced nonlinear instabilities’ that can lead to magnetic reconfigurations. The technique of dynamical renormalization group is introduced and applied to the study of two-dimensional intermittent MHD fluctuations and an analogous modified forest-fire model exhibiting forced and/or self-organized criticality [FSOC] and other types of topological phase transitions. This revised version was published online in August 2006 with corrections to the Cover Date.     

Observational Aspects of Particle Acceleration in Large Solar Flares

Solar flares efficiently accelerate electrons to several tens of MeV and ions to 10 GeV. The acceleration is usually thought to be associated with magnetic reconnection occurring high in the corona, though a shock produced by the Coronal Mass Ejection (CME) associated with a flare can also accelerate particles. Diagnostic information comes from emission at the acceleration site, direct observations of Solar Energetic Particles (SEPs), and emission at radio wavelengths by escaping particles, but mostly from emission from the chromosphere produced when the energetic particles bombard the footpoints magnetically connected to the acceleration region. This paper provides a review of observations that bear upon the acceleration mechanism.     

The Effects of Transverse Magnetic Field and Density Variations on the Particle Energy Spectra in a Reconnecting 3D Current Sheet

Electron and proton acceleration by a super-Dreicer electric field is further investigated in a non-neutral reconnecting current sheet (RCS) with a variable plasma density. The tangential B _z and transverse magnetic field components B _x are assumed to vary with the distances x and z from the X nullpoint linearly and exponentially, respectively; the longitudinal component (a ‘guiding field’) is accepted constant. Particles are found to gain a bulk of their energy in a thin region close to the X nullpoint where the RCS density increases with z exponentially with the index λ and the tangential magnetic field B _x also increases with z exponentially with the index α. For the RCS with a constant density (λ = 0), the variations of the tangential magnetic field lead to particle power-law energy spectra with the spectral indices γ₁ being dependent on the exponent α as: for protons and for electrons in a strong guiding field (β > 10⁻²) and for electrons in a moderate or weak guiding field (β > 10⁻⁴). For the RCS with an exponential density increase in the vicinity of the X nullpoint (λ≥ 0) there is a further increase of the resulting spectral indices γ that depends on the density exponent index λ as for protons and for electrons in weaker guiding fields and as for electrons in stronger guiding fields. These dependencies can explain a wide variety (1.5–10) of particle spectral indices observed in solar flares by the variations of a magnetic field topology and physical conditions in a reconnecting region. This can be used as a diagnostic tool for the investigation of the RCS dynamics from the accelerated particle spectra found from hard X-ray and microwave emission.     

Radio Diagnostics of the Solar Flare Reconnection

First, high-frequency (HF) slowly drifting pulsating structures are interpreted as radio emissions of electron beams accelerated in the magnetic reconnection volume and injected into magnetic islands (plasmoids). Then, the time evolution of plasma parameters (density, magnetic field, etc.) in a 2-D MHD model of solar flare reconnection is computed numerically. Assuming plasma radio emission from locations where the “double-resonance’’ instability generates upper-hybrid (UH) waves due to unstable distribution function of suprathermal electrons, the radio spectra and spatial source structures in the reconnection region are modeled. By comparison of the modeled and observed spectra a remarkable similarity has been found between the computed narrow-band emission and the observed lace bursts. Finally, a new diagnostics of the reconnection process is proposed.     

Perpendicular Shock Reformation and Ion Acceleration

Kinetic simulations of supercritical, quasi-perpendicular shocks yield time-varying solutions that cyclically reform on proton spatio-temporal scales. Whether a shock solution is stationary or reforming depends upon the plasma parameters which, for SNR shocks and the heliospheric termination shock, are ill defined but believed to be within this time-dependent regime. We first review the time-dependent solutions and the acceleration processes of the ions for a proton–electron plasma. We then present recent results for a three-component plasma: background protons, electrons and a second ion population appropriate for SNR (heavy ions) or the termination shock (pickup protons). This ion acceleration generates a suprathermal “injection” population – a seed population for subsequent acceleration at the shock, which may in turn generate ions at cosmic ray energies.     

Observations of Metals in the Intra-Cluster Medium

Because of their deep gravitational potential wells, clusters of galaxies retain all the metals produced by the stellar populations of the member galaxies. Most of these metals reside in the hot plasma which dominates the baryon content of clusters. This makes them excellent laboratories for the study of the nucleosynthesis and chemical enrichment history of the Universe. Here we review the history, current possibilities and limitations of the abundance studies, and the present observational status of X-ray measurements of the chemical composition of the intra-cluster medium. We summarise the latest progress in using the abundance patterns in clusters to put constraints on theoretical models of supernovae and we show how cluster abundances provide new insights into the star-formation history of the Universe.