Joint Ulysses and ACE observations of a magnetic cloud and the associated solar energetic particle event

On day 49 of 1999 a strong interplanetary shock was observed by the ACE spacecraft located at 1 AU from the Sun. This shock was followed 10 hours later by a magnetic cloud (MC). A large solar energetic particle (SEP) event was observed in association with the arrival of the shock and the MC at ACE. The Ulysses spacecraft, located at 22° S heliolatitude and nearly the same ecliptic longitude as ACE, observed a large SEP event beginning on day 54 that peaked with the arrival of a solar wind and magnetic field disturbance on day 61. A magnetic cloud was observed by Ulysses on days 63–64. We suggest a scenario in which both spacecraft intercepted the same MC, although sampling different regions of it. We describe the effects that the MC produced on the streaming of energetic particles at both spacecraft. This revised version was published online in August 2006 with corrections to the Cover Date.     

Simultaneous Observations of Solar Energetic Particle Events by imp 8 and the Ulysses Cospin High Energy Telescope at High Solar Latitudes

With Ulysses approaching the south solar polar latitudes during a period of high solar activity, it is for the first time possible to study the distribution of solar energetic particles (SEPs) in solar latitude as well as in radius and longitude. From July 1997 to August 2000, Ulysses moved from near the solar equator at ∼5 AU to ∼67° S latitude at ∼3 AU. Using observations of >∼30 MeV protons from Ulysses and IMP-8 at Earth we find good correlation between large SEP increases observed at IMP and Ulysses, almost regardless of the relative locations of the spacecraft. The observations show that within a few days after injection of SEPs, the flux in the inner heliosphere is often almost uniform, depending only weakly on the position of the observer. No clear effect of the increasing solar latitude of Ulysses is evident. Since the typical latitudinal extent of CMEs, which most likely accelerate the SEPs, is only ∼30°, this suggests that the enhanced cross-field propagation for cosmic rays and CIR-accelerated particles deduced from Ulysses’ high latitude studies near solar minimum is also true for SEPs near solar maximum. This revised version was published online in August 2006 with corrections to the Cover Date.     

Energetic Ions Observed at Low to High Latitudes in the Southern Heliosphere During Declining and Rising Solar Activity

We present and compare observations of energetic protons during the two first transits of the Ulysses spacecraft from low to high latitudes in the southern heliosphere. Protons in the energy range 1.8–3.8 MeV from the COSPIN experiment are studied for global trends and in relation to some ambient structures in the solar wind (corotating interaction region, forward/reverse shock). The global trends show the large dependence on the heliospheric condition and solar activity, including indications of a larger ambient particle population during the rising phase of solar activity and more efficient solar wind particle accelerators during the declining phase. More enhancements in the proton flux intensity are time associated with forward shocks than reverse contrary to first pass. Recurrent structures are found even during the second transit. Some latitude dependent periodicities are observed that could relate to the differential solar rotation. This revised version was published online in August 2006 with corrections to the Cover Date.     

CIR Associated Energetic Particles in the Inner and Middle Heliosphere

Energetic particles associated with Corotating Interaction Regions (CIRs) are observed throughout the inner and middle heliosphere, showing large positive (>100%/AU) radial intensity gradients. Their appearance at 1 AU is associated with the appearance of fast, recurrent solar wind streams. At several AU, CIR energetic particles are accelerated at shocks which propagate away from the interface of fast and slow solar wind streams. CIR energy spectra at 1 AU cover the range >35 keV to several MeV/amu; the spectra steepen above ∼1 MeV/amu, and show no turnover even at the lowest energies. The ion composition of CIRs is similar to solar material, but with significant differences that might be due to properties of the seed population and/or the acceleration process. This paper summarizes properties of energetic particles in CIRs as known through the early 1990s, prior to the launch of the Ulysses, and WIND spacecraft, whose new results are presented in Kunow, Lee et al. (1999) in this volume. This revised version was published online in August 2006 with corrections to the Cover Date.     

Solar Origin of Anisotropic Electron Events observed by ULYSSES and ACE

We investigate the solar origin of energetic collimated electron events observed in situ by the EPAM and/or HISCALE particle experiments aboard the ACE and ULYSSES spacecraft, respectively. This study has been performed for two months, September and October 1999 when Ulysses was magnetically connected to the solar disk at heliolongitudes visible at the Earth. The two spacecraft were separated by about 35° in latitude and up to 60° in longitude. In this paper, results are described for one period only, October 24–November 1, 1999. It is found that not all the anisotropic events are observed by both spacecrafts; there exists a strong dependence on the spacecraft's magnetic connection back to the Sun. This revised version was published online in August 2006 with corrections to the Cover Date.     

Origins of Anisotropic 40–300 keV Electron Events Observed at Low and High Latitudes

Using a survey of anisotropic electron events in the energy range of ～40–300 keV observed by HI-SCALE on Ulysses, we have selected several time intervals during 1999 when Ulysses traveled from about 20° S at 5.2 AU (January 1999) to 42° S at 4.2 AU (January 2000). We compare these events with observations at ～1 AU using the nearly identical instrument, EPAM on ACE. In order to study the solar origins of these electrons using the imaging Nançay Radioheliograph, we further restricted the list of events to those in which interplanetary magnetic field lines with origins on the visible solar disk, intersected Ulysses. We find that not all the anisotropic electron events are observed by both spacecraft and there exists a strong dependence on the spacecraft's magnetic connection back to the Sun. We have identified the solar origin for five electron events using radio observations, and correlate these with interplanetary type-III radio emissions using the WIND/WAVES experiment.     

Oxygen and Iron Ions at High Heliolatitudes

The fluxes of O and Fe ions at high heliolatitudes measured by the HiScale instrument on Ulysses reflect the dynamical processes that affect the charged particle populations in the heliosphere. Both the O and Fe ions show more latitude dependence in the first (solar minimum) orbit to high southern heliolatitudes than during the second (solar maximum) orbit. The ion fluxes are larger during the solar minimum orbit; the flux levels are influenced by the occurrence of corotating interaction regions. The Fe/O abundance ratios are found to be similar at 1 AU and at high heliolatitudes. This revised version was published online in August 2006 with corrections to the Cover Date.     

Planar Structuring of Magnetic Fields at Solar Minimum and Maximum

Planar magnetic structures are regions of the solar wind where the magnetic field is oriented parallel to a fixed plane for several hours or more. Discontinuities in the field direction may be encountered during these periods, their surfaces also being parallel to the plane containing the field. A survey of Ulysses magnetic field data returned during 1990–1998 revealed that the solar wind's magnetic field was planar in nature for at least 9% of the time. A survey is presented of planar magnetic structures encountered by Ulysses during two periods when the spacecraft was travelling south from the ecliptic to high southern heliographic latitudes, in 1992–1994 and 1998–2000. The characteristics of the planar magnetic structures encountered during these times of declining and near-maximum solar activity are described, as well as their apparent relationships with interplanetary shocks and heliospheric current sheet crossings. Planar magnetic structures are more common near solar maximum. However, the proportion of structures coinciding with HCS crossings and shocks seems relatively constant. This revised version was published online in August 2006 with corrections to the Cover Date.     

Tracing the magnetic topology of coronal mass ejection events by Ulysses/HI-SCALE energetic particle observations in and out of the ecliptic

In January 2000, the Ulysses spacecraft observed an ICME event at 43° S heliographic latitude and ∼ 4.1 AU. We use electron (E _e>38 keV) observations to trace the topology of the IMF embedded within the ICME. The still controversial issue of whether ICMEs have been detached from the solar corona or are still magnetically anchored to it when they arrive at the spacecraft is tackled. An in ecliptic ICME event is also presented. This revised version was published online in August 2006 with corrections to the Cover Date.     

Observation of the interstellar helium cone by the NOZOMI spacecraft

‘The Japanese Mars probe, NOZOMI, is staying in the interplanetary space (1–1.5 AU) until its Mars’ orbit insertion scheduled in early 2004. Every 16 months on this interplanetary orbit the spacecraft crosses around 1 AU the ‘gravitational focusing cone’ of the interstellar helium, which are penetrating into the inner heliosphere under the solar gravity. During the first crossing of the cone in the season of March–May 2000, we observed these helium particles after the solar wind pickup process with an E/q type ion detector aboard NOZOMI. We have estimated the original temperature of the interstellar helium as 11 000 K. This revised version was published online in August 2006 with corrections to the Cover Date.     

Particle Acceleration by the Sun: Electrons, Hard X-rays/Gamma-rays

Observations of hard X-ray (HXR)/γ-ray continuum and γ-ray lines produced by energetic electrons and ions, respectively, colliding with the solar atmosphere, have shown that large solar flares can accelerate ions up to many GeV and electrons up to hundreds of MeV. Solar energetic particles (SEPs) are observed by spacecraft near 1 AU and by ground-based instrumentation to extend up to similar energies, but it appears that a different acceleration process, one associated with fast Coronal Mass Ejections (CMEs) is responsible. Much weaker SEP events are observed that are generally rich in electrons, ³He, and heavy elements. The energetic particles in these events appear to be similar to those accelerated in flares. The Ramaty High Energy Solar Spectroscopic Imager (RHESSI) mission provides high-resolution spectroscopy and imaging of flare HXRs and γ-rays. The observations of the location, energy spectra, and composition of the flare accelerated energetic particles at the Sun strongly imply that the acceleration is closely related to the magnetic reconnection that releases the energy in solar flares. Here preliminary comparisons of the RHESSI observations with observations of both energetic electrons and ions near 1 AU are reviewed, and the implications for the particle acceleration and escape processes are discussed.     

Magnetic Field Observations of Transient Events at Ulysses, 1996–2000

During the years 1996–2000 solar activity has been gradually rising and is now close to maximum. At the same time the Ulysses spacecraft has performed a north to south traverse of the low latitude regions of the heliosphere and is now once again travelling through high southerly latitudes. We show some examples and report on the occurence rates of transient solar wind disturbances which have been identified by their magnetic field signatures. ‘Magnetic clouds’ remain more common at low (compared to high) latitudes despite the rise in solar activity. However, more events were observed at high latitudes than at solar minimum. This revised version was published online in August 2006 with corrections to the Cover Date.     

Cosmic Ray Modulation over the Poles at Solar Maximum: Observations

Our knowledge of how galactic and anomalous cosmic rays are modulated in the inner heliosphere has been dramatically enlarged as a result of measurements from several missions launched in the past ten years. Among them, Ulysses explored the polar regions of the inner heliosphere during the last solar minimum period and is now revisiting southern polar latitudes under solar maximum conditions. This gives us for the first time the possibility to compare modulation of cosmic rays at high heliographic latitudes during such different time periods. We present data from different instruments on board the Ulysses spacecraft together with 1 AU measurements in the ecliptic. In this paper we focus on measurements that have direct implications for our understanding of modulation of cosmic rays in the inner heliosphere. This revised version was published online in August 2006 with corrections to the Cover Date.     

CME-Driven Solar Wind Disturbances at High Heliographic Latitudes

We have identified 20 coronal mass ejections, or CMEs, in the solar wind in the Ulysses data obtained between S30° and S75° during the second polar orbit. Unlike CME-driven disturbances observed at high latitudes during Ulysses’ first polar orbit, these disturbances had plasma and magnetic field characteristics similar to those observed in the ecliptic plane near 1 AU when one allows for evolution with heliocentric distance. Here we provide a brief overview of CME observations at high latitudes both close to and far from the Sun, with emphasis on the recent Ulysses measurements on the rising portion of solar cycle 23. This revised version was published online in August 2006 with corrections to the Cover Date.     

The Evolution of the Anomalous Cosmic Ray Oxygen Spectra From 1995 to 1998: Ulysses Observations

Moraal and Steenberg (1999), showed that the peak energy in the anomalous cosmic ray spectra is independent of the radial distance up to a few AU away from the termination shock but dependent on the solar wind speed, the radius of the termination shock and the scattering strength. In this paper we will discuss the variation of the cosmic ray oxygen energy spectrum as measured by the Ulysses EPAC and the COSPIN/LET on board Ulysses. We found that the peak energy decreased from ∼5 MeV nucl⁻¹, when Ulysses was at high northern heliographic latitudes embedded in the fast solar wind to ∼3.5 MeV n⁻¹, in the streamer belt. The shift towards lower energy might also be caused by changing modulation although Voyager measurements indicate no variation of the ACR Oxygen spectrum at ∼60 AU. This revised version was published online in August 2006 with corrections to the Cover Date.     

Evidence for a Two-Stage Acceleration Process in Large Solar Energetic Particle Events

Using high-resolution mass spectrometers on board the Advanced Composition Explorer (ACE), we surveyed the event-averaged ∼0.1–60 MeV/nuc heavy ion elemental composition in 64 large solar energetic particle (LSEP) events of cycle 23. Our results show the following: (1) The Fe/O ratio decreases with increasing energy up to ∼10 MeV/nuc in ∼92% of the events and up to ∼60 MeV/nuc in ∼64% of the events. (2) The rare isotope ³He is greatly enhanced over the corona or the solar wind values in 46% of the events. (3) The heavy ion abundances are not systematically organized by the ion’s M/Q ratio when compared with the solar wind values. (4) Heavy ion abundances from C–Fe exhibit systematic M/Q-dependent enhancements that are remarkably similar to those seen in ³He-rich SEP events and CME-driven interplanetary (IP) shock events. Taken together, these results confirm the role of shocks in energizing particles up to ∼60 MeV/nuc in the majority of large SEP events of cycle 23, but also show that the seed population is not dominated by ions originating from the ambient corona or the thermal solar wind, as previously believed. Rather, it appears that the source material for CME-associated large SEP events originates predominantly from a suprathermal population with a heavy ion enrichment pattern that is organized according to the ion’s mass-per-charge ratio. These new results indicate that current LSEP models must include the routine production of this dynamic suprathermal seed population as a critical pre-cursor to the CME shock acceleration process.     

Development and Effects of Turbulence in Connection with CIRs

We present an overview of the properties of magnetohydrodynamic turbulence within corotating interaction regions (CIRs) and its effects on energetic particles. We stress the importance of both the population of fluctuations in the inner heliosphere and the changing local environment in determining their properties at larger heliospheric distances. We present observations from two typical CIRs, one at 0.3 AU before compression regions have formed and the other well developed at 5.1 AU, and discuss the properties of fluctuations within them and show that it is possible to distinguish different regions of the CIR on the basis of the turbulence itself. The strength of the turbulence varies strongly within and close to the CIRs, explaining changes in the mean free path of energetic particles of several orders of magnitude with implications for the modulation of cosmic rays and for diffusive acceleration of particles. The mechanisms by which turbulent fluctuations within interaction regions scatter energetic particles are briefly discussed on a theoretical basis. This revised version was published online in August 2006 with corrections to the Cover Date.     

The elemental composition in energetic particle events at high heliospheric latitudes

The relative abundances of low energy ions (0.6–2.0 MeV/n) in solar energetic particle (SEP) and corotating interaction region (CIR) events have been measured by the EPAC experiment aboard Ulysses since launch in October 1990 until the present time. We give an overview of the abundances of heavy ions (He, C, Ne, Fe) relative to oxygen during energetic particle events lasting longer than 5 days during the in- and out-of-ecliptic phase of the mission. While the period Oct. 1990 to Aug. 1992 was dominated by high solar activity the Ulysses out of ecliptic passage at solar latitudes up to 45° went parallel to the declining phase of solar activity. Thus a very clear structure of corotating interaction regions was observed. While the in-ecliptic composition is in general agreement with measurements made near the Earth, the development of the CIR-composition shows two phases: From Aug. 1992 to May 1993 the C/O-ratio is 0.55–0.70, afterwards it increases to 0.8–0.9. This increase is correlated to the disappearance of the current sheet at 30° solar latitude reported by Smithet al. (1993).     

Source Region of High and Low Speed Wind during the Spartan 201-05 Flight

The large-scale coronal magnetic fields of the Sun are believed to play an important role in organizing the coronal plasma and channeling the high and low speed solar wind along the open magnetic field lines of the polar coronal holes and the rapidly diverging field lines close to the current sheet regions, as has been observed by the instruments aboard the Ulysses spacecraft from March 1992 to March 1997. We have performed a study of this phenomena within the framework of a semi-empirical model of the coronal expansion and solar wind using Spartan, SOHO, and Ulysses observations during the quiescent phase of the solar cycle. Key to this understanding is the demonstration that the white light coronagraph data can be used to trace out the topology of the coronal magnetic field and then using the Ulysses data to fix the strength of the surface magnetic field of the Sun. As a consequence, it is possible to utilize this semi-empirical model with remote sensing observation of the shape and density of the solar corona and in situ data of magnetic field and mass flux to predict values of the solar wind at all latitudes through out the solar system. We have applied this technique to the observations of Spartan 201-05 on 1–2 November, 1998, SOHO and Ulysses during the rising phase of this solar cycle and speculate on what solar wind velocities Ulysses will observe during its polar passes over the south and the north poles during September of 2000 and 2001. In order to do this the model has been generalized to include multiple streamer belts and co-located current sheets. The model shows some interesting new results. This revised version was published online in August 2006 with corrections to the Cover Date.     

A particle event at 5 AU and 20° southern latitude from measurements with the EPAC instrument on Ulysses

In November 1992, the Ulysses spacecraft observed a multiple solar particle event and a CME event at 5.2 AU and a heliographic latitude of 20° S which were superimposed to the recurrent corotating interacting region. Distinct particle flux increases caused by these events were observed in all energy channels of the EPAC experiment. The experimental findings are discussed.