Response of the magnetosphere during early August 1972

The solar wind velocity and interplanetary magnetic field were unusually high late on 4 August and early on 5 August, 1972. The magnetopause was close to or below 6.6 R _e from 2117 to 2318 UT and close to or below 5.1 R _e from 2236 to 2318 UT on 4 August. The magnetosheath field near noon was several hundred gammas and frequently south during these intervals, and there was some evidence of field erosion. The entry of solar wind plasma into the inner magnetosphere during this period was not unusually high, however. Proton energy density was lower than in the storms of December 1971, and June 1972. The plasmapause steadily moved inward on 4 and 5 August; it reached 2 R _e before expanding on 6 August. The unusually high amplitude magnetic pulsations commenced near 2240 UT, 4 August, and lasted until near noon on 5 August. Both the close magnetopause and the large pulsations appear to be due to the high solar wind velocity following the shock that reached Earth at 2054 UT on 4 August.     

The August 1972 solar-terrestrial events: Solar wind plasma observations

Solar wind observations associated with the enhanced levels of solar activity in August 1972 are reviewed with an emphasis on recent analyses which more unambiguously characterize the changes in the interplanetary medium. Observations from Pioneer 9 at 0.8 AU, Pioneer 10 at 2.2 AU, and in the vicinity of Earth are reviewed and reinterpreted in the light of new data. Recent calculations of local shock velocities are reviewed and their implications discussed. These results indicate that contrary to previously published observations there is no significant deceleration of the interplanetary shocks between 0.8 AU and 2.2 AU.     

Ground-based solar radio observations of the August 1972 events

Ground-based observations of the variable solar radio emission ranging from few millimetres to decametres have been used here as a diagnostic tool to gain coherent phenomenological understanding of the great 2, 4 and 7 August, 1972 solar events in terms of dominant physical processes like generation and propagation of shock waves in the solar atmosphere, particle acceleration and trapping.The basic data used in this review have been collected by many workers throughout the world utilizing a variety of instruments such as fixed frequency radiometers, multi-element interferometers, dynamic spectrum analysers and polarimeters. Four major flares are selected for detailed analysis on the basis of their ability to produce energetic protons, shock waves, polar cap absorptions (PCA) and sudden commencement (SC) geomagnetic storms. A comparative study of their radio characteristics is made. Evidence is seen for the pulsations during microwave bursts by the mechanism similar to that proposed by McLean et al. (1971), to explain the pulsations in the metre wavelength continuum radiation. It is suggested that the multiple peaks observed in some microwave bursts may be attributable to individual flares occurring sequentially due to a single initiating flare. Attempts have been made to establish identification of Type II bursts with the interplanetary shock waves and SC geomagnetic storms. Furthermore, it is suggested that it is the mass behind the shock front which is the deciding factor for the detection of shock waves in the interplanetary space. It appears to us that more work is necessary in order to identify which of the three moving Type IV bursts (Wild and Smerd, 1972), namely, advancing shock front, expanding magnetic arch and ejected plasma blob serves as the piston-driver behind the interplanetary shocks. The existing criteria for proton flare prediction have been summarized and two new criteria have been proposed. Observational limitations of the current ground-based experimental techniques have been pointed out and a suggestion has been made to evolve appropriate observational facilities for solar work before the next Solar Maximum Year (SMY).     

High energy cosmic ray observations during August 1972

A series of spectacular cosmic ray events which included two relativistic solar particle enhancements and three major Forbush decreases were registered by ground-based cosmic ray monitoring stations beginning 4 August, 1972. These were associated with four major proton flare events on the Sun and with large interplanetary magnetic field disturbances and high velocity shock waves. This review attempts to discuss and interpret the high energy cosmic ray phenomena observed during this period in the light of the known behaviour of low energy particulate flux, interplanetary plasma and field observations and other associated solar and terrestrial effects recorded during this period.The first Forbush decrease event FD-1 occurred in the early hours of 4 August, exhibiting very strong north-south and east-west anisotropies. Immediately following the onset of FD-1, the first ground level solar particle enhancement occurred. This event, which had its onset almost 6 h after the flare event on 4 August, had a very steep rigidity spectrum. The major Forbush event of the series which had its onset at 2200 UT on 4 August, exhibited extremely interesting and complex behaviour, the prominent features of which are a precursory increase prior to the onset (PI-1), a large decrease (FD-2), the largest observed to date, followed immediately by an abrupt square wave like enhancement (PI-2). Interplanetary space during this entire period was highly disturbed by the presence of large low energy particulate fluxes and shock waves, at least one of which had a velocity exceeding 2000 km s^-1. Large north-south and east-west anisotropies existed throughout the event. Both FD-2 and PI-2 were characterized by almost the same rigidity spectrum, with a power law index of -1.2 ± 0.2, and a predominant anisotropy along the sunward direction. The square wave-like spike PI-2 during the recovery of FD-2 was associated with a similar abrupt change in low energy particle flux in space, as well as an abrupt decrease in the interplanetary magnetic field value from 50 to 10 .Based on the available particle, field and plasma observations, an unified model is presented to explain the Forbush event in terms of a transient modulating region associated with the passage of a narrow magnetic shock front. In this model, the reflection of particles from the approaching shock front account for the precursory increase PI-1. The main Forbush event is caused when the magnetic barrier at the shock front sweeps past the Earth. The square wave increase is due to the enhanced flux contained in the magnetic well just behind the shock front and bounded by magnetic discontinuities, which is explained as due to the transverse diffusion of particles into this region from the interplanetary space which have easy access to this region. In situ plasma, field and low energy particle observations are reviewed to support the model.Also Professor at Physical Research Laboratory, Ahmedabad 380009, India.     

A Brief History of Recurrent Solar Modulation of the Galactic Cosmic Rays (1937-1990)

This brief review of the pre-Ulysses era begins with the first measurements by ionization chambers in 1937 of a cosmic ray 27-day intensity variation that was believed to have its origin in recurrent variations of the geomagnetic field. However, with the introduction of neutron monitor analysis of the nucleonic component, it was shown in the 1940s and 1950s that this cosmic ray intensity variation arose from interplanetary dynamical phenomena. Beginning in the 1960s direct spacecraft investigations in the heliosphere with Pioneer-10, Pioneer-11, Voyager-1 and Voyager-2 proved that Corotating Interaction Regions were not only the source of the cosmic ray recurrent intensity modulation, but also the source of charged particles accelerated in corotating forward and reverse shocks associated with the corotating interaction regions.These early investigations, confined to low latitudes, have contributed to the understanding of solar phenomena, interplanetary dynamics, charge particle acceleration and the Sun-Earth convection.     

Solar cosmic radiation during August 1972

Low energy cosmic rays produced by the spectacular series of solar flares in August 1972 are reviewed. Satellite observations of electrons, protons and alpha particles are compared. The proton differential energy spectrum is discussed at certain key times during the events. Three energetic storm particle events were produced over the time period covered by the detailed analysis, 2–11 August. The origin of the cosmic ray square wave on 5 August is discussed. Measurements of heavy ions are available both from Pioneer 10 and from a high latitude rocket flight on 4 August.The literature survey for this review was concluded in August 1975.     

Interplanetary scintillation of radio sources during August 1972

The observations of interplanetary scintillation of radio sources in early August 1972 are reviewed. Three-site measurements of solar wind speed were made at University of California, San Diego (73.8 MHz) and at Nagoya University, Toyokawa (69.3 MHz). Single-site measurements of scintillation index were made at Mullard Radio Astronomy Observatory, Cambridge (81.5 MHz) and at University of Adelaide (111.5 MHz). The enhancements in solar wind speed and scintillation index associated with three shock waves were detected. The extent in both longitude and latitude of the shock wave associated with the solar flare on 7 August, the anisotropic expansion of shock waves and the detection of the corotating high-speed streams are main results deduced from the observations.     

Solar cosmic ray phenomena

This review attempts to present an integrated view of the several types of solar cosmic ray phenomena. The relevant large and small scale properties of the interplanetary medium are first surveyed, and their use in the development of a quantitative understanding of the cosmic ray propagation processes summarised. Solar cosmic ray events, in general, are classified into two phenomenological categories: (a) prompt events, and (b) delayed events. The properties of both classes of events are summarised. The properties considered are the frequency of occurrence, dependence on parent flare position, the time profile, energy spectra, anisotropies, particle species, velocity dispersions, etc. A single model is presented to explain the various species of delayed event. Thus the halo and core events, energetic storm particle events, EDP events and proton recurrent regions are suggested to be essentially of common origin. The association of flare particle events with electromagnetic phenomena, including optical, X-ray and microwave emissions is summarised. The conditions in a sunspot group, and solar flare that are considered to be conducive to cosmic ray acceleration processes are discussed. Considerable discussion is devoted to physical processes occurring near the Sun. Near Sun particle storage, and diffusion, and secondary injection processes that are triggered by a far distant solar flare are reviewed. In order to explain the considerable differences between aspects of the prompt and delayed events, we propose selective diffusion processes that only occur at early times in a solar flare. The type IV radio emissions at metric wave-lengths are suggested to yield direct evidence for the storage processes that are necessary to explain the properties of the delayed events, and also as yielding direct evidence of secondary injection processes. We conclude by briefly summarising the ionospheric effects of the solar cosmic radiation.     

Large solar flare radiation shielding requirements for manned interplanetary missions

As the 21st century approaches, there is an ever-increasing interest in launching manned missions to Mars. A major concern to mission planners is exposure of the flight crews to highly penetrating and damaging space radiations. Beyond the protective covering of the Earth's magnetosphere, the two main sources of these radiations are galactic cosmic rays and solar particle events. Preliminary analyses of potential exposures from galactic cosmic rays (GCR's) were presented elsewhere. In this Note, estimates of shielding thicknesses required to protect astronauts on interplanetary missions from the effects of large solar flare events are presented. The calculations use integral proton fluences for the February 1956, November 1960, and August 1972 solar particle events as inputs into the NASA Langley Research Center nucleon transport code BRYNTRN. This deterministic computer code transports primary protons and secondary protons and neutrons through any number of layers of target material of arbitrary thickness and composition. Contributions from target nucleus breakup (fragmentation) and recoil are also included. The results for each flare are presented as estimates of dose equivalent [in units of roentgen equivalent man (rem)] to the skin, eye, and bloodforming organs (BFO) behind various thicknesses of aluminum shielding. These results indicate that the February 1956 event was the most penetrating; however, the August 1972 event, the largest ever recorded, could have been mission- or life-threatening for thinly shielded (< or = 5 g/cm2) spacecraft. Also presented are estimates of the thicknesses of water shielding required to reduce the BFO dose equivalent to currently recommended astronaut exposure limits. These latter results suggest that organic polymers, similar to water, appear to be a much more desirable shielding material than aluminum.     

Solar wind and magnetosheath observations at Earth during August 1972

Experimental data of Prognoz, Prognoz-2 and HEOS-2 on interplanetary plasma and magnetosheath plasma in the period of unusual solar activity in August 1972 are considered. All measurements showed the extremal plasma properties with strong variations. Attempt is made to identify the structure according to near-Earth observations. The positions of the magnetopause and bow shock suffered significant variations during this time interval.     

Coronal transient phenomena

Solar coronal transients, particularly those caused by flares and eruptive prominences, play a major role in the fields of solar-terrestrial physics and astrophysics. In the former field, coronal transients and their associated interplanetary disturbances are responsible for solar and galactic cosmic ray modulations, as well as planetary magnetospheric and ionospheric disturbances. In the latter field, supernovae remnants are scaled-up manifestations of such disturbances; that is they are stellar, rather than solar, coronal transients. Study of the more accessible solar transients is proving invaluable in both fields and is, therefore, selected for attention in this paper.A series of coronal transient observations is discussed in the spirit of a representative overview following some introductory remarks on the background solar wind. One of these observations is chosen because its interplanetary signature-the shock wave-was detected by two spacecraft at different heliocentric radii. Other cases are chosen because of the extended observations of embedded eruptive prominences. Progress is also being made in the interdisciplinary areas of optical imagery complemented with radio astronomical techniques.Finally, several recent theoretical models and MHD computer simulation studies are summarized. It is suggested that further comparison of specific events with such models promises a rich harvest of physical understanding of the origin, structure and interplanetary progeny of coronal transients.Paper presented at the IX-th Lindau Workshop The Source Region of the Solar Wind.     

Coronal Mass Ejections and Forbush Decreases

Coronal Mass Ejections (CMEs) are plasma eruptions from the solar atmosphere involving previously closed field regions which are expelled into the interplanetary medium. Such regions, and the shocks which they may generate, have pronounced effects on cosmic ray densities both locally and at some distance away. These energetic particle effects can often be used to identify CMEs in the interplanetary medium, where they are usually called `ejecta'. When both the ejecta and shock effects are present the resulting cosmic ray event is called a `classical, two-step' Forbush decrease. This paper will summarize the characteristics of CMEs, their effects on particles and the present understanding of the mechanisms involved which cause the particle effects. The role of CMEs in long term modulation will also be discussed. This revised version was published online in August 2006 with corrections to the Cover Date.     

Direct correlations between coronal transients and interplanetary disturbances

Major interplanetary shock waves have often been successfully associated with major solar flares. The interplanetary response to weaker solar events, e.g., eruptive prominences (EP) and slow coronal transients, is far less pronounced. Recently, progress has been made by combining the newly-available data of white-light-coronagraph measurements from the earth-orbiting satellite P78/1 (these data show the development of coronal transients between 2.5 and 10 R _bd, in-situ plasma measurements from the HELIOS solar probes positioned mostly above the Sun's limb at solar distances between 60 and 200 R _bd (showing the reactions of the interplanetary plasma), ground based Hα-coronagraphs (showing in a few cases the evolution of EP's from the Sun's limb up to 1.5 A_bd). In the years 1979 to 1981 about 25 uniquely associated events were identified, 19 of which allow some detailed analysis. The events can be sorted into three main categories:

The ‘flare-type’: 13 events, probably all of them flare-related, transient speeds v _t from 560 to 1460 km s^?1, no evidence for post-acceleration of the transient (indicating impulsive injection), all transients followed by drastic interplanetary shock waves, some of them probably involving magnetic clouds.

The ‘EP-type’: 4 events, none of them flare-related, at least one was observed as an Hα-EP, transient speed from 200 to 410 km s^-1, all post-accelerated (indicating ‘driven’ injection), all followed by shocks with at least one magnetic cloud, one showing presence of He⁺ and O²⁺ behind the shock.

The ‘NCDE-type’: 2 events, one observed as an Hα-EP, the other without known solar source, v _t , = 130 and 470 km s^?1, one post-accelerated, the other one not, considerable density increase in interplanetary plasma (however, in pressure equilibrium with surroundings), one event including shock, the other not. These two events may not belong to the same category.

Our results are not completely consistent with previous work which is mainly based on data from the Skylab era, 1973/74. This could be due to the different phase in the solar cycle. The study is being continued.     

The August 1972 solar-terrestrial events: Interplanetary magnetic field observations

A review is presented of the interplanetary magnetic field observations acquired in early August 1972 when four solar flares erupted in McMath Plage region 11976. Measurements of the interplanetary field were obtained by Earth satellites, HEOS-2 and Explorer 41, and by Pioneers 9 and 10 which, by good fortune, were radially aligned and only 45° east of the Earth-Sun direction. In response to the four flares, four interplanetary shocks were seen at Earth and at Pioneer 9, which was then at a heliocentric distance of 0.78 AU. However, at Pioneer 10, which was 2.2 AU from the Sun, only two forward shocks and one reverse shock were seen. The available magnetic field data acquired in the vicinity of the shocks are presented. Efforts to identify corresponding shocks at the several locations and to deduce their velocities of propagation between 0.8 and 2.2 AU are reviewed. The early studies were based on average velocities between the Sun and Pioneer 9, the Sun and Earth and the Sun and Pioneer 10. A large deceleration of the shocks between the Sun and 0.8 AU as well as between 0.8 and 2.2 AU was inferred. More recently the local velocities of the shocks at Pioneers 9 and 10 have become available. A comparison of these velocities shows little, if any, deceleration between 0.8 and 2.2 AU and implies that most or all of the deceleration actually occurred nearer the Sun. Evidence is also presented that shows a significant departure of the flare-generated shock fronts from spherical symmetry.     

Integration of Neutron Monitor Data with Spacecraft Observations: a Historical Perspective

Beginning in the early 1950s, data from neutron monitors placed the taxonomy of cosmic ray temporal variations on a firm footing, extended the observations of the Sun as a transient source of high energy particles and laid the foundation of our early concepts of a heliosphere. The first major impact of the arrival of the Space Age in 1957 on our understanding of cosmic rays came from spacecraft operating beyond the confines of our magnetosphere. These new observations showed that Forbush decreases were caused by interplanetary disturbances and not by changes in the geomagnetic field; the existence of both the predicted solar wind and interplanetary magnetic field was confirmed; the Sun was revealed as a frequent source of energetic ions and electrons in the 10–100 MeV range; and a number of new, low-energy particle populations was discovered. Neutron monitor data were of great value in interpreting many of these new results. With the launch of IMP 6 in 1971, followed by a number of other spacecraft, long-term monitoring of low and medium energy galactic and anomalous cosmic rays and solar and interplanetary energetic particles, and the interplanetary medium were available on a continuous basis. Many synoptic studies have been carried out using both neutron monitor and space observations. The data from the Pioneer 10/11 and Voyagers 1/2 deep space missions and the journey of Ulysses over the region of the solar poles have significantly extended our knowledge of the heliosphere and have provided enhanced understanding of many effects that were first identified in the neutron monitor data. Solar observations are a special area of space studies that has had great impact on interpreting results from neutron monitors, in particular the identification of coronal holes as the source of high-speed solar wind streams and the recognition of the importance of coronal mass ejections in producing interplanetary disturbances and accelerating solar energetic particles. In the future, with the new emphasis on carefully intercalibrated networks of neutron monitors and the improved instrumentation for space studies, these symbionic relations should prove to be even more productive in extending our understanding of the acceleration and transport of energetic particles in our heliosphere. This revised version was published online in August 2006 with corrections to the Cover Date.     

Low Energy Particles in the Global Heliosphere 2001–2004: 1 to 90 AU

Charged particle instrumentation that will be flying on six spacecraft in the heliosphere between 1 and 90 AU during 2001–2004 will provide a global view of the interplanetary medium that has not heretofore been available. Comparative analyses of the data that will be obtained will provide new understanding of the global evolution of heliospheric features such as traveling shock waves, coronal mass ejections, solar activity-produced particle injections, and anomalous cosmic rays. This revised version was published online in August 2006 with corrections to the Cover Date.     

Solar Elemental Composition Based on Studies of Solar Energetic Particles

Solar abundances can be derived from the composition of the solar wind and solar energetic particles (SEPs) as well as obtained through spectroscopic means. Past comparisons have suggested that all three samples agree well, when rigidity-related fractionation effects on the SEPs were accounted for. It has been known that such effects vary from one event to the next and should be addressed on an event-by-event basis. This paper examines event variability more closely, particularly in terms of energy-dependent SEP abundances. This is now possible using detailed SEP measurements spanning several decades in energy from the Ultra Low Energy Isotope Spectrometer (ULEIS) and the Solar Isotope Spectrometer (SIS) on the ACE spacecraft. We present examples of the variability of the elemental composition with energy and suggest they can be understood in terms of diffusion from the acceleration region near the interplanetary shock. By means of a spectral scaling procedure, we obtain energy-independent abundance ratios for 14 large SEP events and compare them to reported solar wind and coronal abundances as well as to previous surveys of SEP events.     

Type II Solar Radio Bursts: Theory and Space Weather Implications

Recent data and theory for type II solar radio bursts are reviewed, focusing on a recent analytic quantitative theory for interplanetary type II bursts. The theory addresses electron reflection and acceleration at the type II shock, formation of electron beams in the foreshock, and generation of Langmuir waves and the type II radiation there. The theory's predictions as functions of the shock and plasma parameters are summarized and discussed in terms of space weather events. The theory is consistent with available data, has explanations for radio-loud/quiet coronal mass ejections (CMEs) and why type IIs are bursty, and can account for empirical correlations between type IIs, CMEs, and interplanetary disturbances. This revised version was published online in August 2006 with corrections to the Cover Date.