GeV Particle Acceleration in Solar Flares and Ground Level Enhancement (GLE) Events

Ground Level Enhancement (GLE) events represent the most energetic class of solar energetic particle (SEP) events, requiring acceleration processes to boost ?1?GeV ions in order to produce showers of secondary particles in the Earth’s atmosphere with sufficient intensity to be detected by ground-level neutron monitors, above the background of cosmic rays. Although the association of GLE events with both solar flares and coronal mass ejections (CMEs) is undisputed, the question arises about the location of the responsible acceleration site: coronal flare reconnection sites, coronal CME shocks, or interplanetary shocks? To investigate the first possibility we explore the timing of GLE events with respect to hard X-ray production in solar flares, considering the height and magnetic topology of flares, the role of extended acceleration, and particle trapping. We find that 50% (6 out of 12) of recent (non-occulted) GLE events are accelerated during the impulsive flare phase, while the remaining half are accelerated significantly later. It appears that the prompt GLE component, which is observed in virtually all GLE events according to a recent study by Vashenyuk et al. (Astrophys. Space Sci. Trans. 7(4):459–463, 2011), is consistent with a flare origin in the lower corona, while the delayed gradual GLE component can be produced by both, either by extended acceleration and/or trapping in flare sites, or by particles accelerated in coronal and interplanetary shocks.     

Solar cosmic rays

The first observations of solar cosmic rays were made simultaneously by many investigators at worldwide cosmic-ray stations in the periods of powerful chromospheric flares on February 28 and March 7, 1942. The discovery of these and the investigation of cosmic-ray solar-daily variations with maximum time near noon led some authors (Richtmyer and Teller, 1948; Alfvén, 1949, 1950) to a model of apparent cosmic-ray solar origin. We present here the results of the properties of solar cosmic rays from ground events (experimental and theoretical investigations). We also discuss important information from solar experimental data relating to these ground events observed in September and October 1989 and May 1990. Some experimental evidence of acceleration processes in associated phenomena with flares and long-term (solar cycle) variation of the average flux of solar cosmic rays is discussed as also cornal and interplanetary propagation, and that in the terrestrial magnetosphere. Note that the energy spectrum of solar cosmic rays varied very strongly from one flare to another. What are the causes of these phenomena? What is the nature of chemical and isotopic contents of solar cosmic rays? How can its changes occur in the energy spectrum and chemical contents of solar cosmic rays in the process of propagation? Is it possible to recalculate these parameters to the source? What makes solar cosmic rays rich in heavy nucleus and³He? The important data about electrons, positrons, gamma-quanta and neutrons from flares will be discussed in a subsequent paper (Dorman and Venkatesan, 1992). The question is: What main acceleration mechanism of solar flare and associated phenomena are reliable? These problems are connected with the more general problem on solar flare origin and its energetics. In Dorman and Venkatesan (1993) we will consider these problems as well as the problem of prediction of radiation hazard from solar cosmic rays (not only in space, but also in the Earth's atmosphere too).     

Corotating Interaction Regions in the Outer Heliosphere

We discuss the structure and evolution of CIRs and their successors in the outer heliosphere. These structures undergo significant evolution as they are convected to greater heliocentric distances. A progression of different types of structure are observed at increasing distance from the Sun. Similar structures are observed at similar heliocentric distance at different portions of the solar cycle. CIRs and their successors are associated with many important physical processes in the outer heliosphere. We discuss the relationship between these structures and recurrent phenomena such as cosmic ray variations, and review some of the associated theoretical models on the role of corotating structures and global merged interaction regions (GMIRs) in global cosmic ray modulation. We also discuss some outstanding questions related to the origin of non-dispersive quasi-periodic particle enhancements associated with CIRs and their successors in the outer heliosphere. This revised version was published online in August 2006 with corrections to the Cover Date.     

The streaming of solar flare particles and plasma in interplanetary space

A review is given of the features of solar particle emissions which cause various terrestrial disturbances. Three types of corpuscular emissions, namely, solar cosmic rays, energetic storm protons and plasma clouds, are associated with intense solar flares. Outward streaming of the solar wind and of beams of enhanced activity originate from the quiescent solar corona. It is shown that these solar particles propagate through interplanetary space, being modulated in a systematic way by existing magnetic fields. Time variations of solar flare particle flux, and their energy spectrum, are discussed.     

High-energy phenomena on the Sun: An introductory review

Large solar flares are often accompanied by both emissions of high-energy quanta and particles. The emissions such as gamma-ray and hard X-ray photons are generated due to the interaction of high-energy nuclei and electrons with gases ambient in the flare regions and the solar atmosphere. Nonthermal radio emissions of wide frequency band are produced from energetic electrons while being decelerated by the action of plasmas and magnetic fields ambient in the flare site and its neighboring region. To understand the emission mechanism of these high-energy quanta on the Sun, it is, therefore, necessary to find the acceleration mechanism for both nuclei and electrons, which begins almost simultaneously with the onset of solar flares.A part of the accelerated nuclei and electrons are later released from the solar atmosphere into the outer space and eventually lost from the space of the solar system. Their behavior in the interplanetary space is considered to study the large-scale structure of plasmas and magnetic fields in this space.The observations and studies of high-energy phenomena on the Sun are thus thought of as giving some crucial hint important to understand the nature of various high-energy phenomena being currently observed in the Universe.     

A cosmochemical view of cosmic rays and solar particles

The composition of cosmic rays and solar particles is reviewed with emphasis on the question of whether they are representative samples of Galactic and solar matter. The composition of solar particles changes with energy and from flare to flare. A strong excess of heavy elements at energies below a few MeV/nuc decreases with energy, and at energies above 15 MeV/nuc the composition of solar particles resembles that of galactic cosmic rays somewhat better than that of the solar atmosphere. The elements Ne through Pb have remarkably similar abundances in cosmic ray sources and in the matter of the solar system. The lighter elements are depleted in cosmic rays, whereas U and Th may be enriched or not, depending on whether the meteoritic or solar abundance of Th is used. Two prototype sources of cosmic rays are considered: gas with solar system composition but enriched in elements with Z > 8 during acceleration and emission (by analogy with solar particle emission), and highly evolved matter enriched in r-process elements such as U, Th and transuranic elements. The energy-dependence of cosmic ray composition suggests that both sources may contribute at different energies.Miller Institute Professor, 1972–73.     

High energy cosmic ray observations during August 1972

A series of spectacular cosmic ray events which included two relativistic solar particle enhancements and three major Forbush decreases were registered by ground-based cosmic ray monitoring stations beginning 4 August, 1972. These were associated with four major proton flare events on the Sun and with large interplanetary magnetic field disturbances and high velocity shock waves. This review attempts to discuss and interpret the high energy cosmic ray phenomena observed during this period in the light of the known behaviour of low energy particulate flux, interplanetary plasma and field observations and other associated solar and terrestrial effects recorded during this period.The first Forbush decrease event FD-1 occurred in the early hours of 4 August, exhibiting very strong north-south and east-west anisotropies. Immediately following the onset of FD-1, the first ground level solar particle enhancement occurred. This event, which had its onset almost 6 h after the flare event on 4 August, had a very steep rigidity spectrum. The major Forbush event of the series which had its onset at 2200 UT on 4 August, exhibited extremely interesting and complex behaviour, the prominent features of which are a precursory increase prior to the onset (PI-1), a large decrease (FD-2), the largest observed to date, followed immediately by an abrupt square wave like enhancement (PI-2). Interplanetary space during this entire period was highly disturbed by the presence of large low energy particulate fluxes and shock waves, at least one of which had a velocity exceeding 2000 km s^-1. Large north-south and east-west anisotropies existed throughout the event. Both FD-2 and PI-2 were characterized by almost the same rigidity spectrum, with a power law index of -1.2 ± 0.2, and a predominant anisotropy along the sunward direction. The square wave-like spike PI-2 during the recovery of FD-2 was associated with a similar abrupt change in low energy particle flux in space, as well as an abrupt decrease in the interplanetary magnetic field value from 50 to 10 .Based on the available particle, field and plasma observations, an unified model is presented to explain the Forbush event in terms of a transient modulating region associated with the passage of a narrow magnetic shock front. In this model, the reflection of particles from the approaching shock front account for the precursory increase PI-1. The main Forbush event is caused when the magnetic barrier at the shock front sweeps past the Earth. The square wave increase is due to the enhanced flux contained in the magnetic well just behind the shock front and bounded by magnetic discontinuities, which is explained as due to the transverse diffusion of particles into this region from the interplanetary space which have easy access to this region. In situ plasma, field and low energy particle observations are reviewed to support the model.Also Professor at Physical Research Laboratory, Ahmedabad 380009, India.     

Cosmic Rays and Earth – A Summary

Cosmic rays provide a diagnostic tool to analyze processes in interplanetary space and at the Sun. Cosmic rays also directly affect the terrestrial environment and serve as indicators of solar variability and non anthropogenic climatic changes on Earth at present and in the distant past. After the invention of the neutron monitor by John A. Simpson in 1948, an international network of cosmic ray detectors developed in a cooperative effort to examine temporal and spatial variations in our space environment. The resulting datasets represent the longest continuous, high time resolution series of particle radiation measurement in space science. At present, the neutron monitor network is complemented by spacecraft instrumentation to study solar-terrestrial correlated phenomena. This revised version was published online in August 2006 with corrections to the Cover Date.     

Relativistic electron events in interplanetary space

This review is concerned with relativistic electron events observed in interplanetary space. The different types of event are identified and illustrated. The relationships between solar X-ray and radio emissions and relativistic electrons are examined, and the relevance of the observations to solar flare acceleration models is discussed. A statistical analysis of electron spectra, the electron/proton ratio and propagation from the flare site to the Earth is presented. A model is outlined which can account for the release of electrons from the Sun in a manner consistent with observations of energetic solar particles and electromagnetic solar radiation.The literature survey for this review was concluded in May 1973.     

ATS-6 Solar Cosmic Ray and Trapped Particle Experiment

The Solar Cosmic Ray and Trapped Particle Experiment was designed to study the entry, propagation, and loss of solar cosmic rays and the acceleration and loss of trapped electrons and protons in the magnetosphere. Two orthogonal proton and alpha partical telescopes measure protons from 300 keV to 250 MeV and alphas from 2 MeV to 200 MeV. Electron spectrometers measure electrons from 50 keV to 1 MeV and are used in conjunction with the 300-keV to 1.2-MeV proton channels to study the injection of electrons and protons into the magnetosphere during substorms. Two solar cosmic ray events were observed during the first four months of operation. The first of these began on July 3, 1974, and is probably one of the more complicated events in recent years. There were numerous flares and sudden commencements as well as intense fluxes of low energy plasma with a severly perturbed magnetosphere. The second solar cosmic ray event was smaller and was associated with an isolated east limb flare. The first increase was observed on September 11, 1974.     

Solar modulation of galactic cosmic radiation

In this review an attempt is made to present an integrated view of the solar modulation process that cause time variation of cosmic ray particles. After briefly surveying the relevant large and small scale properties of the interplanetary magnetic fields and plasma, the motion of cosmic ray particles in the disordered interplanetary magnetic fields is discussed. The experimentally observed long term variations of different species of cosmic ray particles are summarised and compared with the theoretical predictions from the diffusion-convection model. The effect of the energy losses due to decelaration in the expanding solar wind are clearly brought out. The radial density gradient, the modulation parameter and their long term variation are discussed to understand the dynamics of the modulating region. The cosmic ray anisotropy measurements at different energies are summarised. At high energies (E 1 GeV), the average diurnal anisotropy is shown to be energy independent and along the 18.00 h direction consistent with their undergoing partial corotation with the sun. The average semi-diurnal anisotropy seems to vary with energy as E ⁺¹ and incident from a direction perpendicular to the interplanetary field line, consistent with the semi-diurnal component being produced by latitudinal gradients. Both the diurnal and semi-diurnal components are shown to be practically time invariant. On a day to day basis, however, the anisotropy characteristics such as the exponent of variation, the amplitude and the phase show very high variability which are interpreted in terms of convection and variable field aligned diffusion due to the redistribution of the galactic cosmic ray density following transient changes in the interplanetary medium. The anisotropy observation at low energies (E 100 MeV) are, however, not explained by the theory.The rigidity dependence and the anisotropies during short term variations such as Forbush decreases are discussed in terms of the proposed field models for the interplanetary field structure and are compared with the observed rigidity dependence of long term variations. The data pertaining to the 27 day corotating Forbush decreases and their association with enhanced diurnal variation are also presented. The relationship between the energetic storm particle events which are caused by the acceleration of particles in the shock fronts and the Forbush decreases which are caused by the exclusion of galactic particles by the enhanced field structure in the same fronts are clearly brought out. Thus the recurrent increases at low energies and recurrent decreases at high energies may both be caused by the field structure in the shock front. In conclusion, the properties of the very short period fluctuations (18–25 cph) are summarised.     

Time-Variability in the Interstellar Boundary Conditions of the Heliosphere: Effect of the Solar Journey on the Galactic Cosmic Ray Flux at Earth

During the solar journey through galactic space, variations in the physical properties of the surrounding interstellar medium (ISM) modify the heliosphere and modulate the flux of galactic cosmic rays (GCR) at the surface of the Earth, with consequences for the terrestrial record of cosmogenic radionuclides. One phenomenon that needs studying is the effect on cosmogenic isotope production of changing anomalous cosmic ray fluxes at Earth due to variable interstellar ionizations. The possible range of interstellar ram pressures and ionization levels in the low density solar environment generate dramatically different possible heliosphere configurations, with a wide range of particle fluxes of interstellar neutrals, their secondary products, and GCRs arriving at Earth. Simple models of the distribution and densities of ISM in the downwind direction give cloud transition timescales that can be directly compared with cosmogenic radionuclide geologic records. Both the interstellar data and cosmogenic radionuclide data are consistent with two cloud transitions, within the past 10,000 years and a second one 20,000–30,000 years ago, with large and assumption-dependent uncertainties. The geomagnetic timeline derived from cosmic ray fluxes at Earth may require adjustment to account for the disappearance of anomalous cosmic rays when the Sun is immersed in ionized gas.     

Microflares and the Statistics of X-ray Flares

This review surveys the statistics of solar X-ray flares, emphasising the new views that RHESSI has given us of the weaker events (the microflares). The new data reveal that these microflares strongly resemble more energetic events in most respects; they occur solely within active regions and exhibit high-temperature/nonthermal emissions in approximately the same proportion as major events. We discuss the distributions of flare parameters (e.g., peak flux) and how these parameters correlate, for instance via the Neupert effect. We also highlight the systematic biases involved in intercomparing data representing many decades of event magnitude. The intermittency of the flare/microflare occurrence, both in space and in time, argues that these discrete events do not explain general coronal heating, either in active regions or in the quiet Sun.     

A Comparison of Ground Level Event e/p and Fe/O Ratios with Associated Solar Flare and CME Characteristics

Solar energetic particle (SEP) events reaching rigidities >1 GV are observed at 1?AU as ground-level events (GLEs). They are considered to be extreme cases of gradual SEP events, produced by shocks driven by wide and fast CMEs that are usually associated with long-duration (>1 hour) soft X-ray (SXR) flares. However, some large gradual SEP events, including GLEs, are associated with flares of short-duration (<1 hour) timescales comparable to those of flares seen with impulsive, low-energy SEP events with enhanced charge states, heavy-element abundances, and e/p ratios. The association of some GLEs with short-duration SXR events challenges us to understand the GLE event-to-event variation with SXR durations and whether it truly reflects the nature of the particle acceleration processes or simply the characteristics of the solar regions from which large, fast CMEs arise. We examine statistically the associated flare, active region (AR), and CME characteristics of ～40?GLEs observed since 1976 to determine how the GLE e/p and Fe/O ratios, each measured in two energy ranges, depend on those characteristics. The abundance ratios trend weakly to lower, more coronal, and less scattered values with increasing flare timescales, thermal and nonthermal peak fluxes, and measures of source AR sizes. These results and the wide range of solar longitude connections for GLEs with high abundance ratios argue against a significant role for flare effects in the GLEs. We suggest that GLE SEPs are accelerated predominately in CME-driven shocks and that a coupling of flare size and timescales with CME properties could explain the SEP abundance correlations with flare properties.     

ICMEs at High Latitudes and in the Outer Heliosphere

Interplanetary coronal mass ejections (ICMEs) propagate into the outer heliosphere, where they can have a significant effect on the structure, evolution, and morphology of the solar wind, particularly during times of high solar activity. They are known to play an important role in cosmic ray modulation and the acceleration of energetic particles. ICMEs are also believed to be associated with the large global transient events that swept through the heliosphere during the declining phases of solar cycles 21 and 22. But until recently, little was known about the actual behavior of ICMEs at large heliographic latitudes and large distances from the Sun. Over the past decade, the Ulysses spacecraft has provided in situ observations of ICMEs at moderate heliographic distances over a broad range of heliographic latitudes. More recently, observations of alpha particle enhancements, proton temperature depressions, and magnetic clouds at the Voyager and Pioneer spacecraft have begun to provide comparable information regarding the behavior of ICMEs at extremely large heliocentric distances. At the same time, advances in modeling have provided new insights into the dynamics and evolution of ICMEs and their effects on cosmic rays and energetic particles.     

A Cosmic Ray Signature of Equatorial Coronal Holes

The evolution of open field regions on the Sun over the last cycle is illustrated by observations of coronal holes in SOHO EIT images. The development of a large equatorial coronal hole near solar minimum is discussed, indicating the processes which led to the appearance of open field regions at low latitude. The observed cosmic ray signature is presented and interpreted in terms of the passage of the Earth through the streamer belt, which at this time had become distorted by the coronal hole and associated active region. The times when such equatorial coronal holes might be expected to directly influence cosmic ray counts in this way are seen to be limited to the approach to solar minimum, around minimum and the approach to maximum. This revised version was published online in August 2006 with corrections to the Cover Date.     

3He-rich solar flares

The formation of the observed solar cosmic ray (SCR) composition remains an open question. It has become particularly acute after the discovery of ³He-rich events. The ³He/⁴He abundance ratio revealed in such events exceeds substantially (up to four orders of magnitude) that in the solar atmosphere.The data available on the ³He-rich events are discussed and a list of all such events known up to date is presented. Most of the ³He-rich SCR events can be associated with the corresponding optical flares on the Sun, with X-ray and radiobursts.An analysis of the models of ³He enrichement proposed up to now shows that only preferential ³He heating by plasma mechanisms can provide the observed high enrichment levels (³He/⁴He 1).A model involving preferential heating of ³He by induced scattering on ions of the ion acoustic waves generated by flare associated electrons in the solar atmosphere is considered in detail. This model can account for the major properties of the ³He-rich flares.Observational implications of the ³He-rich solar flare model are analyzed; the predictions of the theory are compared with the experimental data available, and promising avenues of further relevant experimental and theoretical research are considered.However it is shown that all main conclusions made based on the expressions ((3.2), (3.11), (3.12)) remain the same.     

Non-relativistic solar electrons

This review summarizes both the direct spacecraft observations of non-relativistic solar electrons, and observations of the X-ray and radio emission generated by these particles at the Sun and in the interplanetary medium. These observations bear on three physical processes basic to energetic particle phenomena: (1) the acceleration of particles in tenuous plasmas; (2) the propagation of energetic charged particles in a disordered magnetic field, and (3) the interaction of energetic charged particles with tenuous plasmas to produce electromagnetic radiation. Because these electrons are frequently accelerated and emitted by the Sun, mostly in small and relatively simple flares, it is possible to define a detailed physical picture of these processes.In many small solar flares non-relativistic electrons accelerated during flash phase constitute the bulk of the total flare energy. Thus the basic flare mechanism in these flares essentially converts the available flare energy into fast electrons. Non-relativistic electrons exhibit a wide variety of propagation modes in the interplanetary medium, ranging from diffusive to essentially scatter-free. This variability in the propagation may be explained in terms of the distribution of interplanetary magnetic field fluctuations. Type III solar radio burst emission is generated by these electrons as they travel out to 1 AU and beyond. Recent in situ observations of these electrons at 1 AU, accompanied by simultaneous observations of the low frequency radio emission generated by them at 1 AU provide quantitative information on the plasma processes involved in the generation of type III bursts.     

Cosmic Rays in the Inner Heliosphere: Insights from Observations, Theory and Models

The global modulation of galactic cosmic rays in the inner heliosphere is determined by four major mechanisms: convection, diffusion, particle drifts (gradient, curvature and current sheet drifts), and adiabatic energy losses. When these processes combine to produce modulation, the complexity increases significantly especially when one wants to describe how they evolve spatially in all three dimensions throughout the heliosphere, and with time, as a function of solar activity over at least 22 years. In this context also the global structure and features of the solar wind, the heliospheric magnetic field, the wavy current sheet, and of the heliosphere and its interface with the interstellar medium, play important roles. Space missions have contributed significantly to our knowledge during the past decade. In the inner heliosphere, Ulysses and several other missions have contributed to establish the relative importance of these major mechanisms, leading to renewed interest in developing more sophisticated theories and numerical models to explain these observations, and to understand the underlying physics that determines galactic cosmic ray modulation at Earth. An overview is given of some of the observational and modeling highlights over the past decade.