Self-Consistent Models of the Solar Wind

The origins of the hot solar corona and the supersonically expanding solar wind are still the subject of much debate. This paper summarizes some of the essential ingredients of realistic and self-consistent models of solar wind acceleration. It also outlines the major issues in the recent debate over what physical processes dominate the mass, momentum, and energy balance in the accelerating wind. A key obstacle in the way of producing realistic simulations of the Sun-heliosphere system is the lack of a physically motivated way of specifying the coronal heating rate. Recent models that assume the energy comes from Alfvén waves that are partially reflected, and then dissipated by magnetohydrodynamic turbulence, have been found to reproduce many of the observed features of the solar wind. This paper discusses results from these models, including detailed comparisons with measured plasma properties as a function of solar wind speed. Some suggestions are also given for future work that could answer the many remaining questions about coronal heating and solar wind acceleration.     

Coronal Holes and the High-Speed Solar Wind

Coronal holes are the lowest density plasma components of the Sun's outer atmosphere, and are associated with rapidly expanding magnetic fields and the acceleration of the high-speed solar wind. Spectroscopic and polarimetric observations of the extended corona, coupled with interplanetary particle and radio sounding measurements going back several decades, have put strong constraints on possible explanations for how the plasma in coronal holes receives its extreme kinetic properties. The Ultraviolet Coronagraph Spectrometer (UVCS) aboard the Solar and Heliospheric Observatory (SOHO) spacecraft has revealed surprisingly large temperatures, outflow speeds, and velocity distribution anisotropies for positive ions in coronal holes. We review recent observations, modeling techniques, and proposed heating and acceleration processes for protons, electrons, and heavy ions. We emphasize that an understanding of the acceleration region of the wind (in the nearly collisionless extended corona) is indispensable for building a complete picture of the physics of coronal holes.     

Doppler scintillation measurements of the heliospheric current sheet and coronal streamers close to the Sun

Prominent enhancements in Doppler scintillation lasting a fraction of a day (solar source several degrees wide) and overlying the neutral line represent the signature of the heliospheric current sheet and the apparent interplanetary manifestation of coronal streamers near the Sun. This first detection of coronal streamers in radio scintillation measurements provides the link betweenin situ measurements of the spatial wavenumber spectrum of electron density fluctuations beyond 0.3 AU and earlier measurements deduced from radio scintillation and scattering observations inside 0.3 AU. Significant differences between the density spectra of fast streams and slow solar wind associated with the heliospheric current sheet near the Sun reinforce the emerging picture that high- and low-speed flows are organized by the large-scale solar magnetic field, and that while the contrast between solar wind properties of the two flows is highest near the Sun, it undergoes substantial erosion in the ecliptic plane as the solar wind expands.     

Solar Wind Sources and Their Variations Over the Solar Cycle

In this paper I will briefly summarize the present status of our knowledge on the four different sorts of solar wind, their sources and their short- and long-term variations. First: the fast solar wind in high-speed streams that emerges from coronal hole regions. Second: the slow solar wind emerging from the non-active Sun near the global heliospheric current sheet above helmet streamers and underlying active regions. Third: the slow solar wind filling most of the heliosphere during high solar activity, emerging above active regions in a highly turbulent state, and fourth: the plasma expelled from the Sun during coronal mass ejections. The coronal sources of these different flows vary dramatically with the solar activity cycle.     

Slow Solar Wind: Observations and Modeling

While it is certain that the fast solar wind originates from coronal holes, where and how the slow solar wind (SSW) is formed remains an outstanding question in solar physics even in the post-SOHO era. The quest for the SSW origin forms a major objective for the planned future missions such as the Solar Orbiter and Solar Probe Plus. Nonetheless, results from spacecraft data, combined with theoretical modeling, have helped to investigate many aspects of the SSW. Fundamental physical properties of the coronal plasma have been derived from spectroscopic and imaging remote-sensing data and in situ data, and these results have provided crucial insights for a deeper understanding of the origin and acceleration of the SSW. Advanced models of the SSW in coronal streamers and other structures have been developed using 3D MHD and multi-fluid equations.However, the following questions remain open: What are the source regions and their contributions to the SSW? What is the role of the magnetic topology in the corona for the origin, acceleration and energy deposition of the SSW? What are the possible acceleration and heating mechanisms for the SSW? The aim of this review is to present insights on the SSW origin and formation gathered from the discussions at the International Space Science Institute (ISSI) by the Team entitled “Slow solar wind sources and acceleration mechanisms in the corona” held in Bern (Switzerland) in March 2014 and 2015.     

Energetic Particle Observations

The characteristics of solar energetic particles (SEP) as observed in interplanetary space provide fundamental information about the origin of these particles, and the acceleration and propagation processes at the Sun and in interplanetary space. Furthermore, energetic particles provide information on the development and structure of coronal mass ejections as they propagate from the solar corona into the interplanetary medium. In this paper we review the measurements of energetic particles in interplanetary space and discuss their implication for our understanding of the sources, and of acceleration and propagation processes.     

Propagating MHD Waves in Coronal Holes

Coronal holes are the coolest and darkest regions of the upper solar atmosphere, as observed both on the solar disk and above the solar limb. Coronal holes are associated with rapidly expanding open magnetic fields and the acceleration of the high-speed solar wind. During the years of the solar minima, coronal holes are generally confined to the Sun??s polar regions, while at solar maxima they can also be found at lower latitudes. Waves, observed via remote sensing and detected in-situ in the wind streams, are most likely responsible for the wind and several theoretical models describe the role of MHD waves in the acceleration of the fast solar wind. This paper reviews the observational evidences of detection of propagating waves in these regions. The characteristics of the waves, like periodicities, amplitude, speed provide input parameters and also act as constraints on theoretical models of coronal heating and solar wind acceleration.     

On the Role of Interchange Reconnection in the Generation of the Slow Solar Wind

The heating of the solar corona and therefore the generation of the solar wind, remain an active area of solar and heliophysics research. Several decades of in situ solar wind plasma observations have revealed a rich bimodal solar wind structure, well correlated with coronal magnetic field activity. Therefore, the reconnection processes associated with the large-scale dynamics of the corona likely play a major role in the generation of the slow solar wind flow regime. In order to elucidate the relationship between reconnection-driven coronal magnetic field structure and dynamics and the generation of the slow solar wind, this paper reviews the observations and phenomenology of the solar wind and coronal magnetic field structure. The geometry and topology of nested flux systems, and the (interchange) reconnection process, in the context of coronal physics is then explained. Once these foundations are laid out, the paper summarizes several fully dynamic, 3D MHD calculations of the global coronal system. Finally, the results of these calculations justify a number of important implications and conclusions on the role of reconnection in the structural dynamics of the coronal magnetic field and the generation of the solar wind.     

Acceleration of the High Speed Solar Wind in Coronal Holes

We outline a theory for the origin and acceleration of the fast solar wind as a consequence of network microflares releasing a spectrum of high frequency Alfvén waves which heat (by cyclotron absorption) the corona close to the Sun. The significant features of our model of the fast wind are that the acceleration is rapid with the sonic point at around two solar radii, the proton temperatures are high (~ 5 million degrees) and the minor ions are correspondingly hotter, roughly in proportion to their mass. Moreover we argue that since the energy flux needed to power the quiet corona in closed field regions is about the same as that needed to drive the fast solar wind, and also because at deeper levels (< 2 × 10⁵ K) there is no great difference in the properties of supergranules and network in closed and open field regions, the heating process (i.e., dissipation of high frequency waves) must be the same in both cases. This revised version was published online in June 2006 with corrections to the Cover Date.     

Coronal investigations with occulted spacecraft signals

The radio telemetry links between Earth and a spacecraft near superior conjunction penetrate the corona at ranges well within the acceleration regime of the solar wind. Occultation experiments in the solar corona have been performed on many interplanetary missions beginning with the Mariner and Pioneer series and extending up to the more recent data on Helios, Viking, and Voyager. The changes in group and phase velocity of the radio signal are measured to determine the total electron content of the corona and its fluctuations. The broadening of the carrier signal may be used in combination with the electron content data to derive a solar wind velocity profile. The wave number spectrum of electron density fluctuations in the corona may be inferred from amplitude and phase scintillations of the received signal. Linearly polarized signals, which are rotated along the propagation path by the Faraday effect, can provide information on the coronal magnetic field and its variations.Paper presented at the IX-th Lindau Workshop The Source Region of the Solar Wind.     

Sources of Solar Wind at Solar Minimum: Constraints from Composition Data

In this discussion of observational constraints on the source regions and acceleration processes of solar wind, we will focus on the ionic composition of the solar wind and the distribution of charge states of heavy elements such as oxygen and iron. We first focus on the now well-known bi-modal nature of solar wind, which dominates the heliosphere at solar minimum: Compositionally cool solar wind from polar coronal holes over-expands, filling a much larger solid angle than the coronal holes on the Sun. We use a series of remote and in-situ characteristics to derive a global geometric expansion factor of?～5. Slower, streamer-associated wind is located near the heliospheric current sheet with a width of 10–20°, but in a well-defined band with a geometrically small transition width. We then compute charge states under the assumption of thermal electron distributions and temperature, velocity, and density profiles predicted by a recent solar wind model, and conclude that the solar wind originates from a hot source at around 1 million?K, characteristic of the closed corona.     

The solar WIND and suprathermal ion composition investigation on the WIND spacecraft

The Solar Wind and Suprathermal Ion Composition Experiment (SMS) on WIND is designed to determine uniquely the elemental, isotopic, and ionic-charge composition of the solar wind, the temperatures and mean speeds of all major solar-wind ions, from H through Fe, at solar wind speeds ranging from 175 kms^–1 (protons) to 1280 kms^–1 (Fe⁺⁸), and the composition, charge states as well as the 3-dimensional distribution functions of suprathermal ions, including interstellar pick-up He⁺, of energies up to 230 keV/e. The experiment consists of three instruments with a common Data Processing Unit. Each of the three instruments uses electrostatic analysis followed by a time-of-flight and, as required, an energy measurement. The observations made by SMS will make valuable contributions to the ISTP objectives by providing information regarding the composition and energy distribution of matter entering the magnetosphere. In addition SMS results will have an impact on many areas of solar and heliospheric physics, in particular providing important and unique information on: (i) conditions and processes in the region of the corona where the solar wind is accelerated; (ii) the location of the source regions of the solar wind in the corona; (iii) coronal heating processes; (iv) the extent and causes of variations in the composition of the solar atmosphere; (v) plasma processes in the solar wind; (vi) the acceleration of particles in the solar wind; and (vii) the physics of the pick-up process of interstellar He as well as lunar particles in the solar wind, and the isotopic composition of interstellar helium.     

A Comparative Study of the Influence of the Active Young Sun on the Early Atmospheres of Earth, Venus, and Mars

Because the solar radiation and particle environment plays a major role in all atmospheric processes such as ionization, dissociation, heating of the upper atmospheres, and thermal and non-thermal atmospheric loss processes, the long-time evolution of planetary atmospheres and their water inventories can only be understood within the context of the evolving Sun. We compare the effect of solar induced X-ray and EUV (XUV) heating on the upper atmospheres of Earth, Venus and Mars since the time when the Sun arrived at the Zero-Age-Main-Sequence (ZAMS) about 4.6 Gyr ago. We apply a diffusive-gravitational equilibrium and thermal balance model for studying heating of the early thermospheres by photodissociation and ionization processes, due to exothermic chemical reactions and cooling by IR-radiating molecules like CO₂, NO, OH, etc. Our model simulations result in extended thermospheres for early Earth, Venus and Mars. The exospheric temperatures obtained for all the three planets during this time period lead to diffusion-limited hydrodynamic escape of atomic hydrogen and high Jeans’ escape rates for heavier species like H₂, He, C, N, O, etc. The duration of this blow-off phase for atomic hydrogen depends essentially on the mixing ratios of CO₂, N₂ and H₂O in the atmospheres and could last from ∼100 to several hundred million years. Furthermore, we study the efficiency of various non-thermal atmospheric loss processes on Venus and Mars and investigate the possible protecting effect of the early martian magnetosphere against solar wind induced ion pick up erosion. We find that the early martian magnetic field could decrease the ion-related non-thermal escape rates by a great amount. It is possible that non-magnetized early Mars could have lost its whole atmosphere due to the combined effect of its extended upper atmosphere and a dense solar wind plasma flow of the young Sun during about 200 Myr after the Sun arrived at the ZAMS. Depending on the solar wind parameters, our model simulations for early Venus show that ion pick up by strong solar wind from a non-magnetized planet could erode up to an equivalent amount of ∼250 bar of O⁺ ions during the first several hundred million years. This accumulated loss corresponds to an equivalent mass of ∼1 terrestrial ocean (TO (1 TO ∼1.39×10²⁴ g or expressed as partial pressure, about 265 bar, which corresponds to ∼2900 m average depth)). Finally, we discuss and compare our findings with the results of preceding studies.     

Driving mechanisms for the solar wind

In this review, we consider the central physical aspects pertinent to the acceleration of the solar wind. Special importance is placed on the high-speed streams since the properties of these structures seem to strain the various theoretical explanations the most. Heavy emphasis is also given to the observations — particularly as to what constraints they place on the theories. We also discuss certain sporadic events such as spicules, macrospicules, X-ray bright points, and outflows seen in the EUV associated with the explosive events, jets, and coronal bullets which could be of relevance to this problem.Three theoretical concepts pertaining to the solar wind acceleration process are examined — purely thermal acceleration with and without extended heating, acceleration due to Alfvén wave pressure, and diamagnetic acceleration. Emphasis is given to how well these theories meet the constraints imposed by the observations. Diamagnetism is argued to be a powerful ingredient in solar wind theory, both in the light of observed sporatic outflows seen in the chromosphere and transition region and also because of its effectiveness in increasing the flow speed and producing strong acceleration near the Sun in line with coronal hole observations.     

Coronal Holes and Open Magnetic Flux

Coronal holes are low-density regions of the corona which appear dark in X-rays and which contain “open” magnetic flux, along which plasma escapes into the heliosphere. Like the rest of the Sun’s large-scale field, the open flux originates in active regions but is subsequently redistributed over the solar surface by transport processes, eventually forming the polar coronal holes. The total open flux and radial interplanetary field component vary roughly as the Sun’s total dipole strength, which tends to peak a few years after sunspot maximum. An inverse correlation exists between the rate of flux-tube expansion in coronal holes and the solar wind speed at 1 AU. In the rapidly diverging fields present at the polar hole boundaries and near active regions, the bulk of the heating occurs at low heights, leading to an increase in the mass flux density at the Sun and a decrease in the asymptotic wind speed. The quasi-rigid rotation of coronal holes is maintained by continual footpoint exchanges between open and closed field lines, with the reconnection taking place at the streamer cusps. At much lower heights within the hole interiors, “interchange reconnection” between small bipoles and the overlying open flux also gives rise to coronal jets and polar plumes.     

The Solar Origin of Corotating Interaction Regions and Their Formation in the Inner Heliosphere

Corotating Interaction Regions (CIRs) form as a consequence of the compression of the solar wind at the interface between fast speed streams and slow streams. Dynamic interaction of solar wind streams is a general feature of the heliospheric medium; when the sources of the solar wind streams are relatively stable, the interaction regions form a pattern which corotates with the Sun. The regions of origin of the high speed solar wind streams have been clearly identified as the coronal holes with their open magnetic field structures. The origin of the slow speed solar wind is less clear; slow streams may well originate from a range of coronal configurations adjacent to, or above magnetically closed structures. This article addresses the coronal origin of the stable pattern of solar wind streams which leads to the formation of CIRs. In particular, coronal models based on photospheric measurements are reviewed; we also examine the observations of kinematic and compositional solar wind features at 1 AU, their appearance in the stream interfaces (SIs) of CIRs, and their relationship to the structure of the solar surface and the inner corona; finally we summarise the Helios observations in the inner heliosphere of CIRs and their precursors to give a link between the optical observations on their solar origin and the in-situ plasma observations at 1 AU after their formation. The most important question that remains to be answered concerning the solar origin of CIRs is related to the origin and morphology of the slow solar wind. This revised version was published online in August 2006 with corrections to the Cover Date.     

ICMEs in the Inner Heliosphere: Origin, Evolution and Propagation Effects

This report assesses the current status of research relating the origin at the Sun, the evolution through the inner heliosphere and the effects on the inner heliosphere of the interplanetary counterparts of coronal mass ejections (ICMEs). The signatures of ICMEs measured by in-situ spacecraft are determined both by the physical processes associated with their origin in the low corona, as observed by space-borne coronagraphs, and by the physical processes occurring as the ICMEs propagate out through the inner heliosphere, interacting with the ambient solar wind. The solar and in-situ observations are discussed as are efforts to model the evolution of ICMEs from the Sun out to 1 AU.     

Particle acceleration at the Sun and in the heliosphere

Energetic particles are accelerated in rich profusion at sites throughout the heliosphere. They come from solar flares in the low corona, from shock waves driven outward by coronal mass ejections (CMEs), from planetary magnetospheres and bow shocks. They come from corotating interaction regions (CIRs) produced by high-speed streams in the solar wind, and from the heliospheric termination shock at the outer edge of the heliospheric cavity. We sample many populations near Earth, but can distinguish them readily by their element and isotope abundances, ionization states, energy spectra, angular distributions and time behavior. Remote spacecraft have probed the spatial distributions of the particles and examined new sources in situ. Most acceleration sources can be ‘seen’ only by direct observation of the particles; few photons are produced at these sites. Wave-particle interactions are an essential feature in acceleration sources and, for shock acceleration, new evidence of energetic-proton-generated waves has come from abundance variations and from local cross-field scattering. Element abundances often tell us the physics of the source plasma itself, prior to acceleration. By comparing different populations, we learn more about the sources, and about the physics of acceleration and transport, than we can possibly learn from one source alone. This revised version was published online in August 2006 with corrections to the Cover Date.     

Semiempirical Models of the Slow and Fast Solar Wind

Coronal holes can produce several types of solar wind with a variety of compositional properties, depending on the location and strength of the heating along their open magnetic field lines. High-speed wind is associated with (relatively) slowly diverging flux tubes rooted in the interiors of large holes with weak, uniform footpoint fields; heating is spread over a large radial distance, so that most of the energy is conducted outward and goes into accelerating the wind rather than increasing the mass flux. In the rapidly diverging open fields present at coronal hole boundaries and around active regions, the heating is concentrated at low heights and the temperature maximum is located near the coronal base, resulting in high oxygen freezing-in temperatures and low asymptotic wind speeds. Polar plumes have a strong additional source of heating at their bases, which generates a large downward conductive flux, raising the densities and enhancing the radiative losses. The relative constancy of the solar wind mass flux at Earth reflects the tendency for the heating rate in coronal holes to increase monotonically with the footpoint field strength, with very high mass fluxes at the Sun offsetting the enormous flux-tube expansion in active region holes. Although coronal holes are its main source, slow wind is also released continually from helmet streamer loops by reconnection processes, giving rise to plasma blobs (small flux ropes) and the heliospheric plasma sheet.     

X- and XUV-radiation of the solar corona

First a survey of the ionization states and emission lines of the ions existing in the corona is given. Then instruments for taking pictures of the Sun in the X- and the XUV-region as well as for measuring spectra emitted in interesting locations on the Sun are presented. Methods of plasma diagnostics, in particular for the determination of the mean temperature and the differential emission measure are described.In the following review of observations, which are related to the topic of the workshop, types of coronal structures especially coronal holes, active regions and large scale structures are described. Their relations to the photospheric magnetic fields are dealt with; methods to calculate coronal magnetic fields are briefly discussed. As for temporal variations results of the analysis of expanding X-ray arches and of structures becoming visible in the outer corona in white light are mentioned. Finally, plasma diagnostics by means of high-resolution spectra are dealt with, in particular methods for the determination of the particle density by lines of He-like ions and of the local temperature by Li-like satellites lines. Thus non-thermal random velocities and outward moving plasma can be inferred during flares.Paper presented at the IX-th Lindau Workshop The Source Region of the Solar Wind.