Finite data performance of MUSIC and minimum norm methods

In the direction of arrival (DOA) estimation problem, we encounter both finite data and insufficient knowledge of array characterization. It is therefore important to study how subspace-based methods perform in such conditions. We analyze the finite data performance of the multiple signal classification (MUSIC) and minimum norm (min. norm) methods in the presence of sensor gain and phase errors, and derive expressions for the mean square error (MSE) in the DOA estimates. These expressions are first derived assuming an arbitrary array and then simplified for the special case of an uniform linear array with isotropic sensors. When they are further simplified for the case of finite data only and sensor errors only, they reduce to the recent results given previously (1989, 1991). Computer simulations are used to verify the closeness between the predicted and simulated values of the MSE     

A Fast Beamforming Algorithm for Large Arrays

This beamforming algorithm is written specifically for array radars in which the number of array elements K is very large compared with the number of jammers L the radar is designed to suppress. It uses a set of M noise vectors to construct a basis for the jammer component of the antenna output vectors. The component of the quiescent weight vector orthogonal to each basis vector is calculated, renormalized to unit length, and identified as the adapted weight vector. This algorithm is effective in the suppression of many types of jammers. The number of noise samples M required in the construction of the adapted weight vector is approximately equal to L. In the special case of L narrowband noise jammers, for example, a choice of M = L usually reduces the receiver output jammer power to a few dBs above the white noise background. It is permissible to have M相似文献   

一种基于三维阵列结构二维波达方向估计的新方法

给出了一种在高斯白噪声环境下对多个窄带信号进行二维波达方向估计的新方法.该方法根据给出的天线阵列结构的特点,首先构造四个相关矩阵,进而构造一个大的矩阵,对其进行一次特征值分解,由ESPRIT原理实现了信号波达方向的准确估计.该方法精度较高,不存在错误估计,有一定的实用性.     

Comparison of signal estimation using calibrated and uncalibrated arrays

We consider the problem of separating and estimating the waveform of superimposed signals received by an array of sensors. If the array is well calibrated it is possible to first estimate the directions of arrival (DOA) of the signals and then use this information to separate the signals. When the array is not calibrated, but the array elements have the same unknown gain pattern, up to an unknown multiplicative factor and the phases of the elements are arbitrary and unknown, it is possible to estimate the array steering vectors and then use this information for signal estimation. We compare the quality of the estimated signals in the calibrated case with the quality of the estimated signals in the uncalibrated case, in terms of the output signal-to-interference ratio (SIRO) and output signal-to-noise ratio (SNRO).     

Specification and Performance of Passive Sonar Spectral Estimators

The application of existing estimation theory to the problem of specification and performance of passive sonar spectral estimators is considered. The classification function is addressed, so that the signal is assumed to be present, and so that the energy arrival angle is known. The spatial filter considered is a line array of M equally spaced omnidirectional hydrophones. Signal and ambient noise are both zero-mean, wide-sense, stationary Gaussian random processes that differ in their spatial correlation across the face of the array. The signal is a plane wave that can be made totally spacially corrected between array elements by inserting delays between sensors to invert the signal propagation delay. The noise correlation is a function of frequency, bandwidth, element separation, and the relative time delay between sensors. Under these assumptions, the Cramer-Rao lower bound is derived for the class of unbiased estimates of signal power in a narrow frequency band at the hydrophone in the presence of correlated ambient noise of known power. The bound is examined numerically, resulting in a threshold phenomenon with M that constitutes a new design consideration. In addition, there is a striking insensitivity to realistic values of ambient noise correlation, and there are ranges in signal-to-noise ratio for which one gains more by increasing M than by increasing the bandwidth-time product. Specific processors, including a new unbiased estimator when noise power is unknown, are developed.     

二维嵌套混合MIMO相控阵雷达接收阵列设计

针对二维混合多输入多输出（MIMO）相控阵雷达发射阵列子阵分割带来的自由度损失问题,提出一种基于二维嵌套阵列的二维混合MIMO相控阵雷达接收阵列设计新方法。首先,给出一种由稀疏阵列和密集阵列构成的嵌套阵接收阵列的二维混合MIMO相控阵雷达信号模型;其次,通过对接收信号的协方差矩阵进行Khatri-Rao乘积处理,得到阵元位置差的差异阵列,形成接收阵元数目的虚拟扩展;最后,通过空间平滑处理进行波达方向估计。仿真实验表明,与传统二维混合MIMO相控阵雷达相比,所提方法在不增加实际阵元数目的情况下可以有效扩展虚拟阵元数目,提高雷达阵列自由度,进而提高二维混合MIMO相控阵雷达波达方向估计精度。     

相关色噪声下无冗余累积量稀疏表示DOA估计

针对传统均匀线阵中四阶累积量计算复杂度大、对快拍数敏感的问题,提出了一种快速去冗余的高分辨波达方向估计新方法。该方法首先通过构造选择矩阵对四阶累积量矩阵进行第1次降维处理,摒弃传统四阶累积量中大量冗余数据,然后对无冗余累积量矩阵进行矢量化并通过二次降维得到统计性能更优的向量观测模型,最后在相应的过完备基下建立观测模型的稀疏表示进行波达方向(Direction of Arrival,DOA)估计。同时将方法推广到L型阵列2维DOA估计,扩展了其应用范围。与传统的四阶累积量方法相比,该方法大大地减小了计算量,对快拍数要求不高,并且能够有效地抑制相关色噪声。理论分析和仿真实验验证了该方法对1维和2维DOA估计都具有较高的估计精度和分辨率。     

DOA and steering vector estimation using a partially calibratedarray

We consider the problem of estimating directions of arrival (DOAs) using an array of sensors, where some of the sensors are perfectly calibrated, while others are uncalibrated. We identify a cost function whose minimizer is a statistically consistent and efficient estimator of the unknown parameters-the DOAs and the gains and phases of the uncalibrated sensors. Next we present an iterative algorithm for finding the minimum of that cost function The proposed algorithm is guaranteed to converge. The performance of the estimation algorithm is compared with the Cramer Rao bound (CRB). The derivation of the bound is also included. It is shown that DOA accuracy can be improved by adding uncalibrated sensors to a precisely calibrated array. Moreover, the number of sources that can be resolved may be larger than the number that can be resolved by the calibrated portion of the array     

一种MIMO雷达幅相误差估计方法

 针对单基地相关多输入多输出(MIMO)雷达中存在的阵列幅相误差问题进行了研究。给出了单基地相关MIMO雷达的阵列模型,并提出了一种MIMO雷达幅相误差估计方法。利用发射正交信号对阵列接收信号进行匹配滤波,可分离得到类似传统阵列的"虚拟阵列",利用分时信源数据将该阵列中真实导向矢量中信源波达方向(DOA)引起的相位与幅相误差分离开,通过构造代价函数得到波达方向估计值,进而分别得到发射阵与接收阵的幅相误差的估计值,同时给出了误差引入量分析。最后通过仿真验证了该方法的有效性。本文介绍的方法简单可行,适用于任意构型MIMO雷达的幅相误差估计。     

聚焦变换在MIMO阵列方位估计中的应用

MIMO阵列是近年来信号处理领域提出的一种新体制阵列技术,可有效避免常规阵列中的相干源问题。为解决多载波造成的方位模糊,提出了一种基于聚焦变换的MIMO阵列目标方位估计方法。该方法将MIMO阵列接收信号分解为多个频率分量的信号,并通过聚焦算法将多个频率信号聚焦到同一信号子空间,然后对聚焦后的信号进行方位估计。仿真结果表明:与直接对MIMO阵列接收信号进行方位估计相比,该方法利用了MIMO阵列的回波不相干性和宽带信号能量,具有更好的分辨能力和更高的方位估计精度。     

线性极化敏感阵列的极化平滑算法及相干源参数估计

 研究了基于极化敏感阵列的相干信号参数估计问题。首先,提出一种利用均匀线性极化敏感阵列的新型极化平滑算法(ULAPSA),其能够处理更多相干信号的参数估计,且具有更小的计算量。然后,基于ULAPSA给出了波达方向（DOA）和极化参数估计的两种方法：第1种方法利用角度搜索得到信号的DOA估计,适应任何多分量的电磁矢量传感器阵列;第2种方法结合传播算子算法,无需奇异值分解和角度搜索,能够同时估计信号的DOA和极化参数。该方法适应完备的电磁矢量传感器、三偶极子或三磁环构成的矢量传感器。最后,通过仿真实验比较和分析了所提算法的性能。     

Implementation and convergence considerations of a linearlyconstrained adaptive array

O.L. Frost (1972) introduced a linearly constrained optimization algorithm that allows certain main beam properties to be preserved while good cancellation is attained. An open-loop implementation of this algorithm is developed. This implementation is shown to be equivalent to the technique developed by C.W. Jim (1977), L.J. Griffiths and C.W. Jin (1982), and K.M. Buckley and L.J. Griffiths (1982) whereby the constrained problem is reduced to an unconstrained problem. Analytical results are presented for the convergence rate when the sampled matrix inversion (SMI) or Gram-Schmidt (GS) algorithm are employed. It has been previously shown that the steady-state solution for the optimal weights is identical for both constrained and reduced unconstrained problems. It is shown that if the SMI or GS algorithm is employed, then the transient weighting vector solution for the constrained problem is identical to the equivalent transient weight vector solution for the reduced unconstrained implementation     

MIMO雷达DOA估计阵列设计

 多输入多输出（MIMO）雷达的关键技术之一是天线阵列的设计。由于MIMO雷达同时增加了收发两端的相位中心,使得系统具有更高的空间分辨率和更多的自由度。论文从接收信号模型出发,对MIMO雷达发射正交信号的等效阵列进行了讨论,以波达方向估计为目标提出了一种MIMO雷达天线阵的设计方法,通过抛物线理论得出了收发组合的唯一性和合理性,然后通过分析各种收发组合给出了发射阵元的最佳间隔设置。推导了几种情景下的MIMO收发阵列最佳设计解析解,最后进行了仿真实验。仿真结果验证了算法的有效性。     

The Performance of an LMS Adaptive Array with Frequency Hopped Signals

The performance of an LMS adaptive array with a frequency hopped, spread spectrum desired signal and a CW interference signal is examined. It is shown that frequency hopping has several effects on an adaptive array. It causes the array to modulate both the amplitude and the phase of the received signal. Also, it causes the array output SINR (signal-to-interference-plus-noise ratio) to vary with time and thus increases the bit error probability for the received signal. Typical curves of the desired signal modulation and the time-varying SINR at the array output are presented. It is shown how the array performance depends on hopping frequency, frequency jump size, interference frequency, signal arrival angles, and signal powers.     

Adaptive Array Behavior with Periodic Phase Modulated Interference

We consider a least mean square (LMS) adaptive array [1] receiving a phase modulated interference signal. The phase modulation is assumed to be periodic and to have finite bandwidth. Under these assumptions, we determine the time-varying array weights, the modulation on the array output desired signal, and the time-varying output interference-to-noise ratio (INR) and SINR (signal-to-interference-plus-noise ratio). We present numerical results describing the behavior of a 2-element adaptive array that receives an interference signal with sinusoidal phase modulation. We show how each signal parameter (arrival angle, power, modulation index, and modulation frequency) affects the performance of the array.     

The Effects of Gaussian Interference on Communication Systemswith Adaptive Arrays

The performance of a bandlimited binary phase-shift-keyed (BPSK) communication system is examined when the received BPSK signal is corrupted by both thermal noise and a directional Gaussian noise interfering signal. The system uses an LMS adaptive array to suppress this interference. The effects of signal power levels, arrival angles, bandwidths, and the array bandwidth are examined. The performance of a system that uses tapped delay lines for the array weights is also examined. It is shown that the performance of a system with tapped delay lines is not affected by the interference bandwidth for a single interferer.     

运动单阵元被动合成阵列波达方向估计

 提出了一种运动单阵元被动合成阵列波达方向(DOA)估计算法。该算法基于被动合成阵列(PSA)的概念,结合空间谱估计的思想构建了运动单阵元被动合成阵列模型,通过多次不同速度合成阵列过程实现对信号DOA的无模糊估计。通过对单次匀速合成阵列过程进行分析得到,在假设信号频率已知条件下,合成阵列算法能够达到与同孔径实阵列多重信号分类（MUSIC）算法相当的DOA估计性能。仿真验证了被动合成阵列与同孔径实阵列的渐近等效性及算法的有效性。     

The Effect of a Pulsed Interference Signal on an Adaptive Array

The performance of a least mean square (LMS) adaptive array in the presence of a pulsed interference signal is examined. It is shown that a pulsed interference signal has two effects. First, it causes the array to modulate the desired signal envelope (but not its phase). Second, it causes the array output signal-to-interferenceplus-noise ratio (SINR) to vary with time. The desired signal modulation is evaluated as a function of signal arrival angles, powers and interference pulse-repetition frequency (PRF) and pulsewidth. It is shown that the signal modulation is small except when the interference arrives close to the desired signal. To evaluate the effect of the time-varying SINR, it is assumed that the array is used in a differential phase-shift keyed (DPSK) communication system. It is shown that the SINR variation causes a noticeable but not disastrous increase in the bit error probability.     

Global node selection for localization in a distributed sensor network

This work considers the problem of selecting the best nodes for localizing (in the mean squared (MS) position error sense) a target in a distributed wireless sensor network. Each node consists of an array of sensors that are able to estimate the direction of arrival (DOA) to a target. Different computationally efficient node selection approaches that use global network knowledge are introduced. Performance bounds based on the node/target geometry are derived, and these bounds help to determine the necessary communication reach of the active nodes. The resulting geolocation performance and energy usage, based on communication distance, is evaluated for a decentralized extended Kalman filter (EKF) that is exploiting the different selection approaches.     

Adaptive Array Behavior with Sinusoidal Envelope Modulated Interference

The behavior of a LMS (least mean square) adaptive array with modulated interference is described. An interference signal with sinusoidal, double-sideband, suppressed-carrier modulation is assumed. It is shown that such interference causes the array to modulate the desired signal envelope but not its phase. The amount of the desired signal modulation is determined as a function of signal arrival angles and powers and the modulation frequency of the interference. Such interference also causes the array output signal-to-interference-plus-noise ratio (SINR) to vary with time. However, it is shown that when the desired signal is a digital communication signal, the averaged bit error probability is essentially the same as for continuous wave (CW) interference.