基于改进TLS-ESPRIT算法的相干定位信号波达方向空间平滑

针对室内角度定位,在定位信号相干条件下无法实现准确估计波达方向(DOA)的问题,提出了一种基于TLS-ESPRIT算法的双向空间平滑方法。该算法先对定位相干信号进行双向空间平滑处理,然后用TLS-ESPRIT算法进行DOA的精确估计,使其最大限度地利用信号子空间的信息,从而解决了算法计算过程中输出信号的协方差矩阵秩亏损情况。该算法能够准确实现定位信号相干条件下DOA估计,与传统的空间平滑结合其他改进ESPRIT算法相比,具有更好的平稳性及抗干扰能力。最后通过仿真实验验证了算法的有效性和稳定性。     

未知互耦条件下混合信号波达方向估计

阵列天线互耦对导向矢量的扰动以及信号相干性对数据协方差矩阵造成的秩损,使得基于子空间正交性原理的超分辨波达方向估计(Direction-of-Arrival,DOA)算法性能恶化,甚至失效。针对这一问题,提出一种在相干与非相干信号混合状态下无需阵列互耦补偿的特征矢量平滑DOA估计算法。该算法对部分阵元接收数据的协方差矩阵特征分解,将得到的特征矢量平滑处理后构造等效协方差矩阵,抑制阵列互耦影响的同时完成混合信号DOA估计。在阵列互耦和信号相干性均未知的条件下,正确估计了信号DOA,无需互耦参数估计或补偿。计算机仿真结果验证了算法的有效性。     

Performance measure for Markovian switching systems using best-fitting Gaussian distributions

This paper considers the theoretical posterior Cramer-Rao lower bound (PCRLB) for the case of tracking a manoeuvring target with Markovian switching dynamics. In a recent article [2] it was proposed to calculate the PCRLB conditional on the manoeuvre sequence and then determine the bound as a weighted average, giving an unconditional PCRLB. However, we demonstrate that this approach can produce an overly optimistic lower bound, because the sequence of manoeuvres is implicitly assumed known. Motivated by this, we develop a general approach and derive a closed-form estimate of the PCRLB in the case of Markovian switching systems. The basis of the approach is to, at each time step, replace the multi-modal prior target probability density function (pdf) with a best-fitting Gaussian (BFG) approximation. We present a recursive formula for calculating the mean and covariance of this Gaussian distribution, and demonstrate how the covariance increases as a result of the potential manoeuvres. We are then able to calculate the PCRLB for this BFG model using an existing Riccati-like recursion. Because of the BFG approximation, we are no longer guaranteed a bound and so we refer to our estimate as an "error performance measure" rather than a bound. The presented approach is applied both to filtering and smoothing cases. The simulation results indicate a very close agreement between the proposed performance measure and the error performance of an interacting multiple model estimator.     

非圆信号的贝叶斯稀疏重构阵列测向方法

对信号非圆特性的有效利用能显著改善子空间类阵列测向方法的性能,但难以弥补此类方法在低信噪比（SNR）、小样本等信号环境适应能力方面的局限。本文引入贝叶斯稀疏学习（SBL）技术以解决非圆信号的波达方向（DOA）估计问题,在结合信号非圆特性的同时对入射信号的空域稀疏性加以利用,通过将非圆信号阵列输出协方差矩阵和共轭协方差矩阵在预先定义的空域字典集上进行稀疏重构,得到入射信号的空间谱重构结果,并依据其谱峰位置估计各信号的方向。该方法对独立和相关信号都具有较好的适应能力,仿真结果验证了该方法在信号环境适应能力和相关信号测向精度等方面的优势。     

Covariance matrix estimation for adaptive CFAR detection incompound-Gaussian clutter

We address the estimation of the structure of the covariance matrix and its application to adaptive radar detection of coherent pulse trains in clutter-dominated disturbance modeled as a compound-Gaussian process. For estimation purposes we resort to range cells in spatial proximity with that under test and assume that these cells, free of signal components, can be clustered into groups of data with one and the same value of the texture. We prove that, plugging the proposed estimator of the structure of the covariance matrix into a previously derived detector, based upon the generalized likelihood ratio test (GLRT), leads to an adaptive detector which ensures the constant false alarm rate (CFAR) property with respect to the clutter covariance matrix as well as the statistics of the texture. Finally, we show that this adaptive receiver has an acceptable loss with respect to its nonadaptive counterpart in cases of relevant interest for radar applications     

Polarization diversity detection in compound-Gaussian clutter

We present the problem of polarization diversity detection in compound-Gaussian clutter with unknown covariance matrix. To this end we assume that a set of secondary data, free of signal components and with the same covariance structure of the cell under test, is available. Due to the lack of a uniformly most powerful (UMP) detector we resort to a design procedure based upon the Rao and the Wald tests. Specifically we first derive the Rao and the Wald tests assuming that the covariance matrix is known, and then we substitute into the derived decision rules a suitable estimate of the clutter covariance. Interestingly, the newly proposed detectors share the constant false alarm rate (CFAR) property with respect to the texture statistical characterization. Moreover simulation results have shown that the Wald test based detector ensures a performance level higher than the Rao test. We have also conducted a further performance analysis, in the presence of real clutter data and in comparison with the previously proposed generalized likelihood ratio test (GLRT) based receivers, which highlights that, in general, the Wald test receiver outperforms its counterparts. Finally, since the newly proposed decision rules as well as the previously designed GLRTs do not ensure the CFAR property with respect to the clutter covariance matrix, we have developed a sensitivity analysis on the probability of false alarm (P/sub fa/), based on simulated clutter with covariance matrix estimated from real radar data. The results have shown that (P/sub fa/) is only slightly affected by variations in the clutter correlation properties and hence the CFARness is substantially achieved.     

Angle and polarization estimation in a coherent signal environment

It is shown how a uniform linear array of crossed dipoles may be used with the ESPRIT algorithm and spatial smoothing techniques to estimate the arrival directions and polarizations of incoming coherent plane waves. Some examples showing typical performance are presented. One method of smoothing can be used where it is necessary to estimate both the arrival angles and polarizations of signals. Two other methods can be used when only the arrival angles are of interest     

基于协方差矩阵高阶幂的二维DOA估计新算法

 针对稀疏分解方法进行均匀圆阵(UCA)的二维波达方向(DOA)估计运算复杂度大的问题,提出了一种基于协方差矩阵高阶幂稀疏分解的二维DOA估计新算法。该算法首先利用协方差矩阵高阶幂无需进行特征值分解和信源数估计的特性,构建了协方差矩阵高阶幂的稀疏分解向量;然后运用粒度分层思想,构造了粗区域估计和细方位估计的分层多粒度的快速分解模型,分层字典的长度大大减少,在保持估计精度的前提下,算法运算时间远小于现有的恒定冗余字典的稀疏分解方法,从而解决了基于稀疏分解的圆阵二维DOA估计问题。论文提出的算法与二维MUSIC算法相比,估计精度高,且能满足对相干信号的估计。仿真结果验证了算法的有效性和可行性。     

GLRT subspace detection for range and Doppler distributed targets

A generalized likelihood ratio test (GLRT) is derived for adaptive detection of range and Doppler-distributed targets. The clutter is modeled as a spherically invariant random process (SIRP) and its texture component is range dependent (heterogeneous clutter). We suppose here that the speckle component covariance matrix is known or estimated thanks to a secondary data set. Thus, unknown parameters to be estimated are local texture values, the complex amplitudes and Doppler frequencies of all scattering centers. To do so, we use superresolution methods. The proposed detector assumes a priori knowledge on the spatial distribution of the target and has the precious property of having a constant false alarm rate (CFAR) with the assumption of a known speckle covariance matrix or by the use of frequency agility.     

Robust adaptive beamforming for HF surface wave over-the-horizon radar

Adaptive beamforming is used to enhance the detection of target echoes received by high frequency (HF) surface wave (HFSW) over-the-horizon (OTH) radars in the presence of spatially structured interference. External interference from natural and man-made sources typically masks the entire range-Doppler search space and is characterized by a spatial covariance matrix that is time-varying or nonstationary over the coherent processing interval (CPI). Adaptive beamformers that update the spatial filtering weight vector within the CPI are likely to suppress such interference most effectively, but the intra-CPI antenna pattern fluctuations result in temporal decorrelation of the clutter which severely degrades subclutter visibility after Doppler processing. A robust adaptive beamformer that effectively suppresses spatially nonstationary interference without degrading subclutter visibility is proposed here. The proposed algorithm is computationally efficient and suitable for practical implementation. Its operational performance is evaluated using experimental data recorded by the Iluka HFSW OTH radar, located near Darwin in far north Australia.     

STAP for GPS receiver synchronization

A space-time adaptive processing (STAP) algorithm for delay tracking and acquisition of the GPS signature sequence with interference rejection capability is developed. The interference can consist of both broadband and narrowband jammers, and is mitigated in two steps. The narrowband jammers are modelled as vector autoregressive (VAR) processes and rejected by temporal whitening. The spatial ing is implicitly achieved by estimating a sample covariance matrix and feeding its inverse into the extended Kalman filter (EKF). The EKF estimates of the code delay and the fading channel are used for a t-test for acquisition detection. Computer simulations demonstrate robust performance of the algorithm in severe jamming, and also show that the algorithm outperforms the conventional delay-locked loop (DLL).     

Statistical tests for higher order analysis of radar clutter: their application to L-band measured data

We design three statistical tests to ascertain whether radar data comply with the hypotheses of multivariate Gaussianity, spatial homogeneity, and covariance persymmetry, respectively. For the first issue we develop a statistical procedure based on quadratic distributional distances, which exploits the representation of Gaussian vectors in generalized spherical coordinates. As to the spatial homogeneity we propose a technique, based on the Kolmogorov-Smirnov (KS) test, relying on the properties of quadratic forms constructed from Gaussian vectors and Wishart distributed matrices. Finally, in order to analyze the persymmetry property of the disturbance covariance matrix, we design a testing procedure based on the generalized likelihood ratio test (GLRT). We thus apply the new tests to L-band experimentally measured clutter data, collected by the MIT Lincoln Laboratory Phase One radar, at the Katahdin Hill site. The results show that the multivariate Gaussian hypothesis for the considered data file is reasonable. On the contrary the assumption of spatial homogeneity can be done only within small clutter regions which, in general, exhibit also a persymmetric covariance matrix.     

CFAR detection of distributed targets in non-Gaussian disturbance

The subject of detection of spatially distributed targets in non-Gaussian noise with unknown statistics is addressed. At the design stage, in order to cope with the a priori uncertainty, we model noise returns as Gaussian vectors with the same structure of the covariance matrix, but possibly different power levels (heterogeneous environment). We also assume that a set of secondary data, free of signal components, is available to estimate the correlation properties of the disturbance The proposed detector assumes no a priori knowledge about the spatial distribution of the target scatterers and ensures the constant false alarm rate (CFAR) property with respect to both the structure of the covariance matrix and the power levels. Finally, the performance assessment, conducted modeling the disturbance as a spherically invariant random process (SIRP), confirms its validity to operate in real radar scenarios     

基于先验知识及其定量评估的自适应杂波抑制研究

 为了改善训练样本数受限的非均匀杂波环境中的系统检测性能,研究了基于先验知识及其定量评估的自适应杂波抑制算法。提出了使用经真实杂波信息白化后的先验杂波协方差矩阵与单位矩阵之差的谱范数,来定量评估杂波先验知识的准确程度,并给出了真实杂波协方差矩阵未知时的矩阵谱范数估计方法。结合先验知识定量评估结果,获得了具有先验知识约束时的杂波协方差矩阵最大似然估计方法。分别基于多脉冲相参雷达以及空时自适应雷达进行了杂波建模,在此基础之上分析了算法性能。仿真结果证实了该算法优于使用样本协方差矩阵及先验杂波信息形成杂波抑制权值的性能。     

Low-Error Bearing Estimation in Shallow Water

The multipath effect due to sound propagation in shallow water causes bearing errors in horizontal line arrays for all angles different from broadside when conventional resolution methods like beamformer or maximum entropy method are used. Error-free bearing estimates can be achieved only by means of generalized power estimators which use a priori knowledge about the spatial channel statistics. This a priori knowledge is usually unknown. The method described makes use of a pilot source which transmits training signals in order to achieve an estimate for a suboptimum spatial signal covariance matrix which is used for field matching.     

基于恒模特性的QPSK-DSSS信号扩频序列估计

 针对非合作低信噪比条件下的QPSK-DSSS信号,提出一种基于恒模特性的扩频序列估计算法。该算法首先将单用户QPSK-DSSS信号等效为两用户的BPSK-DSSS信号,其次通过对信号协方差矩阵进行特征分解,估计出由同相与正交两路扩频序列张成的二维信号子空间,最后利用扩频序列的恒模特性消除特征分解带来的酉阵模糊问题,实现扩频序列的精确估计。本文提出算法实现简单,相对目前现有传统算法具有较低的计算复杂度,而且计算机仿真表明:本文提出算法在低信噪比条件下具有优良的估计性能。     

Distributed target detection in compound-Gaussian noise with Rao and Wald tests

The problem of detecting distributed targets in compound-Gaussian noise with unknown statistics is considered. At the design stage, in order to cope with the a priori uncertainty, we model noise returns as Gaussian vectors with the same structure of the covariance matrix, but possibly different power levels. We also assume that a set of secondary data, free of signal components, is available to estimate the covariance matrix of the disturbance. Since no uniformly most powerful test exists for the problem at hand we devise and assess two detection strategies based on the Rao test, and the Wald test respectively. Remarkably these detectors ensure the constant false alarm rate property with respect to both the structure of the covariance matrix as well as the power levels. Moreover, the performance assessment, conducted also in comparison with the generalized likelihood ratio test based receiver, shows that the Wald test outperforms the others and is very effective in scenarios of practical interest for radar systems.     

Broadband focusing for partially adaptive beamforming

A broadband adaptive beamforming approach based on the concept of signal-subspace alignment is formulated and contrasted with the conventional approach. The proposed method involves a preprocessor that focuses the signal spaces at different frequencies to a common one and a narrowband beamformer following the preprocessor. The merits that result as a consequence are partial adaptivity due to single frequency weights and decorrelation of coherent signals thus combating signal cancellation. The latter effect is studied by deriving expressions for the desired-signal distortion in a minimum variance distortionless response (MVDR) beamformer and analyzing them. Implementation issues of the preprocessor are addressed. Simulation results confirm the utility of the focusing preprocessor     

Variable structure multiple model fixed-interval smoothing

This paper focuses on fixed-interval smoothing for stochastic hybrid systems. When the truth-mode mismatch is encountered, existing smoothing methods based on fixed structure of model-set have significant performance degradation and are inapplicable. We develop a fixed-interval smoothing method based on forward- and backward-filtering in the Variable Structure Multiple Model (VSMM) framework in this paper. We propose to use the Simplified Equivalent model Interacting Multiple Model (SEIMM) in the forward and the backward filters to handle the difficulty of different mode-sets used in both filters, and design a re-filtering procedure in the model-switching stage to enhance the estimation performance. To improve the computational efficiency, we make the basic model-set adaptive by the Likely-Model Set (LMS) algorithm. It turns out that the smoothing performance is further improved by the LMS due to less competition among models. Simulation results are provided to demonstrate the better performance and the computational efficiency of our proposed smoothing algorithms.     

Adaptive detection schemes in compound-Gaussian clutter

Radar detection of coherent pulse trains embedded in compound-Gaussian disturbance with partially known statistics is discussed. We first give a thorough derivation of two recently proposed adaptive detection structures. Next, we derive a different detection scheme exploiting the assumption that the clutter is wide-sense stationary. Resorting to the theory of circulant matrices, in fact, we demonstrate that the estimation of the structure of the clutter covariance matrix can be reduced to the estimation of its eigenvalues, which in turn can be (efficiently) done via fast Fourier transform codes. After a thorough performance assessment, mostly carried on via computer simulations, the results show that the newly proposed detector achieves better performance than the two previously introduced adaptive detectors. Moreover, a sensitivity analysis shows that, even though this detector does not strictly guarantee the constant false alarm rate property with respect to the clutter covariance matrix, it is robust, in the sense that its performance is only slightly affected by variations in the clutter temporal correlation