The August 1972 solar-terrestrial events: Solar wind plasma observations

Solar wind observations associated with the enhanced levels of solar activity in August 1972 are reviewed with an emphasis on recent analyses which more unambiguously characterize the changes in the interplanetary medium. Observations from Pioneer 9 at 0.8 AU, Pioneer 10 at 2.2 AU, and in the vicinity of Earth are reviewed and reinterpreted in the light of new data. Recent calculations of local shock velocities are reviewed and their implications discussed. These results indicate that contrary to previously published observations there is no significant deceleration of the interplanetary shocks between 0.8 AU and 2.2 AU.     

Fields and plasmas in the outer solar system

The most significant information about fields and plasmas in the outer solar system, based on observations by Pioneer 10 and 11 investigations, is reviewed. The characteristic evolution of solar wind streams beyond 1 AU has been observed. The region within which the velocity increases continuously near 1 AU is replaced at larger distances by a thick interaction region with abrupt jumps in the solar wind speed at the leading and trailing edges. These abrupt increases, accompanied by corresponding jumps in the field magnitude and in the solar wind density and temperature, consist typically of a forward and a reverse shock. The existence of two distinct corotating regions, separated by sharp boundaries, is a characteristic feature of the interplanetary medium in the outer solar system. Within the interaction regions, compression effects are dominant and the field strength, plasma density, plasma temperature and the level of fluctuations are enhanced. Within the intervening quiet regions, rarefaction effects dominate and the field magnitude, solar wind density and fluctuation level are very low. These changes in the structure of interplanetary space have significant consequences for the many energetic particles propagating through the medium. The interaction regions control the access to the inner solar system of relativistic electrons from Jupiter's magnetosphere. The interaction regions and shocks appear to be associated with an acceleration of solar protons to MeV energies. Flare-generated shocks are observed to be propagating through the outer solar system with constant speed, implying that the previously recognized deceleration of flare shocks takes place principally near the Sun. Radial gradients in the solar wind and interplanetary field parameters have been determined. The solar wind speed is nearly constant between 1 and 5 AU with only a slight deceleration of 30 km s⁺¹ on the average. The proton flux follows an r ⁺² dependence reasonably well, however, the proton density shows a larger departure from this dependence. The proton temperature decreases steadily from 1 to 5 AU and the solar wind protons are slightly hotter than anticipated for an adiabatic expansion. The radial component of the interplanetary field falls off like r ⁺² and, on the average, the magnitude and spiral angle also agree reasonably well with theory. However, there is evidence, principally within quiet regions, of a significant departure of the azimuthal field component and the field magnitude from simple theoretical models. Pioneer 11 has obtained information up to heliographic latitudes of 16°. Observations of the interplanetary sector structure show that the polarity of the field becomes gradually more positive, corresponding to outward-directed fields at the Sun, and at the highest latitudes the sector structure disappears. These results confirm a prior suspicion that magnetic sectors are associated with an interplanetary current sheet surrounding the Sun which is inclined slightly to the solar equator.Proceedings of the Symposium on Solar Terrestrial Physics held in Innsbruck, May–June 1978.     

Observations of interplanetary shocks: Recent progress

Interplanetary shock observations since the prior Solar Terrestrial Physics Symposium in 1978 are reviewed. Since the interval coincides with the recent solar maximum, emphasis is placed on shocks associated with transient solar phenomena, including coronal transients and eruptive prominences as well as flares. A good correlation between shocks and Storm Sudden Commencements has persisted into the recent maximum. Shocks have been identified that are associated with disappearing filaments and coronal transients rather than with flares. Significant progress has been made in the indirect observation of shocks near the Sun as a result of radio wave measurements in interplanetary space and measurement of the scintillation and spectral broadening of spacecraft radio transmissions. Preliminary results regarding the thickness of interplanetary shocks have appeared. Several quasi-parallel shocks propagating more nearly along, rather than across, the magnetic field have been identified. The plasma drivers accompanying interplanetary shocks have received increased attention and distinctive features have been found in electron, ion and magnetic field data.     

Non-relativistic solar electrons

This review summarizes both the direct spacecraft observations of non-relativistic solar electrons, and observations of the X-ray and radio emission generated by these particles at the Sun and in the interplanetary medium. These observations bear on three physical processes basic to energetic particle phenomena: (1) the acceleration of particles in tenuous plasmas; (2) the propagation of energetic charged particles in a disordered magnetic field, and (3) the interaction of energetic charged particles with tenuous plasmas to produce electromagnetic radiation. Because these electrons are frequently accelerated and emitted by the Sun, mostly in small and relatively simple flares, it is possible to define a detailed physical picture of these processes.In many small solar flares non-relativistic electrons accelerated during flash phase constitute the bulk of the total flare energy. Thus the basic flare mechanism in these flares essentially converts the available flare energy into fast electrons. Non-relativistic electrons exhibit a wide variety of propagation modes in the interplanetary medium, ranging from diffusive to essentially scatter-free. This variability in the propagation may be explained in terms of the distribution of interplanetary magnetic field fluctuations. Type III solar radio burst emission is generated by these electrons as they travel out to 1 AU and beyond. Recent in situ observations of these electrons at 1 AU, accompanied by simultaneous observations of the low frequency radio emission generated by them at 1 AU provide quantitative information on the plasma processes involved in the generation of type III bursts.     

Propagating Shocks

A survey of propagating interplanetary shocks reveals the following properties: (1) More shocks are observed around solar-activity maximum than minimum. (2) The maximum frequency of shock occurrence is between 2 and 5 AU. (3) Shocks slow down in the inner solar system, but in the outer solar system some may get a boost in speed when overtaken by a following shock. (4) The average shock strength (as measured by either the Mach number or the density ratio) also reaches peak values at distances of 2–5 AU. (5) Shocks are stronger at their noses than at their flanks. (6) At 1 AU, there are many more quasiperpendicular than quasiparallel shocks with the frequency of occurrence roughly constant with the cosine of the angle between the upstream field and the shock normal.     

The Electric Antennas for the STEREO/WAVES Experiment

The STEREO/WAVES experiment is designed to measure the electric component of radio emission from interplanetary radio bursts and in situ plasma waves and fluctuations in the solar wind. Interplanetary radio bursts are generated from electron beams at interplanetary shocks and solar flares and are observed from near the Sun to 1 AU, corresponding to frequencies of approximately 16 MHz to 10 kHz. In situ plasma waves occur in a range of wavelengths larger than the Debye length in the solar wind plasma λ _D ≈10 m and appear Doppler-shifted into the frequency regime down to a fraction of a Hertz. These phenomena are measured by STEREO/WAVES with a set of three orthogonal electric monopole antennas. This paper describes the electrical and mechanical design of the antenna system and discusses efforts to model the antenna pattern and response and methods for in-flight calibration.     

The STEREO Mission: An Introduction

The twin STEREO spacecraft were launched on October 26, 2006, at 00:52 UT from Kennedy Space Center aboard a Delta 7925 launch vehicle. After a series of highly eccentric Earth orbits with apogees beyond the moon, each spacecraft used close flybys of the moon to escape into orbits about the Sun near 1 AU. Once in heliospheric orbit, one spacecraft trails Earth while the other leads. As viewed from the Sun, the two spacecraft separate at approximately 44 to 45 degrees per year. The purposes of the STEREO Mission are to understand the causes and mechanisms of coronal mass ejection (CME) initiation and to follow the propagation of CMEs through the inner heliosphere to Earth. Researchers will use STEREO measurements to study the mechanisms and sites of energetic particle acceleration and to develop three-dimensional (3-D) time-dependent models of the magnetic topology, temperature, density and velocity of the solar wind between the Sun and Earth. To accomplish these goals, each STEREO spacecraft is equipped with an almost identical set of optical, radio and in situ particles and fields instruments provided by U.S. and European investigators. The SECCHI suite of instruments includes two white light coronagraphs, an extreme ultraviolet imager and two heliospheric white light imagers which track CMEs out to 1 AU. The IMPACT suite of instruments measures in situ solar wind electrons, energetic electrons, protons and heavier ions. IMPACT also includes a magnetometer to measure the in situ magnetic field strength and direction. The PLASTIC instrument measures the composition of heavy ions in the ambient plasma as well as protons and alpha particles. The S/WAVES instrument uses radio waves to track the location of CME-driven shocks and the 3-D topology of open field lines along which flow particles produced by solar flares. Each of the four instrument packages produce a small real-time stream of selected data for purposes of predicting space weather events at Earth. NOAA forecasters at the Space Environment Center and others will use these data in their space weather forecasting and their resultant products will be widely used throughout the world. In addition to the four instrument teams, there is substantial participation by modeling and theory oriented teams. All STEREO data are freely available through individual Web sites at the four Principal Investigator institutions as well as at the STEREO Science Center located at NASA Goddard Space Flight Center.     

Interdisciplinary summary of solar/interplanetary events during August 1972

The solar/interplanetary events in early August 1972 are summarized in Section 1 (Introduction), Section 2 (August 1972 Events in the Solar Cycle 20), Section 3 (Evolution of Solar Active Region: McMath region No. 11976 and its flare-activity), Section 4 (Radio, X-ray, and Proton Characteristics of Four Major Solar Flares: F-1 at 0316 UT on 2 August, F-2 at 1958 UT on 2 August, F-3 at 0626 UT on 4 August, and F-4 at 1522 UT on 7 August), Section 5 (Interplanetary Shock Waves: observations of the shock waves generated from the four major solar flares at several points in interplanetary space, the Earth, Pioneer-9, Pioneer-10, etc.; interplanetary scintillations; shock trajectories in the heliosphere), Section 6 (Variations of Solar and Galactic Cosmic Rays: four solar proton events observed in the vicinity of the earth and at the Pioneer-9 location in the course of interplanetary disturbances; Forbush decreases of cosmic ray intensity; the spikeshaped variation in solar and galactic cosmic rays on 5 August), and Section 7 (Conclusions).     

Latitudinal and radial variation of shock associated ≥30 keV ion spectra and anisotropies at Voyagers 1 and 2

The spectra and anisotropies of ions 30 keV have been measured by the Low Energy Charged Particle experiment on Voyagers 1 and 2 in the vicinity of interplanetary shocks between radial distances of 1–55 AU and heliographic latitudes 11° S-32° N. The spectra and anisotropies associated with a recent corotating (CIR) event at low latitude observed at Voyager 2 (36.6 AU, –9°) are similar to those of another event at high latitude observed at Voyager 1 (49.8 AU, 33.5°). An earlier CIR event observed at Voyager 2 (14 AU) associated with the previous solar cycle produced spectra and anisotropies remarkably similar to the more recent events. The anisotropies are used to calculate the solar wind velocity downstream of shocks where possible using the Compton-Getting effect, allowing the determination of previously unknown velocities at the locations of Voyager 1. For the large shock event observed at Voyagers 1 (38 AU, 30°) and 2 (29 AU, 3°) in mid-1989, the postshock spectra and anisotropies are well described by convected power law distributions. The Voyager 1 and 2 postshock spectra 4 days after the shock passage are nearly identical. The preshock anisotropies at low energy are similar, despite differences in the magnetic field orientation and the low energy spectrum. We find that the 30 keV ion anisotropies are generally well described by convective distributions downstream but not in the upstream region for shocks and many other shock events at Voyagers 1 and 2.     

Particle acceleration in solar flares and some related phenomena

Observational features concerning solar energetic particles are compactly reviewed with some emphasis on the spectra and time histories. Velocity dependent characteristics in the energy spectra are pointed out, and compared to the results of the interplanetary shocks. A shock drift acceleration is introduced in order to interpret the observational features, especially a very fast acceleration to MeV energies within an order of second. There is a strong evidence of the shock drift acceleration in the interplanetary shocks. When some conditions are satisfied in the corona, only one or several encounters of particles with a near perpendicular shock accelerates protons to gamma-ray emitting energies (> 10 MeV). Pre-acceleration is inevitable for any kind of acceleration mechanisms in solar flares. To fulfill the requirements from the abundance ratios between various species of accelerated ions, pre-acceleration to the same velocities before the injection into a main acceleration process turns out to be absolutely necessary.     

Shock interactions in the outer heliosphere

Observations of plasma and magnetic fields by Pioneer 10 and 11 and Voyager 1 and 2 reveal that MHD shocks are an important component of the large-scale solar wind structures in the outer heliosphere. This review discusses recent progress in simulation studies of the nonlinear evolution of the solar wind structures, and in particular concentrates on the theoretical development and applications of the shock interactions model. Various stream propagation models, which do not use the Rankine-Hugoniot relations to calculate the jump conditions at shock crossings, have been used to simulate the essential evolution process of isolated streams and the formation and propagation of corotating and transient shocks. They produce fairly good results in the region up to a few AU. In 1984, the shock interactions model was introduced to study the evolution of large-scale solar wind structures in the region outside 1 AU up to several tens of AU. The model uses the exact Rankine-Hugoniot relations to calculate the shock speed and shock strength at all shock crossings. So that the model can more accurately calculate the shock speeds and the accumulated irreversible shock heating of plasma at several tens of AU. The applications of the shock interactions model are presented in three groups. (a) The first group covers the basic interaction of a shock with the ambient solar wind, the formation and propagation of shock pairs, and the collision and merging of shocks. (b) The second group covers the use of the shock interactions model to simulate the nonlinear evolution of large-scale solar wind structures in the outer heliosphere. These simulation results can provide the detailed evolution process for large-scale solar wind structures in the vast region not directly observed. Two selected studies are reported. (c) Finally, the shock interactions model is applied to studying the heating of the solar wind in the outer heliosphere. The model calculations support shocks being chiefly responsible for the heating of the solar wind plasma in the outer heliosphere at least up to 30 AU.     

Ion acceleration at shocks in interplanetary space: A brief review of recent observations

The mechanism by which ions are accelerated near the Earth's bow shock and near shocks propagating outward from the Sun in response to solar activity appears to be essentially the same. For both types of shock the solar wind thermal distribution acts as a seed population. Leaked magnetospheric ions and resident flare ions are additional seed populations for the bow shock and outward propagating shocks respectively. The acceleration of solar wind ions at these shocks begins with either the reflection of ions off the shock or leakage of shocked plasma back through the shock. Interaction with a disruption wave field self-generated by these backstreaming ions is responsible for the remainder of the acceleration at the bow shock. Both the disruption wave field and the ambient interplanetary wave field play important roles in accelerating ions at outward propagating shocks, but on different time scales. The geometry of the shock and the duration of field line connection to the shock play decisive roles in determining what is observed.     

The interplanetary medium and its interaction with the Earth's magnetosphere

This paper reviews the principal results of direct measurements of the plasma and magnetic field by spacecraft close to the Earth (within the heliocentric distance range 0.7–1.5 AU). The paper gives an interpretation of the results for periods of decrease, minimum and increase of the solar activity. The following problems are discussed: the interplanetary plasma (chemical composition, density, solar wind flow speed, temperature, temporal and spatial variation of these parameters), the interplanetary magnetic field (intensity, direction, fluctuations and its origin), some derived parameters characterizing the physical condition of the interplanetary medium; the quasi-stationary sector structure and its connection with solar and terrestrial phenomena; the magnetohydrodynamic discontinuities in the interplanetary medium (tangential discontinuities and collisionless shock waves); the solar magnetoplasma interaction with the geomagnetic field (the collisionless bow shock wave, the magnetosheath, the magnetopause, the Earth's magnetic tail, the internal magnetosphere characteristics), the connection between the geomagnetic activity and the interplanetary medium and magnetosphere parameters; peculiarities in behaviour of the interplanetary medium and magnetosphere during geomagnetic storms; energetic aspects of the geomagnetic storms.     

Interplanetary studies: Propagation of disturbances between the Sun and the magnetosphere

This review is concerned with the interplanetary ‘transmission line’ between the Sun and the Earth's magnetosphere. It starts with comments about coronal mass ejections (CMEs) that are associated with various forms of solar activities. It then continues with some of the current views about their continuation through the heliosphere to Earth and elsewhere. The evolution of energy, mass, and momentum transfer is of prime interest since the temporal/spatial/magnitude behavior of the interplanetary electric field and transient solar wind dynamic pressure is relevant to the magnetospheric response (the presence or absence of geomagnetic storms and substorms) at Earth. Energetec particle flux predictions are discussed in the context of solar activity (flares, prominence eruptions) at various positions on the solar disk relative to Earth's central meridian. A number of multi-dimensional magnetohydrodynamic (MHD) models, applied to the solar, near-Sun, and interplanetary portions of the ‘transmission line’, are discussed. These model simulations, necessary to advancing our understanding beyond the phenomenological or morphological stages, are directed to deceptively simple questions such as the following: can one-to-one associations be made between specific forms of solar activity and magnetosphere response?     

Shock acceleration of energetic particles in the heliosphere

The theory of shock acceleration of energetic particles is briefly discussed and reviewed with an emphasis on clarifying the apparent distinction between the V × B and Fermi mechanisms. Attention is restricted to those situations in which the energetic particles do not themselves influence the given shock structure. In particular, application of the theory to the acceleration of energetic particles in corotating interaction regions (CIR) in the solar wind is presented. Here particles are accelerated at the forward and reverse shocks which bound the CIR by being compressed between the shock fronts and magnetic irregularities upstream from the shocks, or by being compressed between upstream irregularities and those downstream from the shocks. Particles also suffer adiabatic deceleration in the expanding solar wind, an effect not included in previous shock models for acceleration in CIRs. The model is able to account for the observed exponential spectra at Earth, the observed behavior of the spectra with radial distance, the observed radial gradients in the intensity, and the observed differences in the intensity and spectra at the forward and reverse shocks.Calculations and resulting energy spectra are also presented for shock acceleration of energetic particles in large solar flare events. Based on the simplifying assumption that the shock evolves as a spherically symmetric Sedov blast wave, the calculation yields the time-integrated spectrum of particles initially injected at the shock which eventually escape ahead of the shock into interplanetary space. The spectra are similar to those observed at Earth. Finally further applications are suggested.An invited paper presented at STIP Workshop on Shock Waves in the Solar Corona and Interplanetary Space, 15–19 June, 1980, Smolenice, Czechoslovakia.     

Ulysses/Galileo observations of type III radio bursts and associated in-situ electrons and Langmuir waves

Both the Ulysses and Galileo spacecraft detected energetic electrons and Langmuir waves that were associated with a type III radio burst on 10 December 1990. At the time of these observations, these spacecraft were in the ecliptic plane and separated by 0.4 AU, with Galileo near the Earth at 1 AU and Ulysses at 1.36 AU. From the measured electron arrival times, the propagation path lengths of the electrons to both Ulysses and Galileo were estimated to be significantly longer than the length of the Parker spiral. These long path lengths are interpreted as due to draping of the interplanetary magnetic field lines around a CME. The onset times of the Langmuir waves at Ulysses and Galileo coincided with the estimated arrival time of the 9 keV and 14 keV electrons, respectively.     

The Suprathermal Ion Telescope (SIT) For the IMPACT/SEP Investigation

The Solar-Terrestrial Relations Observatory (STEREO) mission addresses critical problems of the physics of explosive disturbances in the solar corona, and their propagation and interactions in the interplanetary medium between the Sun and Earth. The In-Situ-Measurements of Particles and CME Transients (IMPACT) investigation observes the consequences of these disturbances and other transients at 1 AU. The generation of energetic particles is a fundamentally important feature of shock-associated Coronal Mass Ejections (CMEs) and other transients in the interplanetary medium. Multiple sensors within the IMPACT suite measure the particle population from energies just above the solar wind up to hundreds of MeV/nucleon. This paper describes a portion of the IMPACT Solar Energetic Particles (SEP) package, the Suprathermal Ion Telescope (SIT) which identifies the heavy ion composition from the suprathermal through the energetic particle range (～few 10 s of keV/nucleon to several MeV/nucleon). SIT will trace and identify processes that energize low energy ions, and characterize their transport in the interplanetary medium. SIT is a time-of-flight mass spectrometer with high sensitivity designed to derive detailed multi-species particle spectra with a cadence of 60 s, thereby enabling detailed studies of shock-accelerated and other energetic particle populations observed at 1 AU.     

Observation of flare-generated shock waves by Helios-2 near the sun

We present the observation of three flare generated shock waves which were measured by Helios-2 at a radial distance from the Sun of 0.476 AU, 0.444 AU, and 0.297 AU. These results show that two of the shocks fulfill the classification scheme of F-events stated in the past while the third shock profile is that of a R-event being interpreted as a driven wave. Because of the close distance to the Sun a flare-association was possible. Only in one case there is some evidence for a piston in the downstream region of the shock. One of the shocks is characterized by a distinct hole in the frequency distribution of directional discontinuities in the downstream region.An invited paper presented at STIP Workshop on Shock Waves in the Solar Corona and Interplanetary Space, 15–19 June, 1980, Smolenice, Czechoslovakia.     

Joint Ulysses and ACE observations of a magnetic cloud and the associated solar energetic particle event

On day 49 of 1999 a strong interplanetary shock was observed by the ACE spacecraft located at 1 AU from the Sun. This shock was followed 10 hours later by a magnetic cloud (MC). A large solar energetic particle (SEP) event was observed in association with the arrival of the shock and the MC at ACE. The Ulysses spacecraft, located at 22° S heliolatitude and nearly the same ecliptic longitude as ACE, observed a large SEP event beginning on day 54 that peaked with the arrival of a solar wind and magnetic field disturbance on day 61. A magnetic cloud was observed by Ulysses on days 63–64. We suggest a scenario in which both spacecraft intercepted the same MC, although sampling different regions of it. We describe the effects that the MC produced on the streaming of energetic particles at both spacecraft. This revised version was published online in August 2006 with corrections to the Cover Date.     

Dust Near The Sun

We review the current knowledge and understanding of dust in the inner solar system. The major sources of the dust population in the inner solar system are comets and asteroids, but the relative contributions of these sources are not quantified. The production processes inward from 1 AU are: Poynting-Robertson deceleration of particles outside of 1 AU, fragmentation into dust due to particle-particle collisions, and direct dust production from comets. The loss processes are: dust collisional fragmentation, sublimation, radiation pressure acceleration, sputtering, and rotational bursting. These loss processes as well as dust surface processes release dust compounds in the ambient interplanetary medium. Between 1 and 0.1 AU the dust number densities and fluxes can be described by inward extrapolation of 1 AU measurements, assuming radial dependences that describe particles in close to circular orbits. Observations have confirmed the general accuracy of these assumptions for regions within 30° latitude of the ecliptic plane. The dust densities are considerably lower above the solar poles but Lorentz forces can lift particles of sizes < 5 μm to high latitudes and produce a random distribution of small grains that varies with the solar magnetic field. Also long-period comets are a source of out-of-ecliptic particles. Under present conditions no prominent dust ring exists near the Sun. We discuss the recent observations of sungrazing comets. Future in-situ experiments should measure the complex dynamics of small dust particles, identify the contribution of cometary dust to the inner-solar-system dust cloud, and determine dust interactions in the ambient interplanetary medium. The combination of in-situ dust measurements with particle and field measurements is recommended.