Evidence for a Two-Stage Acceleration Process in Large Solar Energetic Particle Events

Using high-resolution mass spectrometers on board the Advanced Composition Explorer (ACE), we surveyed the event-averaged ∼0.1–60 MeV/nuc heavy ion elemental composition in 64 large solar energetic particle (LSEP) events of cycle 23. Our results show the following: (1) The Fe/O ratio decreases with increasing energy up to ∼10 MeV/nuc in ∼92% of the events and up to ∼60 MeV/nuc in ∼64% of the events. (2) The rare isotope ³He is greatly enhanced over the corona or the solar wind values in 46% of the events. (3) The heavy ion abundances are not systematically organized by the ion’s M/Q ratio when compared with the solar wind values. (4) Heavy ion abundances from C–Fe exhibit systematic M/Q-dependent enhancements that are remarkably similar to those seen in ³He-rich SEP events and CME-driven interplanetary (IP) shock events. Taken together, these results confirm the role of shocks in energizing particles up to ∼60 MeV/nuc in the majority of large SEP events of cycle 23, but also show that the seed population is not dominated by ions originating from the ambient corona or the thermal solar wind, as previously believed. Rather, it appears that the source material for CME-associated large SEP events originates predominantly from a suprathermal population with a heavy ion enrichment pattern that is organized according to the ion’s mass-per-charge ratio. These new results indicate that current LSEP models must include the routine production of this dynamic suprathermal seed population as a critical pre-cursor to the CME shock acceleration process.     

3He-Rich Solar Energetic Particle Events

³He-rich solar energetic particle (SEP) events show huge enrichments of ³He and association with kilovolt electrons and Type-III radio bursts. Observations from a new generation of high resolution instruments launched on the Wind, ACE, Yohkoh, SOHO, TRACE, and RHESSI spacecraft have revealed many new properties of these events: the particle energy spectra are found to be either power-law or curved in shape, with the ³He spectrum often being distinctly different from other species. Ultra-heavy nuclei up to >200 amu are found to be routinely present at average enrichments of >200 times solar-system abundances. The high ionization states previously observed near ∼1 MeV/nucleon have been found to decrease towards normal solar coronal values in these events. The source regions have been identified for many events, and are associated with X-ray jets and EUV flares that are associated with magnetic reconnection sites near active regions. This paper reviews the current experimental picture and theoretical models, with emphasis on the new insights found in the last few years.     

The Effects of Transverse Magnetic Field and Density Variations on the Particle Energy Spectra in a Reconnecting 3D Current Sheet

Electron and proton acceleration by a super-Dreicer electric field is further investigated in a non-neutral reconnecting current sheet (RCS) with a variable plasma density. The tangential B _z and transverse magnetic field components B _x are assumed to vary with the distances x and z from the X nullpoint linearly and exponentially, respectively; the longitudinal component (a ‘guiding field’) is accepted constant. Particles are found to gain a bulk of their energy in a thin region close to the X nullpoint where the RCS density increases with z exponentially with the index λ and the tangential magnetic field B _x also increases with z exponentially with the index α. For the RCS with a constant density (λ = 0), the variations of the tangential magnetic field lead to particle power-law energy spectra with the spectral indices γ₁ being dependent on the exponent α as: for protons and for electrons in a strong guiding field (β > 10⁻²) and for electrons in a moderate or weak guiding field (β > 10⁻⁴). For the RCS with an exponential density increase in the vicinity of the X nullpoint (λ≥ 0) there is a further increase of the resulting spectral indices γ that depends on the density exponent index λ as for protons and for electrons in weaker guiding fields and as for electrons in stronger guiding fields. These dependencies can explain a wide variety (1.5–10) of particle spectral indices observed in solar flares by the variations of a magnetic field topology and physical conditions in a reconnecting region. This can be used as a diagnostic tool for the investigation of the RCS dynamics from the accelerated particle spectra found from hard X-ray and microwave emission.     

Modeling of dynamic evolution of coronal loops

Parameters of expanding magnetic loops and arches and of mass flows generated by them in the corona have been computed in a 1D two-fluid approximation. Two possible trigger mechanisms of the coronal transients have been considered: (i) sudden increase of the background magnetic field strength, and (ii) heating and compression plasma inside these magnetic structures. We discuss the formation of shock waves and their dependence on dynamics and geometry of the magnetic structures.     

An Update on Ultra-Heavy Elements in Solar Energetic Particles above 10 MeV/Nucleon

Measurements below several MeV/nucleon from Wind/LEMT and ACE/ULEIS show that elements heavier than Zn (Z=30) can be enhanced by factors of ∼100 to 1000, depending on species, in ³He-rich solar energetic particle (SEP) events. Using the Solar Isotope Spectrometer (SIS) on ACE we find that even large SEP (LSEP) shock-accelerated events at energies from ∼10 to >100 MeV/nucleon are often very iron rich and might contain admixtures of flare seed material. Studies of ultra-heavy (UH) SEPs (with Z>30) above 10 MeV/nucleon can be used to test models of acceleration and abundance enhancements in both LSEP and ³He-rich events. We find that the long-term average composition for elements from Z=30 to 40 is similar to standard solar system values, but there is considerable event-to-event variability. Although most of the UH fluence arrives during LSEP events, UH abundances are relatively more enhanced in ³He-rich events, with the (34<Z<40)/O ratio on average more than 50 times higher in ³He-rich events than in LSEP events. At energies >10 MeV/nucleon, the most extreme event in terms of UH composition detected so far took place on 23 July 2004 and had a (34<Z<40)/O enhancement of ∼250–300 times the standard solar value.     

The Structure of the Chromosphere Properties Pertaining to Element Fractionation

We review the structure and dynamics of the solar chromosphere with emphasis on the quiet Sun and properties that are relevant to element fractionation mechanisms. Attention is given to the chromospheric magnetic field, its connections to the photosphere, and to the dynamical evolution of the chromosphere. While some profound advances have been made in the “unmagnetized” chromosphere, our knowledge of the magnetically controlled chromosphere, more relevant for the discussion of element fractionation, is limited. Given the dynamic nature of the chromosphere and the poorly understood magnetic linkage to the corona, it is unlikely that we will soon know the detailed processes leading to FIP fractionation. This revised version was published online in June 2006 with corrections to the Cover Date.     

The Composition of the Solar Wind in Polar Coronal Holes

The solar wind charge state and elemental compositions have been measured with the Solar Wind Ion Composition Spectrometers (SWICS) on Ulysses and ACE for a combined period of about 25 years. This most extensive data set includes all varieties of solar wind flows and extends over more than one solar cycle. With SWICS the abundances of all charge states of He, C, N, O, Ne, Mg, Si, S, Ar and Fe can be reliably determined (when averaged over sufficiently long time periods) under any solar wind flow conditions. Here we report on results of our detailed analysis of the elemental composition and ionization states of the most unbiased solar wind from the polar coronal holes during solar minimum in 1994–1996, which includes new values for the abundance S, Ca and Ar and a more accurate determination of the ²⁰Ne abundance. We find that in the solar minimum polar coronal hole solar wind the average freezing-in temperature is ∼1.1×10⁶ K, increasing slightly with the mass of the ion. Using an extrapolation method we derive photospheric abundances from solar wind composition measurements. We suggest that our solar-wind-derived values should be used for the photospheric ratios of Ne/Fe=1.26±0.28 and Ar/Fe=0.030±0.007.     

Radio Emissions from Solar Active Regions

Solar active region coronae are known for strong magnetic fields permeating tenuous plasma, which makes them an ideal astronomical laboratory for magnetohydrodynamics research. It is, however, relatively less known that this physical condition also permits a very efficient radiation mechanism, gyro-resonant emission, produced by hot electrons gyrating in the coronal magnetic field. As a resonant mechanism, gyro-emission produces high enough opacity to fully reveal the coronal temperature, and is concentrated at a few harmonics of the local gyrofrequency to serve as an excellent indicator of the magnetic field. In addition, the polarization of the ubiquitous free–free emission and a phenomenon of depolarization due to mode coupling extend the magnetic field diagnostic to a wide range of coronal heights. The ability to measure the coronal temperature and magnetic field without the complications that arise in other radiative inversion problems is a particular advantage for the active region radio emissions available only at these wavelengths. This article reviews the efforts to understand these radiative processes, and use them as diagnostic tools to address a number of critical issues involved with active regions.     

Photospheric and Subphotospheric Dynamics of Emerging Magnetic Flux

Magnetic fields emerging from the Sun’s interior carry information about physical processes of magnetic field generation and transport in the convection zone. Soon after appearance on the solar surface the magnetic flux gets concentrated in sunspot regions and causes numerous active phenomena on the Sun. This paper discusses some properties of the emerging magnetic flux observed on the solar surface and in the interior. A statistical analysis of variations of the tilt angle of bipolar magnetic regions during the emergence shows that the systematic tilt with respect to the equator (the Joy’s law) is most likely established below the surface. However, no evidence of the dependence of the tilt angle on the amount of emerging magnetic flux, predicted by the rising magnetic flux rope theories, is found. Analysis of surface plasma flows in a large emerging active region reveals strong localized upflows and downflows at the initial phase of emergence but finds no evidence for large-scale flows indicating future appearance a large-scale magnetic structure. Local helioseismology provides important tools for mapping perturbations of the wave speed and mass flows below the surface. Initial results from SOHO/MDI and GONG reveal strong diverging flows during the flux emergence, and also localized converging flows around stable sunspots. The wave speed images obtained during the process of formation of a large active region, NOAA 10488, indicate that the magnetic flux gets concentrated in strong field structures just below the surface. Further studies of magnetic flux emergence require systematic helioseismic observations from the ground and space, and realistic MHD simulations of the subsurface dynamics.     

SOHO contribution to the understanding of mass supply and flows in the solar corona

We expect a variety of dynamic phenomena in the quiescent non-flaring corona. Plasma flows, such as siphon flows or convective flows of chromospheric material evaporating into the corona, are expected whenever a pressure differences is established either between the footpoints or between the coronal and chromospheric segments of a coronal loop. Such flows can induce phenomena of spatial and temporal brightness variability of the corona. In particular, evaporation induces a net mass input into the corona and consequently coronal density enhancements. Flows are also expected in the regions where energy is released during magnetic reconnection. From the observational point of view the dynamics of the solar atmosphere has been investigated in great detail mostly in the lower transition region with the HRTS, and during flares with theSolar Maximum Mission andYohkoh. The high spectral, temporal and spatial resolution of theSOHO ultraviolet spectrometers should enable us in the near future to fill the gap providing a continuous coverage from the chromosphere to the corona, in the 10⁴–10⁶ K domain, and therefore to best study the dynamics throughout the solar atmosphere.     

Solar Isotopic Composition as Determined Using Solar Energetic Particles

Solar energetic particles (SEPs) provide a sample of the Sun from which solar composition may be determined. Using high-resolution measurements from the Solar Isotope Spectrometer (SIS) onboard NASA’s Advanced Composition Explorer (ACE) spacecraft, we have studied the isotopic composition of SEPs at energies ≥20 MeV/nucleon in large SEP events. We present SEP isotope measurements of C, O, Ne, Mg, Si, S, Ar, Ca, Fe, and Ni made in 49 large events from late 1997 to the present. The isotopic composition is highly variable from one SEP event to another due to variations in seed particle composition or due to mass fractionation that occurs during the acceleration and/or transport of these particles. We show that various isotopic and elemental enhancements are correlated with each other, discuss the empirical corrections used to account for the compositional variability, and obtain estimated solar isotopic abundances. We compare the solar values and their uncertainties inferred from SEPs with solar wind and other solar system abundances and find generally good agreement.     

26-day Analysis of Energetic Ion Observations at High and Low Heliolatitudes: Ulysses and ACE

We present observations of energetic (0.34–8 MeV) ions from the Ulysses spacecraft during its second ascent to southern high latitude regions of the heliosphere. We cover the period from January 1999 until mid-2000 as Ulysses moved from 5.2 AU and 18° S to 3.5 AU and 55° S. In contrast to the long-lived and well-defined ∼26-day recurrences that were observed throughout Ulysses‘ first southern pass, energetic ion fluxes during the first portion of the Ulysses’ second polar orbit are highly irregular. Although corotating interaction regions (CIRs) are clearly present in solar wind and magnetic field data throughout the first half of 1999, their effects on energetic ion intensities are quite different from what they were in 1992–1993. No dominant strictly recurrent ion flux increases are observed in association with the arrival of these CIRs. Correspondingly, there is no stable structure of large polar coronal holes during the same period. Isolated transient solar energetic particle (SEP) events are observed at low and high latitudes. We compare energetic ion observations from the ACE and Ulysses spacecraft during the first half of 1999 to determine the influence of these SEP events in the observed recurrent CIR structure. Such SEP events occurred only occasionally during 1992–1993, but when they occurred, they obscured the recurrences in a manner similar to that observed in 1999–2000. We therefore conclude that the basic differences in the behavior of energetic ion events between the first and second southern passes are due to the short life of the corotating structure and the higher frequency of SEP events occurring in 1999–2000. This revised version was published online in August 2006 with corrections to the Cover Date.     

Spectroscopic Measurement of Coronal Compositions

Although the elemental composition in all parts of the solar photosphere appears to be the same this is clearly not the case with the solar upper atmosphere (SUA). Spectroscopic studies show that in the corona elemental composition along solar equatorial regions is usually different from polar regions; composition in quiet Sun regions is often different from coronal hole and active region compositions and the transition region composition is frequently different from the coronal composition along the same line of sight. In the following two issues are discussed. The first involves abundance ratios between the high-FIP O and Ne and the low-FIP Mg and Fe that are important for meaningful comparisons between photospheric and SUA compositions and the second involves a review of composition and time variability of SUA plasmas at heights of 1.0≤h≤1.5R _⊙.     

The Origin of Mercury’s Internal Magnetic Field

Mariner 10 measurements proved the existence of a large-scale internal magnetic field on Mercury. The observed field amplitude, however, is too weak to be compatible with typical convective planetary dynamos. The Lorentz force based on an extrapolation of Mariner 10 data to the dynamo region is 10⁻⁴ times smaller than the Coriolis force. This is at odds with the idea that planetary dynamos are thought to work in the so-called magnetostrophic regime, where Coriolis force and Lorentz force should be of comparable magnitude. Recent convective dynamo simulations reviewed here seem to resolve this caveat. We show that the available convective power indeed suffices to drive a magnetostrophic dynamo even when the heat flow though Mercury’s core–mantle boundary is subadiabatic, as suggested by thermal evolution models. Two possible causes are analyzed that could explain why the observations do not reflect a stronger internal field. First, toroidal magnetic fields can be strong but are confined to the conductive core, and second, the observations do not resolve potentially strong small-scale contributions. We review different dynamo simulations that promote either or both effects by (1) strongly driving convection, (2) assuming a particularly small inner core, or (3) assuming a very large inner core. These models still fall somewhat short of explaining the low amplitude of Mariner 10 observations, but the incorporation of an additional effect helps to reach this goal: The subadiabatic heat flow through Mercury’s core–mantle boundary may cause the outer part of the core to be stably stratified, which would largely exclude convective motions in this region. The magnetic field, which is small scale, strong, and very time dependent in the lower convective part of the core, must diffuse through the stagnant layer. Here, the electromagnetic skin effect filters out the more rapidly varying high-order contributions and mainly leaves behind the weaker and slower varying dipole and quadrupole components (Christensen in Nature 444:1056–1058, 2006). Messenger and BepiColombo data will allow us to discriminate between the various models in terms of the magnetic fields spatial structure, its degree of axisymmetry, and its secular variation.     

Clusters of Galaxies: Setting the Stage

Clusters of galaxies are self-gravitating systems of mass ∼10¹⁴–10¹⁵ h ⁻¹ M_⊙ and size ∼1–3h ⁻¹ Mpc. Their mass budget consists of dark matter (∼80%, on average), hot diffuse intracluster plasma (≲20%) and a small fraction of stars, dust, and cold gas, mostly locked in galaxies. In most clusters, scaling relations between their properties, like mass, galaxy velocity dispersion, X-ray luminosity and temperature, testify that the cluster components are in approximate dynamical equilibrium within the cluster gravitational potential well. However, spatially inhomogeneous thermal and non-thermal emission of the intracluster medium (ICM), observed in some clusters in the X-ray and radio bands, and the kinematic and morphological segregation of galaxies are a signature of non-gravitational processes, ongoing cluster merging and interactions. Both the fraction of clusters with these features, and the correlation between the dynamical and morphological properties of irregular clusters and the surrounding large-scale structure increase with redshift. In the current bottom-up scenario for the formation of cosmic structure, where tiny fluctuations of the otherwise homogeneous primordial density field are amplified by gravity, clusters are the most massive nodes of the filamentary large-scale structure of the cosmic web and form by anisotropic and episodic accretion of mass, in agreement with most of the observational evidence. In this model of the universe dominated by cold dark matter, at the present time most baryons are expected to be in a diffuse component rather than in stars and galaxies; moreover, ∼50% of this diffuse component has temperature ∼0.01–1 keV and permeates the filamentary distribution of the dark matter. The temperature of this Warm-Hot Intergalactic Medium (WHIM) increases with the local density and its search in the outer regions of clusters and lower density regions has been the quest of much recent observational effort. Over the last thirty years, an impressive coherent picture of the formation and evolution of cosmic structures has emerged from the intense interplay between observations, theory and numerical experiments. Future efforts will continue to test whether this picture keeps being valid, needs corrections or suffers dramatic failures in its predictive power.     

Observations of Extended Radio Emission in Clusters

We review observations of extended regions of radio emission in clusters; these include diffuse emission in ‘relics’, and the large central regions commonly referred to as ‘halos’. The spectral observations, as well as Faraday rotation measurements of background and cluster radio sources, provide the main evidence for large-scale intracluster magnetic fields and significant densities of relativistic electrons. Implications from these observations on acceleration mechanisms of these electrons are reviewed, including turbulent and shock acceleration, and also the origin of some of the electrons in collisions of relativistic protons by ambient protons in the (thermal) gas. Improved knowledge of non-thermal phenomena in clusters requires more extensive and detailed radio measurements; we briefly review prospects for future observations.     

The Role of Magnetic Reconnection in CME Acceleration

Observations carried out from the coronagraphs on board space missions (LASCO/SOHO, Solar Maximum and Skylab) and ground-based facilities (HAO/Mauna Loa Observatory) show that coronal mass ejections (CMEs) can be classified into two classes based on their kinematics evolution. These two classes of CMEs are so-called fast and slow CMEs. The fast CME starts with a high initial speed that remains more or less constant; it is also called the constant-speed CME. On the other hand, the slow CME starts with a low initial speed, but shows a gradual acceleration; it is also called the accelerated and slow CME. Low and Zhang [Astrophys. J. 564, L53–L56, 2002] suggested that these two classes of CMEs could be a result of a difference in the initial topology of the magnetic fields associated with the underlying quiescent prominences. A normal prominence magnetic field topology will lead to a fast CME, while an inverse quiescent prominence results in a slow CME, because of the nature of the magnetic reconnection processes. In a recent study given by Wu et al. [Solar Phys. 225, 157–175, 2004], it was shown that an inverse quiescent prominence magnetic topology also could produce a fast CME. In this study, we perform a numerical MHD simulation for CMEs occurring in both normal and inverse quiescent prominence magnetic topology. This study demonstrates three major physical processes responsible for destabilization of these two types of prominence magnetic field topologies that can launch CMEs. These three initiation processes are identical to those used by Wu et al. [Solar Phys. 225, 157–175, 2004]. The simulations show that both fast and slow CMEs can be initiated from these two different types of magnetic topologies. However, the normal quiescent prominence magnetic topology does show the possibility for launching a reconnection island (or secondary O-line) that might be thought of as a “CME’’.     

Theory and Simulation of Reconnection

Reconnection is a major commonality of solar and magnetospheric physics. It was conjectured by Giovanelli in 1946 to explain particle acceleration in solar flares near magnetic neutral points. Since than it has been broadly applied in space physics including magnetospheric physics. In a special way this is due to Harry Petschek, who in 1994 published his ground breaking solution for a 2D magnetized plasma flow in regions containing singularities of vanishing magnetic field. Petschek’s reconnection theory was questioned in endless disputes and arguments, but his work stimulated the further investigation of this phenomenon like no other. However, there are questions left open. We consider two of them – “anomalous” resistivity in collisionless space plasma and the nature of reconnection in three dimensions. The CLUSTER and SOHO missions address these two aspects of reconnection in a complementary way -- the resistivity problem in situ in the magnetosphere and the 3D aspect by remote sensing of the Sun. We demonstrate that the search for answers to both questions leads beyond the applicability of analytical theories and that appropriate numerical approaches are necessary to investigate the essentially nonlinear and nonlocal processes involved. Necessary are both micro-physical, kinetic Vlasov-equation based methods of investigation as well as large scale (MHD) simulations to obtain the geometry and topology of the acting fields and flows.     

Short-Lived Radionuclides in Meteorites: Constraints on Nebular Timescales for the Production of Solids

Variations in the abundances of short-lived radionuclides such as ²⁶Al (τ_1/2 ≈ 0.74 Ma) and ⁵³Mn (τ_1/2 ≈ 3.7 Ma) in meteoritic solids may be used to infer relative formation intervals of these solids in the nebula at precisions of less than 1 Ma. In a strict chronometric interpretation of the isotopic variations, whereby criteria such as spatial and temporal isotopic homogeneity and closed system isotopic evolution are met, solid formation occurred in the nebula for at least several million years. This is longer than some theoretical and astronomical estimates for the duration of the active nebula. The evidence for live ⁴¹Ca (τ_1/2 ≈ 0.10 Ma) in meteoritic inclusions further indicates that the onset of solid formation occurred quite early, perhaps within a few hundred thousand years after the onset of the collapse of the sun's parent molecular cloud. Failure of the chronometric interpretation may arise for a variety of reasons, including but not limited to, the late, inhomogeneous injection of material from a nearby stellar source or the local production of short-lived radionuclides by an energetic particle irradiation, e. g., from T Tauri (X-wind) or galactic cosmic ray sources. Although some isotopic evidence exists that the criteria required for a strict chronometric interpretation are not met by each of the short-lived chronometers, there is no compelling reason to shorten the interval of solid formation in the nebula to less than 1 Ma. This revised version was published online in June 2006 with corrections to the Cover Date.     

Solar Sources of Heliospheric Energetic Electron Events—Shocks or Flares?

Electrons with near-relativistic (E≳30 keV, NrR) and relativistic (E≳0.3 MeV) energies are often observed as discrete events in the inner heliosphere following solar transient activity. Several acceleration mechanisms have been proposed for the production of those electrons. One candidate is acceleration at MHD shocks driven by coronal mass ejections (CMEs) with speeds ≳1000 km s⁻¹. Many NrR electron events are temporally associated only with flares while others are associated with flares as well as with CMEs or with radio type II shock waves. Since CME onsets and associated flares are roughly simultaneous, distinguishing the sources of electron events is a serious challenge. On a phenomenological basis two classes of solar electron events were known several decades ago, but recent observations have presented a more complex picture. We review early and recent observational results to deduce different electron event classes and their viable acceleration mechanisms, defined broadly as shocks versus flares. The NrR and relativistic electrons are treated separately. Topics covered are: solar electron injection delays from flare impulsive phases; comparisons of electron intensities and spectra with flares, CMEs and accompanying solar energetic proton (SEP) events; multiple spacecraft observations; two-phase electron events; coronal flares; shock-associated (SA) events; electron spectral invariance; and solar electron intensity size distributions. This evidence suggests that CME-driven shocks are statistically the dominant acceleration mechanism of relativistic events, but most NrR electron events result from flares. Determining the solar origin of a given NrR or relativistic electron event remains a difficult proposition, and suggestions for future work are given.