Alfvenic fluctuations in the solar wind: A case study using Ulysses measurements

We present preliminary results of a study of solar wind Alfvénic fluctuations using magnetometer and plasma measurements from the spacecraft Ulysses. We focus on a particular case study, and use wave language to discuss the fluctuations. The observations are consistent with a mixture of convected structures and Alfvén wave trains. Furthermore, our results tend to suggest that the Alfvénic-fluctuations propagate in the radial direction.     

Observations of the solar wind from coronal holes

The solar wind emanating from coronal holes (CH) constitutes a quasi-stationary flow whose properties change only slowly with the evolution of the hole itself. Some of the properties of the wind from coronal holes depend on whether the source is a large polar coronal hole or a small near-equatorial hole. The speed of polar CH flows is usually between 700 and 800 km/s, whereas the speed from the small equatorial CH flows is generally lower and can be <400 km/s. At 1 AU, the average particle and energy fluxes from polar CH are 2.5×10⁸ cm^–2 sec^–1 and 2.0 erg cm^–2 s^–1. This particle flux is significantly less than the 4×10⁸ cm^–2 sec^–1 observed in the slow, interstream wind, but the energy fluxes are approximately the same. Both the particle and energy fluxes from small equatorial holes are somewhat smaller than the fluxes from the large polar coronal holes.Many of the properties of the wind from coronal holes can be explained, at least qualitatively, as being the result of the effect of the large flux of outward-propagating Alfvén waves observed in CH flows. The different ion species have roughly equal thermal speeds which are also close to the Alfvén speed. The velocity of heavy ions exceeds the proton velocity by the Alfvén speed, as if the heavy ions were surfing on the waves carried by the proton fluid.The elemental composition of the CH wind is less fractionated, having a smaller enhancement of elements with low first-ionization potentials than the interstream wind, the wind from coronal mass ejections, or solar energetic particles. There is also evidence of fine-structure in the ratio of the gas and magnetic pressures which maps back to a scale size of roughly 1° at the Sun, similar to some of the fine structures in coronal holes such as plumes, macrospicules, and the supergranulation.     

Heliospheric and Interstellar Phenomena Deduced From Pickup ion Observations

Pickup ions, created by ionization of slow moving atoms and molecules well inside the heliosphere, provide us with a new tool to probe remote regions in and beyond the heliosphere and to study injection and acceleration processes in the solar wind. Comprehensive and continuous measurements of H, He, C, N, O, Ne and other pickup ions, especially with the Solar Wind Ion Composition Spectrometer (SWICS) on both Ulysses and ACE, have given us a wealth of data that have been used to infer chemical and physical properties of the local interstellar cloud. With SWICS on Ulysses we discovered a new population of pickup ions, produced from atomic and molecular sources deep inside the heliosphere. The velocity distributions and composition of these “inner source” pickup ions are distinctly different from those of interstellar pickup ions, showing effects of strong adiabatic cooling, and a composition resembling that of the solar wind. Strong cooling indicates that the source of these pickup ions lies close to the Sun. The similarity of composition of inner source heavy ions to that of the solar wind implies that the dominant production mechanism for these pickup ions involves the absorption and re-emission of solar wind from interplanetary dust grains. While interstellar pickup ions are the seed population of the main Anomalous Cosmic Rays (ACRs), inner source pickup ions may be an important source of the rarer ACRs such as C, Mg, Si, S, and Fe. We present new results and review previous work with an emphasis on characteristics of the local interstellar cloud and properties of the inner source. This revised version was published online in August 2006 with corrections to the Cover Date.     

The Transition Between Fast and Slow Solar Wind from Composition Data

The transition between coronal hole associated fast solar wind and slow solar wind is studied using data from the high resolution mass spectrometer SWICS on ACE. We discuss the data in the framework of a recent theory about the global heliospheric magnetic field and conclude that the data are consistent with magnetic connections between field-lines in the fast and in the slow wind. This revised version was published online in June 2006 with corrections to the Cover Date.     

The Composition of the Solar Wind in Polar Coronal Holes

The solar wind charge state and elemental compositions have been measured with the Solar Wind Ion Composition Spectrometers (SWICS) on Ulysses and ACE for a combined period of about 25 years. This most extensive data set includes all varieties of solar wind flows and extends over more than one solar cycle. With SWICS the abundances of all charge states of He, C, N, O, Ne, Mg, Si, S, Ar and Fe can be reliably determined (when averaged over sufficiently long time periods) under any solar wind flow conditions. Here we report on results of our detailed analysis of the elemental composition and ionization states of the most unbiased solar wind from the polar coronal holes during solar minimum in 1994–1996, which includes new values for the abundance S, Ca and Ar and a more accurate determination of the ²⁰Ne abundance. We find that in the solar minimum polar coronal hole solar wind the average freezing-in temperature is ∼1.1×10⁶ K, increasing slightly with the mass of the ion. Using an extrapolation method we derive photospheric abundances from solar wind composition measurements. We suggest that our solar-wind-derived values should be used for the photospheric ratios of Ne/Fe=1.26±0.28 and Ar/Fe=0.030±0.007.     

Interstellar and Inner Source Pickup Ions Observed with Swics on Ulysses

Many species of pickup ions, both of interstellar origin and from an inner, distributed source have been discovered using data from the Solar Wind Ion Composition Spectrometer (SWICS) on Ulysses. Velocity distribution functions of these ions were measured for the first time over heliocentric distances between 1.35 and 5.4 AU, both at high and low latitudes, and in the disturbed slow solar wind as well as the steady fast wind of the polar coronal holes. This has given us the first glance at plasma properties of suprathermal ions in various solar wind flows, and is enabling us to study the chemical and, in the case of He, the isotopic composition of the local interstellar cloud. Among the new findings are (a) the surprisingly weak pitch-angle scattering of low rigidity, suprathermal ions leading to strongly anisotropic velocity distributions in radial magnetic fields, (b) the efficient injection and consequent acceleration of pickup ions, especially He+ and H+, in the turbulent solar wind, and (c) the discovery of a new extended source releasing carbon, oxygen, nitrogen and possibly other atoms and molecules in the inner solar system. Pickup ion measurements are now used to study the characteristics of the local interstellar cloud (LIC) and, in particular, to determine accurately the abundance of atomic H, He, N, O, and Ne, the isotopes of He and Ne, as well as the ionization fractions of H and He in the LIC. Pickup ion observations allow us to infer the location of the termination shock and, in combination with measurements of anomalous cosmic rays, to investigate termination shock acceleration mechanisms. This revised version was published online in June 2006 with corrections to the Cover Date.     

Ulysses solar wind observations to 56° south

In the 25 months since Jupiter flyby, the Ulysses spacecraft has climbed southward to a heliolatitude of 56°. This transit has been marked by an evolution from slow, dense coronal streamer belt solar wind through two regions where the rotation of the Sun carried Ulysses back and forth between streamer belt and polar coronal hole flows, and finally into a region of essentially continuous fast, low density solar wind from the southern polar coronal hole. Throughout these large changes, the momentum flux normalized to 1 AU displays very little systematic variation. In addition, the bulk properties of the polar coronal hole solar wind are quite similar to those observed in high speed streams in the ecliptic plane at 1 AU. Coronal mass ejections and forward and reverse shocks associated with corotating interaction regions have also been observed at higher heliolatitudes, however they are seen less frequently with increasing southern heliolatitude. Ulysses has thus far collected data from 20° of nearly contiguous solar wind flows from the polar coronal hole. We examine these data for characteristic variations with heliolatitude and find that the bulk properties in general show very little systematic variation across the southern polar coronal hole so far.     

Solar Wind Models from the Sun to 1 AU: Constraints by in Situ and Remote Sensing Measurements

There are three major types of solar wind: The steady fast wind originating on open magnetic field lines in coronal holes, the unsteady slow wind coming probably from the temporarily open streamer belt and the transient wind in the form of large coronal mass ejections. The majority of the models is concerned with the fast wind, which is, at least during solar minimum, the normal mode of the wind and most easily modeled by multi-fluid equations involving waves. The in-situ constraints imposed on the models, mainly by the Helios (in ecliptic) and Ulysses (high-latitude) interplanetary measurements, are extensively discussed with respect to fluid and kinetic properties of the wind. The recent SOHO observations have brought a wealth of new information about the boundary conditions for the wind in the inner solar corona and about the plasma conditions prevailing in the transition region and chromospheric sources of the wind plasma. These results are presented, and then some key questions and scientific issues are identified. This revised version was published online in June 2006 with corrections to the Cover Date.     

The heliospheric magnetic field

The heliospheric magnetic field (HMF) is an important component of the heliospheric medium. It has been the subject of extensive studies for the past thirty five years. There is a very large observational data base, mostly from the vantage point of the ecliptic plane, but now also from the solar polar regions, from the Ulysses mission. This review aims to present its most important large scale characteristics. A key to understand the HMF is to understand the source functions of the solar wind and magnetic fields close to the sun. The development of new modelling techniques for determining the extent and geometry of the open magnetic field regions in the corona, the sources of the solar wind and the HMF has provided a new insight into the variability of the source functions. These are now reasonably well understood for the state of the corona near solar minimum. The HMF at low-to-medium heliolatitudes is dominated, near solar minimum, by the Corotating Interaction Regions (CIRs) which arise from the interaction of alternating slow and fast solar wind streams, and which, in turn, interact in the outer heliosphere to form the large scale Merged Interaction Regions. The radial component of the HMF is independent of heliolatitude; the average direction is well organised by the Parker geometry, but with wide distributions around the mean, due, at high latitudes, to the presence of large amplitude, Alfvénic fluctuations. The HMF at solar maximum is less well understood, due in part to the complexity of the solar source functions, and partly to the lack of three dimensional observations which Ulysses is planned to remedy at the next solar maximum. It is suggested that the in-ecliptic conditions in the HMF, largely determined by the dynamics of transients (Coronal Mass Ejections) may also be found at high latitudes, due to the wide latitude distribution of the CMEs.     

Solar wind helium isotopic composition from SWICS/ULYSSES

This is the first study of the isotopic composition of solar wind helium with the SWICS time-of flight mass spectrometer. Although the design of SWICS is not optimized to measure³He abundances precisely,⁴He/³He flux ratios can be deduced from the data. The long term ratio is 2290±200, which agrees with the results obtained with the ICI magnetic mass spectrometer on ISEE-3 and with the Apollo SWC foil experiments.The ULYSSES spacecraft follows a trajectory which is ideal for the study of different solar wind types. During one year, from mid-1992 to mid-1993, it was in a range of heliographic latitudes where a recurrent fast stream from the southern polar coronal hole was observed every solar rotation. Solar wind bulk velocities ranged from 350 km/s to 950 km/s which would, in principle allow us to identify velocity-correlated compositional variations. Our investigation of solar wind helium, however, shows an isotopic ratio which does not depend on the solar wind speed.     

Quasilinear relaxation of pickup interstellar ions

The quasilinear relaxation of pickup interstellar helium ions is described in the diffusion shell approximation. It is shown that the Cherenkov damping of Alfvén waves due to their refraction in the nonuniform solar wind could inhibit the complete relaxation of pickup helium ions over the bispherical shell.     

Pickup Ions and Cosmic Rays from Dust in the Heliosphere

The combination of recent observational and theoretical work has completed the catalog of the sources of heliospheric Pickup Ions (PUIs). These PUIs are the seed population for Anomalous Cosmic Rays (ACRs), which are accelerated to high energies at or beyond the Termination Shock (TS). For elements with high First Ionization Potentials (high-FIP atoms: e.g., H, He, Ne, etc.), the dominant source of PUIs and ACRs is from neutral atoms that drift into the heliosphere from the Local Interstellar Medium (LISM) and, prior to ionization, are influenced primarily by solar gravitation and radiation pressure (for H). After ionization, these interstellar ions are pickup up by the solar wind, swept out, and are either accelerated near the TS or beyond it. Elements with low first ionization potentials (low-FIP atoms: e.g., C, Si, Mg, Fe, etc.) are also observed as PUIs by Ulysses and as ACRs by Wind and Voyager. But the low-FIP composition of this additional component reveals a very different origin. Low-FIP interstellar atoms are predominantly ionized in the LISM and therefore excluded from the heliosphere by the solar wind. Remarkably, a low-FIP component of PUIs was hypothesized by Banks (J. Geophys. Res. 76, 4341, 1971) over twenty years prior to its direct detection by Ulysses/SWICS (Geiss et al., J. Geophys. Res. 100(23), 373, 1995) The leading concept for the generation of Inner Source PUIs involves an effective recycling of solar wind on grains near the Sun, as originally suggested by Banks. Voyager and Wind also observe low-FIP ACRs, and a grain-related source appears likely and necessary. Two concepts have been proposed to explain these low-FIP ACRs: the first concept involves the acceleration of the Inner Source of PUIs, and the second involves a so-called Outer Source of PUIs generated from solar wind interaction with the large population of grains in the Kuiper Belt. We review here the observational and theoretical work over the last decade that shows how solar wind and heliospheric grains interact to produce pickup ions, and, in turn, anomalous cosmic rays. The inner and outer sources of pickup ions and anomalous cosmic rays exemplify dusty plasma interactions that are fundamental throughout the cosmos for the production of energetic particles and the formation of stellar systems.     

Small Scale Alfvénic Structure in the Aurora

This paper presents a comprehensive review of dispersive Alfvén waves in space and laboratory plasmas. We start with linear properties of Alfvén waves and show how the inclusion of ion gyroradius, parallel electron inertia, and finite frequency effects modify the Alfvén wave properties. Detailed discussions of inertial and kinetic Alfvén waves and their polarizations as well as their relations to drift Alfvén waves are presented. Up to date observations of waves and field parameters deduced from the measurements by Freja, Fast, and other spacecraft are summarized. We also present laboratory measurements of dispersive Alfvén waves, that are of most interest to auroral physics. Electron acceleration by Alfvén waves and possible connections of dispersive Alfvén waves with ionospheric-magnetospheric resonator and global field-line resonances are also reviewed. Theoretical efforts are directed on studies of Alfvén resonance cones, generation of dispersive Alfvén waves, as well their nonlinear interactions with the background plasma and self-interaction. Such topics as the dispersive Alfvén wave ponderomotive force, density cavitation, wave modulation/filamentation, and Alfvén wave self-focusing are reviewed. The nonlinear dispersive Alfvén wave studies also include the formation of vortices and their dynamics as well as chaos in Alfvén wave turbulence. Finally, we present a rigorous evaluation of theoretical and experimental investigations and point out applications and future perspectives of auroral Alfvén wave physics.     

O5+ in High Speed Solar Wind Streams: SWICS/Ulysses Results

Recent observations with UVCS on SOHO of high outflow velocities of O⁵⁺ at low coronal heights have spurred much discussion about the dynamics of solar wind acceleration. On the other hand, O⁶⁺ is the most abundant oxygen charge state in the solar wind, but is not observed by UVCS or by SUMER because this helium-like ion has no emission lines falling in the wave lengths observable by these instruments. Therefore, there is considerable interest in observing O⁵⁺ in situ in order to understand the relative importance of O⁵⁺ with respect to the much more abundant O⁶⁺. High speed streams are the prime candidates for the search for O⁵⁺ because all elements exhibit lower freezing-in temperatures in high speed streams than in the slow solar wind. The Ulysses spacecraft was exposed to long time periods of high speed streams during its passage over the polar regions of the Sun. The Solar Wind Ion Composition Spectrometer (SWICS) on Ulysses is capable of resolving this rare oxygen charge state. We present the first measurement of O⁵⁺ in the solar wind and compare these data with those of the more abundant oxygen species O⁶⁺ and O⁷⁺. We find that our observations of the oxygen charge states can be fitted with a single coronal electron temperature in the range of 1.0 to 1.2 MK assuming collisional ionization/recombination equilibrium with an ambient Maxwellian electron gas. This revised version was published online in June 2006 with corrections to the Cover Date.     

Measurement of the Abundance of Helium-3 in the Sun and in the Local Interstellar Cloud with SWICS on Ulysses

The abundance of 3He in the present day local interstellar cloud (LIC) and in the sun has important implications for the study of galactic evolution and for estimating the production of light nuclei in the early universe. Data from the Solar Wind Ion Composition Spectrometer (SWICS) on Ulysses is used to measure the isotopic ratio of helium (3He/4He = ) both in the solar wind and the local interstellar cloud. For the solar wind, the unique high-latitude orbit of Ulysses allows us to study this ratio in the slow and highly dynamic wind in the ecliptic plane as well as the steady high-latitude wind of the polar coronal holes. The 3He+/4He+ ratio in the local cloud is derived from the isotopic ratio of pickup helium measured in the high-speed solar wind. In the LIC the ratio is found to be (2.48 _-0.62 ^+0.68 ) × 10^-4 with the 1- uncertainty resulting almost entirely from statistical error. In the solar wind, is determined with great statistical accuracy but shows systematic differences between fast and slow solar wind streams. The slow wind ratio is variable. Its weighted average value (4.08 ± 0.25) × 10-4 is, within uncertainties, in agreement with the Apollo SWC results. The high wind ratio is less variable but smaller. The average in the fast wind is (3.3 ± 0.3) × 10-4.     

A summary of solar wind observations at high latitudes: Ulysses

The Ulysses mission has provided the first in-situ observations of the solar wind covering all solar latitudes from the equator to the poles in both hemispheres. The measurements from the first polar passes, made at near-minimum solar activity conditions, have confirmed the basic picture established on the basis of remote sensing techniques: the high-latitude wind is fast, and originates in the polar coronal holes. The detailed in-situ observations have, however, revealed a number of features related to the global solar wind structure that were not expected: the transition between slow and fast wind was relatively abrupt, followed by a slight increase in speed toward the poles; the mass flux is almost independent of latitude, with only a modest increase at the equator; the momentum flux is significantly higher over the poles than near the equator, suggesting a non-circular cross-section for the flanks of the heliosphere.     

Origin of the solar wind from composition data

The ESA/NASA spacecraft Ulysses is making, for the first time, direct measurements in the solar wind originating from virtually all places where the corona expands. Since the initial two polar passes of Ulysses occur during relatively quiet solar conditions, we discuss here the three main regimes of quasi-stationary solar wind flow: the high speed streams (HSSTs) coming out of the polar coronal holes, the slow solar wind surrounding the HSSTs, and the streamers which occur at B-field reversals. Comparisons between H- maps and data taken by Ulysses demonstrate that as a result of super-radial expansion, the HSSTs occupy a much larger solid angle than that derived from radial projections of coronal holes. Data obtained with SWICS-Ulysses confirm that the strength of the FIP effect is much reduced in the HSSTs. The systematics in the variations of elemental abundances becomes particularly clear, if these are plotted against the time of ionisation (at the solar surface) rather than against the first ionisation potential (FIP). We have used a superposed-epoch method to investigate the changes in solar wind speed and composition measured during the 9-month period in 1992/93 when Ulysses regularly passed into and out of the southern HSST. We find that the patterns in the variations of the Mg/O and O⁷⁺/O⁶⁺ ratios are virtually identical and that their transition from high to low values is very steep. Since the Mg/O ratio is controlled by the FIP effect and the O⁷⁺/O⁶⁺ ratio reflects the coronal temperature, this finding points to a connection between chromospheric and coronal conditions.     

Solar Wind Conditions and Composition During the Genesis Mission as Measured by in situ Spacecraft

We describe the Genesis mission solar-wind sample collection period and the solar wind conditions at the L1 point during this 2.3-year period. In order to relate the solar wind samples to solar composition, the conditions under which the samples were collected must be understood in the context of the long-term solar wind. We find that the state of the solar wind was typical of conditions over the past four solar cycles. However, Genesis spent a relatively large fraction of the time in coronal-hole flow as compared to what might have been expected for the declining phase of the solar cycle. Data from the Solar Wind Ion Composition Spectrometer (SWICS) on the Advanced Composition Explorer (ACE) are used to determine the effectiveness of the Genesis solar-wind regime selection algorithm. The data collected by SWICS confirm that the Genesis algorithm successfully separated and collected solar wind regimes having distinct solar origins, particularly in the case of the coronal hole sample. The SWICS data also demonstrate that the different regimes are elementally fractionated. When compared with Ulysses composition data from the previous solar cycle, we find a similar degree of fractionation between regimes as well as fractionation relative to the average photospheric composition. The Genesis solar wind samples are under long-term curation at NASA Johnson Space Center so that as sample analysis techniques evolve, pristine solar wind samples will be available to the scientific community in the decades to come. This article and a companion paper (Wiens et al. 2013, this issue) provide post-flight information necessary for the analysis of the Genesis array and foil solar wind samples and the Genesis solar wind ion concentrator samples, and thus serve to complement the Space Science Review volume, The Genesis Mission (v. 105, 2003).     

Corotating Interaction Regions at High Latitudes

Ulysses observed a stable strong CIR from early 1992 through 1994 during its first journey into the southern hemisphere. After the rapid latitude scan in early 1995, Ulysses observed a weaker CIR from early 1996 to mid-1997 in the northern hemisphere as it traveled back to the ecliptic at the orbit of Jupiter. These two CIRs are the observational basis of the investigation into the latitudinal structure of CIRs. The first CIR was caused by an extension of the northern coronal hole into the southern hemisphere during declining solar activity, whereas the second CIR near solar minimum activity was caused by small warps in the streamer belt. The latitudinal structure is described through the presentation of three 26-day periods during the southern CIR. The first at ∼24°S shows the full plasma interaction region including fast and slow wind streams, the compressed shocked flows with embedded stream interface and heliospheric current sheet (HCS), and the forward and reverse shocks with associated accelerated ions and electrons. The second at 40°S exhibits only the reverse shock, accelerated particles, and the 26-day modulation of cosmic rays. The third at 60°S shows only the accelerated particles and modulated cosmic rays. The possible mechanisms for the access of the accelerated particles and the CIR-modulated cosmic rays to high latitudes above the plasma interaction region are presented. They include direct magnetic field connection across latitude due to stochastic field line weaving or to systematic weaving caused by solar differential rotation combined with non-radial expansion of the fast wind. Another possible mechanism is particle diffusion across the average magnetic field, which includes stochastic field line weaving. A constraint on connection to a distant portion of the CIR is energy loss in the solar wind, which is substantial for the relatively slow-moving accelerated ions. Finally, the weaker northern CIR is compared with the southern CIR. It is weak because the inclination of the streamer belt and HCS decreased as Ulysses traveled to lower latitudes so that the spacecraft remained at about the maximum latitudinal extent of the HCS. This revised version was published online in August 2006 with corrections to the Cover Date.     

Magnetic fields,plasmas, and coronal holes: The inner solar system

This paper reviews the recent results concerning streams and magnetic fields in the inner solar system. Specifically, it discusses in situ magnetic field and plasma observations within 1 AU which describe MHD stream flows and Alfvénic fluctuations, and it discusses the latest theories of those phenomena. Observationally, there have been significant advances in our understanding of streams and fluctuations as the result of acquiring nearly complete sets of high resolution plasma and magnetic data simultaneously at two or more points by IMPs 6, 7, and 8, Mariner-Venus-Mercury, HELIOS-1, and HELIOS-2. HELIOS and IMP observations and coronal hole observations demonstrated that streams can have very thin boundaries in latitude and longitude near the Sun. This has necessitated a revision of earlier views of stream dynamics, for it is now clear that magnetic pressure is a major factor in the dynamics of stream in the inner solar system and that nonlinear phenomena are significant much closer to the Sun than previously believed. Simultaneous IMP 6, 7, and 8 observations of Alfvénic fluctuations have shown that they are probably not simply transverse Alfvén waves; they suggest that Alfvénic fluctuations are better described as nonplanar, large-amplitude, general Alfvén waves moving through an inhomogeneous and discontinuous medium, and coupled to a compressive mode.Proceedings of the Symposium on Solar Terrestrial Physics held in Innsbruck, May–June 1978.