Frequency Compensation in an Adaptive Antenna System for Frequency-Hopping Communications

For the full exploitation of an adaptive antenna system forwideband frequency-hopping communications, some form offrequency compensation is necessary. Parameter-dependent,spectral, and anticipative processing are the three methods offrequency compensation that are examined; their strengths,limitations, and variations are discussed. The underlying adaptivealgorithm is the Maximin algorithm, which has major advantagescompared with other algorithms.     

Multiplier Offset Voltages in Adaptive Arrays

The effects of multiplier offset voltages in adaptive arrays are examined. Multiplier offset voltages arise when active circuits are used to implement the error-by-signal multipliers required in an array based on the LMS algorithm. These offset voltages are known from experimental work to have a strong effect on array performance. It is first shown how multiplier offset voltages may be included in the differential equations for the array weights. Then their effect on weight behavior is studied. It is found that the offset voltages affect the final values of the weights, but not the time constants. Furthermore, the effect they have is influenced by the amount of element noise in the array. An adequate amount of noise is necessary to minimize weight errors due to offset voltages. An example is treated to show the effect of offset voltages on the final array weights and the output signal-to-noise ratio (SNR). With offset voltages present, it is found that there is a maximum SNR that can be obtained from the array. A specific input SNR is required to obtain this maximum output SNR. Finally, it is shown that a finite operating range for the weights places a further restriction on the acceptable values of offset voltages and noise.     

Reference Loop Phase Shift in an N-Element Adaptive Array

Adaptive arrays based on the LMS algorithm require the generation of a reference signal which is usually derived from the array output. A particular problem associated with this technique is that of a phase shift in the reference signal loop. The effects of this phase shift on the performance of an N-element adaptive array are discussed. It is shown that a reference loop phase shift causes the array weights to cycle, thereby frequency translating the signals at the output. The weight-cycling frequency is related to various system parameters of an N-element array. In particular, it is observed that the cycling frequency increases as the number of antennas (N) increases.     

非正侧视阵列机载雷达多空间角补偿算法

 非正侧阵列机载雷达的杂波分布随距离变化而变化,各距离单元的杂波分布不再满足独立同分布条件,造成统计型空时自适应处理(STAP)处理器性能下降。本文提出了一种多空间角补偿(MSAC)的非正侧视机载雷达杂波抑制方法,该方法先通过角度-多普勒补偿(ADC)预处理以消除在谱中心处的杂波非均匀,然后采用MSAC法在多个多普勒方向使参考单元和待检测单元的杂波谱保持一致,从而进一步消除在其余方位的杂波非均匀。仿真结果表明了该方法的性能明显优于ADC法,且运算量增加不多。     

Results from a Four-Element Adaptive Antenna Experiment

Experimental results from a four-element, linear, half-wavelength spacing, adaptive-array antenna under the control of the least mean square (LMS) algorithm are presented. The array is found to be capable of nulling a 70-MHz signal to -35 dB below a desired signal over a 5-MHz bandwidth. The antenna processing gain is constant over a desired signal-to-jammer signal power ratio range from -20 dB to 5 dB. A sharp reduction in processing gain is observed for angular separations between jammer and desired signal of less than 10°. Antenna patterns taken with weights set in 300 iterations of the LMS algorithm show that the one strong, one weak jammer combination has a longer weight convergence time and reduced processing gain compared with a two strong jammers combination. Contours of constant desired signal-to-jammer signal power ratio, after adaptive antenna processing, reveal a complex shape for communication between air and ground due to the finite angular resolution of the adaptive antenna.     

圆台阵列杂波模型及空时二维自适应处理

针对圆台共形阵列,建立了空时二维自适应处理(STAP)的杂波模型,给出了圆台阵列杂波抑制最优权值的计算方法。在此基础之上,为了实现可应用到实际环境中的自适应处理方法,进一步讨论了将局部联合域(JDL)降维算法推广至圆台阵列中的问题。得出了圆台阵列JDL算法降维变换矩阵的表达形式,研究了参考波束的数目选取、波束指向等因素对降维损失的影响。理论分析以及仿真结果表明,通过合理选择通道数、波束方位向指向间隔等参数,该算法能够减少自适应波束形成的计算量,而且可以用较少的训练样本获得较好的处理性能。     

An Adaptive Array Signal Processing Algorithm for Communications

An algorithm is described for initial synchronization in a communication system with a digital adaptive array. This algorithm can also be used for message extraction. A set of consecutive complex video samples of the array output is processed to obtain optimum adaptive array weights, based on a least mean square (LMS) error criterion. This computation is performed for each of the possible alternative signals which may be present during an observation interval. The correct synchronization time or message symbol is selected as the one which yields the minimum LMS error. Assuming orthogonality of the alternative codes, a probability distribution for the output of this processor has been derived.     

Application of Gram-Schmidt algorithm to fully adaptive arrays

The Gram-Schmidt orthogonalization (GSO) algorithm has excellent numerical performance and is readily applicable to systolic implementations such as in a field of adaptive cancellation systems. A modified GSO algorithm for a fully adaptive array is proposed and computer simulations show that the proposed algorithm gives superior performance. A systolic implementation of the proposed GSO algorithm for fully adaptive array is presented. A feedback mode GSO algorithm for use with analog weights is also presented and has been shown to have excellent performance in the presence of weight errors     

Adaptive Array Behavior with Periodic Phase Modulated Interference

We consider a least mean square (LMS) adaptive array [1] receiving a phase modulated interference signal. The phase modulation is assumed to be periodic and to have finite bandwidth. Under these assumptions, we determine the time-varying array weights, the modulation on the array output desired signal, and the time-varying output interference-to-noise ratio (INR) and SINR (signal-to-interference-plus-noise ratio). We present numerical results describing the behavior of a 2-element adaptive array that receives an interference signal with sinusoidal phase modulation. We show how each signal parameter (arrival angle, power, modulation index, and modulation frequency) affects the performance of the array.     

小波域的自适应波束形成算法

在分析传统自适应波束形成的基础上,首次提出了一种小波域的自适应波束形成算法。与通常的自适应波束形成算法相比,该算法利用小波变换对小波空间进行了分解,信号经小波变换自相关性会下降,收敛速度提高,同时在此分解过程中,根据信号与白噪声在不同尺度上的小波变换模极大值表现完全不同的特性进行信号的消噪。理论分析和仿真结果表明了该算法收敛速度较快,且计算量增加较少,易于实时实现,而且具有较好性能。同时仿真实验表明该算法收敛速度与小波基和尺度的选择有关,尺度越大收敛速度越快;对于同一小波基系列,小波基的正则性越好收敛速度越快。     

Two-State Feedback Loop Adaptive Arrays for Pulsed Interference Signals

A two-state feedback loop is presented which increases the effectiveness of an adaptive array in the presence of pulsed interference signals. In the case of the two-state feedback loop, one state permits the maximum adpative response, consistent with the loop stability, and is activated in the presence of an interfering pulse. During the other state, which is activated when the interfering pulse is off, the weights are frozen at the values reached at the end of the last interfering pulse and are maintained until the next disturbance occurs. It is shown that an adaptive array with the proposed two-state loops steers permanent minima in the direction of the interfering signals, irrespective of their duty cycle. The performance of a communication system protected by such an adaptive array improves significantly over one protected by a conventional adaptive array.     

Numerical optimization method for array signal processing

This paper presents a novel and efficient extrema-mapping algorithm, which we call the roller-coaster algorithm. Two versions of the algorithm, the one-dimensional (1-D) and the two-dimensional (2-D) roller-coaster, are developed. Its applicability to array signal processing is demonstrated. We use it to solve a multiple source direction finding problem using multiple signal classification (MUSIC), beamformer, and minimum variance methods, and for antenna array design. The algorithm is based on heuristic assumptions and its properties are not proved. Yet, its performance was tested in many simulated experiments, yielding favorable results     

Instantaneous Frequency Estimation Using Adaptive Linear Predictor Weights

A computationally efficient scheme for estimating the digital instantaneous frequencies of narrowband inputs is introduced. The frequency estimates are obtained by searching for minima of the inverse input power spectrum. This spectrum is estimated at each input sample from the weights of an adaptive linear predictor which uses the LMS (least mean square) algorithm to update its weights. The related minima are sought via an iterative search algorithm, referred to as the iterative frequency estimator. This algorithm is computationally more efficient than available methods, and also provides a higher resolution. Simulation results are included; these include tracking of random message sequences in FM signals, and the formant frequency estimation of speech.     

天线组阵中SUMPLE算法的合成相位漂移补偿

针对SUMPLE算法在低信噪比时存在的相位漂移问题,在分析权值估计误差引起的合成信号相位漂移现象的基础上,提出一种以固定时刻合成权值作为参考的补偿算法。该算法以收敛后某个固定时刻的合成权值作为参考,其他时刻的相位补偿值通过与该参考权值进行相关计算得到。从理论上分析了该算法的可行性,并进行仿真验证。理论分析与仿真结果表明,所给出的相位补偿方法能有效地消除合成信号的相位漂移现象,补偿后的合成信号相位中心稳定。     

Effects of finite weight resolution and calibration errors on theperformance of adaptive array antennas

Adaptive antennas are now used to increase the spectral efficiency in mobile telecommunication systems. A model of the received carrier-to-interference plus noise ratio (CINR) in the adaptive antenna beamformer output is derived, assuming that the weighting units are implemented in hardware, The finite resolution of weights and calibration is shown to reduce the CINR. When hardware weights are used, the phase or amplitude step size in the weights can be so large that it affects the maximum achievable CINR. It is shown how these errors makes the interfering signals “leak” through the beamformer and we show how the output CINR is dependent on power of the input signals. The derived model is extended to include the limited dynamic range of the receivers, by using a simulation model. The theoretical and simulated results are compared with measurements on an adaptive array antenna testbed receiver, designed for the GSM-1800 system. The theoretical model was used to find the performance limiting part in the testbed as the 1 dB resolution in the weight magnitude. Furthermore, the derived models are used in illustrative examples and can be used for system designers to balance the phase and magnitude resolution and the calibration requirements of future adaptive array antennas     

Theory of Adaptive Radar

This paper reviews the principles of adaptive radar in which both the spatial (antenna pattern) and temporal (Doppler filter) responses of the system are controlled adaptively. An adaptive system senses the angular-Doppler distribution of the external noise field and adjusts a set of radar parameters for maximum signal-to-interference ratio and optimum detection performance. A gradient technique for control of the radar array/filter weights is described and shown to generate weights which asymptotically approach optimum values. Simulation results illustrate the convergence rate of adaptive systems and the performance improvement which can be achieved.     

A fast adaptive null-steering algorithm based on output powermeasurements

Presented and investigated here is a simple and fast adaptive algorithm for linear power inversion arrays whose nulls can be accurately steered by controlling the element weights. Based on measurements of the powers of the three signals derived from the array output and the output of an auxiliary beamformer, the algorithm tracks unknown jammers in the environment by steering the nulls of the array one by one in a cyclical time-multiplexed manner. When compared with the least mean square (LMS) algorithm, the proposed algorithm has about the same implementation complexity, a better convergence behavior and the advantage that nulls are directly available     

Efficient robust AMF using the FRACTA algorithm

The FRACTA algorithm has been shown to be an effective space-time adaptive processing (STAP) methodology for the airborne radar configuration in which there exists nonhomogeneous clutter, jamming, and dense target clusters. Further developments of the FRACTA algorithm are presented here in which the focus is on the robust, efficient implementation of the FRACTA algorithm. Enhancements to the FRACTA algorithm include a censoring stopping mechanism, an alternative data blocking approach for adaptive power residue (APR) censoring, and a fast reiterative censoring (RC) procedure. Furthermore, a coherent processing interval (CPI) segmentation scheme for computing the adaptive weights is presented as an alternative approach to computing the adaptive matched filter (AMF) weight vector that allows for lower sample support and reduced computational complexity. The enhanced FRACTA algorithm, denoted as FRACTA.E, is applied to the KASSPER I challenge datacube which possesses dense ground target clusters that are known to have a significant deleterious effect on standard adaptive matched filtering (AMF) processors. It is shown that the FRACTA.E algorithm outperforms and is considerably more computationally efficient than both the original FRACTA algorithm and the standard sliding window processing (SWP) approach. Furthermore, using the KASSPER I datacube, the FRACTA.E algorithm is shown to have the same detection performance as the clairvoyant algorithm where the exact range-dependent clutter covariance matrices are known.     

一种基于角度-多普勒补偿的均匀圆形天线机载雷达杂波抑制方法

采用均匀圆形相控阵天线的机载雷达杂波分布随距离变化而变化,各距离单元的杂波不再满足独立同分布的条件,造成统计型空时自适应处理(STAP)器性能下降。基于此,本文建立了均匀圆形天线机载雷达模型,对其杂波分布进行了分析,得出了空间角随阵元数非线性变化的特性造成其杂波距离维分布非均匀的结论。研究了一种均匀圆形天线机载雷达杂波抑制方法,该方法先通过修正的角度 多普勒补偿(MADC)预处理消除在杂波谱中心处的非均匀,再利用基于导数更新(DBU)技术进一步减小在其他方位杂波的非均匀程度。仿真结果表明了该方法的有效性。     

Adaptive array transient sidelobe levels and remedies

The transient sidelobe level of a sidelobe canceler (SLC) is a function of the external noise environment, the number of adaptive auxiliary antennas, the adaptive algorithm used, auxiliary antenna gain margins, and the number of samples used to calculate the adaptive weights. An analytical result for the adaptive sidelobe level is formulated for the case when the adaptive algorithm is the open-loop, sampled matrix inversion (SMI) algorithm. The result is independent of whether concurrent or nonconcurrent data processing is used in the SMI algorithm's implementation. It is shown that the transient sidelobe level is eigenvalue dependent and increases proportionally to the gain margin of the auxiliary antenna elements with respect to the quiescent main antenna sidelobe level. Techniques that reduce this transient sidelobe level are discussed, and it is theoretically shown that injection independent noise into the auxiliary channels significantly reduces the transient sidelobe level. It is demonstrated that using this same technique reduces the SMI noise power residue settling time