Relationship of solar flare accelerated particles to solar energetic particles (SEPs) observed in the interplanetary medium

Observations of hard X-ray (HXR)/γ-ray continuum and γ-ray lines produced by energetic electrons and ions, respectively, colliding with the solar atmosphere, have shown that large solar flares can accelerate ions up to many GeV and electrons up to hundreds of MeV. Solar energetic particles (SEPs) are observed by spacecraft near 1 AU and by ground-based instrumentation to extend up to similar energies as in large SEP events, but it appears that a different acceleration process, one associated with fast coronal mass ejections is responsible. Much weaker SEP events are observed that are generally rich in electrons, ³He, and heavy elements. The energetic particles in these events appear to be similar to those accelerated in flares. The Ramaty high energy solar spectroscopic imager (RHESSI) mission provides high-resolution spectroscopy and imaging of flare HXRs and γ-rays. Such observations can provide information on the location, energy spectra, and composition of the flare accelerated energetic particles at the Sun. Here, preliminary comparisons of the RHESSI observations with observations of both energetic electron and ion near 1 AU are reviewed, and the implications for the particle acceleration and escape processes are discussed.     

Statistical properties of SEP event flux declines

The interplanetary space is not a passive medium, which merely constitutes a scene for the propagation of previously accelerated energetic particles, but influences the distribution of particles by changing their energies as well due to interactions with magnetic field inhomogeneities. Such processes manifest themselves in the energy spectra of solar energetic particle (SEP) events. In this paper the fluxes of protons with energies of 4–60 MeV are investigated on the basis of two data sets. Both sets are homogeneous, obtained by the CPME instrument aboard the IMP 8 satellite between 1974 and 2001. The first includes all SEP events where the integral fluxes of >4 MeV protons exceeded 2 particle/cm² s sr. The other set consists of fluxes recorded in differential energy windows between 0.5 and 48 MeV. Important characteristics of SEP events include the rates of decrease of particle flux, which, as well as peak flux time, is an integral feature of the interplanetary medium within a considerable region, surrounding the observation point. The time intervals selected cover the decay phases of SEP events following flares, CMEs and interplanetary shocks of different origin. Only those parts of declines were selected, that could reasonably be described by exponential dependence, irrespective of the gradual/impulsive character of the events. It is shown that the average values of characteristic decay time, τ, and energy spectral index, γ, are all changing with the solar activity phase. Distributions of τ and γ values are obtained in SEPs with and without shocks and during different phases of events: just after peak flux and late after maximum.     

Trapped antiprotons produced by cosmic rays in the Earth's magnetosphere.

The existence of significant fluxes of antiparticles in the Earth magnetosphere has been predicted on theoretical considerations in this article. These antiparticles (positrons or antiprotons) at several hundred kilometers of altitudes, we believe are not of direct extraterrestrial origin, but are the natural products of nuclear reactions of the high energy primary cosmic rays (CR) and trapped protons (TP) confined in the terrestrial radiation belt, with the constituents of terrestrial atmosphere. Extraterrestrial positrons and antiprotons born in nuclear reactions of the same CR particles passing through only 5-7 g/cm2 of interstellar matter, exhibit lower fluxes compared to the antiprotons born at hundreds of g/cm2 in the atmosphere, which when confined in the magnetic field of the Earth (in any other planet), get accumulated. We present the results of the computations of the antiproton fluxes at 10 MeV to several GeV energies due to CR particle interactions with the matter in the interstellar space, and also with the residual atmosphere at altitudes of approximately 1000 km over the Earth's surface. The estimates show that the magnetospheric antiproton fluxes are greater by two orders of magnitude compared to the extraterrestrial fluxes measured at energies <1-2 GeV.     

Relative fluxes of shock and prompt peaks in SEP event time profiles

Peak fluxes are an important property of gradual solar energetic particle (SEP) event time profiles from both astro/heliophysical and applications perspectives. However, the peak flux in an event may occur at the event onset, or at the time of the interplanetary shock arrival (the ESP or energetic storm particles). This makes an important difference in the interpretation of the peak flux, and in any attempts to characterize or model it. This paper describes a study of SEP data sets from ACE, IMP-8 and GOES toward determining the relative properties of these peak fluxes for protons with energies near 1, 10, and 50 MeV. The results suggest that for gradual events with both peaks, the ESP peak often dominates at 1 MeV energies and is dominant about half the time at 10 MeV. Moreover, the prompt peak fluxes can be used to estimate the shock peak (ESP event) up to days ahead, especially in the lower energy range.     

Viewing radiation signatures of solar energetic particles in interplanetary space

A current serious limitation on the studies of solar energetic particle (SEP) events is that their properties in the inner heliosphere are studied only through in situ spacecraft observations. Our understanding of spatial distributions and temporal variations of SEP events has come through statistical studies of many such events over several solar cycles. In contrast, flare SEPs in the solar corona can be imaged through their radiative and collisional interactions with solar fields and particles. We suggest that the heliospheric SEPs may also interact with heliospheric particles and fields to produce signatures which can be remotely observed and imaged. A challenge with any such candidate signature is to separate it from that of flare SEPs. The optimum case for imaging high-energy (E > 100 MeV) heliospheric protons may be the emission of π⁰-decay γ-rays following proton collisions with solar wind (SW) ions. In the case of E > 1 MeV electrons, gyrosynchrotron radio emission may be the most readily detectible remote signal. In both cases we may already have observed one or two such events. Another radiative signature from nonthermal particles may be resonant transition radiation, which has likely already been observed from solar flare electrons. We discuss energetic neutrons as another possible remote signature, but we rule out γ-ray line and 0.511 MeV positron annihilation emission as observable signatures of heliospheric energetic ions. We are already acquiring global signatures of large inner-heliospheric SW density features and of heliosheath interactions between the SW and interstellar neutral ions. By finding an appropriate observable signature of remote heliospheric SEPs, we could supplement the in situ observations with global maps of energetic SEP events to provide a comprehensive view of SEP events.     

Solar particle precipitation into the polar atmosphere and their dependence on hemisphere and local time

The precipitation of solar energetic particles, protons as well as electrons, at high latitudes is commonly assumed to be homogeneous across both polar caps. Using Low-Earth Orbit POES (Polar Orbiting Environmental Satellites) we determine particle penetration ratios into the polar atmosphere for protons ranging from about 0.1 MeV to 500 MeV and for electrons spanning about one order of magnitude in energy with a maximum of 0.3 MeV. Based on power law fits for the POES spectrum we show, that for energies interesting for middle and lower atmosphere chemistry, particle flux over the poles is comparable in magnitude to flux at the geostationary orbit or at L1 in interplanetary space. The time period under study are the solar energetic particle (SEP) event series of October/November 2003 and January 2005.     

The hydroxyl radical as an indicator of SEP fluxes in the high-latitude terrestrial atmosphere

The low background values at nighttime of the mesospheric hydroxyl (OH) radical make it easier to single out the atmospheric response to the external solar forcing in Polar Regions. Because of the short lifetime of HO_x, it is possible to follow the trails of Solar Energetic Particle (SEP) events in the terrestrial atmosphere, as shown by Storini and Damiani (2008). The sensitivity of this indicator makes discernible not only extreme particle events with a flux peak of several thousand pfu [1 pfu = 1 particle/(cm² s sr)] at energies >10 MeV, but also those with lower flux up to about 300 pfu. Using data from the Microwave Limb Sounder (MLS) on board the EOS AURA satellite, we examined the correlation of OH abundance vs. solar proton flux for almost all the identified SEP events spanning from November 2004 to December 2006 (later on no more SEP events occurred during Solar Cycle no. 23). The channels at energies greater than 5 MeV and 10 MeV showed the best correlation values (r ∼ 0.90–0.95) at altitudes around 65–75 km whereas, as expected, the most energetic channels were most highly correlated at lower altitudes. Therefore, it is reasonably possible to estimate the solar proton flux from values of mesospheric OH (and viceversa) and it could be useful in studying periods with gaps in the records of solar particles.     

Solar proton events recorded in the stratosphere during cosmic ray balloon observations in 1957–2008

Long-term balloon observations have been performed by the Lebedev Physical Institute since 1957 up to the present time. The observations are taken several times a week at the polar and mid latitudes and allow us to study dynamics of galactic and solar cosmic ray as well as secondary particle fluxes in the atmosphere and in the near-Earth space. Solar energetic particles (120) – mostly protons – (SEP) events with >100 MeV proton intensity above 1 cm⁻² s⁻¹ s⁻¹ were recorded during 1958–2006. Before the advent of the SEP monitoring on spacecraft these results constituted the only homogeneous series of >100 MeV SEP events. The SEP intensities and energy spectra inferred from the Lebedev Physical Institute observations are consistent with the results taken in the adjacent energy intervals by the spacecraft and neutron monitors. Joint consideration of the SEP events series recorded by balloons and by neutron monitors during solar cycles 20–23 makes it possible to restore the probable number of events in solar cycle 19, which was not properly covered by observations. Some correlation was found between duration of SEP event production in a solar cycle and sunspot cycle characteristics.     

Neutron monitor asymptotic directions of viewing during the event of 13 December 2006

During the recent ground level enhancement of 13 December 2006, also known as GLE70, solar cosmic ray particles of energy bigger that ∼500 MeV/nucleon propagated inside the Earth’s magnetosphere and finally accessed low-altitude satellites and ground level neutron monitors. The magnitude and the characteristics of this event registered at different neutron monitor stations of the worldwide network can be interpreted adequately on the basis of an estimation of the solar particle trajectories in the near Earth interplanetary space. In this work, an extended representation of the Earth’s magnetic field was realized applying the Tsyganenko 1989 model. Using a numerical back-tracing technique the solar proton trajectories inside the magnetospheric field of the Earth were calculated for a variety of particles, initializing their travel at different locations, covering a wide range of energies. In this way, the asymptotic directions of viewing were calculated for a significant number of neutron monitor stations, providing crucial information on the Earth’s “magnetospheric optics” for primary solar cosmic rays, on the top of the atmosphere, during the big solar event of December 2006. The neutron monitor network has been treated, therefore, as a multidimensional tool that gives insights into the arrival directions of solar cosmic ray particles as well as their spatial and energy distributions during extreme solar events.     

Energetic particle environment in near-Earth orbit.

The hazard of exposure to high doses of ionizing radiation is one of the primary concerns of extended manned space missions and a continuous threat for the numerous spacecraft in operation today. In the near-Earth environment the main sources of radiation are solar energetic particles (SEP), galactic cosmic rays (GCR), and geomagnetically trapped particles, predominantly protons and electrons. The intensity of the SEP and GCR source depends primarily on the phase of the solar cycle. Due to the shielding effect of the Earth's magnetic field, the observed intensity of SEP and GCR particles in a near-Earth orbit will also depend on the orbital parameters altitude and inclination. The magnetospheric source strength depends also on these orbital parameters because they determine the frequency and location of radiation belt passes. In this paper an overview of the various sources of radiation in the near-Earth orbit will be given and first results obtained with the Solar, Anomalous, and Magnetospheric Particle Explorer (SAMPEX) will be discussed. SAMPEX was launched on 3 July 1992 into a near polar (inclination 82 degrees) low altitude (510 x 675 km) orbit. The SAMPEX payload contains four separate instruments of high sensitivity covering the energy range 0.5 to several hundred MeV/nucleon for ions and 0.4 to 30 MeV for electrons. This low altitude polar orbit with zenith-oriented instrumentation provides a new opportunity for a systematic study of the near-Earth energetic particle environment.     

Evaluation of solar proton spectra using balloon cosmic ray observations and Monte Carlo simulation results

We have developed a method to evaluate the spectrum of solar energetic protons at the top of the Earth’s atmosphere from the measurements of our balloon cosmic ray experiment. By using the Monte Carlo PLANETOCOSMICS code based on Geant4 we compute the interaction of solar protons [10 MeV–10 GeV] with the Earth’s atmosphere. We obtain the angular and energy distributions of secondary particles (p, e⁻, e⁺, photons, muons) at different atmospheric levels as a function of primary proton spectra. By comparing the calculated depth dependence of the particle flux with the data obtained by our balloon experiment we can deduce the parameters of the solar proton spectrum that best fit the observations. In this paper we discuss our solar proton spectrum estimation method, and present results of its application to selected solar proton events from 2001 to 2005.     

On the early phase of relativistic solar particle events: Are there signatures of acceleration mechanism?

Many physical processes precede and accompany the solar energetic particles (SEP) occurrence on the Earth’s orbit. Explosive energy release on the Sun gives rise to a flare and a coronal mass ejection (CME). X-ray and gamma emissions are believed to be connected with flares. Radio emission is signature of disturbances traveling through the corona and interplanetary space. Particles can gain energy both in the flare and the accompanying wave processes. The beginning of the SEP events has the advantage of being the phase most close to the time of acceleration. Influence of interplanetary transport is minimal in the case of first arriving relativistic solar protons recorded by ground based neutron monitors in so called ground-level enhancements (GLE). The early phase of the SEP events attracts attention of many scientists searching for the understanding of particle acceleration. However, they come to the opposite conclusions. While some authors find arguments for coronal mass ejections as a sole accelerator of SEPs, others prove a flare to be the SEP origin. Here, the circumstances of SEP generation for several GLEs of the 23rd solar cycle are considered. Timing of X-ray, CME, and radio emissions shows a great variety from event to event. However, the time of particle ejection from the Sun is closer to maximum of X-ray emission than to any other phenomena considered. No correlation is found between the particle fluxes and the CME characteristics.     

Geomagnetic transmission disturbances and heavy-ion fluences observed in low Earth orbit during the solar energetic particle events of October 1989.

The large solar energetic particle (SEP) events and simultaneous large geomagnetic disturbances observed during October 1989 posed a significant, rapidly evolving space radiation hazard. Using data from the GOES-7, NOAA-10, IMP-8 and LDEF satellites, we determined the geomagnetic transmission, heavy ion fluences, mean Fe ionic charge state, and effective radiation hazard observed in low Earth orbit (LEO) for these SEPs. We modeled the geomagnetic transmission by tracing particles through the combination of the internal International Geomagnetic Reference Field (IGRF) and the Tsyganenko (1989) magnetospheric field models, extending the modeling to large geomagnetic disturbances. We used our results to assess the radiation hazard such very large SEP events would pose in the anticipated 52 degrees inclination space station orbit.     

The detection of energetic cometary and solar particles by the EPONA instrument on the Giotto mission

EPONA is an energetic particle detector system incorporating totally depleted silicon surface barrier layer detectors. Active and passive background shielding will be employed and, by applying various techniques, particles of different species, including electrons, protons, alpha particles and pick-up ions of cometary origin may be detected over a wide spectrum of energies extending from the tens of KeV into the MeV range.

The instrument can operate in two modes namely (a) in a cruise phase or storage mode and (b) in a real time mode. During the real time mode, observations at high spatial (octosectoring) and temporal (0.5s) resolution in the cometary environment permit studies to be made of accelerated particles at the bow shock and/or in the tail of the comet. In conjunction with magnetic field measurements on board Giotto, observations of energetic electrons and their anisotropies can determine whether the magnetic field lines in the cometary tail are open or closed. Further, the absorption of low energy solar particles in the cometary atmosphere can be measured and such data would provide an integral value of the pertaining gas and dust distribution. Solar particle background measurements during encounter may also be used to correct the measurements of other spacecraft borne instruments potentially vulnerable to such radiation.

Solar particle flux measurements, obtained during the cruise phase will, when combined with simultaneous observations made by other spacecraft at different heliographic longitudes, provide information concerning solar particle propagation in the corona and in interplanetary space.     

The Physical Foundation of Forecasting Disturbances in the Geospace From Solar Disk Characteristics

The five main types of antisunward propagating energetic fluxes (particles and emission) may be thought of as well established to date, the effects of which lead to a particilar character of disturbance in the near-terrestrial environment (the Earth's magnetosphere, ionosphere and atmosphere). The strongest global restructuring of the magnetosphere and ionosphere is caused by fluxes of relatively dense n of 1-70 cm-3 at the Earth's orbit) Solar Wind (SW) quasi-neutral, low-energy (E ＜ 10 keV) plasma which cause magnetospheric and ionospheric storms lasting 24 hours or longer. For that reason, main attention is given to their study at the initial stage of research. The physical essence of the method of predicting disturbances in the near-terrestrial space environment, the amplitude of which can be expressed in, for example, the Kp index units, involves:(1) identifying all the most geo-effective SW streams of type, (2) determing their sources on the solar disk,and (3) quantifying the correlations between the characteristics of their solar sources with a maximum value of the Kp-index that is caused by the concerned type of SW stream. Semi-phenomenological relations have been obtained, which relate parameters of type SW stream sources to characteristics of geomagnetic storms:storm commencement, the time at which the storm intensity reaches its maximum values, the storm duration,as well as to the storm amplitude expressed in terms of geomagnetic indeces.      

太阳高能粒子事件强度与相关双CME事件关系的两个事例

太阳高能粒子事件常伴随太阳耀斑和日冕物质抛射事件(Coronal Mass Ejections,CME)出现,由于太阳高能粒子事件的关键因素是双CME的相互作用,利用SOHO卫星观测的高能粒子强度、耀斑强度以及CME的相对高度与时间,通过高度与时间拟合得到的速度,分析了2001年4月15日和2005年1月20日的太阳高能粒子事件强度与相关双CME事件的关系,发现这两个太阳高能粒子事件中E ≥ 10MeV质子的强度与双CME事件无关.因此在这两次太阳高能粒子事件早期,E ≥ 10MeV质子的强度只与相关太阳耀斑和CME有关.      

Ozone variability related to several SEP events occurring during solar cycle no. 23

Data from geostationary operational environmental satellite (GOES) series were used to identify intense solar energetic particle (SEP) events occurred during the solar activity cycle no. 23. We retrieved O₃, NO, NO₂, HNO₃, OH, HCl and OHCl profiles coming from different satellite sensors (solar occultation and limb emission) and we looked for the mesospheric/stratospheric response to SEPs at high terrestrial latitudes. The chemistry of the minor atmospheric components is analysed to evaluate the associated odd nitrogen (NO_x) and odd hydrogen (HO_x) production, able to cause short (h) and medium (days) term ozone variations. We investigated the effects of SEPs on the polar atmosphere in three different seasons, i.e., January 2005, April 2002 and July 2000. The inter-hemispheric variability of the ozone, induced by the SEP series of January 2005, has been compared with the effects connected both to larger and quite similar events. We found that during SEP events: (i) solar illumination is the key factor driving SEP-induced effects on the chemistry of the polar atmosphere; (ii) even events with limited particle flux in the range 15–40 MeV are able to change the abundance of the minor constituents in the mesosphere and upper stratosphere.     

Comparing proton fluxes of central meridian SEP events with those predicted by SOLPENCO

We have developed an operational code, SOLPENCO, that can be used for space weather prediction schemes of solar energetic particle (SEP) events. SOLPENCO provides proton differential flux and cumulated fluence profiles from the onset of the event up to the arrival of the associated traveling interplanetary shock at the observer’s position (either 1.0 or 0.4 AU). SOLPENCO considers a variety of interplanetary scenarios where the SEP events develop. These scenarios include solar longitudes of the parent solar event ranging from E75 to W90, transit speeds of the associated shock ranging from 400 to 1700 km s⁻¹, proton energies ranging from 0.125 to 64 MeV, and interplanetary conditions for the energetic particle transport characterized by specific mean free paths. We compare the results of SOLPENCO with flux measurements of a set of SEP events observed at 1 AU that fulfill the following four conditions: (1) the association between the interplanetary shock observed at 1 AU and the parent solar event is well established; (2) the heliolongitude of the active region site is within 30° of the Sun–Earth line; (3) the event shows a significant proton flux increase at energies below 96 MeV; (4) the pre-event intensity background is low. The results are discussed in terms of the transit velocity of the shock and the proton energy. We draw conclusions about both the use of SOLPENCO as a prediction tool and the required improvements to make it useful for space weather purposes.     

The physical mechanism of the solar variability influence on electrical and climatic characteristics of the troposphere

Possible mechanisms of solar–climatic connections, which may be of importance over short and long time intervals, are discussed. The variations of energetic balance of Earth’s climatic system for the last 50 years are estimated. It is ascertained that the imbalance between the flux of solar energy that comes to the Earth and radiates to space is of 0.1% for the last ten years. The significance is analyzed for the possible influence of variations of solar constant upon the energetic balance of the atmosphere.The physical mechanism of the influence of solar activity on climatic characteristics and the atmospheric circulation is suggested and theoretically substantiated. The mechanism is based on the redistribution in lower-troposphere of condensation nuclei by the vertical electric field. This electric field is determined by the ionosphere–Earth electric potential, which in the Polar Regions is controlled not only by tropical thunderstorms and by the galactic cosmic-ray intensity but also by solar cosmic-ray fluxes. The height redistribution in the atmosphere of condensation nuclei with a change of the electric field of the atmosphere is accompanied by a change in total latent heat (phase transition of water vapor), by changes in radiation balance, and by subsequent changes of the thermobaric field of troposphere. The results of analysis of thermobaric field variations for the periods of invasion of abnormally powerful solar cosmic ray fluxes and magnetic storms confirm the reality of manifestation of heliogeophysical disturbances.     

Acceleration and transport of energeticparticles at CME-driven shocks

Historically, solar energetic particle (SEP) events are classified in two classes as “impulsive” and “gradual”. Whether there is a clear distinction between the two classes is still a matter of debate, but it is now commonly accepted that in large “gradual” SEP events, Fermi acceleration, also known as diffusive shock acceleration, is the underlying acceleration mechanism. At shock waves driven by coronal mass ejections (CMEs), particles are accelerated diffusively at the shock and often reach > MeV energies (and perhaps up to GeV energies). As a CME-driven shock propagates, expands and weakens, the accelerated particles can escape ahead of the shock into the interplanetary medium. These escaping energized particles then propagate along the interplanetary magnetic field, experiencing only weak scattering from fluctuations in the interplanetary magnetic field (IMF). In this paper, we use a Monte-Carlo approach to study the transport of energetic particles escaping from a CME-driven shock. We present particle spectra observed at 1 AU. We also discuss the particle “crossing number” at 1AU and its implication to particle anisotropy. Based on previous models of particle acceleration at CME-driven shocks, our simulation allows us to investigate various characteristics of energetic particles arriving at various distances from the sun. This provides us an excellent basis for understanding the observations of high-energy particles made at 1 AU by ACE and WIND.