Evidence for a Two-Stage Acceleration Process in Large Solar Energetic Particle Events

Using high-resolution mass spectrometers on board the Advanced Composition Explorer (ACE), we surveyed the event-averaged ∼0.1–60 MeV/nuc heavy ion elemental composition in 64 large solar energetic particle (LSEP) events of cycle 23. Our results show the following: (1) The Fe/O ratio decreases with increasing energy up to ∼10 MeV/nuc in ∼92% of the events and up to ∼60 MeV/nuc in ∼64% of the events. (2) The rare isotope ³He is greatly enhanced over the corona or the solar wind values in 46% of the events. (3) The heavy ion abundances are not systematically organized by the ion’s M/Q ratio when compared with the solar wind values. (4) Heavy ion abundances from C–Fe exhibit systematic M/Q-dependent enhancements that are remarkably similar to those seen in ³He-rich SEP events and CME-driven interplanetary (IP) shock events. Taken together, these results confirm the role of shocks in energizing particles up to ∼60 MeV/nuc in the majority of large SEP events of cycle 23, but also show that the seed population is not dominated by ions originating from the ambient corona or the thermal solar wind, as previously believed. Rather, it appears that the source material for CME-associated large SEP events originates predominantly from a suprathermal population with a heavy ion enrichment pattern that is organized according to the ion’s mass-per-charge ratio. These new results indicate that current LSEP models must include the routine production of this dynamic suprathermal seed population as a critical pre-cursor to the CME shock acceleration process.     

An Update on Ultra-Heavy Elements in Solar Energetic Particles above 10 MeV/Nucleon

Measurements below several MeV/nucleon from Wind/LEMT and ACE/ULEIS show that elements heavier than Zn (Z=30) can be enhanced by factors of ∼100 to 1000, depending on species, in ³He-rich solar energetic particle (SEP) events. Using the Solar Isotope Spectrometer (SIS) on ACE we find that even large SEP (LSEP) shock-accelerated events at energies from ∼10 to >100 MeV/nucleon are often very iron rich and might contain admixtures of flare seed material. Studies of ultra-heavy (UH) SEPs (with Z>30) above 10 MeV/nucleon can be used to test models of acceleration and abundance enhancements in both LSEP and ³He-rich events. We find that the long-term average composition for elements from Z=30 to 40 is similar to standard solar system values, but there is considerable event-to-event variability. Although most of the UH fluence arrives during LSEP events, UH abundances are relatively more enhanced in ³He-rich events, with the (34<Z<40)/O ratio on average more than 50 times higher in ³He-rich events than in LSEP events. At energies >10 MeV/nucleon, the most extreme event in terms of UH composition detected so far took place on 23 July 2004 and had a (34<Z<40)/O enhancement of ∼250–300 times the standard solar value.     

Ionic Charge States of Solar Energetic Particles: A Clue to the Source

The ionic charge of solar energetic particles (SEP) as observed in interplanetary space is an important parameter for the diagnostic of the plasma conditions at the source region and provides fundamental information about the acceleration and propagation processes at the Sun and in interplanetary space. In this paper we review the new measurements of ionic charge states with advanced instrumentation onboard the SAMPEX, SOHO, and ACE spacecraft that provide for the first time ionic charge measurements over the wide energy range of ∼0.01 to 70 MeV/nuc (for Fe), and for many individual SEP events. These new measurements show a strong energy dependence of the mean ionic charge of heavy ions, most pronounced for iron, indicating that the previous interpretation of the mean ionic charge being solely related to the ambient plasma temperature was too simplistic. This energy dependence, in combination with models on acceleration, charge stripping, and solar and interplanetary propagation, provides constraints for the temperature, density, and acceleration time scales in the acceleration region. The comparison of the measurements with model calculations shows that for impulsive events with a large increase of Q _Fe(E) at energies ≤1 MeV/nuc the acceleration occurs low in the corona, typically at altitudes ≤0.2 R _S .     

3He-Rich Solar Energetic Particle Events

³He-rich solar energetic particle (SEP) events show huge enrichments of ³He and association with kilovolt electrons and Type-III radio bursts. Observations from a new generation of high resolution instruments launched on the Wind, ACE, Yohkoh, SOHO, TRACE, and RHESSI spacecraft have revealed many new properties of these events: the particle energy spectra are found to be either power-law or curved in shape, with the ³He spectrum often being distinctly different from other species. Ultra-heavy nuclei up to >200 amu are found to be routinely present at average enrichments of >200 times solar-system abundances. The high ionization states previously observed near ∼1 MeV/nucleon have been found to decrease towards normal solar coronal values in these events. The source regions have been identified for many events, and are associated with X-ray jets and EUV flares that are associated with magnetic reconnection sites near active regions. This paper reviews the current experimental picture and theoretical models, with emphasis on the new insights found in the last few years.     

Solar Isotopic Composition as Determined Using Solar Energetic Particles

Solar energetic particles (SEPs) provide a sample of the Sun from which solar composition may be determined. Using high-resolution measurements from the Solar Isotope Spectrometer (SIS) onboard NASA’s Advanced Composition Explorer (ACE) spacecraft, we have studied the isotopic composition of SEPs at energies ≥20 MeV/nucleon in large SEP events. We present SEP isotope measurements of C, O, Ne, Mg, Si, S, Ar, Ca, Fe, and Ni made in 49 large events from late 1997 to the present. The isotopic composition is highly variable from one SEP event to another due to variations in seed particle composition or due to mass fractionation that occurs during the acceleration and/or transport of these particles. We show that various isotopic and elemental enhancements are correlated with each other, discuss the empirical corrections used to account for the compositional variability, and obtain estimated solar isotopic abundances. We compare the solar values and their uncertainties inferred from SEPs with solar wind and other solar system abundances and find generally good agreement.     

The Composition of the Solar Wind in Polar Coronal Holes

The solar wind charge state and elemental compositions have been measured with the Solar Wind Ion Composition Spectrometers (SWICS) on Ulysses and ACE for a combined period of about 25 years. This most extensive data set includes all varieties of solar wind flows and extends over more than one solar cycle. With SWICS the abundances of all charge states of He, C, N, O, Ne, Mg, Si, S, Ar and Fe can be reliably determined (when averaged over sufficiently long time periods) under any solar wind flow conditions. Here we report on results of our detailed analysis of the elemental composition and ionization states of the most unbiased solar wind from the polar coronal holes during solar minimum in 1994–1996, which includes new values for the abundance S, Ca and Ar and a more accurate determination of the ²⁰Ne abundance. We find that in the solar minimum polar coronal hole solar wind the average freezing-in temperature is ∼1.1×10⁶ K, increasing slightly with the mass of the ion. Using an extrapolation method we derive photospheric abundances from solar wind composition measurements. We suggest that our solar-wind-derived values should be used for the photospheric ratios of Ne/Fe=1.26±0.28 and Ar/Fe=0.030±0.007.     

The Ultra-Low-Energy Isotope Spectrometer (ULEIS) for the ACE spacecraft

The Ultra Low Energy Isotope Spectrometer (ULEIS) on the ACE spacecraft is an ultra high resolution mass spectrometer designed to measure particle composition and energy spectra of elements He-Ni with energies from ∼45 keV nucl−1 to a few MeV nucl−1. ULEIS will investigate particles accelerated in solar energetic particle events, interplanetary shocks, and at the solar wind termination shock. By determining energy spectra, mass composition, and their temporal variations in conjunction with other ACE instruments, ULEIS will greatly improve our knowledge of solar abundances, as well as other reservoirs such as the local interstellar medium. ULEIS is designed to combine the high sensitivity required to measure low particle fluxes, along with the capability to operate in the largest solar particle or interplanetary shock events. In addition to detailed information for individual ions, ULEIS features a wide range of count rates for different ions and energies that will allow accurate determination of particle fluxes and anisotropies over short (∼few minutes) time scales. This revised version was published online in June 2006 with corrections to the Cover Date.     

The Advanced Composition Explorer

The Advanced Composition Explorer was launched August 25, 1997 carrying six high-resolution spectrometers that measure the elemental, isotopic, and ionic charge-state composition of nuclei from H to Ni (1≤Z≤28) from solar wind energies (∼1 keV nucl−1) to galactic cosmic-ray energies (∼500 MeV nucl−1). Data from these instruments is being used to measure and compare the elemental and isotopic composition of the solar corona, the nearby interstellar medium, and the Galaxy, and to study particle acceleration processes that occur in a wide range of environments. ACE also carries three instruments that provide the heliospheric context for ion composition studies by monitoring the state of the interplanetary medium. From its orbit about the Sun-Earth libration point ∼1.5 million km sunward of Earth, ACE also provides real-time solar wind measurements to NOAA for use in forecasting space weather. This paper provides an introduction to the ACE mission, including overviews of the scientific goals and objectives, the instrument payload, and the spacecraft and ground systems. This revised version was published online in June 2006 with corrections to the Cover Date.     

Energy Spectra, Composition, and Other Properties of Ground-Level Events During Solar Cycle 23

We report spacecraft measurements of the energy spectra of solar protons and other solar energetic particle properties during the 16 Ground Level Events (GLEs) of Solar Cycle 23. The measurements were made by eight instruments on the ACE, GOES, SAMPEX, and STEREO spacecraft and extend from ～0.1 to ～500–700?MeV. All of the proton spectra exhibit spectral breaks at energies ranging from ～2 to ～46?MeV and all are well fit by a double power-law shape. A comparison of GLE events with a larger sample of other solar energetic particle (SEP) events shows that the typical spectral indices are harder in GLE events, with a mean slope of ?3.18 at >40?MeV/nuc. In the energy range 45 to 80?MeV/nucleon about ～50?% of GLE events have properties in common with impulsive ³He-rich SEP events, including enrichments in Ne/O, Fe/O, ²²Ne/²⁰Ne, and elevated mean charge states of Fe. These ³He-rich events contribute to the seed population accelerated by CME-driven shocks. An analysis is presented of whether highly-ionized Fe ions observed in five events could be due to electron stripping during shock acceleration in the low corona. Making use of stripping calculations by others and a coronal density model, we can account for events with mean Fe charge states of 〈Q _Fe〉≈+20 if the acceleration starts at ～1.24–1.6 solar radii, consistent with recent comparisons of CME trajectories and type-II radio bursts. In addition, we suggest that gradual stripping of remnant ions from earlier large SEP events may also contribute a highly-ionized suprathermal seed population. We also discuss how observed SEP spectral slopes relate to the energetics of particle acceleration in GLE and other large SEP events.     

WIND Observations of Suprathermal Electrons in the Interplanetary Medium

We review some of the new results for suprathermal electrons obtained with the 3-D Plasma and Energetic Particle Instrument on the WIND spacecraft, which provides high sensitivity electron and ion measurements from solar wind thermal plasma up to ≳MeV energies. These results include: (1) the observation of solar impulsive electron events extending down to ∼0.5 keV energy; (2) the observation of a turnover at ∼12 keV for electrons in a gradual large solar energetic particle (LSEP) event; (3) the detection of a quiet-time population (the ‘superhalo’) of electrons extending up to ∼100 keV energy; and (4) the probing of the magnetic topology and source region for magnetic clouds, using electrons. These unique WIND measurements are highly complementary to the particle composition measurements which will be made by ACE. This revised version was published online in June 2006 with corrections to the Cover Date.     

The Evolution of the Anomalous Cosmic Ray Oxygen Spectra From 1995 to 1998: Ulysses Observations

Moraal and Steenberg (1999), showed that the peak energy in the anomalous cosmic ray spectra is independent of the radial distance up to a few AU away from the termination shock but dependent on the solar wind speed, the radius of the termination shock and the scattering strength. In this paper we will discuss the variation of the cosmic ray oxygen energy spectrum as measured by the Ulysses EPAC and the COSPIN/LET on board Ulysses. We found that the peak energy decreased from ∼5 MeV nucl⁻¹, when Ulysses was at high northern heliographic latitudes embedded in the fast solar wind to ∼3.5 MeV n⁻¹, in the streamer belt. The shift towards lower energy might also be caused by changing modulation although Voyager measurements indicate no variation of the ACR Oxygen spectrum at ∼60 AU. This revised version was published online in August 2006 with corrections to the Cover Date.     

Solar Sources of Heliospheric Energetic Electron Events—Shocks or Flares?

Electrons with near-relativistic (E≳30 keV, NrR) and relativistic (E≳0.3 MeV) energies are often observed as discrete events in the inner heliosphere following solar transient activity. Several acceleration mechanisms have been proposed for the production of those electrons. One candidate is acceleration at MHD shocks driven by coronal mass ejections (CMEs) with speeds ≳1000 km s⁻¹. Many NrR electron events are temporally associated only with flares while others are associated with flares as well as with CMEs or with radio type II shock waves. Since CME onsets and associated flares are roughly simultaneous, distinguishing the sources of electron events is a serious challenge. On a phenomenological basis two classes of solar electron events were known several decades ago, but recent observations have presented a more complex picture. We review early and recent observational results to deduce different electron event classes and their viable acceleration mechanisms, defined broadly as shocks versus flares. The NrR and relativistic electrons are treated separately. Topics covered are: solar electron injection delays from flare impulsive phases; comparisons of electron intensities and spectra with flares, CMEs and accompanying solar energetic proton (SEP) events; multiple spacecraft observations; two-phase electron events; coronal flares; shock-associated (SA) events; electron spectral invariance; and solar electron intensity size distributions. This evidence suggests that CME-driven shocks are statistically the dominant acceleration mechanism of relativistic events, but most NrR electron events result from flares. Determining the solar origin of a given NrR or relativistic electron event remains a difficult proposition, and suggestions for future work are given.     

The Effects of Transverse Magnetic Field and Density Variations on the Particle Energy Spectra in a Reconnecting 3D Current Sheet

Electron and proton acceleration by a super-Dreicer electric field is further investigated in a non-neutral reconnecting current sheet (RCS) with a variable plasma density. The tangential B _z and transverse magnetic field components B _x are assumed to vary with the distances x and z from the X nullpoint linearly and exponentially, respectively; the longitudinal component (a ‘guiding field’) is accepted constant. Particles are found to gain a bulk of their energy in a thin region close to the X nullpoint where the RCS density increases with z exponentially with the index λ and the tangential magnetic field B _x also increases with z exponentially with the index α. For the RCS with a constant density (λ = 0), the variations of the tangential magnetic field lead to particle power-law energy spectra with the spectral indices γ₁ being dependent on the exponent α as: for protons and for electrons in a strong guiding field (β > 10⁻²) and for electrons in a moderate or weak guiding field (β > 10⁻⁴). For the RCS with an exponential density increase in the vicinity of the X nullpoint (λ≥ 0) there is a further increase of the resulting spectral indices γ that depends on the density exponent index λ as for protons and for electrons in weaker guiding fields and as for electrons in stronger guiding fields. These dependencies can explain a wide variety (1.5–10) of particle spectral indices observed in solar flares by the variations of a magnetic field topology and physical conditions in a reconnecting region. This can be used as a diagnostic tool for the investigation of the RCS dynamics from the accelerated particle spectra found from hard X-ray and microwave emission.     

A cosmochemical view of cosmic rays and solar particles

The composition of cosmic rays and solar particles is reviewed with emphasis on the question of whether they are representative samples of Galactic and solar matter. The composition of solar particles changes with energy and from flare to flare. A strong excess of heavy elements at energies below a few MeV/nuc decreases with energy, and at energies above 15 MeV/nuc the composition of solar particles resembles that of galactic cosmic rays somewhat better than that of the solar atmosphere. The elements Ne through Pb have remarkably similar abundances in cosmic ray sources and in the matter of the solar system. The lighter elements are depleted in cosmic rays, whereas U and Th may be enriched or not, depending on whether the meteoritic or solar abundance of Th is used. Two prototype sources of cosmic rays are considered: gas with solar system composition but enriched in elements with Z > 8 during acceleration and emission (by analogy with solar particle emission), and highly evolved matter enriched in r-process elements such as U, Th and transuranic elements. The energy-dependence of cosmic ray composition suggests that both sources may contribute at different energies.Miller Institute Professor, 1972–73.     

The Plasma Ion and Electron Instruments for the Genesis Mission

The Genesis Ion Monitor (GIM) and the Genesis Electron Monitor (GEM) provide 3-dimensional plasma measurements of the solar wind for the Genesis mission. These measurements are used onboard to determine the type of plasma that is flowing past the spacecraft and to configure the solar wind sample collection subsystems in real-time. Both GIM and GEM employ spherical-section electrostatic analyzers followed by channel electron multiplier (CEM) arrays for detection and angle and energy/charge analysis of incident ions and electrons. GIM is of a new design specific to Genesis mission requirements whereas the GEM sensor is an almost exact copy of the plasma electron sensors currently flying on the ACE and Ulysses spacecraft, albeit with new electronics and programming. Ions are detected at forty log-spaced energy levels between ∼ 1 eV and 14 keV by eight CEM detectors, while electrons with energies between ∼ 1 eV and 1.4 keV are measured at twenty log-spaced energy levels using seven CEMs. The spin of the spacecraft is used to sweep the fan-shaped fields-of-view of both instruments across all areas of the sky of interest, with ion measurements being taken forty times per spin and samples of the electron population being taken twenty four times per spin. Complete ion and electron energy spectra are measured every ∼ 2.5 min (four spins of the spacecraft) with adequate energy and angular resolution to determine fully 3-dimensional ion and electron distribution functions. The GIM and GEM plasma measurements are principally used to enable the operational solar wind sample collection goals of the Genesis mission but they also provide a potentially very useful data set for studies of solar wind phenomena, especially if combined with other solar wind data sets from ACE, WIND, SOHO and Ulysses for multi-spacecraft investigations. This revised version was published online in August 2006 with corrections to the Cover Date.     

The Cosmic-Ray Isotope Spectrometer for the Advanced Composition Explorer

The Cosmic-Ray Isotope Spectrometer is designed to cover the highest decade of the Advanced Composition Explorer's energy interval, from ∼50 to ∼500 MeV nucl−1, with isotopic resolution for elements from Z≃2 to Z≃30. The nuclei detected in this energy interval are predominantly cosmic rays originating in our Galaxy. This sample of galactic matter can be used to investigate the nucleosynthesis of the parent material, as well as fractionation, acceleration, and transport processes that these particles undergo in the Galaxy and in the interplanetary medium. Charge and mass identification with CRIS is based on multiple measurements of dE/dx and total energy in stacks of silicon detectors, and trajectory measurements in a scintillating optical fiber trajectory (SOFT) hodoscope. The instrument has a geometrical factor of ∼r250 cm2 sr for isotope measurements, and should accumulate ∼5×106 stopping heavy nuclei (Z>2) in two years of data collection under solar minimum conditions. This revised version was published online in June 2006 with corrections to the Cover Date.     

Comparison of ≳40 keV Electron Events at High and Low Heliolatitudes: Ulysses/HI-SCALE and ACE/EPAM

We have performed a joint survey of anisotropic ≳40 keV electron events from August 1997 to September 2000 using the matched detectors on the Ulysses (ULS)/HI-SCALE and the ACE/EPAM instruments. A computer algorithm selected events with strong, statistically significant pitch-angle anisotropies. Electron pitch-angle distributions at ACE (∼1 AU) are often ‘beams’ that are strongly collimated along the local interplanetary magnetic field (IMF). These flare-associated impulsive injections can display rapid rise times (∼15 min) and slower decays, or more irregular intensity histories. At ULS, the electron intensities are lower and the time histories smoother, but strong anisotropies are still observable, indicating direct, nearly field-aligned propagation outward from the Sun. We focus on four event periods, selected from the survey, during times when the angle between the footpoints of the IMF lines intersecting ACE and ULS is small. These events span three full years and cover a wide range of distances and heliographic latitudes. We found one reasonably good association between impulsive electron events at ACE and ULS, and two events with small field-aligned gradients. This revised version was published online in August 2006 with corrections to the Cover Date.     

An Overview of the Origin of Galactic Cosmic Rays as Inferred from Observations of Heavy Ion Composition and Spectra

The galactic cosmic rays arriving near Earth, which include both stable and long-lived nuclides from throughout the periodic table, consist of a mix of stellar nucleosynthesis products accelerated by shocks in the interstellar medium (ISM) and fragmentation products made by high-energy collisions during propagation through the ISM. Through the study of the composition and spectra of a variety of elements and isotopes in this diverse sample, models have been developed for the origin, acceleration, and transport of galactic cosmic rays. We present an overview of the current understanding of these topics emphasizing the insights that have been gained through investigations in the charge and energy ranges Z≲30 and E/M≲1 GeV/nuc, and particularly those using data obtained from the Cosmic Ray Isotope Spectrometer on NASA’s Advanced Composition Explorer mission.     

Modulation Near Solar Maximum at High Solar Latitudes Observations From the Ulysses Cospin High Energy Telescope

The three-dimensional structure of the solar maximum modulation of cosmic rays in the heliosphere can be studied for the first time by comparing observations from Ulysses at high solar latitudes to those from in-ecliptic spacecraft, such as IMP-8. Observations through mid-2000 show that changes in modulation remain well correlated at Earth and Ulysses up to latitudes of ∼60° south. The observed changes seem to be best correlated with changes in the inclination of the heliospheric current sheet. The spectral index of the proton spectra at energies <100 MeV in the ecliptic and at high latitudes remain roughly consistent with the T ⁺¹ spectrum expected from modulation models, while the spectral index of the helium spectrum at both locations has changed smoothly from the flat or even negative index spectra characteristic of anomalous component fluxes toward the T ⁺¹ galactic spectrum with increasing modulation. Intensities near the equator and at high latitude remain nearly equal, and latitudinal gradients for nucleonic cosmic rays thus remain small (<1% deg⁻¹) at solar maximum. In the most recent data fluxes of protons and helium with energies less than ∼100 MeV nucl⁻¹ measured by Ulysses are smaller than those measured at IMP-8, suggesting that the gradients may have switched to become negative toward the poles even before a clear reversal of polarity for the solar magnetic dipole has been completed. This revised version was published online in August 2006 with corrections to the Cover Date.     

The Solar Isotope Spectrometer for the Advanced Composition Explorer

The Solar Isotope Spectrometer (SIS), one of nine instruments on the Advanced Composition Explorer (ACE), is designed to provide high- resolution measurements of the isotopic composition of energetic nuclei from He to Zn (Z=2 to 30) over the energy range from ∼10 to ∼100 MeV nucl−1. During large solar events SIS will measure the isotopic abundances of solar energetic particles to determine directly the composition of the solar corona and to study particle acceleration processes. During solar quiet times SIS will measure the isotopes of low-energy cosmic rays from the Galaxy and isotopes of the anomalous cosmic-ray component, which originates in the nearby interstellar medium. SIS has two telescopes composed of silicon solid-state detectors that provide measurements of the nuclear charge, mass, and kinetic energy of incident nuclei. Within each telescope, particle trajectories are measured with a pair of two-dimensional silicon-strip detectors instrumented with custom, very large-scale integrated (VLSI) electronics to provide both position and energy-loss measurements. SIS was especially designed to achieve excellent mass resolution under the extreme, high flux conditions encountered in large solar particle events. It provides a geometry factor of ∼40 cm2 sr, significantly greater than earlier solar particle isotope spectrometers. A microprocessor controls the instrument operation, sorts events into prioritized buffers on the basis of their charge, range, angle of incidence, and quality of trajectory determination, and formats data for readout by the spacecraft. This paper describes the design and operation of SIS and the scientific objectives that the instrument will address. This revised version was published online in June 2006 with corrections to the Cover Date.