Observations of the Sun at Vacuum-Ultraviolet Wavelengths from Space. Part II: Results and Interpretations

In Part I of this review, the concepts of solar vacuum-ultraviolet (VUV) observations were outlined together with a discussion of the space instrumentation used for the investigations. A section on spectroradiometry provided some quantitative results on the solar VUV radiation without considering any details of the solar phenomena leading to the radiation. Here, in Part II, we present solar VUV observations over the last decades and their interpretations in terms of the plasma processes and the parameters of the solar atmosphere, with emphasis on the spatial and thermal structures of the chromosphere, transition region and corona of the quiet Sun. In addition, observations of active regions, solar flares and prominences are included as well as of small-scale events. Special sections are devoted to the elemental composition of the solar atmosphere and theoretical considerations on the heating of the corona and the generation of the solar wind.     

Plasma kinetics in the solar wind

An account is given of the observations and theoretical ideas concerning the role of kinetic processes in the solar wind. This includes, first of all, the measurements on distribution functions of plasma electrons and protons, the relation of the observed non-thermal electron features with the concept of an exospheric expansion of the solar corona, and the connection of non-thermal proton distributions with bulk flow inhomogeneities of the wind. A discussion is given of the present understanding of the connection between observed features of the particle distributions and anomalous values of some plasma transport coefficients, which in turn determine the actual values of macroscopic plasma parameters.A further topic of the review is that of possible kinetic processes occurring within small scale structures in the solar wind, like collisionless shocks, various types of discontinuities and D-sheets.     

Soft X-ray observations of helmet structures from SXT/Yohkoh

We present soft X-ray observations of helmet structures in solar active regions obtained from SXT/Yohkoh. These helmet structures are observed to form in the flare decay phase and to be associated with active region loop interactions. Their morphology is similar to the much larger scale helmet streamers that appear in the outer corona as shown in optical images of solar eclipse. The observed X-ray helmet structures appear to be in quasi-equilibrium with lifetimes greater than the MHD time scale. Using the filter ratio method for the X-ray observations, we find that the cusp region has lower temperature and higher density than that in the stalk region above it. The plasma pressure in the cusp region is about the same or slightly higher than that in the stalk region.     

Magneto-gravity Waves Trapped in the Lower Solar Corona

The possibility of trapped magneto-gravity waves in the lower solar corona with an open magnetic field is discussed. Intensity variations and/or Doppler shifts of relevant UV, EUV and x-ray spectral lines in the chromosphere, transition region and lower corona may reveal the existence of such low-frequency modes (with periods longer than ∼ 1.5 hour). The spectrum may be either discrete or continuous depending on the reflection property of the narrow transition region. These modes can be utilized to probe the dynamics of the upper chromosphere, transition region and lower corona; they may also play an important role in coronal heating. This revised version was published online in June 2006 with corrections to the Cover Date.     

The solar chromosphere and its transition to the corona

Our present knowledge on the average physical properties of the chromosphere and of the transition region between chromosphere and corona is reviewed. It is recalled that shock wave dissipation is responsible for the high temperatures observed in the chromosphere and corona and that, due to the non-linear character of the dissipation mechanism, no satisfactory explanation of the structure of the outer solar layers has yet been given. In this paper, the main emphasis is on the observations and their interpretation.Evidence for the non-spherically symmetric structure of the atmosphere is given; the validity of interpreting the observations with the help of a fictitious spherically symmetric atmosphere is discussed.The chromosphere and the transition region are studied separately: for each region, the energy balance is considered and recent homogeneous models derived from ultra-violet, infrared and radio observations are discussed.It is stressed that although in the chromosphere, a study of the radiative losses may lead to the determination, as function of height, of the amount of mechanical energy dissipated as function of height, a more detailed analysis of the velocity field is necessary to find the periods and the wavelengths of the waves responsible for the heating. The methods used for wave detection and some results are presented.Observational and theoretical evidence is given for the non-validity of the assumption of hydrostatic equilibrium which is commonly used in modeling the transition region.We conclude that a better understanding of the heating mechanism will come through a higher spatial resolution (less than 0.2) and more accurate absolute measurements, rather than from sophisticated hydrodynamical calculations.     

Coupling of the coronal he abundance to the solar wind

Models of the transition region — corona — solar wind system are investigated in order to find the coronal helium abundance and to study the role played by coronal helium in controlling the the solar wind proton flux. The thermal force on -particles in the transition region sets the flow of helium into the corona. The frictional coupling between -particles and protons and/or the electric polarization field determines the proton flux in the solar wind as well as the fate of the coronal helium content.     

Atomic Physics for Atmospheric Composition Measurements

The atomic physics relevant to the interpretation of solar spectra produced by plasmas at temperatures ≳ 105 K are discussed. Methods for determining relative abundance ratios are presented and examples provided from the Coronal Diagnostic Spectrometer on board SOHO. In particular, the Fe/Si ratio in the corona is found to be close to photospheric; the Mg/Ne ratio in the transition region is found to vary by an order of magnitude in different solar features. The Mg/Ne ratios in supergranule cell centres and the network are separated for the first time, although no significant differences are found. This revised version was published online in June 2006 with corrections to the Cover Date.     

Numerical 3-D time-dependent MHD model of the solar wind

A fully three-dimensional, time-dependent MHD model of the solar corona and the solar wind is developed. The proposed model is an upgrading of the steady-state model (Usmanov, 1993a,b). A numerical self-consistent solution for 3-D MHD equations is constructed for the region between the solar photosphere and 1.5 AU. The unique features of the proposed model are: (i) uniform coverage and self-consistent treatment of the regions of subsonic/sub-Alfvénic and supersonic/super-Alfvénic flows, (ii) as a background for transients, a steady-state solution for the ambient solar wind is used. The parameters of the initial pulses are prescribed in terms of the near-Sun shock velocities (as inferred from the metric Type II radio burst observations) relative to the preshock steady-state flow parameters.     

Fine structure and the emission filling factor

There is observational evidence for an extreme fine structure in the solar transition region, much smaller than 1 in size (Dereet al., 1987, 1988) Corresponding to this extreme fine structure there appear to be an equally complex dynamical structure. We review the evidence for such dynamical extreme fine structure as demonstrated by the frequent appearance of multiple velocities, i.e. distinctly different velocities in the transition region occurring within the angular resolution element. Multiple velocities are prominent in active regions and particularly near sunspots, where velocity components may be supersonic. However, multiple velocities are frequent also in quiet regions. The consequences of such fine structure for modeling the transition region will be outlined. Finally the appropriate CDS and SUMER observations needed to extend our knowledge of a finely structured transition region and corona, spatially or in time, are discussed.     

UVCS Observations of Temperature and Velocity Profiles in Coronal Holes

The spectroscopic observations of the Ultraviolet Coronagraph Spectrometer (UVCS), on board the SOHO observatory, allow the study and the full characterization of the expansion of the solar atmosphere by means of measurements of the outflow speeds and the physical properties of the wind, directly in the region where the solar plasma is heated and accelerated: the extended corona. During solar minimum, when the magnetic configuration of the corona is rather simple, the open magnetic fields emerging from the wide polar coronal holes channel toward the heliosphere both the fast and the slow wind. The fast wind flows along flux tubes with lower areal divergence than the slow wind which is guided by flux tubes characterized by non-monotonic areal expansion functions. Differences in the physical properties, such as kinetic temperature, electron density, composition and density fluctuations, of the fast and slow wind in the corona are discussed.     

Mass flows in coronal loops

Although static loop models are often used to describe the structure of coronal loops, it is evident on both observational and theoretical grounds that mass motions play a crucial role in the physics of the corona and transition region. First we review the observations of emission-line broadening and wavelength shifts, which imply the presence of random motions and systematic downflows in coronal loops. Some discrepancies in the observations are discussed. It is argued that velocities due to gas pressure gradients are the most likely explanation for the observed flows. A number of models that have been proposed for these motions are reviewed. The implications of the various models on observations of the corona and transition region by SOHO are discussed.     

Small scale structures in the solar corona

The observational characteristics of the small scale magnetic structures are summarized. The temperature structure and temporal variability of the emission from coronal bright points, that pervade the source region of the solar wind in coronal holes and the quiet sun, and from active regions are shown to be remarkably similar. Particular emphasis is given to observations, potentially feasible with SOHO, that could resolve some of the outstanding issues regarding the role of the small scale magnetic structures in the energy balance and properties of the solar wind.     

Solar Wind Models from the Sun to 1 AU: Constraints by in Situ and Remote Sensing Measurements

There are three major types of solar wind: The steady fast wind originating on open magnetic field lines in coronal holes, the unsteady slow wind coming probably from the temporarily open streamer belt and the transient wind in the form of large coronal mass ejections. The majority of the models is concerned with the fast wind, which is, at least during solar minimum, the normal mode of the wind and most easily modeled by multi-fluid equations involving waves. The in-situ constraints imposed on the models, mainly by the Helios (in ecliptic) and Ulysses (high-latitude) interplanetary measurements, are extensively discussed with respect to fluid and kinetic properties of the wind. The recent SOHO observations have brought a wealth of new information about the boundary conditions for the wind in the inner solar corona and about the plasma conditions prevailing in the transition region and chromospheric sources of the wind plasma. These results are presented, and then some key questions and scientific issues are identified. This revised version was published online in June 2006 with corrections to the Cover Date.     

Wind in the Solar Corona: Dynamics and Composition

The dynamics of the solar corona as observed during solar minimum with the Ultraviolet Coronagraph Spectrometer, UVCS, on SOHO is discussed. The large quiescent coronal streamers existing during this phase of the solar cycle are very likely composed by sub-streamers, formed by closed loops and separated by open field lines that are channelling a slow plasma that flows close to the heliospheric current sheet. The polar coronal holes, with magnetic topology significantly varying from their core to their edges, emit fast wind in their central region and slow wind close to the streamer boundary. The transition from fast to slow wind then appears to be gradual in the corona, in contrast with the sharp transition between the two wind regimes observed in the heliosphere. It is suggested that speed, abundance and kinetic energy of the wind are modulated by the topology of the coronal magnetic field. Energy deposition occurs both in the slow and fast wind but its effect on the kinetic temperature and expansion rate is different for the slow and fast wind.     

Seismology of Prominence-Fine structures: Observations and Theory

Prominence seismology is a rapidly developing topic which seeks to infer the internal structure and properties of solar prominences from the study of its oscillations. Two-dimensional high-resolution observations suggest that filaments can be considered as made by small scale fibrils, having a cool region, stacked one after another in the vertical and horizontal directions. An extense observational background about oscillations in filaments has been gathered during the last 20 years and these observations point out that fibrils or groups of fibrils can oscillate independently. From the theoretical point of view, small amplitude oscillations in single and multifibril configurations have been studied as a first step to explain observational features.     

Working Group 1 Report: Solar Wind Models from the Sun to 1 AU: Constraints by "in situ" and Remote Sensing Measurements

The goal of Working Group 1 was to discuss constraints on solar wind models. The topics for discussion, outlined by Eckart Marsch in his introduction, were: (1) what heats the corona, (2) what is the role of waves, (3) what determines the solar wind mass flux, (4) can stationary, multi-fluid models describe the fast and slow solar wind, or (5) do we need time dependent fluid models, kinetic models, and/or MHD models to describe solar wind acceleration. The discussion in the working group focused on observations of "temperatures" in the corona, mainly in coronal holes, and whether the observations of line broadening should be interpreted as thermal broadening or wave broadening. Observations of the coronal electron density and the flow speed in coronal holes were also discussed. There was only one contribution on observations of the distant solar wind, but we can place firm constraints on the solar wind particle fluxes and asymptotic flow speeds from observations with Ulysses and other spacecraft. Theoretical work on multi-fluid models, higher-order moment fluid models, and MHD models of the solar wind were also presented. This revised version was published online in June 2006 with corrections to the Cover Date.     

Spectroscopic diagnostics for CDS and SUMER

The CDS and SUMER instruments will make extensive use of spectroscopic diagnostics to determine the physical parameters of the solar transition region and corona. A great deal of effort is going into the development of these techniques to ensure that they are accurate. This requires interfacing solar analysis programs with the best available atomic data calculations. Recent developments in this work will be presented, with specific examples of useful spectral line ratios.     

The Solar Origin of Corotating Interaction Regions and Their Formation in the Inner Heliosphere

Corotating Interaction Regions (CIRs) form as a consequence of the compression of the solar wind at the interface between fast speed streams and slow streams. Dynamic interaction of solar wind streams is a general feature of the heliospheric medium; when the sources of the solar wind streams are relatively stable, the interaction regions form a pattern which corotates with the Sun. The regions of origin of the high speed solar wind streams have been clearly identified as the coronal holes with their open magnetic field structures. The origin of the slow speed solar wind is less clear; slow streams may well originate from a range of coronal configurations adjacent to, or above magnetically closed structures. This article addresses the coronal origin of the stable pattern of solar wind streams which leads to the formation of CIRs. In particular, coronal models based on photospheric measurements are reviewed; we also examine the observations of kinematic and compositional solar wind features at 1 AU, their appearance in the stream interfaces (SIs) of CIRs, and their relationship to the structure of the solar surface and the inner corona; finally we summarise the Helios observations in the inner heliosphere of CIRs and their precursors to give a link between the optical observations on their solar origin and the in-situ plasma observations at 1 AU after their formation. The most important question that remains to be answered concerning the solar origin of CIRs is related to the origin and morphology of the slow solar wind. This revised version was published online in August 2006 with corrections to the Cover Date.     

Structure of the Solar Wind and Compositional Variations

The composition of the solar wind is largely determined by the composition of the source material, i.e. the present-day composition of the outer convective zone. It is then modified by the processes which operate in the transition region and in the inner corona. In situ measurements of the solar wind composition give a unique opportunity to obtain information on the isotopic and elemental composition of the Sun. However, elemental — and to some degree also isotopic — fractionation can occur in the flow of matter from the outer convective zone into the interplanetary space. The most important examples of elemental fractionation are the well-known FIP/FIT effect (First Ionization Potential/Time) and the sometimes dramatic variations of the helium abundance relative to hydrogen in the solar wind. A thorough investigation of fractionation processes which cause compositional variations in different solar wind regimes is necessary to make inferences about the solar source composition from solar wind observations. Our understanding of these processes is presently improving thanks to the detailed diagnostics offered by the optical instrumentation on SOHO. Correlated observations of particle instruments on Ulysses, WIND, and SOHO, together with optical observations will help to make inferences for the solar composition. Continuous in situ observations of several isotopic species with the particle instruments on WIND and SOHO are currently incorporated into an experimental database to infer isotopic fractionation processes which operate in different solar wind regimes between the solar surface and the interplanetary medium. Except for the relatively minor effects of secular gravitational sedimentation which works at the boundary between the outer convective zone and the radiative zone, refractory elements such as Mg can be used as faithful witnesses to monitor the magnitude of these processes. With theoretical considerations it is possible to make inferences about the importance of isotopic fractionation in the solar wind from a comparison of optical and in situ observations of elemental fractionation with the corresponding models. Theoretical models and preliminary results from particle observations indicate that the combined isotope effects do not exceed a few percent per mass unit. In the worst case, which concerns the astrophysically important 3He/4He ratio, we expect an overall effect of at most several percent in the sense of a systematic depletion of the heavier isotope. Continued observations with WIND, SOHO, and ACE, and, with the revival of the foil technique, with the upcoming Genesis mission will further consolidate our knowledge about the relation between solar wind dynamics and solar wind composition. This revised version was published online in June 2006 with corrections to the Cover Date.     

Fractionation of SI, NE, and MG Isotopes in the Solar Wind as Measured by Soho/Celias/MTOF

Using the high-resolution mass spectrometer CELIAS/MTOF on board SOHO we have measured the solar wind isotope abundance ratios of Si, Ne, and Mg and their variations in different solar wind regimes with bulk velocities ranging from 330 km/s to 650 km/s. Data indicate a small systematic depletion of the heavier isotopes in the slow solar wind on the order of (1.4±1.3)% per amu (2σ-error) compared to their abundances in the fast solar wind from coronal holes. These variations in the solar wind isotopic composition represent a pure mass-dependent effect because the different isotopes of an element pass the inner corona with the same charge state distribution. The influence of particle mass on the acceleration of minor solar wind ions is discussed in the context of theoretical models and recent optical observations with other SOHO instruments. This revised version was published online in June 2006 with corrections to the Cover Date.