Dynamic phenomena in the visible layers of sunspots

The empirical properties of the various dynamic phenomena are reviewed and interrelated with emphasis on recent observational results. The topics covered are:

1. Introduction
2. Aperiodic Phenomena
3. Externally Driven Phenomena
4. Umbral Flares
5. Inverse Evershed Flow
6. Internally Driven Phenomena
7. Penumbra
8. Penumbral Grains
9. Evershed Flow
10. Umbra
11. Umbral Dots
12. Inhomogeneity of the Umbral Magnetic Field
13. Umbral Turbulence
14. Oscillations and Waves
15. Chromosphere
16. Umbra: Oscillations and Flashes
17. Penumbra: Running Waves and Dark Puffs
18. Photosphere
19. Overview

It is proposed from the observations that umbral dots and penumbral grains are essentially the same phenomenon, and that the observational goal of highest priority with respect to both the origin of the periodic phenomena and the problem of the missing heat flux is to better determine the nature of these elementary bright features.     

A strategy for investigation of the outer solar system

The requirements of systematic exploration of the outer solar system have been intensively studied by a Science Advisory Group (SAG) of consulting scientists for the National Aeronautics and Space Administration (NASA). Comets and Asteroids were excluded from this study, as a separate group is planning missions to these bodies. This paper and accompanying articles on specific related scientific subjects written by members of the SAG, summarize the findings and recommendations of this group. These recommendations should not be interpreted as official NASA policy. Following some general introductory remarks, a brief sketch is given of the development and current status of scientific missions to the inner planets by the U.S. and the U.S.S.R. With this perspective, the development of the U.S. program for investigation of the outer solar system is described. The scientific focus of outer solar system exploration has been studied in detail. The relationship of the outer planetary bodies to one another and to the inner planets, as parts in a unified solar system evolved from a primitive solar nebula, is emphasized. Deductions from outer solar system investigations regarding the conditions of the solar nebula at the time of planetary formation have been considered. Investigations have been proposed that are relevant to studies of the atmospheric structure and dynamics, internal structure of the planets, satellite composition and morphology, and planetary and interplanetary fields and energetic particles. The mission type and sequence required to conduct a systematic exploration of the outer solar system has been developed. Technological rationales for the suggested missions are discussed in general terms. The existing NASA program for outer solar system exploration is comprised of four missions:

1. Pioneer 10 fly-by mission to Jupiter and beyond, currently underway, with launch on 3 March 1972;
2. Pioneer G, intended for a similar mission with planned launch 2–22 April 1973; and
3. Two Mariner Jupiter/Saturn fly-bys in 1977, with experiment selection scheduled for late 1972 and detailed engineering design during 1972–74.

The Science Advisory Group advocates that detailed mission planning be undertaken on the following additional missions for launches during the late 1970's and early 1980's. Together with existing plans, these would provide a balanced, effective exploration program.

1. 1976 Pioneer Jupiter/Out-of-Ecliptic (One Mission)
2. 1979 Mariner Jupiter/Uranus Fly-bys (Two Missions)
3. 1979 Pioneer Entry Probe to Saturn 1980 Pioneer Entry Probe to Uranus via Saturn Fly-by (Three Missions)
4. 1981/1982 Mariner Jupiter Orbiter (Two Missions).

     

A New Morphology of Solar Activity and Recurrent Geomagnetic Disturbances: The Late-Declining Phase of the Sunspot Cycle

Certain aspects of the Sun and resulting geomagnetic disturbances can be studied better on the source surface, an imaginary spherical surface of 3.5 solar radii, than on the photospheric surface. This paper presents evidence that the Sun exhibits one of the most fundamental aspects of activities most clearly during the late-declining phase of the sunspot cycle. It is the period when 27-day average values of the solar wind speed and of geomagnetic disturbances tend to be highest during the sunspot cycle. Important findings of this study on the late-declining phase of the sunspot cycle are the following:

1. By introducing a new coordinate system, modifying the Carrington coordinates, it is shown that various solar activity phenomena, solar flares, the brightest coronal regions, and also the lowest solar wind speed region, tend to concentrate in two quadrants, one around 90^° in longitude in the northern hemisphere (NE) and the other around 270^° in longitude in the southern hemisphere (SW). For this reason, the new coordinate system is referred to as the NESW coordinate system.
2. It is shown that the above results are closely related to the fact that the neutral line exhibits a single wave (sinusoidal or rectangular) in both the Carrington coordinates and the NESW coordinate system during the late-declining phase. The shift of the neutral line configuration during successive solar rotations during the late-declining phase causes longitudinal scatter of the location of solar flares with respect to the neutral line in a statistical study. The NESW coordinate system is designed to suppress the shift, so that the single wave location is fixed and thus a ‘nest’ of solar flares emerges in the NE and SW quadrants.
3. It is also shown that the single wave is the source of the double peak of the solar wind speed and two series of recurrent geomagnetic disturbances in each solar rotation, making the 27-day average solar wind and geomagnetic disturbances highest during the sunspot cycle. The double peak is a basic feature during the late-declining phase, but is obscured by several complexities which we identified in this paper; see item 8.
4. The single wave of the neutral line configuration can be approximated by three dipole fields, one which can be represented by a central dipole (parallel or anti-parallel to the rotation axis) and two hypothetical dipoles on the photosphere. This configuration is referred to as the triple dipole model.
5. The location of the two hypothetical photospheric dipoles coincide with the two active regions (solar flares, the brightest coronal region) and also the lowest solar wind speed region in the NESW coordinate system; the lowest solar wind regions are the cause of the valleys of the double peak of the solar wind speed.
6. The two hypothetical dipole fields actually do exist at the location of the two active regions in a coarse magnetic map (5 × 5^°). The two dipoles follow the Hale–Nicholson polarity law. Thus, they are real physical entities.
7. The apparent meridional rotation of the dipolar field on the source surface during the sunspot cycle results from combined changes of both the central dipole field and of the two photospheric dipoles, although the central dipole remains axially parallel or anti-parallel. Thus, the Sun has a general field that can be represented by an axially aligned dipole located at the center of the Sun throughout the sunspot cycle, except for the sunspot maximum period when the polarization reversal occurs.
8. The complexity of recurrent geomagnetic disturbances can also be understood by having the NESW coordinate system for various solar phenomena and the relative location of the earth with respect to the solar equatorial plane.
9. As the intensity of the two dipoles decreases toward the end of the sunspot cycle, the amplitude of the single wave decreases, and the neutral line tends to align with the heliographic equator.
10. The neutral line shows a double wave structure during certain epochs of the sunspot cycle. In such a situation, it can be considered that two NESW coordinate systems are present in one Carrington coordinate, resulting in four active regions.
11. The so-called classical “sector boundary” arises when the peaks (top and bottom) of the single wave reached 90^° in latitude in both hemispheres.
12. In summary: A study of the late-declining period of the sunspot cycle is very important compared with the sunspot maximum period. In the late-declining period, the Sun shows its activities in the simplest form. It is suggested that some of the basic features of solar activities and recurrent geomagnetic disturbances that have been studied by many researchers in the past can be synthesized in a simplest way by introducing the NESW coordinate system and the triple dipole model. There is a possibility that the basic results we learned during the late phase of the sunspot cycle can be applicable to the rest of the sunspot cycle.

     

X-Ray and extreme ultraviolet emissions from comets

There is significant progress in the observations, theory, and understanding of the x-ray and EUV emissions from comets since their discovery in 1996. That discovery was so puzzling because comets appear to be more efficient emitters of x-rays than the Moon by a factor of 80000. The detected emissions are general properties of comets and have been currently detected and analyzed in thirteen comets from five orbiting observatories. The observational studies before 2000 were based on x-ray cameras and low resolution (E/E1.5–3) instruments and focused on the morphology of x-rays, their correlations with gas and dust productions in comets and with the solar x-rays and the solar wind. Even those observations made it possible to choose uniquely charge exchange between the solar wind heavy ions and cometary neutrals as the main excitation process. The recently published spectra are of much better quality and result in the identification of the emissions of the multiply charged ions of O, C, Ne, Mg, and Si which are brought to comets by the solar wind. The observed spectra have been used to study the solar wind composition and its variations. Theoretical analyses of x-ray and EUV photon excitation in comets by charge exchange, scattering of the solar photons by attogram dust particles, energetic electron impact and bremsstrahlung, collisions between cometary and interplanetary dust, and solar x-ray scattering and fluorescence in comets have been made. These analyses confirm charge exchange as the main excitation mechanism, which is responsible for more than 90% of the observed emission, while each of the other processes is limited to a few percent or less. The theory of charge exchange and different methods of calculation for charge exchange are considered. Laboratory studies of charge exchange relevant to the conditions in comets are reviewed. Total and state-selective cross sections of charge exchange measured in the laboratory are tabulated. Simulations of synthetic spectra of charge exchange in comets are discussed. X-ray and EUV emissions from comets are related to different disciplines and fields such as cometary physics, fundamental physics, x-rays spectroscopy, and space physics.     

Evolution of the Moon: The 1974 model

The geology of the decade of Apollo and Luna probably will become one of the fundamental turning points in the history of all science. For the first time, the scientists of the Earth have been presented with the opportunity to interpret their home planet through the direct investigations of another. Mankind can be proud and take heart in this fact. The interpretive evolution of the Moon can be divided now into seven major stages beginning sometime near the end of the formation of the solar system. These stages and their approximate durations in time are as follows:

1. The Beginning — 4.6 billion years ago.
2. The Melted Shell — 4.6–4.4 billion years ago.
3. The Cratered Highlands — 4.4–4.1 billion years ago.
4. The Large Basins — 4.1–3.9 billion years ago.
5. The Light-colored Plains — 3.9–3.8 billion years ago.
6. The Basaltic Maria — 3.8–3.0 (?) billion years ago.
7. The Quiet Crust — 3.0 (?) billion years ago to the present.

The Apollo and Luna explorations that permit us to study these stages of evolution each have contributed in progressive and significant ways. Through them we now can look with new insight into the early differentiation of the Earth, the nature of the Earth's protocrust, the influence of the formation of large impact basins in that crust, the effects of early partial melting of the protomantle and possibly the earliest stages of the breakup of the protocrust into continents and ocean basins.     

The SOHO concept and its realisation

The Solar and Heliospheric Observatory (SOHO) — a space observatory to be placed, in 1995, 1.5 Gm sunward from the Earth in a halo orbit around the L1 Lagrange point — will investigate:

the solar corona, its heating and expansion into the solar wind, by both studying the radiation emerging from the outer solar atmosphere and in-situ solar wind measurements near 1 AU, and

the structure and dynamics of the solar interior by the method of helioseismology.

The science policy evolution leading to this comprehensive observatory concept is described. SOHO's link to the space-plasma-physics mission CLUSTER — devoted to the three-dimensional study of small structures in the magnetosphere — within the Solar Terrestrial Science Programme (STSP) and the embedding of STSP in the much larger International Solar Terrestrial Physics (ISTP) Programme are cited as well. The scientific subjects to be addressed by SOHO are introduced, and their current status assessed. Subsequently, the measurements required to advance these subjects are stated quantitatively and the payload, which will actually perform these measurements, is presented. The mission design, comprising spacecraft, orbit, operations and the data and ground systems are described. The special efforts made to obtain a reliable radiometric calibration of the instruments observing the Sun in the extreme-ultraviolet and to achieve a stable sensitivity through extreme cleanliness of spacecraft and instruments are emphasized and substantiated.     

Conjugate features of magnetospheric electron dynamics observed at balloon altitudes

Analysis of recent observations (from balloons, spacecraft, and surface observatories) demonstrate regional, shell, and nearpoint conjugacy at L ～ 7 during precipitative events which were characterized by local acceleration as well as release of gradient-drifted electrons injected during substorms. A number of new features of magnetospheric dynamics relating to substorm development and sudden-commencement effects, have been brought to light which, though poorly understood at present, may prove of considerable importance and are worthy of further investigation.

1. During the initial period of instability in substorm evolution, preceding the slower magnetotail convective injection, precipitation of waves of electrons in rapid polewards motion exhibit L-shell conjugacy near midnight.
2. Transient, large scale expansions of the magnetospheric electron population accompanied by temporally imbedded substorms display large scale regional conjugacy and are simultaneously observed as similarly transient intensity dropouts at balloon altitudes.
3. Precipitation from gradient-drifting electrons in the dayside magnetosphere exhibits near point-conjugacy, at least down to the order of 50 km and quite probably less.

Similarly tight conjugacy applies to the release of electrons showing a specific local response to sudden commencements.

1. Analysis of the approach to and attainment of spectral equilibrium in the precipitation observed from drifting electrons may provide information about either, or both, the source spectrum at injection and the process of local release.
2. The specific precipitation effect sometimes observed at the time of an SC remains a rather puzzling feature, although it seems clear now that the acceleration and/or release process responsible is of a highly local nature and works selectively at small pitch angles well within the magnetospheric boundary. Coupling of the interplanetary shock with the magnetosphere must be an important aspect, but the details are not clear as yet.
3. On at least one occasion, a large part (perhaps all) of the magnetospheric electron population varied in a nearly synchronous manner in response to solar wind induced distortions during the variable compressive phase of a sudden commencement geomagnetic storm.

In the ongoing effort to identify and understand acceleration and release mechanisms involved in magnetospheric dynamics, balloon-borne experiments will continue to be useful, providing essential information presently unattainable by other means.     

Hard rock cosmic ray archaeology

Recent examinations of extraterrestrial materials exposed to cosmic rays for different intervals of time during the geological history of the solar system have generated a wealth of new information on the history of cosmic radiation. This information relates to the temporal variations in

1. the flux and energy spectrum of low energy (solar) protons of ? 10 MeV kinetic energy;
2. the flux and energy spectrum of (solar) heavy nuclei of Z > 20 of kinetic energy, 0.5–10 MeV/n;
3. the integrated flux of protons and heavier nuclei of ? 0.5 GeV kinetic energy, and
4. the flux and energy spectrum of nuclei of Z > 20 of medium energy — 100–2000 MeV/n kinetic energy.

The above studies are entirely based on the natural detector method which utilises two principal cosmogenic effects observed in rocks, (i) isotopic changes and (ii) changes in the crystalline structure of rock constituents, due to cosmogenic interactions. The information available to date in the field of hard rock cosmic ray archaeology refers to meteorites and lunar rocks/soil. Additional information based on study of cosmogenic effects in man-made materials exposed to cosmic radiation in space is also discussed. It is shown that the natural detectors inspite of their extreme simplicity have begun to provide cosmic ray information in a very quantitative and precise manner comparable to the most sophisticated electronic particle detectors. The single handicap in using the hard rock detectors is however the uncertainty regarding their manner of exposure, geometry etc. At present, a variety of techniques are being used to study the evolutionary history of extraterrestrial materials and as this field grows, uncertainties in cosmic ray archaeology will correspondingly decrease.     

The atmosphere of Venus

The investigations of Venus take a special position in planetary researches. It was just the atmosphere of Venus where first measurements in situ were carried out by means of the equipment delivered by a space probe (Venera 4, 1967). Venus appeared to be the first neighbor planet whose surface had been seen by us in the direct nearness made possible by means of the phototelevision device (Venera 9 and Venera 10, 1975). The reasons for the high interest in this planet are very simple. This planet is like the Earth by its mass, size and amount of energy obtained from the Sun and at the same time it differs sharply by the character of its atmosphere and climate. We hope that the investigations of Venus will lead us to define more precisely the idea of complex physical and physical-chemical processes which rule the evolution of planetary atmospheres. We hope to learn to forecast this evolution and maybe, in the far future, to control it. The last expeditions to Venus carried out in 1978 — American (Pioneer-Venus) and Soviet (Venera 11 and 12) — brought much news and it is interesting to sum up the results just now. The contents of this review are:

1. The planet Venus — basic astronomical data.
2. Chemical composition.
3. Temperature, pressure, density (from 0 to 100 km).
4. Clouds.
5. Thermal regime and greenhouse effect.
6. Dynamics.
7. Chemical processes.
8. Upper atmosphere.
9. Origin and evolution.
10. Problems for future studies

Here we have attempted to review the data published up to 1979 and partly in 1980. The list of references is not exhaustive. Publications of special issues of magazines and collected articles concerning separate space expeditions became traditional last time. The results obtained on the Soviet space probes Venera 9, 10 (the first publications) are collected in the special issues of Kosmicheskie issledovanija (14, Nos. 5, 6, 1975), analogous material about Venera 11, 12 is given at Pis'ma Astron. Zh. (5, Nos. 1 and 5, 1978), and in Kosmicheskie issledovanija (16, No. 5, 1979). The results of Pioneer-Venus mission are represented in two Science issues (203, No. 4382; 205, No. 4401) and special issue of J. Geophys. Res. (1980). We shall mention some articles to the same topic among previous surveys: (Moroz, 1971; Sagan, 1971; Marov, 1972; Hunten et al., 1977; Hoffman et al., 1977) and also the books by Kuzmin and Marov (1974) and Kondrat'ev (1977). Some useful information in the part of ground-based observations may be found in the older sources (for example, Sharonov, 1965; Moroz, 1967). For briefness we shall use as a rule the abbreviations of space missions names: V4 instead of Venera 4, M10 instead of Mariner 10 and so on. The first artificial satellites of Venus in the world (orbiters Venera 9 and 10) we shall mark as V9-O, V10-O unlike the descent probes V9, V10. Fly-by modules of Venera 11 and Venera 12 we shall mark as V11-F and V12-F. Pioneers descent probes — Large (Sounder), Day, Night and North — will be marked as P-L, P-D, P-Ni, P-No, orbiter as P-O, and bus as P-B.     

Ion Acceleration and Outflow from Mars and Venus: An Overview

Solar wind forcing of Mars and Venus results in outflow and escape of ionospheric ions. Observations show that the replenishment of ionospheric ions starts in the dayside at low altitudes (??300?C800 km), ions moving at a low velocity (5?C10 km/s) in the direction of the external/ magnetosheath flow. At high altitudes, in the inner magnetosheath and in the central tail, ions may be accelerated up to keV energies. However, the dominating energization and outflow process, applicable for the inner magnetosphere of Mars and Venus, leads to outflow at energies ??5?C20 eV. The aim of this overview is to analyze ion acceleration processes associated with the outflow and escape of ionospheric ions from Mars and Venus. Qualitatively, ion acceleration may be divided in two categories:

1. Modest ion acceleration, leading to bulk outflow and/or return flow (circulation).
2. Acceleration to well over escape velocity, up into the keV range.

In the first category we find a processes denoted ??planetary wind??, the result of e.g. ambipolar diffusion, wave enhanced planetary wind, and mass-loaded ion pickup. In the second category we find ion pickup, current sheet acceleration, wave acceleration, and parallel electric fields, the latter above Martian crustal magnetic field regions. Both categories involve mass loading. Highly mass-loaded ion energization may lead to a low-velocity bulk flow??A consequence of energy and momentum conservation. It is therefore not self-evident what group, or what processes are connected with the low-energy outflow of ionospheric ions from Mars. Experimental and theoretical findings on ionospheric ion acceleration and outflow from Mars and Venus are discussed in this report.     

Direct correlations between coronal transients and interplanetary disturbances

Major interplanetary shock waves have often been successfully associated with major solar flares. The interplanetary response to weaker solar events, e.g., eruptive prominences (EP) and slow coronal transients, is far less pronounced. Recently, progress has been made by combining the newly-available data of white-light-coronagraph measurements from the earth-orbiting satellite P78/1 (these data show the development of coronal transients between 2.5 and 10 R _bd, in-situ plasma measurements from the HELIOS solar probes positioned mostly above the Sun's limb at solar distances between 60 and 200 R _bd (showing the reactions of the interplanetary plasma), ground based Hα-coronagraphs (showing in a few cases the evolution of EP's from the Sun's limb up to 1.5 A_bd). In the years 1979 to 1981 about 25 uniquely associated events were identified, 19 of which allow some detailed analysis. The events can be sorted into three main categories:

The ‘flare-type’: 13 events, probably all of them flare-related, transient speeds v _t from 560 to 1460 km s^?1, no evidence for post-acceleration of the transient (indicating impulsive injection), all transients followed by drastic interplanetary shock waves, some of them probably involving magnetic clouds.

The ‘EP-type’: 4 events, none of them flare-related, at least one was observed as an Hα-EP, transient speed from 200 to 410 km s^-1, all post-accelerated (indicating ‘driven’ injection), all followed by shocks with at least one magnetic cloud, one showing presence of He⁺ and O²⁺ behind the shock.

The ‘NCDE-type’: 2 events, one observed as an Hα-EP, the other without known solar source, v _t , = 130 and 470 km s^?1, one post-accelerated, the other one not, considerable density increase in interplanetary plasma (however, in pressure equilibrium with surroundings), one event including shock, the other not. These two events may not belong to the same category.

Our results are not completely consistent with previous work which is mainly based on data from the Skylab era, 1973/74. This could be due to the different phase in the solar cycle. The study is being continued.     

Chaos theory and radio emission

The application of chaos theory has become popular to understand the nature of various features of solar activity because most of them are far from regular. The usual approach, however, that is based on finding low-dimensional structures of the underlying processes seems to be successful only in a few exceptional cases, such as in rather coherent phenomena as coronal pulsations. It is important to note that most phenomena in solar radio emission are more complex. We present two kinds of techniques from nonlinear dynamics which can be useful to analyse such phenomena:

1. Fragmentation processes observed in solar spike events are studied by means of symbolic dynamics methods. Different measures of complexity calculated from such observations reveal that there is some order in this fragmentation.
2. Bursts are a typical transient phenomenon. To study energization processes causing impulsive microwave bursts, the wavelet analysis is applied. It exhibits structural differences of the pre- and post-impulsive phase in cases where the power spectra of both are not distinct.

     

Imaging Plasma Density Structures in the Soft X-Rays Generated by Solar Wind Charge Exchange with Neutrals

Both heliophysics and planetary physics seek to understand the complex nature of the solar wind’s interaction with solar system obstacles like Earth’s magnetosphere, the ionospheres of Venus and Mars, and comets. Studies with this objective are frequently conducted with the help of single or multipoint in situ electromagnetic field and particle observations, guided by the predictions of both local and global numerical simulations, and placed in context by observations from far and extreme ultraviolet (FUV, EUV), hard X-ray, and energetic neutral atom imagers (ENA). Each proposed interaction mechanism (e.g., steady or transient magnetic reconnection, local or global magnetic reconnection, ion pick-up, or the Kelvin-Helmholtz instability) generates diagnostic plasma density structures. The significance of each mechanism to the overall interaction (as measured in terms of atmospheric/ionospheric loss at comets, Venus, and Mars or global magnetospheric/ionospheric convection at Earth) remains to be determined but can be evaluated on the basis of how often the density signatures that it generates are observed as a function of solar wind conditions. This paper reviews efforts to image the diagnostic plasma density structures in the soft (low energy, 0.1–2.0 keV) X-rays produced when high charge state solar wind ions exchange electrons with the exospheric neutrals surrounding solar system obstacles.The introduction notes that theory, local, and global simulations predict the characteristics of plasma boundaries such the bow shock and magnetopause (including location, density gradient, and motion) and regions such as the magnetosheath (including density and width) as a function of location, solar wind conditions, and the particular mechanism operating. In situ measurements confirm the existence of time- and spatial-dependent plasma density structures like the bow shock, magnetosheath, and magnetopause/ionopause at Venus, Mars, comets, and the Earth. However, in situ measurements rarely suffice to determine the global extent of these density structures or their global variation as a function of solar wind conditions, except in the form of empirical studies based on observations from many different times and solar wind conditions. Remote sensing observations provide global information about auroral ovals (FUV and hard X-ray), the terrestrial plasmasphere (EUV), and the terrestrial ring current (ENA). ENA instruments with low energy thresholds (\(\sim1~\mbox{keV}\)) have recently been used to obtain important information concerning the magnetosheaths of Venus, Mars, and the Earth. Recent technological developments make these magnetosheaths valuable potential targets for high-cadence wide-field-of-view soft X-ray imagers.Section 2 describes proposed dayside interaction mechanisms, including reconnection, the Kelvin-Helmholtz instability, and other processes in greater detail with an emphasis on the plasma density structures that they generate. It focuses upon the questions that remain as yet unanswered, such as the significance of each proposed interaction mode, which can be determined from its occurrence pattern as a function of location and solar wind conditions. Section 3 outlines the physics underlying the charge exchange generation of soft X-rays. Section 4 lists the background sources (helium focusing cone, planetary, and cosmic) of soft X-rays from which the charge exchange emissions generated by solar wind exchange must be distinguished. With the help of simulations employing state-of-the-art magnetohydrodynamic models for the solar wind-magnetosphere interaction, models for Earth’s exosphere, and knowledge concerning these background emissions, Sect. 5 demonstrates that boundaries and regions such as the bow shock, magnetosheath, magnetopause, and cusps can readily be identified in images of charge exchange emissions. Section 6 reviews observations by (generally narrow) field of view (FOV) astrophysical telescopes that confirm the presence of these emissions at the intensities predicted by the simulations. Section 7 describes the design of a notional wide FOV “lobster-eye” telescope capable of imaging the global interactions and shows how it might be used to extract information concerning the global interaction of the solar wind with solar system obstacles. The conclusion outlines prospects for missions employing such wide FOV imagers.     

Planetary Magnetic Fields and Solar Forcing: Implications for Atmospheric Evolution

The solar wind and the solar XUV/EUV radiation constitute a permanent forcing of the upper atmosphere of the planets in our solar system, thereby affecting the habitability and chances for life to emerge on a planet. The forcing is essentially inversely proportional to the square of the distance to the Sun and, therefore, is most important for the innermost planets in our solar system—the Earth-like planets. The effect of these two forcing terms is to ionize, heat, chemically modify, and slowly erode the upper atmosphere throughout the lifetime of a planet. The closer to the Sun, the more efficient are these process. Atmospheric erosion is due to thermal and non-thermal escape. Gravity constitutes the major protection mechanism for thermal escape, while the non-thermal escape caused by the ionizing X-rays and EUV radiation and the solar wind require other means of protection. Ionospheric plasma energization and ion pickup represent two categories of non-thermal escape processes that may bring matter up to high velocities, well beyond escape velocity. These energization processes have now been studied by a number of plasma instruments orbiting Earth, Mars, and Venus for decades. Plasma measurement results therefore constitute the most useful empirical data basis for the subject under discussion. This does not imply that ionospheric plasma energization and ion pickup are the main processes for the atmospheric escape, but they remain processes that can be most easily tested against empirical data. Shielding the upper atmosphere of a planet against solar XUV, EUV, and solar wind forcing requires strong gravity and a strong intrinsic dipole magnetic field. For instance, the strong dipole magnetic field of the Earth provides a “magnetic umbrella”, fending of the solar wind at a distance of 10 Earth radii. Conversely, the lack of a strong intrinsic magnetic field at Mars and Venus means that the solar wind has more direct access to their topside atmosphere, the reason that Mars and Venus, planets lacking strong intrinsic magnetic fields, have so much less water than the Earth? Climatologic and atmospheric loss process over evolutionary timescales of planetary atmospheres can only be understood if one considers the fact that the radiation and plasma environment of the Sun has changed substantially with time. Standard stellar evolutionary models indicate that the Sun after its arrival at the Zero-Age Main Sequence (ZAMS) 4.5 Gyr ago had a total luminosity of ≈70% of the present Sun. This should have led to a much cooler Earth in the past, while geological and fossil evidence indicate otherwise. In addition, observations by various satellites and studies of solar proxies (Sun-like stars with different age) indicate that the young Sun was rotating more than 10 times its present rate and had correspondingly strong dynamo-driven high-energy emissions which resulted in strong X-ray and extreme ultraviolet (XUV) emissions, up to several 100 times stronger than the present Sun. Further, evidence of a much denser early solar wind and the mass loss rate of the young Sun can be determined from collision of ionized stellar winds of the solar proxies, with the partially ionized gas in the interstellar medium. Empirical correlations of stellar mass loss rates with X-ray surface flux values allows one to estimate the solar wind mass flux at earlier times, when the solar wind may have been more than 1000 times more massive. The main conclusions drawn on basis of the Sun-in-time-, and a time-dependent model of plasma energization/escape is that:

1. Solar forcing is effective in removing volatiles, primarily water, from planets,
2. planets orbiting close to the early Sun were subject to a heavy loss of water, the effect being most profound for Venus and Mars, and
3. a persistent planetary magnetic field, like the Earth’s dipole field, provides a shield against solar wind scavenging.

     

Cometary Deuterium

Deuterium fractionations in cometary ices provide important clues to the origin and evolution of comets. Mass spectrometers aboard spaceprobe Giotto revealed the first accurate D/H ratios in the water of Comet 1P/Halley. Ground-based observations of HDO in Comets C/1996 B2 (Hyakutake) and C/1995 O1 (Hale-Bopp), the detection of DCN in Comet Hale-Bopp, and upper limits for several other D-bearing molecules complement our limited sample of D/H measurements. On the basis of this data set all Oort cloud comets seem to exhibit a similar ratio in H₂O, enriched by about a factor of two relative to terrestrial water and approximately one order of magnitude relative to the protosolar value. Oort cloud comets, and by inference also classical short-period comets derived from the Kuiper Belt cannot be the only source for the Earth's oceans. The cometary O/C ratio and dynamical reasons make it difficult to defend an early influx of icy planetesimals from the Jupiter zone to the early Earth. D/H measurements of OH groups in phyllosilicate rich meteorites suggest a mixture of cometary water and water adsorbed from the nebula by the rocky grains that formed the bulk of the Earth may be responsible for the terrestrial D/H. The D/H ratio in cometary HCN is 7 times higher than the value in cometary H₂O. Species-dependent D-fractionations occur at low temperatures and low gas densities via ion-molecule or grain-surface reactions and cannot be explained by a pure solar nebula chemistry. It is plausible that cometary volatiles preserved the interstellar D fractionation. The observed D abundances set a lower limit to the formation temperature of (30 ± 10) K. Similar numbers can be derived from the ortho-to-para ratio in cometary water, from the absence of neon in cometary ices and the presence of S₂. Noble gases on Earth and Mars, and the relative abundance of cometary hydrocarbons place the comet formation temperature near 50 K. So far all cometary D/H measurements refer to bulk compositions, and it is conceivable that significant departures from the mean value could occur at the grain-size level. Strong isotope effects as a result of coma chemistry can be excluded for molecules H₂O and HCN. A comparison of the cometary ratio with values found in the atmospheres of the outer planets is consistent with the long-held idea that the gas planets formed around icy cores with a high cometary D/H ratio and subsequently accumulated significant amounts of H₂ from the solar nebula with a low protosolar D/H. This revised version was published online in June 2006 with corrections to the Cover Date.     

X-ray and extreme ultraviolet emissions from comets

There is significant progress in the observations, theory, and understanding of the x-ray and EUV emissions from comets since their discovery in 1996. That discovery was so puzzling because comets appear to be more efficient emitters of x-rays than the Moon by a factor of 80 000. The detected emissions are general properties of comets and have been currently detected and analyzed in thirteen comets from five orbiting observatories. The observational studies before 2000 were based on x-ray cameras and low resolution (E/δE ≈ 1.5-3) instruments and focused on the morphology of xrays, their correlations with gas and dust productions in comets and with the solar x-rays and the solar wind. Even those observations made it possible to choose uniquely charge exchange between the solar wind heavy ions and cometary neutrals as the main excitation process. The recently published spectra are of much better quality and result in the identification of the emissions of the multiply charged ions of O, C, Ne, Mg, and Si which are brought to comets by the solar wind. The observed spectra have been used to study the solar wind composition and its variations. Theoretical analyses of x-ray and EUV photon excitation in comets by charge exchange, scattering of the solar photons by attogram dust particles, energetic electron impact and bremsstrahlung, collisions between cometary and interplanetary dust, and solar x-ray scattering and fluorescence in comets have been made. These analyses confirm charge exchange as the main excitation mechanism, which is responsible for more than 90% of the observed emission, while each of the other processes is limited to a few percent or less. The theory of charge exchange and different methods of calculation for charge exchange are considered. Laboratory studies of charge exchange relevant to the conditions in comets are reviewed. Total and state-selective cross sections of charge exchange measured in the laboratory are tabulated. Simulations of synthetic spectra of charge exchange in comets are discussed. X-ray and EUV emissions from comets are related to different disciplines and fields such as cometary physics, fundamental physics, x-rays spectroscopy, and space physics.This revised version was published online in July 2005 with a corrected cover date.     

Particle code simulations with injected particles

As problems we are interested in become more complex, we often find our simulations stretching the limits of available computer resources. For example, an interesting problem is simulation of dissipation processes in sub-critical collisionless shocks. To simulate this system our simulation box must contain the shock and its upstream and downstream regions over the entire length of a run. If the shock moves with any appreciable speed the box must then be considerably larger than the shock thickness making it hard to resolve the shock front itself with a reasonable number of grid points. A solution to this problem is to run the simulation in the frame of reference of the shock. Particles are injected upstream of the shock and leave the simulation box downstream. With the shock stationary in the simulation box, we only need to contain enough of the up and downstream regions for the fields, etc., to settle down and separate the shock from the box boundaries. In this tutorial we consider some basic algorithms used in a practical particle injection code, such as the two dimensional WAVE code used at Los Alamos. We will try to present these ideas in a simple format general enough to be easily included in any particle code. Topics covered are:

1. Smoothly Injecting Particles.
2. Generating the Distribution Functions.
3. Time Dependent Injection Density.
4. Boundary Conditions on Fields and Particles.

(Flux and Charge Conservation)     

The ionospheres and plasma tails of comets

The present understanding of cometary ionospheres and plasma tails is critically evaluated. Following a brief introduction of the significance of the study of cometary ionospheres and tails (Section 1), the observational statistics and spectroscopic observations are summarized in Sections 2 and 3.The complicated and time varying morphology of the plasma tail and the ionosphere as revealed both by photographs as well as visual drawings is discussed in Section 4.The evidence for a strong comet-solar wind interaction, the possible nature of this interaction and also the use of comets as probes of the solar wind are considered in the next 3 sections (5, 6, 7). This is followed by a discussion of the various processes so far proposed for the ionization of cometary gases and their limitations (Section 8).Hydrodynamic models of the solar wind-comet interaction, which refers essentially to the region outside the tangential discontinuity, are presented and evaluated in Section 9. A discussion of the ion chemistry and structure of the region inside the tangential discontinuity (which is here referred to as the cometary ionosphere) follows in Section 10.The largely indirect evidence for the existence of substantial magnetic fields in cometary ionospheres and type 1 tails is evaluated and their likely origin is considered in Section 11. The associated electric currents; their size and closure as well as their importance as sources of ionization in the inner coma are also discussed.Finally in Section 12, some of the directions in which future research should progress, in order to provide a more complete and secure knowledge of cometary ionospheres and plasma tails, are stressed.