Substorms and Their Solar Wind Causes

Consequences of the solar wind input observed as large scale magnetotail dynamics during substorms are reviewed, highlighting results from statistical studies as well as global magnetosphere/ionosphere observations. Among the different solar wind input parameters, the most essential one to initiate reconnection relatively close to the Earth is a southward IMF or a solar wind dawn-to-dusk electric field. Larger substorms are associated with such reconnection events closer to the Earth and the magnetotail can accumulate larger amounts of energy before its onset. Yet, how and to what extent the magnetotail configuration before substorm onset differs for different solar wind driver is still to be understood. A strong solar wind dawn-to-dusk electric field is, however, only a necessary condition for a strong substorm, but not a sufficient one. That is, there are intervals when the solar wind input is processed in the magnetotail without the usual substorm cycle, suggesting different modes of flux transport. Furthermore, recent global observations suggest that the magnetotail response during the substorm expansion phase can be also controlled by plasma sheet density, which is coupled to the solar wind on larger time-scales than the substorm cycle. To explain the substorm dynamics it is therefore important to understand the different modes of energy, momentum, and mass transport within the magnetosphere as a consequence of different types of solar wind-magnetosphere interaction with different time-scales that control the overall magnetotail configuration, in addition to the internal current sheet instabilities leading to large scale tail current sheet dissipation.     

Energy flux in the Earth's magnetosphere: Storm – substorm relationship

Three ways of the energy transfer in the Earth's magnetosphere are studied. The solar wind MHD generator is an unique energy source for all magnetospheric processes. Field-aligned currents directly transport the energy and momentum of the solar wind plasma to the Earth's ionosphere. The magnetospheric lobe and plasma sheet convection generated by the solar wind is another magnetospheric energy source. Plasma sheet particles and cold ionospheric polar wind ions are accelerated by convection electric field. After energetic particle precipitation into the upper atmosphere the solar wind energy is transferred into the ionosphere and atmosphere. This way of the energy transfer can include the tail lobe magnetic field energy storage connected with the increase of the tail current during the southward IMF. After that the magnetospheric substorm occurs. The model calculations of the magnetospheric energy give possibility to determine the ground state of the magnetosphere, and to calculate relative contributions of the tail current, ring current and field-aligned currents to the magnetospheric energy. The magnetospheric substorms and storms manifest that the permanent solar wind energy transfer ways are not enough for the covering of the solar wind energy input into the magnetosphere. Nonlinear explosive processes are necessary for the energy transmission into the ionosphere and atmosphere. For understanding a relation between substorm and storm it is necessary to take into account that they are the concurrent energy transferring ways. This revised version was published online in August 2006 with corrections to the Cover Date.     

Substorm timings and timescales: A new aspect

The magnetospheric substorm is a fundamental element of magnetospheric disturbances. After more than 40 years of intensive studies, various aspects of substorm morphology have been qualitatively established. Observations from the International Solar-Terrestrial Physics (ISTP) mission during the last decade have provided more detailed and complete pictures of substorms than before and, consequently, have provided new insights into substorm mechanisms. From the global auroral imaging it is shown that substorm onsets are locally confined; however, the effects of substorms involve a very large space at different times. Observations relying on in situ techniques can be misleading and can introduce confusion if not properly interpreted. On the other hand, remote sensing techniques such as global auroral imaging not only provide a robust means for studying substorm phenomenology but also yield relatively consistent results. This article reviews and summarizes a number of substorm studies conducted based primarily on global auroral images from NASA's Polar satellite, with a main focus on “quantitative” substorm morphology (i.e., onset timing, locations, energy input, and substorm timescales). These studies conclude that (1) auroral breakups are the most reliable substorm indicator, whereas other commonly used onset proxies may not always be associated with substorms and are subject to a propagation delay; (2) after breakup, the expanded auroral bulge can move either westward (60%) or eastward (40%); and (3) a typical substorm expansion phase lasts ～10 minutes and increases with increasing distances from the onset. A key conclusion from some recent studies seems to suggest that magnetotail reconnection, if it ever exists, is a consequence of substorm expansion onset. These findings provide constraints for substorm models and theories.     

Relationship Between Substorm Auroras and Processes in the Near-Earth Magnetotail

Although the auroral substorm has been long regarded as a manifestation of the magnetospheric substorm, a direct relation of active auroras to certain magnetospheric processes is still debatable. To investigate the relationship, we combine the data of the UV imager onboard the Polar satellite with plasma and magnetic field measurements by the Geotail spacecraft. The poleward edge of the auroral bulge, as determined from the images obtained at the LHBL passband, is found to be conjugated with the region where the oppositely directed fast plasma flows observed in the near-Earth plasma sheet during substorms are generated. We conclude that the auroras forming the bulge are due to the near-Earth reconnection process. This implies that the magnetic flux through the auroral bulge is equal to the flux dissipated in the magnetotail during the substorm. Comparison of the magnetic flux through the auroral bulge with the magnetic flux accumulated in the tail lobe during the growth phase shows that these parameters have the comparable values. This is a clear evidence of the loading–unloading scheme of substorm development. It is shown that the area of the auroral bulge developing during substorm is proportional to the total (magnetic plus plasma) pressure decrease in the magnetotail. These findings stress the importance of auroral bulge observations for monitoring of substorm intensity in terms of the magnetic flux and energy dissipation.     

Substorm aspects of magnetic pulsations

The different types of magnetic pulsations occurring during magnetospheric substorms are analysed into the concept of polar substorms recently described in detail by Akasofu (1968). Special attention is thus paid, to the simultaneous occurrence of different types of micropulsations at different places around the earth, during the development of a substorm. Time lags between the appearance of micropulsations and other geophysical effects of the substorm are of fundamental importance in this respect. Relationships between the occurrence or spectral shape of micropulsations and the state of the magnetosphere, as determined by satellite measurements are also of interest. Recent theoretical studies about the origin of these micropulsations are reviewed: natural h.m. emissions are directly linked to the thermal plasma density, the high energetic particle fluxes and pitch angle distributions in the far magnetosphere (L 5–8). We can thus expect to be able to deduce some information about the changes of these quantities during substorms. New semi-quantitative work is reported, which tries to interpret the repetitive structure of SIP events in terms of thickness of the magnetospheric tail, and the frequency drift of IPDP's in terms of magnetospheric electric fields. The present knowledge about absorption and dispersion of hydromagnetic waves through the ionosphere or inside the submagneto-ionospheric guide is also stated, because not taking these effects into account could lead to misinterpretation of the data.     

The magnetotail and substorms

The tail plays a very active and important role in substorms. Magnetic flux eroded from the dayside magnetosphere is stored here. As more and more flux is transported to the magnetotail and stored, the boundary of the tail flares more, the field strength in the tail increases, and the currents strengthen and move closer to the Earth. Further, the plasma sheet thins and the magnetic flux crossing the neutral sheet lessens. At the onset of the expansion phase, the stored magnetic flux is returned from the tail and energy is deposited in the magnetosphere and ionosphere. During the expansion phase of isolated substorms, the flaring angle and the lobe field strength decrease, the plasma sheet thickens and more magnetic flux crosses the neutral sheet.In this review, we discuss the experimental evidence for these processes and present a phenomenological or qualitative model of the substorm sequence. In this model, the flux transport is driven by the merging of the magnetospheric and interplanetary magnetic fields. During the growth phase of substorms the merging rate on the dayside magnetosphere exceeds the reconnection rate in the neutral sheet. In order to remove the oversupply of magnetic flux in the tail, a neutral point forms in the near earth portion of the tail. If the new reconnection rate exceeds the dayside merging rate, then an isolated substorm results. However, a situation can occur in which dayside merging and tail reconnection are in equilibrium. The observed polar cap electric field and its correlation with the interplanetary magnetic field is found to be in accord with open magnetospheric models.     

Conjugate features of magnetospheric electron dynamics observed at balloon altitudes

Analysis of recent observations (from balloons, spacecraft, and surface observatories) demonstrate regional, shell, and nearpoint conjugacy at L ～ 7 during precipitative events which were characterized by local acceleration as well as release of gradient-drifted electrons injected during substorms. A number of new features of magnetospheric dynamics relating to substorm development and sudden-commencement effects, have been brought to light which, though poorly understood at present, may prove of considerable importance and are worthy of further investigation.

1. During the initial period of instability in substorm evolution, preceding the slower magnetotail convective injection, precipitation of waves of electrons in rapid polewards motion exhibit L-shell conjugacy near midnight.
2. Transient, large scale expansions of the magnetospheric electron population accompanied by temporally imbedded substorms display large scale regional conjugacy and are simultaneously observed as similarly transient intensity dropouts at balloon altitudes.
3. Precipitation from gradient-drifting electrons in the dayside magnetosphere exhibits near point-conjugacy, at least down to the order of 50 km and quite probably less.

Similarly tight conjugacy applies to the release of electrons showing a specific local response to sudden commencements.

1. Analysis of the approach to and attainment of spectral equilibrium in the precipitation observed from drifting electrons may provide information about either, or both, the source spectrum at injection and the process of local release.
2. The specific precipitation effect sometimes observed at the time of an SC remains a rather puzzling feature, although it seems clear now that the acceleration and/or release process responsible is of a highly local nature and works selectively at small pitch angles well within the magnetospheric boundary. Coupling of the interplanetary shock with the magnetosphere must be an important aspect, but the details are not clear as yet.
3. On at least one occasion, a large part (perhaps all) of the magnetospheric electron population varied in a nearly synchronous manner in response to solar wind induced distortions during the variable compressive phase of a sudden commencement geomagnetic storm.

In the ongoing effort to identify and understand acceleration and release mechanisms involved in magnetospheric dynamics, balloon-borne experiments will continue to be useful, providing essential information presently unattainable by other means.     

A Multiscale Model for Substorms

Most substorm researchers assume substorms to be caused by a unique large-scale process. However, a critical evaluation of substorm observations indicates that a new paradigm is needed to understand the substorm phenomenon and the magnetospheric dynamics in general. It is proposed here that substorms involve a number of physical processes covering over a wide range of spatial and temporal scales. Potential candidates include the kinetic or shear ballooning instability, the Kelvin-Helmholtz instability, the cross-field current instability, the tearing instability, and magnetic reconnection. An observational constraint on the qualified process for substorm onset is that it must be associated with magnetic field lines of auroral arcs since substorm onsets start with brightening of a pre-existing auroral arc. Which particular process dominates in a given substorm depends on the present and past states of the magnetosphere as well as the external solar wind. The magnetosphere is almost perpetually driven by the solar wind to be near a critical point and in a metastable state. Magnetospheric disturbances occur sporadically in multiple localized sites. A substorm is realized when the combined effect of these localized disturbances become global in extent, much like the system-wide activity in a sandpile or avalanche model.     

Global Particle Simulation Study of Substorm Onset and Particle Acceleration

This paper reports the spatial and temporal development of Bursty Bulk Flows (BBFs) created by the reconnection as well as current disruptions (CDs) in the near-Earth tail using our 3D global EM particle simulation with a southward turning IMF in the context of the substorm onset. Recently, observations show that BBFs are often accompanied by current disruptions for triggering substorms. We haver examined the dynamics of BBFs and CDs in order to understand the timing and triggering mechanism of substorms. As the solar wind with the southward IMF advances over the Earth, the near-Earth tail thins and the sheet current intensifies. Before the peak of the current density becomes maximum, the reconnection takes place, which ejects particles from the reconnection region. Because of the earthward flows the peak of the current density moves toward the Earth. The characteristics of the earthward flows depend on the ions and electrons. Electrons flow back into the inflow region (the center of reconnection region), which provides current closure. Therefore the structure of electron flows near the reconnection region is rather complicated. In contrast, the ion earthward flows are generated far from the reconnection region. These earthward flows pile up near the Earth. The ions mainly drift toward the duskside. The electrons are diverted toward the duskside. Due to the pile-up, dawnward current is generated near the Earth. This dawnward current dissipates rapidly with the sheet current because of the opposite current direction, which coincides with the dipolarization in the near-Earth tail. At this time the wedge current may be created in our simulation model. This simulation study shows the sequence of the substorm dynamics in the near-Earth tail, which is similar to the features obtained by the multisatellite observations. The identification of the timing and mechanism of triggering substorm onset requires further studies in conjunction with observations.     

Orbit Design for the THEMIS Mission

THEMIS, NASA’s fifth Medium Class Explorer (MIDEX) mission will monitor the onset and macro-scale evolution of magnetospheric substorms. It is a fleet of 5 small satellites (probes) measuring in situ the magnetospheric particles and fields while a network of 20 ground based observatories (GBOs) monitor auroral brightening over Northern America. Three inner probes (～1 day period, 10 R_E apogee) monitor current disruption and two outer probes (～2 day and ～4 day period, 20 R_E and 30 R_E apogees respectively) monitor lobe flux dissipation. In order to time and localize substorm onsets, THEMIS utilizes Sun–Earth aligned conjunctions between the probes when the ground-based observatories are on the nightside. To maintain high recurrence of conjunctions the outer orbits have to be actively adjusted during each observation season. Orbit maintenance is required to rearrange the inner probes for dayside observations and also inject the probes into their science orbits after near-simultaneous release from a common launch vehicle. We present an overview of the orbit strategy, which is primarily driven by the scientific goals of the mission but also represents a compromise between the probe thermal constraints and fuel capabilities. We outline the process of orbit design, describe the mission profile and explain how mission requirements are targeted and evaluated. Mission-specific tools, based on high-fidelity orbit prediction and common magnetospheric models, are also presented. The planning results have been verified by in-flight data from launch through the end of the first primary science seasons and have been used for mission adjustments subject to the early scientific results from the coast phase and first tail season.     

Transient phenomena in the magnetotail and their relation to substorms

Recent observations of magnetic field, plasma flow and energetic electron anisotropies in the magnetotail plasma sheet during substorms have provided strong support for the idea that a magnetospheric substorm involves the formation of a magnetic neutral line (the substorm neutral line) within the plasma sheet at X _SM — 10R _E to -25R _E. An initial effect, in the tail, of the neutral line's formation is the severance of plasma sheet field lines to form a plasmoid, i.e., a closed magnetic loop structure, that is quickly (within 5–10 min) ejected from the tail into the downstream solar wind. The plasmoid's escape leaves a thin downstream plasma sheet through which plasma and energetic particles stream continuously into the solar wind, often throughout the duration of the substorm's expansive phase. Southward oriented magnetic field threads this tailward-flowing plasma but its detection, as an identifier of the occurrence of magnetic reconnection, is made difficult by the thinness and turbulence of the downstream plasma sheet. The thinning of the plasma sheet downstream of the neutral line is observed, by satellites located anywhere but very close to the tail's midplane, as a plasma dropout. Multiple satellite observations of plasma droputs suggest that the substorm neutral line often extends across a large fraction (> ) of the tail's breadth. Near the time of substorm recovery the substorm neutral line moves quickly tailward to a more distant location, progressively inflating the closed field lines earthward of it, to reform the plasma sheet.Proceedings of the Symposium on Solar Terrestrial Physics held in Innsbruck, May–June 1978.     

Review of Ionospheric Effects of Solar Wind Magnetosphere Coupling in the Context of the Expanding Contracting Polar Cap Boundary Model

This paper reviews the coupling between the solar wind, magnetosphere and ionosphere. The coupling between the solar wind and Earth’s magnetosphere is controlled by the orientation of the Interplanetary Magnetic Field (IMF). When the IMF has a southward component, the coupling is strongest and the ionospheric convection pattern that is generated is a simple twin cell pattern with anti-sunward flow across the polar cap and return, sunward flow at lower latitudes. When the IMF is northward, the ionospheric convection pattern is more complex, involving flow driven by reconnection between the IMF and the tail lobe field, which is sunward in the polar cap near noon. Typically four cells are found when the IMF is northward, and the convection pattern is also more contracted under these conditions. The presence of a strong Y (dawn-dusk) component to the IMF leads to asymmetries in the flow pattern. Reconnection, however, is typically transient in nature both at the dayside magnetopause and in the geomagnetic tail. The transient events at the dayside are referred to as flux transfer events (FTEs), while the substorm process illustrates the transient nature of reconnection in the tail. The transient nature of reconnection lead to the proposal of an alternative model for flow stimulation which is termed the expanding/contracting polar cap boundary model. In this model, the addition to, or removal from, the polar cap of magnetic flux stimulates flow as the polar cap boundary seeks to return to an equilibrium position. The resulting average patterns of flow are therefore a summation of the addition of open flux to the polar cap at the dayside and the removal of flux from the polar cap in the nightside. This paper reviews progress over the last decade in our understanding of ionospheric convection that is driven by transient reconnection such as FTEs as well as by reconnection in the tail during substorms in the context of a simple model of the variation of open magnetic flux. In this model, the polar cap expands when the reconnection rate is higher at the dayside magnetopause than in the tail and contracts when the opposite is the case. By measuring the size of the polar cap, the dynamics of the open flux in the tail can be followed on a large scale.     

The relationship between field-aligned currents and the auroral electrojets: A review

The recent development of several new observational techniques as well as of advanced computer simulation codes has contributed significantly to our understanding of dynamics of the three-dimensional current system during magnetospheric substorms. This paper attempts to review the main results of the last decade of research in such diverse fields as electric fields and currents in the high-latitude ionosphere and field-aligned currents and their relationship to the large-scale distribution of auroras and auroral precipitation. It also contains discussions on some efforts in synthesizing the vast amount of the observations to construct an empirical model which connects the ionospheric currents with field-aligned currents. While our understanding has been greatly improved during the last decade, there is much that is as yet unsettled. For example, we have reached only a first approximation model of the three-dimensional current system which is not inconsistent with integrated, ground-based and space observations of electric and magnetic fields. We have just begun to unfold the cause of the field-aligned currents both in the magnetosphere and ionosphere. Dynamical behaviour of the magnetosphere-ionosphere coupling relating to substorm variability can be an important topic during the coming years.On leave of absence from Kyoto Sangyo University, Kyoto 603, Japan.     

The Role and Contributions of Energetic Neutral Atom (ENA) Imaging in Magnetospheric Substorm Research

Energetic Neutral Atom (ENA) imaging has contributed substantially to substorm research. This technique has allowed significant advances in areas such as observation and quantification of injected particle drift as a function of energy, observation of dynamics in the tail that are directly related to the effects of imposed (growth phase) and induced (expansion phase) electric fields on the plasma, the prompt extraction of oxygen from the ionosphere during substorms, the relationship between storms and substorms, and the timing of substorm ENA signatures. We present discussion of the advantages and shortcomings of the ENA technique for studying space plasmas. Although the technique is in its infancy, it is yielding results that enrich our understanding of the substorm process and its effects.     

First Results from the THEMIS Mission

THEMIS was launched on February 17, 2007 to determine the trigger and large-scale evolution of substorms. During the first seven months of the mission the five satellites coasted near their injection orbit to avoid differential precession in anticipation of orbit placement, which started in September 2007 and led to a commencement of the baseline mission in December 2007. During the coast phase the probes were put into a string-of-pearls configuration at 100 s of km to 2 R_E along-track separations, which provided a unique view of the magnetosphere and enabled an unprecedented dataset in anticipation of the first tail season. In this paper we describe the first THEMIS substorm observations, captured during instrument commissioning on March 23, 2007. THEMIS measured the rapid expansion of the plasma sheet at a speed that is commensurate with the simultaneous expansion of the auroras on the ground. These are the first unequivocal observations of the rapid westward expansion process in space and on the ground. Aided by the remote sensing technique at energetic particle boundaries and combined with ancillary measurements and MHD simulations, they allow determination and mapping of space currents. These measurements show the power of the THEMIS instrumentation in the tail and the radiation belts. We also present THEMIS Flux Transfer Events (FTE) observations at the magnetopause, which demonstrate the importance of multi-point observations there and the quality of the THEMIS instrumentation in that region of space.     

Review of Pi2 Models

More than half a century after the discovery of Pi2 pulsations, Pi2 research is still vigorous and evolving. Especially in the last decade, new results have provided supporting evidence for some Pi2 models, challenged earlier interpretations, and led to entirely new models. We have gone beyond the inner magnetosphere and have explored the outer magnetosphere, where Pi2 pulsations have been observed in unexpected places. The new Pi2 models cover virtually all magnetotail regions and their coupling, from the reconnection site via the lobes and plasma sheet to the ionosphere. In addition to understanding the Pi2 phenomenon in itself, it has also been important to study Pi2 pulsations in their role as transient manifestations of the coupling between the magnetosphere and the ionosphere. The transient Pi2 is an integral part of the substorm phenomenon, especially during substorm onset. Key questions about the workings of magnetospheric substorms are still awaiting answers, and research on Pi2 pulsations can help with those answers. Furthermore, the role of Pi2 pulsations in association with other dynamic magnetospheric modes has been explored in the last decade. Thus, the application of Pi2 research has expanded over the years, assuring that Pi2 research will remain active in this decade and beyond. Here we review recent advances, which have given us a new understanding of Pi2 pulsations generated at various places in the magnetosphere during different magnetospheric modes. We review seven Pi2 models found in the literature and show how they are supported by observations from spacecraft and ground observatories as well as numerical simulations. The models have different degrees of maturity; while some enjoy wide acceptance, others are still speculative.     

THEMIS Science Objectives and Mission Phases

The five THEMIS spacecraft and a dedicated ground-based observatory array will pinpoint when and where substorms occur, thereby providing the observations needed to identify the processes that cause substorms to suddenly release solar wind energy stored within the Earth’s magnetotail. The primary science which drove the mission design enables unprecedented observations relevant to magnetospheric research areas ranging from the foreshock to the Earth’s radiation belts. This paper describes how THEMIS will reach closure on its baseline scientific objectives as a function of mission phase.     

Energetics of the magnetosphere

Energy flow in various large-scale processes of the Earth's magnetosphere is examined. This energy comes from the solar wind, via the dawn-to-dusk convection electric field, a field established primarily by magnetic merging but with viscous-like boundary interaction as a possible contributor. The convection field passes about 5 × 10¹¹ W to the near-Earth part of the plasma sheet, and also moves the plasma earthward. In addition, 1–3 × 10¹¹ W are given to the complex system of the Birkeland currents: about 4 × 10¹⁰ of this, on the average, goes to parallel acceleration, chiefly of auroral electrons, about 2–3 times that amount to joule heating of the ionosphere, and the rest heats the ring current. The ring current stores energy (mainly as kinetic energy of particles) of the order of 2 × 10¹⁵ J, and this value rises and decays during magnetic storms, on time scales ranging from a fraction of a day to several days. The tail can store comparable amounts as magnetic energy, and appreciable fractions of its energy may be released in substorms, on time scales of tens of minutes. The sporadic power level of such events reaches the order of 3 × 10¹² W. The role of magnetic merging in such releases of magnetic energy is briefly discussed, as is the correlation between properties of the solar wind and magnetospheric power levels.     

Ring Currents and Internal Plasma Sources

The discovery of terrestrial O⁺ and other heavy ions in magnetospheric hot plasmas, combined with the association of energetic ionospheric outflows with geomagnetic activity, led to the conclusion that increasing geomagnetic activity is responsible for filling the magnetosphere with ionospheric plasma. Recently it has been discovered that a major source of ionospheric heavy ion plasma outflow is responsive to the earliest impact of coronal mass ejecta upon the dayside ionosphere. Thus a large increase in ionospheric outflows begins promptly during the initial phase of geomagnetic storms, and is already present during the main phase development of such storms. We hypothesize that enhancement of the internal source of plasma actually supports the transition from substorm enhancements of aurora to storm-time ring current development in the inner magnetosphere. Other planets known to have ring current-like plasmas also have substantial internal sources of plasma, notably Jupiter and Saturn. One planet having a small magnetosphere, but very little internal source of plasma, is Mercury. Observations suggest that Mercury has substorms, but are ambiguous with regard to the possibility of magnetic storms of the planet. The Messenger mission to Mercury should provide an interesting test of our hypothesis. Mercury should support at most a modest ring current if its internal plasma source is as small as is currently believed. If substantiated, this hypothesis would support a general conclusion that the magnetospheric inflationary response is a characteristic of magnetospheres with substantial internal plasma sources. We quantitatively define this hypothesis and pose it as a problem in comparative magnetospheres.