Viewing radiation signatures of solar energetic particles in interplanetary space

A current serious limitation on the studies of solar energetic particle (SEP) events is that their properties in the inner heliosphere are studied only through in situ spacecraft observations. Our understanding of spatial distributions and temporal variations of SEP events has come through statistical studies of many such events over several solar cycles. In contrast, flare SEPs in the solar corona can be imaged through their radiative and collisional interactions with solar fields and particles. We suggest that the heliospheric SEPs may also interact with heliospheric particles and fields to produce signatures which can be remotely observed and imaged. A challenge with any such candidate signature is to separate it from that of flare SEPs. The optimum case for imaging high-energy (E > 100 MeV) heliospheric protons may be the emission of π⁰-decay γ-rays following proton collisions with solar wind (SW) ions. In the case of E > 1 MeV electrons, gyrosynchrotron radio emission may be the most readily detectible remote signal. In both cases we may already have observed one or two such events. Another radiative signature from nonthermal particles may be resonant transition radiation, which has likely already been observed from solar flare electrons. We discuss energetic neutrons as another possible remote signature, but we rule out γ-ray line and 0.511 MeV positron annihilation emission as observable signatures of heliospheric energetic ions. We are already acquiring global signatures of large inner-heliospheric SW density features and of heliosheath interactions between the SW and interstellar neutral ions. By finding an appropriate observable signature of remote heliospheric SEPs, we could supplement the in situ observations with global maps of energetic SEP events to provide a comprehensive view of SEP events.     

Systems design of a hybrid sail pole-sitter

This paper presents the preliminary systems design of a pole-sitter. This is a spacecraft that hovers over an Earth pole, creating a platform for full hemispheric observation of the polar regions, as well as direct-link telecommunications. To provide the necessary thrust, a hybrid propulsion system combines a solar sail with a more mature solar electric propulsion (SEP) thruster. Previous work by the authors showed that the combination of the two allows lower propellant mass fractions, at the cost of increased system complexity. This paper compares the pure SEP spacecraft with the hybrid spacecraft in terms of the launch mass necessary to deliver a certain payload for a given mission duration. A mass budget is proposed, and the conditions investigated under which the hybrid sail saves on the initial spacecraft initial mass. It is found that the hybrid spacecraft with near- to mid-term sail technology has a lower initial mass than the SEP case if the mission duration is 7 years or more, with greater benefits for longer duration missions. The hybrid spacecraft with far-term sail technology outperforms the pure SEP case even for short missions.     

Some problems with developing a standard for determining solar energetic particle fluxes

Based on the author’s experience in ISO TC20/SC14 Working Group 4, this paper discusses the common problems encountered when developing a standard for solar energetic particle (SEP) fluxes. The problem involving the reliability of the distribution function describing the SEP events and the interpolation of this function into the region of not-yet-observed large events are discussed. The problems with describing the fluences of SEPs over a wide range of energy in the form of energetic spectra are analyzed. Requirements for SEP flux models are formulated. The reliability of some SEP flux models is determined by comparing their predictions with the experimental data.     

Solar proton events recorded in the stratosphere during cosmic ray balloon observations in 1957–2008

Long-term balloon observations have been performed by the Lebedev Physical Institute since 1957 up to the present time. The observations are taken several times a week at the polar and mid latitudes and allow us to study dynamics of galactic and solar cosmic ray as well as secondary particle fluxes in the atmosphere and in the near-Earth space. Solar energetic particles (120) – mostly protons – (SEP) events with >100 MeV proton intensity above 1 cm⁻² s⁻¹ s⁻¹ were recorded during 1958–2006. Before the advent of the SEP monitoring on spacecraft these results constituted the only homogeneous series of >100 MeV SEP events. The SEP intensities and energy spectra inferred from the Lebedev Physical Institute observations are consistent with the results taken in the adjacent energy intervals by the spacecraft and neutron monitors. Joint consideration of the SEP events series recorded by balloons and by neutron monitors during solar cycles 20–23 makes it possible to restore the probable number of events in solar cycle 19, which was not properly covered by observations. Some correlation was found between duration of SEP event production in a solar cycle and sunspot cycle characteristics.     

Solar particle precipitation into the polar atmosphere and their dependence on hemisphere and local time

The precipitation of solar energetic particles, protons as well as electrons, at high latitudes is commonly assumed to be homogeneous across both polar caps. Using Low-Earth Orbit POES (Polar Orbiting Environmental Satellites) we determine particle penetration ratios into the polar atmosphere for protons ranging from about 0.1 MeV to 500 MeV and for electrons spanning about one order of magnitude in energy with a maximum of 0.3 MeV. Based on power law fits for the POES spectrum we show, that for energies interesting for middle and lower atmosphere chemistry, particle flux over the poles is comparable in magnitude to flux at the geostationary orbit or at L1 in interplanetary space. The time period under study are the solar energetic particle (SEP) event series of October/November 2003 and January 2005.     

SEP events and multi-spacecraft observations: Constraints on theory

Fifteen solar energetic particle (SEP) events have been analyzed using proton flux data recorded by the Helios 1, Helios 2, and IMP 8 spacecraft in the energy range ∼4–40 MeV during 1974–1982. For each of the events at least two of the spacecraft have their nominal magnetic footpoint within 20° in heliocentric longitude from each other. The SEP events are sub-grouped as a function of their heliocentric longitudinal separation and heliocentric radial distance from the SEP associated solar flare and several case studies are presented in this paper. Main results concerning their usage in estimating the SEP radial dependence are given. Moreover, we investigate the behavior of the third not connected spacecraft in order to study the dependence of the proton flux as a function of flare location. It is found that the contribution of the longitudinal gradient in determining variations in the SEP proton flux is particularly relevant for spacecraft having their magnetic connection footpoint separated from the flare between 30° and 50°.     

Relativistic proton production at the Sun in the 20 January 2005 solar event

Based on the concept of multiple acceleration of solar energetic particles (SEP) we analyzed the super-event of 20 January 2005 by the data of ground level, balloon and spacecraft observations. The main characteristics of relativistic solar protons (energy spectra, anisotropy directions and pitch-angle distributions) are derived and their dynamics during the event is studied. It is shown that the flux of relativistic solar protons may consist of two distinct components, the so-called prompt and delayed ones. Within a two-source model of particle generation, one of which is associated with an expanding magnetic loop, we solved the transport equation in energy phase space, including adiabatic losses simultaneously with the stochastic acceleration process, and calculate the expected spectra of the delayed component at the source. The confrontation of experimental spectra with theoretical ones shows that the delayed component may be correctly described by stochastic acceleration, but not the prompt component. The required acceleration efficiencies turned out to be rather high, so that, for this particular event, adiabatic cooling is practically negligible. Our results provide a new support to the existence of two populations of relativistic solar protons in some SEP events.     

Simulation of ASTROD I test mass charging due to solar energetic particles and interplanetary electrons

As ASTROD I travels through space, its test mass will accrue charge due to exposure of the spacecraft to high-energy particles. This test mass charge will result in Coulomb forces between the test mass and the surrounding electrodes. In earlier work, we have used the GEANT 4 toolkit to simulate charging of the ASTROD test mass due to cosmic-ray protons of energies between 0.1 and 1000 GeV at solar maximum and at solar minimum. Here we use GEANT 4 to simulate the charging process due to solar energetic particle events and interplanetary electrons. We then estimate the test mass acceleration noise due to these fluxes. The predicted charging rates range from 2247 e⁺/s to 47,055 e⁺/s, at peak intensity, for the four largest SEP events in September and October 1989. Although the noise due to charging exceeds the ASTROD I budget for the two larger events, it can be suppressed through continuous discharging. The acceleration noise during the two small events is well below the design target. The charging rate of the ASTROD I test mass due to interplanetary electrons in this simulation is about −11% of the cosmic-ray protons at solar minimum, and over −37% at solar maximum. In addition to the Monte Carlo uncertainty, an error of ±30% in the net charging rates should be added to account for uncertainties in the spectra, physics models and geometry implementations.     

Relationship of solar flare accelerated particles to solar energetic particles (SEPs) observed in the interplanetary medium

Observations of hard X-ray (HXR)/γ-ray continuum and γ-ray lines produced by energetic electrons and ions, respectively, colliding with the solar atmosphere, have shown that large solar flares can accelerate ions up to many GeV and electrons up to hundreds of MeV. Solar energetic particles (SEPs) are observed by spacecraft near 1 AU and by ground-based instrumentation to extend up to similar energies as in large SEP events, but it appears that a different acceleration process, one associated with fast coronal mass ejections is responsible. Much weaker SEP events are observed that are generally rich in electrons, ³He, and heavy elements. The energetic particles in these events appear to be similar to those accelerated in flares. The Ramaty high energy solar spectroscopic imager (RHESSI) mission provides high-resolution spectroscopy and imaging of flare HXRs and γ-rays. Such observations can provide information on the location, energy spectra, and composition of the flare accelerated energetic particles at the Sun. Here, preliminary comparisons of the RHESSI observations with observations of both energetic electron and ion near 1 AU are reviewed, and the implications for the particle acceleration and escape processes are discussed.     

Ozone variability related to several SEP events occurring during solar cycle no. 23

Data from geostationary operational environmental satellite (GOES) series were used to identify intense solar energetic particle (SEP) events occurred during the solar activity cycle no. 23. We retrieved O₃, NO, NO₂, HNO₃, OH, HCl and OHCl profiles coming from different satellite sensors (solar occultation and limb emission) and we looked for the mesospheric/stratospheric response to SEPs at high terrestrial latitudes. The chemistry of the minor atmospheric components is analysed to evaluate the associated odd nitrogen (NO_x) and odd hydrogen (HO_x) production, able to cause short (h) and medium (days) term ozone variations. We investigated the effects of SEPs on the polar atmosphere in three different seasons, i.e., January 2005, April 2002 and July 2000. The inter-hemispheric variability of the ozone, induced by the SEP series of January 2005, has been compared with the effects connected both to larger and quite similar events. We found that during SEP events: (i) solar illumination is the key factor driving SEP-induced effects on the chemistry of the polar atmosphere; (ii) even events with limited particle flux in the range 15–40 MeV are able to change the abundance of the minor constituents in the mesosphere and upper stratosphere.     

Solar cosmic rays in the near Earth space and the atmosphere

Solar energetic particles (SEPs) constitute a distinct population of energetic charged particles, which can be often observed in the near Earth space. SEP penetration into the Earth’s magnetosphere is a complicated process depending on particle magnetic rigidity and geomagnetic field structure. Particles in the several MeV energy range can only access to periphery of the magnetosphere and the polar cap regions, while the GeV particles can arrive at equatorial latitudes. Solar protons with energies higher than 100 MeV may be observed in the atmosphere above ∼30 km, and those with energies more than 1 GeV may be recorded even at the sea level. There are some observational evidences of SEP influence on atmospheric processes. Intruding into the atmosphere, SEPs affect middle atmosphere odd-nitrogen and ozone chemistry. Since spatial and temporal variations of SEP fluxes in the near Earth space are controlled by solar activity, SEPs may present an important link between solar activity and climate. The paper outlines dynamics of SEP fluxes in the near Earth space during the last decades. This can be useful for tracing relationship between SEPs and atmospheric processes.     

Study on solar sources and polar cap absorption events recorded in Antarctica

Particularly intense events occurred on the Sun in a period around minimum of solar activity during cycle 23. We investigated the characteristics of September 2005 and December 2006 events and the properties of the correlated observations of ionospheric absorption, obtained by a 30 MHz riometer installed at Mario Zucchelli Station (MZS-Antarctica), and of geomagnetic activity recorded at Scott Base (Antarctica). Solar events are studied using the characteristics of CMEs measured with SoHO/LASCO coronagraphs and the temporal evolution of solar energetic protons in different energy ranges measured by GOES 11 spacecraft.     

Cone model-based SEP event calculations for applications to multipoint observations

The problem of modeling solar energetic particle (SEP) events is important to both space weather research and forecasting, and yet it has seen relatively little progress. Most important SEP events are associated with coronal mass ejections (CMEs) that drive coronal and interplanetary shocks. These shocks can continuously produce accelerated particles from the ambient medium to well beyond 1 AU. This paper describes an effort to model real SEP events using a Center for Integrated Space weather Modeling (CISM) MHD solar wind simulation including a cone model of CMEs to initiate the related shocks. In addition to providing observation-inspired shock geometry and characteristics, this MHD simulation describes the time-dependent observer field line connections to the shock source. As a first approximation, we assume a shock jump-parameterized source strength and spectrum, and that scatter-free transport occurs outside of the shock source, thus emphasizing the role the shock evolution plays in determining the modeled SEP event profile. Three halo CME events on May 12, 1997, November 4, 1997 and December 13, 2006 are used to test the modeling approach. While challenges arise in the identification and characterization of the shocks in the MHD model results, this approach illustrates the importance to SEP event modeling of globally simulating the underlying heliospheric event. The results also suggest the potential utility of such a model for forcasting and for interpretation of separated multipoint measurements such as those expected from the STEREO mission.     

Solar flares,CMEs and solar energetic particle events during solar cycle 24

We present here a study of Solar Energetic Particle Events (SEPs) associated with solar flares during 2010–2014 in solar cycle 24. We have selected the flare events (≥GOES M-class), which produced SEPs. The SEPs are classified into three categories i.e. weak (proton intensity?≤?1?pfu), minor (1?pfu?<?proton intensity?<?10?pfu) and major (proton intensity?≥?10?pfu). We used the GOES data for the SEP events which have intensity greater than one pfu and SOHO/ERNE data for the SEP event less than one pfu intensity. In addition to the flare and SEP properties, we have also discussed different properties of associated CMEs.     

On the early phase of relativistic solar particle events: Are there signatures of acceleration mechanism?

Many physical processes precede and accompany the solar energetic particles (SEP) occurrence on the Earth’s orbit. Explosive energy release on the Sun gives rise to a flare and a coronal mass ejection (CME). X-ray and gamma emissions are believed to be connected with flares. Radio emission is signature of disturbances traveling through the corona and interplanetary space. Particles can gain energy both in the flare and the accompanying wave processes. The beginning of the SEP events has the advantage of being the phase most close to the time of acceleration. Influence of interplanetary transport is minimal in the case of first arriving relativistic solar protons recorded by ground based neutron monitors in so called ground-level enhancements (GLE). The early phase of the SEP events attracts attention of many scientists searching for the understanding of particle acceleration. However, they come to the opposite conclusions. While some authors find arguments for coronal mass ejections as a sole accelerator of SEPs, others prove a flare to be the SEP origin. Here, the circumstances of SEP generation for several GLEs of the 23rd solar cycle are considered. Timing of X-ray, CME, and radio emissions shows a great variety from event to event. However, the time of particle ejection from the Sun is closer to maximum of X-ray emission than to any other phenomena considered. No correlation is found between the particle fluxes and the CME characteristics.     

December 2006 solar extreme events and their influence on the near-Earth space environment: “Universitetskiy-Tatiana” satellite observations

The Russian microsatellite “Universitetskiy-Tatiana” was launched on Jan. 20, 2005 and was both a scientific and educational mission. Its two main aims were declared as: (1) monitoring of the energetic particles dynamics in the near-Earth space environment after solar events and during quiet times, (2) educational activities based on experimental data obtained from the spacecraft. In this paper observations acquired during Dec. 5–16, 2006, known as “Solar Extreme Events 2006”, were analyzed. The “Universitetskiy-Tatiana” microsatellite orbit permits one to measure both solar energetic particle dynamics, variations of the boundary of solar particle penetration, as well as relativistic and sub-relativistic electrons of the Earth’s outer radiation belt during and after magnetic storms. Both relativistic electrons of the Earth’s outer radiation and solar energetic particles are an important source of radiation damage in near-Earth space. Therefore, the presented experimental results demonstrate the successful application of a small educational spacecraft both for scientific and educational programs.     

太阳质子通量模型研究

太阳质子事件对航天活动构成重要威胁, 预测一定时期内太阳质子通量对航天器抗辐射加固设计有重要的指导意义. 在第20至23太阳活动周的太阳质子事件数据统计分析的基础上, 建立了一个针对 E>10 MeV和 E>30 MeV太阳质子通量的新模型. 新模型与目前航天工程中常用的JPL模型相比较, 引入了太阳活动性对质子事件发生概率的影响因素, 能够评估不同太阳活动水平下的质子通量, 其结果更符合质子事件的分布特征.      

Solar energetic particle events during the rise phases of solar cycles 23 and 24

We present a comparative study of the properties of coronal mass ejections (CMEs) and flares associated with the solar energetic particle (SEP) events in the rising phases of solar cycles (SC) 23 (1996–1998) (22 events) and 24 (2009–2011) (20 events), which are associated with type II radio bursts. Based on the SEP intensity, we divided the events into three categories, i.e. weak (intensity < 1 pfu), minor (1 pfu < intensity < 10 pfu) and major (intensity ? 10 pfu) events. We used the GOES data for the minor and major SEP events and SOHO/ERNE data for the weak SEP event. We examine the correlation of SEP intensity with flare size and CME properties. We find that most of the major SEP events are associated with halo or partial halo CMEs originating close to the sun center and western-hemisphere. The fraction of halo CMEs in SC 24 is larger than the SC 23. For the minor SEP events one event in SC23 and one event in SC24 have widths < 120° and all other events are associated with halo or partial halo CMEs as in the case of major SEP events. In case of weak SEP events, majority (more than 60%) of events are associated with CME width < 120°. For both the SC the average CMEs speeds are similar. For major SEP events, average CME speeds are higher in comparison to minor and weak events. The SEP event intensity and GOES X-ray flare size are poorly correlated. During the rise phase of solar cycle 23 and 24, we find north–south asymmetry in the SEP event source locations: in cycle 23 most sources are located in the south, whereas during cycle 24 most sources are located in the north. This result is consistent with the asymmetry found with sunspot area and intense flares.     

Relative fluxes of shock and prompt peaks in SEP event time profiles

Peak fluxes are an important property of gradual solar energetic particle (SEP) event time profiles from both astro/heliophysical and applications perspectives. However, the peak flux in an event may occur at the event onset, or at the time of the interplanetary shock arrival (the ESP or energetic storm particles). This makes an important difference in the interpretation of the peak flux, and in any attempts to characterize or model it. This paper describes a study of SEP data sets from ACE, IMP-8 and GOES toward determining the relative properties of these peak fluxes for protons with energies near 1, 10, and 50 MeV. The results suggest that for gradual events with both peaks, the ESP peak often dominates at 1 MeV energies and is dominant about half the time at 10 MeV. Moreover, the prompt peak fluxes can be used to estimate the shock peak (ESP event) up to days ahead, especially in the lower energy range.     

Solar sailing in realistic mode,based on a locally-optimal control laws

Ballistic design of solar sailing missions in the solar system is composed of defining the design parameters, the control programs, and the trajectories that provide performance goals of a flight. The use of a solar sail spacecraft imposes specific restrictions on mission parameters that include the degradation limit on the flight duration, the maximum temperature of solar sail's surface, the minimum distance from the Sun, the maximum angular velocity of the spacecraft's rotation and others.Many authors considered the impact of these restrictions on the design of the mission separately, but they used a sophisticated method of finding the exact optimal motion control or applied the most straightforward laws of motion control. This paper uses local-optimal control laws at the complete mathematical models of motion and functioning of solar sail spacecraft to describe a technique of designing interplanetary missions. The described method avoids the need to obtain an accurate optimal solution to the control problem and does not cause significant computational difficulties.