A Comparison of Ground Level Event e/p and Fe/O Ratios with Associated Solar Flare and CME Characteristics

Solar energetic particle (SEP) events reaching rigidities >1 GV are observed at 1?AU as ground-level events (GLEs). They are considered to be extreme cases of gradual SEP events, produced by shocks driven by wide and fast CMEs that are usually associated with long-duration (>1 hour) soft X-ray (SXR) flares. However, some large gradual SEP events, including GLEs, are associated with flares of short-duration (<1 hour) timescales comparable to those of flares seen with impulsive, low-energy SEP events with enhanced charge states, heavy-element abundances, and e/p ratios. The association of some GLEs with short-duration SXR events challenges us to understand the GLE event-to-event variation with SXR durations and whether it truly reflects the nature of the particle acceleration processes or simply the characteristics of the solar regions from which large, fast CMEs arise. We examine statistically the associated flare, active region (AR), and CME characteristics of ～40?GLEs observed since 1976 to determine how the GLE e/p and Fe/O ratios, each measured in two energy ranges, depend on those characteristics. The abundance ratios trend weakly to lower, more coronal, and less scattered values with increasing flare timescales, thermal and nonthermal peak fluxes, and measures of source AR sizes. These results and the wide range of solar longitude connections for GLEs with high abundance ratios argue against a significant role for flare effects in the GLEs. We suggest that GLE SEPs are accelerated predominately in CME-driven shocks and that a coupling of flare size and timescales with CME properties could explain the SEP abundance correlations with flare properties.     

Energy Release and Particle Acceleration in Flares: Summary and Future Prospects

RHESSI measurements relevant to the fundamental processes of energy release and particle acceleration in flares are summarized. RHESSI??s precise measurements of hard X-ray continuum spectra enable model-independent deconvolution to obtain the parent electron spectrum. Taking into account the effects of albedo, these show that the low energy cut-off to the electron power-law spectrum is typically ?tens of keV, confirming that the accelerated electrons contain a large fraction of the energy released in flares. RHESSI has detected a high coronal hard X-ray source that is filled with accelerated electrons whose energy density is comparable to the magnetic-field energy density. This suggests an efficient conversion of energy, previously stored in the magnetic field, into the bulk acceleration of electrons. A new, collisionless (Hall) magnetic reconnection process has been identified through theory and simulations, and directly observed in space and in the laboratory; it should occur in the solar corona as well, with a reconnection rate fast enough for the energy release in flares. The reconnection process could result in the formation of multiple elongated magnetic islands, that then collapse to bulk-accelerate the electrons, rapidly enough to produce the observed hard X-ray emissions. RHESSI??s pioneering ??-ray line imaging of energetic ions, revealing footpoints straddling a flare loop arcade, has provided strong evidence that ion acceleration is also related to magnetic reconnection. Flare particle acceleration is shown to have a close relationship to impulsive Solar Energetic Particle (SEP) events observed in the interplanetary medium, and also to both fast coronal mass ejections and gradual SEP events. New instrumentation to provide the high sensitivity and wide dynamic range hard X-ray and ??-ray measurements, plus energetic neutral atom (ENA) imaging of SEPs above ??2 R_??, will enable the next great leap forward in understanding particle acceleration and energy release is large solar eruptions??solar flares and associated fast coronal mass ejections (CMEs).     

Energy Spectra, Composition, and Other Properties of Ground-Level Events During Solar Cycle 23

We report spacecraft measurements of the energy spectra of solar protons and other solar energetic particle properties during the 16 Ground Level Events (GLEs) of Solar Cycle 23. The measurements were made by eight instruments on the ACE, GOES, SAMPEX, and STEREO spacecraft and extend from ～0.1 to ～500–700?MeV. All of the proton spectra exhibit spectral breaks at energies ranging from ～2 to ～46?MeV and all are well fit by a double power-law shape. A comparison of GLE events with a larger sample of other solar energetic particle (SEP) events shows that the typical spectral indices are harder in GLE events, with a mean slope of ?3.18 at >40?MeV/nuc. In the energy range 45 to 80?MeV/nucleon about ～50?% of GLE events have properties in common with impulsive ³He-rich SEP events, including enrichments in Ne/O, Fe/O, ²²Ne/²⁰Ne, and elevated mean charge states of Fe. These ³He-rich events contribute to the seed population accelerated by CME-driven shocks. An analysis is presented of whether highly-ionized Fe ions observed in five events could be due to electron stripping during shock acceleration in the low corona. Making use of stripping calculations by others and a coronal density model, we can account for events with mean Fe charge states of 〈Q _Fe〉≈+20 if the acceleration starts at ～1.24–1.6 solar radii, consistent with recent comparisons of CME trajectories and type-II radio bursts. In addition, we suggest that gradual stripping of remnant ions from earlier large SEP events may also contribute a highly-ionized suprathermal seed population. We also discuss how observed SEP spectral slopes relate to the energetics of particle acceleration in GLE and other large SEP events.     

Properties of Ground Level Enhancement Events and the Associated Solar Eruptions During Solar Cycle 23

Solar cycle 23 witnessed the most complete set of observations of coronal mass ejections (CMEs) associated with the Ground Level Enhancement (GLE) events. We present an overview of the observed properties of the GLEs and those of the two associated phenomena, viz., flares and CMEs, both being potential sources of particle acceleration. Although we do not find a striking correlation between the GLE intensity and the parameters of flares and CMEs, the solar eruptions are very intense involving X-class flares and extreme CME speeds (average ～2000?km/s). An M7.1 flare and a 1200?km/s CME are the weakest events in the list of 16 GLE events. Most (80?%) of the CMEs are full halos with the three non-halos having widths in the range 167 to 212?degrees. The active regions in which the GLE events originate are generally large: 1290?msh (median 1010?msh) compared to 934?msh (median: 790?msh) for SEP-producing active regions. For accurate estimation of the CME height at the time of metric type?II onset and GLE particle release, we estimated the initial acceleration of the CMEs using flare and CME observations. The initial acceleration of GLE-associated CMEs is much larger (by a factor of 2) than that of ordinary CMEs (2.3?km/s² vs. 1?km/s²). We confirmed the initial acceleration for two events for which CME measurements are available in the inner corona. The GLE particle release is delayed with respect to the onset of all electromagnetic signatures of the eruptions: type?II bursts, low frequency type?III bursts, soft X-ray flares and CMEs. The presence of metric type?II radio bursts some 17?min (median: 16?min; range: 3 to 48?min) before the GLE onset indicates shock formation well before the particle release. The release of GLE particles occurs when the CMEs reach an average height of ～3.09?R _s (median: 3.18?R _s ; range: 1.71 to 4.01?R _s ) for well-connected events (source longitude in the range W20–W90). For poorly connected events, the average CME height at GLE particle release is ～66?% larger (mean: 5.18?R _s ; median: 4.61?R _s ; range: 2.75–8.49?R _s ). The longitudinal dependence is consistent with shock accelerations because the shocks from poorly connected events need to expand more to cross the field lines connecting to an Earth observer. On the other hand, the CME height at metric type?II burst onset has no longitudinal dependence because electromagnetic signals do not require magnetic connectivity to the observer. For several events, the GLE particle release is very close to the time of first appearance of the CME in the coronagraphic field of view, so we independently confirmed the CME height at particle release. The CME height at metric type?II burst onset is in the narrow range 1.29 to 1.8?R _s , with mean and median values of 1.53 and 1.47?R _s . The CME heights at metric type?II burst onset and GLE particle release correspond to the minimum and maximum in the Alfvén speed profile. The increase in CME speed between these two heights suggests an increase in Alfvénic Mach number from?2 to?3. The CME heights at GLE particle release are in good agreement with those obtained from the velocity dispersion analysis (Reames in Astrophys. J. 693:812, 2009a; Astrophys. J. 706:844, 2009b) including the source longitude dependence. We also discuss the implications of the delay of GLE particle release with respect to complex type?III bursts by ～18?min (median: 16?in; range: 2 to 44?min) for the flare acceleration mechanism. A?similar analysis is also performed on the delay of particle release relative to the hard X-ray emission.     

Solar Sources of Heliospheric Energetic Electron Events—Shocks or Flares?

Electrons with near-relativistic (E≳30 keV, NrR) and relativistic (E≳0.3 MeV) energies are often observed as discrete events in the inner heliosphere following solar transient activity. Several acceleration mechanisms have been proposed for the production of those electrons. One candidate is acceleration at MHD shocks driven by coronal mass ejections (CMEs) with speeds ≳1000 km s⁻¹. Many NrR electron events are temporally associated only with flares while others are associated with flares as well as with CMEs or with radio type II shock waves. Since CME onsets and associated flares are roughly simultaneous, distinguishing the sources of electron events is a serious challenge. On a phenomenological basis two classes of solar electron events were known several decades ago, but recent observations have presented a more complex picture. We review early and recent observational results to deduce different electron event classes and their viable acceleration mechanisms, defined broadly as shocks versus flares. The NrR and relativistic electrons are treated separately. Topics covered are: solar electron injection delays from flare impulsive phases; comparisons of electron intensities and spectra with flares, CMEs and accompanying solar energetic proton (SEP) events; multiple spacecraft observations; two-phase electron events; coronal flares; shock-associated (SA) events; electron spectral invariance; and solar electron intensity size distributions. This evidence suggests that CME-driven shocks are statistically the dominant acceleration mechanism of relativistic events, but most NrR electron events result from flares. Determining the solar origin of a given NrR or relativistic electron event remains a difficult proposition, and suggestions for future work are given.     

Non-relativistic solar electrons

This review summarizes both the direct spacecraft observations of non-relativistic solar electrons, and observations of the X-ray and radio emission generated by these particles at the Sun and in the interplanetary medium. These observations bear on three physical processes basic to energetic particle phenomena: (1) the acceleration of particles in tenuous plasmas; (2) the propagation of energetic charged particles in a disordered magnetic field, and (3) the interaction of energetic charged particles with tenuous plasmas to produce electromagnetic radiation. Because these electrons are frequently accelerated and emitted by the Sun, mostly in small and relatively simple flares, it is possible to define a detailed physical picture of these processes.In many small solar flares non-relativistic electrons accelerated during flash phase constitute the bulk of the total flare energy. Thus the basic flare mechanism in these flares essentially converts the available flare energy into fast electrons. Non-relativistic electrons exhibit a wide variety of propagation modes in the interplanetary medium, ranging from diffusive to essentially scatter-free. This variability in the propagation may be explained in terms of the distribution of interplanetary magnetic field fluctuations. Type III solar radio burst emission is generated by these electrons as they travel out to 1 AU and beyond. Recent in situ observations of these electrons at 1 AU, accompanied by simultaneous observations of the low frequency radio emission generated by them at 1 AU provide quantitative information on the plasma processes involved in the generation of type III bursts.     

Particle Acceleration by the Sun: Electrons, Hard X-rays/Gamma-rays

Observations of hard X-ray (HXR)/γ-ray continuum and γ-ray lines produced by energetic electrons and ions, respectively, colliding with the solar atmosphere, have shown that large solar flares can accelerate ions up to many GeV and electrons up to hundreds of MeV. Solar energetic particles (SEPs) are observed by spacecraft near 1 AU and by ground-based instrumentation to extend up to similar energies, but it appears that a different acceleration process, one associated with fast Coronal Mass Ejections (CMEs) is responsible. Much weaker SEP events are observed that are generally rich in electrons, ³He, and heavy elements. The energetic particles in these events appear to be similar to those accelerated in flares. The Ramaty High Energy Solar Spectroscopic Imager (RHESSI) mission provides high-resolution spectroscopy and imaging of flare HXRs and γ-rays. The observations of the location, energy spectra, and composition of the flare accelerated energetic particles at the Sun strongly imply that the acceleration is closely related to the magnetic reconnection that releases the energy in solar flares. Here preliminary comparisons of the RHESSI observations with observations of both energetic electrons and ions near 1 AU are reviewed, and the implications for the particle acceleration and escape processes are discussed.     

What Determines the Composition of SEPs in Gradual Events?

Gradual solar energetic particle (SEP) events are evidently accelerated by coronal/interplanetary shocks driven by coronal mass ejections. This talk addresses the different factors which determine the composition of the accelerated ions. The first factor is the set of available seed populations including the solar wind core and suprathermal tail, remnant impulsive events from preceding solar flares, and remnant gradual events. The second factor is the fractionation of the seed ions by the injection process, that is, what fraction of the ions are extracted by the shock to participate in diffusive shock acceleration. Injection is a controversial topic since it depends on the detailed electromagnetic structure of the shock transition and the transport of ions in these structured fields, both of which are not well understood or determined theoretically. The third factor is fractionation during the acceleration process, due to the dependence of ion transport in the turbulent electromagnetic fields adjacent to the shock on the mass/charge ratio. Of crucial importance in the last two factors is the magnetic obliquity of the shock. The form of the proton-excited hydromagnetic wave spectrum is also important. Finally, more subtle effects on ion composition arise from the superposition of ion contributions over the time history of the shock along the observer’s magnetic flux tube, and the sequence of flux tubes sampled by the observer.     

Large solar event of September 29, 1989: ten years after

Out of the 56 Ground Level Enhancements (GLEs) of solar cosmic rays (SCRs) observed since 1942 until the present, 15 events were recorded in the 22nd cycle of solar activity (1986–1996). Solar proton events (SPEs) in that cycle displayed some peculiarities, which may need an interpretation on a new concept base. The event of September 29, 1989 is of special interest. Since the well-known event of February 23, 1956, it proved to be the most intense in the relativistic range of proton energies. This GLE affords a unique opportunity to study the propagation of SCRs over a wide range of rigidity.In spite of its occurrence behind the western solar limb, the originating major flare could be observed over a wide range of the wavelengths and particle energy spectra – from gamma rays to decametric radio waves, from >2 MeV electrons to multi-GeV protons; there were also measurements of the energy spectra and charge states of solar heavy nuclei. The flare was followed by some energetic solar phenomena (large magnetic loops, coronal eruptions and mass ejections, shocks, etc.). Due to the very hard rigidity spectrum, this was the first GLE recorded by underground muon detectors. The event also has a number of other unusual features, for example, an extended component of gamma-ray emission and the change in direction of the probable particle source during the event's initial stage. In addition, the intensity-time profile of the GLE is notable for its non-classic shape, showing a two-peak structure. The latter implies the possibility of a two-component (or two-source) ejection of accelerated particles from the Sun.The available observational data for the event is described in detail, the main focus of this paper is concentrated on different attempts to interpret the data within the framework of traditional and non-traditional concepts: shock and/or post-eruption acceleration, two-component (dual) ejection, two-source model of particle acceleration in large (extended) coronal structures, etc. None of the models put forward for explaining this event is exhaustive. The rigidity spectrum of ejected protons is estimated and the problem of the maximum rigidity, R _m, of the accelerated particles is discussed. In the relativistic range, this event proved to be by 1–2 orders less intense than the event of February 23, 1956. It is also shown that the event of September 29, 1989 could not have been recorded with the present-day neutrino detectors.     

On the Differences in Composition between Solar Energetic Particles and Solar Wind

Although the average composition of solar energetic particles (SEPs) and the bulk solar wind are similar in a number of ways, there are key differences which imply that solar wind is not the principal seed population for SEPs accelerated by coronal mass ejection (CME) driven shocks. This paper reviews these composition differences and considers the composition of other possible seed populations, including coronal material, impulsive flare material, and interplanetary CME material.     

Ground-based solar radio observations of the August 1972 events

Ground-based observations of the variable solar radio emission ranging from few millimetres to decametres have been used here as a diagnostic tool to gain coherent phenomenological understanding of the great 2, 4 and 7 August, 1972 solar events in terms of dominant physical processes like generation and propagation of shock waves in the solar atmosphere, particle acceleration and trapping.The basic data used in this review have been collected by many workers throughout the world utilizing a variety of instruments such as fixed frequency radiometers, multi-element interferometers, dynamic spectrum analysers and polarimeters. Four major flares are selected for detailed analysis on the basis of their ability to produce energetic protons, shock waves, polar cap absorptions (PCA) and sudden commencement (SC) geomagnetic storms. A comparative study of their radio characteristics is made. Evidence is seen for the pulsations during microwave bursts by the mechanism similar to that proposed by McLean et al. (1971), to explain the pulsations in the metre wavelength continuum radiation. It is suggested that the multiple peaks observed in some microwave bursts may be attributable to individual flares occurring sequentially due to a single initiating flare. Attempts have been made to establish identification of Type II bursts with the interplanetary shock waves and SC geomagnetic storms. Furthermore, it is suggested that it is the mass behind the shock front which is the deciding factor for the detection of shock waves in the interplanetary space. It appears to us that more work is necessary in order to identify which of the three moving Type IV bursts (Wild and Smerd, 1972), namely, advancing shock front, expanding magnetic arch and ejected plasma blob serves as the piston-driver behind the interplanetary shocks. The existing criteria for proton flare prediction have been summarized and two new criteria have been proposed. Observational limitations of the current ground-based experimental techniques have been pointed out and a suggestion has been made to evolve appropriate observational facilities for solar work before the next Solar Maximum Year (SMY).     

Multi-Wavelength Observations of CMEs and Associated Phenomena

This chapter reviews how our knowledge of CMEs and CME-associated phenomena has been improved, since the launch of the SOHO mission, thanks to multi-wavelength analysis. The combination of data obtained from space-based experiments and ground based instruments allows us to follow the space-time development of an event from the bottom of the corona to large distances in the interplanetary medium. Since CMEs originate in the low solar corona, understanding the physical processes that generate them is strongly dependant on coordinated multi-wavelength observations. CMEs display a large diversity in morphology and kinematic properties, but there is presently no statistical evidence that those properties may serve to group them into different classes. When a CME takes place, the coronal magnetic field undergoes restructuring. Much of the current research is focused on understanding how the corona sustains the stresses that allow the magnetic energy to build up and how, later on, this magnetic energy is released during eruptive flares and CMEs. Multi-wavelength observations have confirmed that reconnection plays a key role during the development of CMEs. Frequently, CMEs display a rather simple shape, exhibiting a well known three-part structure (bright leading edge, dark cavity and bright knot). These types of events have led to the proposal of the ‘`standard model’' of the development of a CME, a model which predicts the formation of current sheets. A few recent coronal observations provide some evidence for such sheets. Other more complex events correspond to multiple eruptions taking place on a time scale much shorter than the cadence of coronagraph instruments. They are often associated with large-scale dimming and coronal waves. The exact nature of these waves and the physical link between these different manifestations are not yet elucidated. We also discuss what kind of shocks are produced during a flare or a CME. Several questions remain unanswered. What is the nature of the shocks in the corona (blast-wave or piston-driven?) How they are related to Moreton waves seen in Hα? How they are related to interplanetary shocks? The last section discusses the origin of energetic electrons detected in the corona and in the interplanetary medium. “Complex type III-like events,”which are detected at hectometric wavelengths, high in the corona, and are associated with CMEs, appear to originate from electrons that have been accelerated lower in the corona and not at the bow shock of CMEs. Similarly, impulsive energetic electrons observed in the interplanetary medium are not the exclusive result of electron acceleration at the bow shocks of CMEs; rather they have a coronal origin.     

What Are Special About Ground-Level Events?

Ground level events (GLEs) occupy the high-energy end of gradual solar energetic particle (SEP) events. They are associated with coronal mass ejections (CMEs) and solar flares, but we still do not clearly understand the special conditions that produce these rare events. During Solar Cycle 23, a total of 16 GLEs were registered, by ground-based neutron monitors. We first ask if these GLEs are clearly distinguishable from other SEP events observed from space. Setting aside possible difficulties in identifying all GLEs consistently, we then try to find observables which may unmistakably isolate these GLEs by studying the basic properties of the associated eruptions and the active regions (ARs) that produced them. It is found that neither the magnitudes of the CMEs and flares nor the complexities of the ARs give sufficient conditions for GLEs. It is possible to find CMEs, flares or ARs that are not associated with GLEs but that have more extreme properties than those associated with GLEs. We also try to evaluate the importance of magnetic field connection of the AR with Earth on the detection of GLEs and their onset times. Using the potential field source surface (PFSS) model, a half of the GLEs are found to be well-connected. However, the GLE onset time with respect to the onset of the associated flare and CME does not strongly depend on how well-connected the AR is. The GLE onset behavior may be largely determined by when and where the CME-driven shock develops. We could not relate the shocks responsible for the onsets of past GLEs with features in solar images, but the combined data from the Solar TErrestrial RElations Observatory (STEREO) and the Solar Dynamics Observatory (SDO) have the potential to change this for GLEs that may occur in the rising phase of Solar Cycle 24.     

Observational studies of gamma-rays and neutrons from solar flares

Gamma-ray observations from HINOTORI satellite and possible neutron observations from the Tokyo neutron monitor are reviewed. Time histories of gamma-ray and X-ray emissions for both typical impulsive and gradual flares are discussed in connection with the particle acceleration time. The gamma-ray spectral hardening observed around 400 keV is explained from superimposition of two different electron bremsstrahlung spectra. Proton-energy spectra derived from the gamma-ray observations are compared with the solar energetic particle spectra in interplanetary space. The weak correlation between the gamma-ray fluence and the proton flux is discussed in connection with the particle trapping and escaping in the flare region. The limb darkening of the 2.22 MeV line resulting from neutron-proton capture is interpreted in terms of the attenuation by the Compton scattering in the photosphere. Possible solar neutron events recorded by the Tokyo neutron monitor are presented and the correlation between the gamma-ray fluence and the neutron fluence are described.     

The Origin of Solar Energetic Particle Events: Coronal Acceleration versus Shock Wave Acceleration

We review evidence that led to the view that acceleration at shock waves driven by coronal mass ejections (CMEs) is responsible for large particle events detected at 1 AU. It appears that even if the CME bow shock acceleration is a possible model for the origin of rather low energy ions, it faces difficulties on account of the production of ions far above 1 MeV: (i) although shock waves have been demonstrated to accelerate ions to energies of some MeV nucl^–1 in the interplanetary medium, their ability to achieve relativistic energies in the solar environment is unproven; (ii) SEP events producing particle enhancements at energies 100 MeV are also accompanied by flares; those accompanied only by fast CMEs have no proton signatures above 50 MeV. We emphasize detailed studies of individual high energy particle events which provide strong evidence that time-extended particle acceleration which occurs in the corona after the impulsive flare contributes to particle fluxes in space. It appears thus that the CME bow shock scenario has been overvalued and that long lasting coronal energy release processes have to be taken into account when searching for the origin of high energy SEP events.     

Relativistic solar proton events

Energetic solar flare particles contain rich information concerning mechanisms of particle acceleration on the Sun and subsequent transport through turbulent interplanetary space. Even the most energetic particles, in particular protons with kinetic energy above 500 MeV, may undergo coronal and interplanetary propagation effects, disturbing their accelerated injection spectrum after release from the solar flare. Relativistic solar proton events are recorded by neutron monitors at ground level. A detailed knowledge of the response of these ground-based detectors to the impact by a beam of protons on the top of the atmosphere is required to analyze these observations. The spectral index of arriving protons can be obtained from the response of the world-wide network of neutron monitors provided their directional anisotropy is known. The spectral index may also by determined from the relative enhancements in count rates of two similar detectors at different altitudes but similar asymptotic cones of acceptances, or from the relative enhancements of two detectors with different spectral sensitivities but at the same location of high latitude. Ground level enhancements from solar flare protons have been recorded at Sanae, Antarctica, since 1971 by two neutron monitors with different sensitivities to primary protons in the rigidity range from 1 GV to 5 GV. Spectral indexes of about 20 of these more energetic solar flare proton events have been determined from the two detector enhancements recorded at Sanae. These indexes do not show any increase (softening of the relativistic proton spectra) with increasing heliolongitude away from the preferred IMF connection region as was obtained for 20–80 MeV protons. Furthermore, most of the enhanced count rates show fluctuations larger than statistical, indicative of propagation in a mostly turbulent interplanetary magnetic field.     

Coronal disturbances and their terrestrial effects

Coronal disturbances lead to geomagnetic storms, proton showers, auroras and a wide variety of other phenomena at Earth. Yet, attempts to link interplanetary and terrestrial phenomena to specific varieties of coronal disturbances have achieved only limited success. Here, several recent approaches to prediction of interplanetary consequences of coronal disturbances are reviewed. The relationships of shocks and energetic particles to coronal transients, of proton events to γ-ray bursts, of proton events to microwave bursts, of geomagnetic storms to filament eruptions and of solar wind speed increases to the flare site magnetic field direction are explored. A new phenomenon, transient coronal holes, is discussed. These voids in the corona appear astride the long decay enhancements (LDE's) of 2–50 Å X-ray emission that follow Hα filament eruptions. The transient holes are similar to long-lived coronal holes, which are the sources of high speed solar wind streams. There is some evidence that transient coronal holes are associated with transient solar wind speed increases.     

Solar Energetic Particles

In this brief review, we summarize the current state of knowledge of solar energetic particles. This includes energetic particles contained within the site of solar flares that are responsible for X-ray, γ-ray and neutron emission and particles accelerated at high coronal altitudes and in interplanetary space by travelling disturbances such as coronal mass ejections. Special emphasis is placed on those particles directly or indirectly associated with neutron monitor signals. This revised version was published online in August 2006 with corrections to the Cover Date.     

Shock Acceleration of Ions in the Heliosphere

Energetic particles constitute an important component of the heliospheric plasma environment. They range from solar energetic particles in the inner heliosphere to the anomalous cosmic rays accelerated at the interface of the heliosphere with the local interstellar medium. Although stochastic acceleration by fluctuating electric fields and processes associated with magnetic reconnection may account for some of the particle populations, the majority are accelerated by the variety of shock waves present in the solar wind. This review focuses on “gradual” solar energetic particle (SEP) events including their energetic storm particle (ESP) phase, which is observed if and when an associated shock wave passes Earth. Gradual SEP events are the intense long-duration events responsible for most space weather disturbances of Earth’s magnetosphere and upper atmosphere. The major characteristics of gradual SEP events are first described including their association with shocks and coronal mass ejections (CMEs), their ion composition, and their energy spectra. In the context of acceleration mechanisms in general, the acceleration mechanism responsible for SEP events, diffusive shock acceleration, is then described in some detail including its predictions for a planar stationary shock, shock modification by the energetic particles, and wave excitation by the accelerating ions. Finally, some complexities of shock acceleration are addressed, which affect the predictive ability of the theory. These include the role of temporal and spatial variations, the distinction between the plasma and wave compression ratios at the shock, the injection of thermal plasma at the shock into the process of shock acceleration, and the nonlinear evolution of ion-excited waves in the vicinity of the shock.     

An Introduction to Theory and Models of CMEs, Shocks, and Solar Energetic Particles

We present a brief introduction to the essential physics of coronal mass ejections as well as a review of theory and models of CME initiation, solar energetic particle (SEP) acceleration, and shock propagation. A brief review of the history of CME models demonstrates steady progress toward an understanding of CME initiation, but it is clear that the question of what initiates CMEs has still not been solved. For illustration, we focus on the flux cancellation model and the breakout model. We contrast the similarities and differences between these models, and we examine how their essential features compare with observations. We review the generation of shocks by CMEs. We also outline the theoretical ideas behind the origin of a gradual SEP event at the evolving CME-driven coronal/interplanetary shock and the origin of “impulsive” SEP events at flare sites of magnetic reconnection below CMEs. We argue that future developments in models require focused study of “campaign events” to best utilize the wealth of available CME and SEP observations.