Modeling of “gradual” solar energeticparticle events using a stochastic differential equation method

We have modeled “gradual” solar energetic particle events through numerical simulations using a StochasticDifferential Equation (SDE) method. We consider that energetic particle events are roughly divided into two groups: (1) where the shock was driven by coronal mass ejections (CMEs) associated with large solar flares, and (2) where they have no related solar events apart from the CMEs. (The detailed classification of energetic particle events was discussed in our previous paper.) What we call “gradual” solar energetic particle events belong to the former group. Particles with energies greater than 10 MeV are observed within several hours after the occurrence of flares and CMEs in many gradual events. By applying the SDE method coupled with particle splitting to diffusive acceleration, we found that an injection of high energy particles is necessary for early enhancement of such a high-energy proton flux and that it should not be presumed that the solar wind particles act as the seed population.     

A first step towards proton flux forecasting

We present a preliminary version of a potential tool for real time proton flux prediction which provides proton flux profiles and cumulative fluence profiles at 0.5 and 2 MeV of solar energetic particle events, from their onset up to the arrival of the interplanetary shock at the spacecraft position (located at 1 or 0.4 AU). Based on the proton transportation model by Lario et al. [Lario, D., Sanahuja, B., Heras, A.M. Energetic particle events: efficiency of interplanetary shocks as 50 keV E < 100 MeV proton accelerators. Astrophys. J. 509, 415–434, 1998] and the magnetohydrodynamic shock propagation model of Wu et al. [Wu, S.T., Dryer, M., Han, S.M. Non-planar MHD model for solar flare-generated disturbances in the Heliospheric equatorial plane. Sol. Phys. 84, 395–418, 1983], we have generated a database containing “synthetic” profiles of the proton fluxes and cumulative fluences of 384 solar energetic particle events. We are currently validating the applicability of this code for space weather forecasting by comparing the resulting “synthetic” flux profiles with those of several real events.     

Statistical properties of SEP event flux declines

The interplanetary space is not a passive medium, which merely constitutes a scene for the propagation of previously accelerated energetic particles, but influences the distribution of particles by changing their energies as well due to interactions with magnetic field inhomogeneities. Such processes manifest themselves in the energy spectra of solar energetic particle (SEP) events. In this paper the fluxes of protons with energies of 4–60 MeV are investigated on the basis of two data sets. Both sets are homogeneous, obtained by the CPME instrument aboard the IMP 8 satellite between 1974 and 2001. The first includes all SEP events where the integral fluxes of >4 MeV protons exceeded 2 particle/cm² s sr. The other set consists of fluxes recorded in differential energy windows between 0.5 and 48 MeV. Important characteristics of SEP events include the rates of decrease of particle flux, which, as well as peak flux time, is an integral feature of the interplanetary medium within a considerable region, surrounding the observation point. The time intervals selected cover the decay phases of SEP events following flares, CMEs and interplanetary shocks of different origin. Only those parts of declines were selected, that could reasonably be described by exponential dependence, irrespective of the gradual/impulsive character of the events. It is shown that the average values of characteristic decay time, τ, and energy spectral index, γ, are all changing with the solar activity phase. Distributions of τ and γ values are obtained in SEPs with and without shocks and during different phases of events: just after peak flux and late after maximum.     

Why should the latitude of the observer be considered when modeling gradual proton events? An insight using the concept of cobpoint

The shape of flux profiles of gradual solar energetic particle (SEP) events depends on several not well-understood factors, such as the strength of the associated shock, the relative position of the observer in space with respect to the traveling shock, the existence of a background seed particle population, the interplanetary conditions for particle transport, as well as the particle energy. Here, we focus on two of these factors: the influence of the shock strength and the relative position of the observer. We performed a 3D simulation of the propagation of a coronal/interplanetary CME-driven shock in the framework of ideal MHD modeling. We analyze the passage of this shock by nine spacecraft located at ∼0.4 AU (Mercury’s orbit) and at different longitudes and latitudes. We study the evolution of the plasma conditions in the shock front region magnetically connected to each spacecraft, that is the region of the shock front scanned by the “cobpoint” (Heras et al., 1995), as the shock propagates away from the Sun. Particularly, we discuss the influence of the latitude of the observer on the injection rate of shock-accelerated particles and, hence, on the resulting proton flux profiles to be detected by each spacecraft.     

Relationship of solar flare accelerated particles to solar energetic particles (SEPs) observed in the interplanetary medium

Observations of hard X-ray (HXR)/γ-ray continuum and γ-ray lines produced by energetic electrons and ions, respectively, colliding with the solar atmosphere, have shown that large solar flares can accelerate ions up to many GeV and electrons up to hundreds of MeV. Solar energetic particles (SEPs) are observed by spacecraft near 1 AU and by ground-based instrumentation to extend up to similar energies as in large SEP events, but it appears that a different acceleration process, one associated with fast coronal mass ejections is responsible. Much weaker SEP events are observed that are generally rich in electrons, ³He, and heavy elements. The energetic particles in these events appear to be similar to those accelerated in flares. The Ramaty high energy solar spectroscopic imager (RHESSI) mission provides high-resolution spectroscopy and imaging of flare HXRs and γ-rays. Such observations can provide information on the location, energy spectra, and composition of the flare accelerated energetic particles at the Sun. Here, preliminary comparisons of the RHESSI observations with observations of both energetic electron and ion near 1 AU are reviewed, and the implications for the particle acceleration and escape processes are discussed.     

Comparing proton fluxes of central meridian SEP events with those predicted by SOLPENCO

We have developed an operational code, SOLPENCO, that can be used for space weather prediction schemes of solar energetic particle (SEP) events. SOLPENCO provides proton differential flux and cumulated fluence profiles from the onset of the event up to the arrival of the associated traveling interplanetary shock at the observer’s position (either 1.0 or 0.4 AU). SOLPENCO considers a variety of interplanetary scenarios where the SEP events develop. These scenarios include solar longitudes of the parent solar event ranging from E75 to W90, transit speeds of the associated shock ranging from 400 to 1700 km s⁻¹, proton energies ranging from 0.125 to 64 MeV, and interplanetary conditions for the energetic particle transport characterized by specific mean free paths. We compare the results of SOLPENCO with flux measurements of a set of SEP events observed at 1 AU that fulfill the following four conditions: (1) the association between the interplanetary shock observed at 1 AU and the parent solar event is well established; (2) the heliolongitude of the active region site is within 30° of the Sun–Earth line; (3) the event shows a significant proton flux increase at energies below 96 MeV; (4) the pre-event intensity background is low. The results are discussed in terms of the transit velocity of the shock and the proton energy. We draw conclusions about both the use of SOLPENCO as a prediction tool and the required improvements to make it useful for space weather purposes.     

Particle acceleration and transport at an oblique CME-driven shock

In gradual solar energetic particle (SEP) events, protons and heavy ions are often accelerated to >100 MeV/nucleon at a CME-driven shock. In this work, we study particle acceleration at an oblique shock by extending our earlier particle acceleration and transport in heliosphere (PATH) code to include shocks with arbitrary θ_BN, where θ_BN is the angle between the upstream magnetic field and the shock normal. Instantaneous particle spectra at the shock front are obtained by solving the transport equation using the total diffusion coefficient κ, which is a function of the parallel diffusion coefficient κ_∥ and the perpendicular diffusion coefficient κ_⊥. In computing κ_∥ and κ_⊥, we use analytic expressions derived previously. The particle maximum energy at the shock front as a function of time, the time intensity profiles and particle spectra at 1 AU for five θ_BN’s are calculated for an example shock.     

Energetic particle acceleration by coronal mass ejections

The current paradigm for the source of large, gradual solar energetic particle (SEP) events is that theyare accelerated in coronal/interplanetary shocks driven by coronal mass ejections (CMEs). Early studies established that there is a rough correlation between the logs of the CME speed and the logs of the SEP intensities. Here I review two topics challenging the basic paradigm, the recent discovery that CMEs are also associated with impulsive, high-Z rich SEP events and the search for gradual SEP sources other than CME-driven shocks. I then discuss three topics of recent interest dealing with the relationship between the shock or CME properties and the resulting SEP events. These are the roles that CME accelerations, interactions between fast and preceding slow CMEs, and widths of fast CMEs may play in SEP production.     

Relationships between energetic storm particle events and interplanetary shocks driven by full and partial halo coronal mass ejections

We have analysed energetic storm particle (ESP) events in 116 interplanetary (IP) shocks driven by front-side full and partial halo coronal mass ejections (CMEs) with speeds $>$400 km s^?1during the years 1996–2015. We investigated the occurrence and relationships of ESP events with several parameters describing the IP shocks, and the associated CMEs, type II radio bursts, and solar energetic particle (SEP) events. Most of the shocks (57 %) were associated with an ESP event at proton energies $>$1 MeV.The shock transit speeds from the Sun to 1 AU of the shocks associated with an ESP event were significantly greater than those of the shocks without an ESP event, and best distinguished these two groups of shocks from each other. The occurrence and maximum intensity of the ESP events also had the strongest dependence on the shock transit speed compared to the other parameters investigated. The correlation coefficient between ESP peak intensities and shock transit speeds was highest (0.73 $\pm$ 0.04) at 6.2 MeV. Weaker dependences were found on the shock speed at 1 AU, Alfvénic and magnetosonic Mach numbers, shock compression ratio, and CME speed. On average all these parameters were significantly different for shocks capable to accelerate ESPs compared to shocks not associated with ESPs, while the differences in the shock normal angle and in the width and longitude of the CMEs were insignificant.The CME-driven shocks producing energetic decametric–hectometric (DH) type II radio bursts and high-intensity SEP events proved to produce also more frequently ESP events with larger particle flux enhancements than other shocks. Together with the shock transit speed, the characteristics of solar DH type II radio bursts and SEP events play an important role in the occurrence and maximum intensity of ESP events at 1 AU.     

Comment on estimating the solar proton environment that may affect Mars missions.

Estimates of the energetic proton environment for a Mars mission are generally extrapolated from the solar proton observations at 1 AU. We find that solar particle events may be divided into two general classes. Events dominated by a near-sun injection of particles onto interplanetary magnetic field lines leading to the spacecraft position represent the "classical" solar particle event associated with solar activity. This class of event will scale in radial distance by the classical power law extrapolation. The extended-interplanetary-shock source generates a maximum flux as the shock passes the detection location. This class of event typically generates maximum fluence, but in this case, the flux and fluence will not scale in the classical manner with radial distance.     

Large geomagnetic storms of extreme solar event periods in solar cycle 23

During extreme solar events such as big flares or/and energetic coronal mass ejections (CMEs) high energy particles are accelerated by the shocks formed in front of fast interplanetary coronal mass ejections (ICMEs). The ICMEs (and their sheaths) also give rise to large geomagnetic storms which have significant effects on the Earth’s environment and human life. Around 14 solar cosmic ray ground level enhancement (GLE) events in solar cycle 23 we examined the cosmic ray variation, solar wind speed, ions density, interplanetary magnetic field, and geomagnetic disturbance storm time index (D_st). We found that all but one of GLEs are always followed by a geomagnetic storm with D_st  −50 nT within 1–5 days later. Most(10/14) geomagnetic storms have D_st index  −100  nT therefore generally belong to strong geomagnetic storms. This suggests that GLE event prediction of geomagnetic storms is 93% for moderate storms and 71% for large storms when geomagnetic storms preceded by GLEs. All D_st depressions are associated with cosmic ray decreases which occur nearly simultaneously with geomagnetic storms. We also investigated the interplanetary plasma features. Most geomagnetic storm correspond significant periods of southward B_z and in close to 80% of the cases that the B_z was first northward then turning southward after storm sudden commencement (SSC). Plasma flow speed, ion number density and interplanetary plasma temperature near 1 AU also have a peak at interplanetary shock arrival. Solar cause and energetic particle signatures of large geomagnetic storms and a possible prediction scheme are discussed.     

Cone model-based SEP event calculations for applications to multipoint observations

The problem of modeling solar energetic particle (SEP) events is important to both space weather research and forecasting, and yet it has seen relatively little progress. Most important SEP events are associated with coronal mass ejections (CMEs) that drive coronal and interplanetary shocks. These shocks can continuously produce accelerated particles from the ambient medium to well beyond 1 AU. This paper describes an effort to model real SEP events using a Center for Integrated Space weather Modeling (CISM) MHD solar wind simulation including a cone model of CMEs to initiate the related shocks. In addition to providing observation-inspired shock geometry and characteristics, this MHD simulation describes the time-dependent observer field line connections to the shock source. As a first approximation, we assume a shock jump-parameterized source strength and spectrum, and that scatter-free transport occurs outside of the shock source, thus emphasizing the role the shock evolution plays in determining the modeled SEP event profile. Three halo CME events on May 12, 1997, November 4, 1997 and December 13, 2006 are used to test the modeling approach. While challenges arise in the identification and characterization of the shocks in the MHD model results, this approach illustrates the importance to SEP event modeling of globally simulating the underlying heliospheric event. The results also suggest the potential utility of such a model for forcasting and for interpretation of separated multipoint measurements such as those expected from the STEREO mission.     

Relative fluxes of shock and prompt peaks in SEP event time profiles

Peak fluxes are an important property of gradual solar energetic particle (SEP) event time profiles from both astro/heliophysical and applications perspectives. However, the peak flux in an event may occur at the event onset, or at the time of the interplanetary shock arrival (the ESP or energetic storm particles). This makes an important difference in the interpretation of the peak flux, and in any attempts to characterize or model it. This paper describes a study of SEP data sets from ACE, IMP-8 and GOES toward determining the relative properties of these peak fluxes for protons with energies near 1, 10, and 50 MeV. The results suggest that for gradual events with both peaks, the ESP peak often dominates at 1 MeV energies and is dominant about half the time at 10 MeV. Moreover, the prompt peak fluxes can be used to estimate the shock peak (ESP event) up to days ahead, especially in the lower energy range.     

Energization of charged particle in a time-dependent chaotic magnetic field with an implication of the production of seed particles in solar energetic particle events

We investigate the acceleration of charged particles in a time-dependent chaotic magnetic field in this work. In earlier works, it has been demonstrated that in an asymmetric wire-loop current systems (WLCSs), the magnetic field is of chaotic in nature. Furthermore, observations also showed that there exist time-varying current loops and current filaments in solar corona. It is therefore natural to conceive that the magnetic field on the solar surface is chaotic and time-dependent. Here, we develop a numerical model to study the acceleration process of charged particles in a time-varying chaotic magnetic field that is generated by an ensemble of 8 WLCSs. We found that the motion of energetic particles in the system is of diffusive in nature and a power law spectrum can quickly develop. The mechanism examined here may serve as an efficient pre-acceleration mechanism that generates the so-called seed particles for diffusive shock acceleration at a coronal mass ejection (CME) driven shock in large solar energetic particle (SEP) events.     

Origin of coronal and interplanetary shock and particle acceleration of a flare/CME event

By using radio data from ground-based telescopes (from 270 MHz to 25 MHz), and from the Radio and Plasma Wave experiment (WAVES) on board the WIND spacecraft (1–14 MHz and several kHz-11 MHz), as well as FY -2 satellite data, the origin of coronal and interplanetary shock and particle acceleration of the 14 July 2000 flare/CME event (the Bastille day event) have been studied. Main conclusions are as follows: (1) We investigate the causal relationship between metric type 11 bursts observed by the digital IZMIRAN radio spectrograph and type II radio emissions in the frequency range from 1–14 MHz and several kHz-11 MHz observed by the WAVES/WIND. The analysis indicate that the fast CME is the origin of both coronal and interplanetary shocks. (2)According to the time profiles of Hard X-ray, and energetic particles (include proton, ³He, and ⁴He) from FY-2 satellite, it is obvious that the Bastille day event is the event, in which both impulsive and gradual phenomena occur. The energetic particles accelerated not only in flare but also in CME.     

Phobos-Grunt: Russian sample return mission

As an important milestone in the exploration of Mars and small bodies, a new generation space vehicle “Phobos-Grunt” is planned to be launched by the Russian Aviation and Space Agency. The project is optimized around a Phobos sample return mission and follow up missions targeted to study some main asteroid belt bodies, NEOs and short period comets. The principal constraint is use of the “Soyuz-Fregat” rather than the “Proton” launcher to accomplish these challenging goals. The vehicle design incorporates innovative SEP technology involving electrojet engines that allowed us to increase significantly the mission's energetic capabilities, as well as highly autonomous on-board systems. Basic criteria underlining the “Phobos-Grunt” mission scenario, scientific objectives and rationale including Mars observations during the vehicle's insertion into Mars orbit and Phobos approach maneuvers, are discussed and an opportunity for international cooperation is suggested.     

三种类型的质子耀斑

根据SMM卫星观测资料,分析了GRL,PE和GRL/PE三种类型质子耀斑在硬X射线辐射特征上的差异。结果表明,存在的差异与粒子加速区(或作用区)分别处于不同的日面高度有关。      

Transient effects of solar energetic particle flux enhancements on the inner magnetosphere of the earth

In one type of space weather, the sun emits intermittent enhancements of solar energetic particle (SEP) fluxes. A fraction of these fluxes that reach the envelope of geospace can be injected into the magnetospheric particle confinement region after transiting the geomagnetic tail domain, the polar cleft/cusp region, or directly through the front side magnetopause. Common for these processes is that they provide inward diffusive “leakage” whenever the immediate external flux environment is more intense than in the outer trapping region. Conversely, following injection events outward leakage can also occur whereby the confinement region becomes a source of Magnetosheath particles. Numerical modeling has been carried out to investigate the effects on the ambient fluxes in the Earth's radiation belts from this effect.     

The detection of energetic cometary and solar particles by the EPONA instrument on the Giotto mission

EPONA is an energetic particle detector system incorporating totally depleted silicon surface barrier layer detectors. Active and passive background shielding will be employed and, by applying various techniques, particles of different species, including electrons, protons, alpha particles and pick-up ions of cometary origin may be detected over a wide spectrum of energies extending from the tens of KeV into the MeV range.

The instrument can operate in two modes namely (a) in a cruise phase or storage mode and (b) in a real time mode. During the real time mode, observations at high spatial (octosectoring) and temporal (0.5s) resolution in the cometary environment permit studies to be made of accelerated particles at the bow shock and/or in the tail of the comet. In conjunction with magnetic field measurements on board Giotto, observations of energetic electrons and their anisotropies can determine whether the magnetic field lines in the cometary tail are open or closed. Further, the absorption of low energy solar particles in the cometary atmosphere can be measured and such data would provide an integral value of the pertaining gas and dust distribution. Solar particle background measurements during encounter may also be used to correct the measurements of other spacecraft borne instruments potentially vulnerable to such radiation.

Solar particle flux measurements, obtained during the cruise phase will, when combined with simultaneous observations made by other spacecraft at different heliographic longitudes, provide information concerning solar particle propagation in the corona and in interplanetary space.     

The composition of cosmic rays at high energies

Measurements of the composition of the cosmic rays at high energies, and of the energy spectra of the individual components provide the basis for the understanding of the sources, of the acceleration mechanism, and of the galactic containment of these particles. We briefly review the presently available information, and we describe a recent measurement on the Space Shuttle that we performed in order to substantially extend the range of energies in which the elemental composition is known. We present and discuss the results, and we also summarize and discuss recent data on the electron component of cosmic rays. The body of data now available contains several features that are difficult to explain within current models of galactic shock acceleration and “leaky box” containment. We emphasize the need for further measurements, and we briefly discuss possible opportunities for future work.