Particle Acceleration in the Heliosphere: Implications for Astrophysics

There has been a remarkable discovery concerning particles that are accelerated in the solar wind. At low energies, in the region where the particles are being accelerated, the spectrum of the accelerated particles is always the same: when expressed as a distribution function, the spectrum is a power law in particle speed with a spectral index of ?5, and a rollover at higher particle speeds that can often be described as exponential. This common spectral shape cannot be accounted for by any conventional acceleration mechanism, such as diffusive shock acceleration or traditional stochastic acceleration. It has thus been necessary to invent a new acceleration mechanism to account for these observations, a pump mechanism in which particles are pumped up in energy through a series of adiabatic compressions and expansions. The conditions under which the pump acceleration is the dominant acceleration mechanism are quite general and are likely to occur in other astrophysical plasmas. In this paper, the most compelling observations of the ?5 spectra are reviewed; the governing equation of the pump acceleration mechanism is derived in detail; the pump acceleration mechanism is applied to acceleration at shocks; and, as an illustration of the potential applicability of the pump acceleration mechanism to other astrophysical plasmas, the pump mechanism is applied to the acceleration of galactic cosmic rays in the interstellar medium.     

The Theory of Anomalous Cosmic Rays

Anomalous cosmic rays are a heliospheric phenomenon in which interstellar neutral atoms stream into the heliosphere, are ionized by either solar radiation or the solar wind, and are subsequently accelerated to very high energies, greater than 1 GeV. Current thinking has the bulk of the acceleration to very-high energies taking place, by the mechanism of diffusive shock acceleration, at the termination shock of the solar wind. Detailed two-dimensional numerical simulations and models based on this picture show broad agreement with a number of the observed properties of anomalous cosmic rays. Recent improvements to this picture include the observation of multiply charged cosmic rays and the suggestion that some "preacceleration" of the initially ionized particles occurs in the inner heliosphere.     

Origin, Injection, and Acceleration of CIR Particles: Theory Report of Working Group 7

On the basis of the observational picture established in the report of Mason, von Steiger et al. (1999) the status of theoretical models on origin, injection, and acceleration of particles associated with Corotating Interaction Regions (CIRs) is reviewed. This includes diffusive or first-order Fermi acceleration at oblique shocks, adiabatic deceleration in the solar wind, stochastic acceleration in Alfvén waves and oblique propagating magnetosonic waves, and shock surfing as possible injection mechanism to discriminate pickup ions from solar wind ions. This revised version was published online in August 2006 with corrections to the Cover Date.     

The Acceleration Mechanism of Anomalous Cosmic Rays

This paper reviews our current understanding of the acceleration mechanism of anomalous cosmic rays (ACRs). ACRs were first discovered in the early 1970s and soon afterwards it was recognized that they were accelerated interstellar pickup ions that obtained most of their energization in the outer heliosphere. Their observed composition and charge state suggest they are accelerated to over 200 MeV total energy in about a year. Diffusive shock acceleration at the solar-wind termination shock, which provided a natural explanation for spacecraft observations prior to the Voyager crossings of the termination shock in 2004 and 2007, was the long-held paradigm for the acceleration mechanism. But when both Voyagers crossed the shock, the ACR energy spectrum remained modulated, suggesting a source more distant than the shock. While shock acceleration remains a popular mechanism, other ideas have emerged recently to explain the observations. This review focuses on three main acceleration mechanisms that have been proposed: (a) acceleration at the termination shock including new effects such as the global blunt-shape of the shock and large-scale turbulence, (b) acceleration by magnetic reconnection in the heliosheath, and (c) acceleration by diffusive compression acceleration in the heliosheath.     

Fe/O Ratios in Interplanetary Shock Accelerated Particles

It is widely accepted that diffusive shock acceleration is an important process in the heliosphere, in particular in producing the energetic particles associated with interplanetary shocks driven by coronal mass ejections. In its simplest formulation shock acceleration is expected to accelerate ions with higher mass to charge ratios less efficiently than those with lower mass to charge. Thus it is anticipated that the Fe/O ratio in shock-accelerated ion populations will decrease with increasing energy above some energy. We examine the circumstances of five interplanetary shocks that have been reported to have associated populations in which Fe/O increases with increasing energy. In each event, the situation is complex, with particle contributions from other sources in addition to the shock. Furthermore, we show that the Fe/O ratio in shock-accelerated ions can decrease even when the shock is traveling through an Fe-rich ambient ion population. Thus, although shock acceleration of an Fe-rich suprathermal population has been proposed to explain large Fe-rich solar particle events, we find no support for this proposal in these observations.     

Shock Acceleration of Ions in the Heliosphere

Energetic particles constitute an important component of the heliospheric plasma environment. They range from solar energetic particles in the inner heliosphere to the anomalous cosmic rays accelerated at the interface of the heliosphere with the local interstellar medium. Although stochastic acceleration by fluctuating electric fields and processes associated with magnetic reconnection may account for some of the particle populations, the majority are accelerated by the variety of shock waves present in the solar wind. This review focuses on “gradual” solar energetic particle (SEP) events including their energetic storm particle (ESP) phase, which is observed if and when an associated shock wave passes Earth. Gradual SEP events are the intense long-duration events responsible for most space weather disturbances of Earth’s magnetosphere and upper atmosphere. The major characteristics of gradual SEP events are first described including their association with shocks and coronal mass ejections (CMEs), their ion composition, and their energy spectra. In the context of acceleration mechanisms in general, the acceleration mechanism responsible for SEP events, diffusive shock acceleration, is then described in some detail including its predictions for a planar stationary shock, shock modification by the energetic particles, and wave excitation by the accelerating ions. Finally, some complexities of shock acceleration are addressed, which affect the predictive ability of the theory. These include the role of temporal and spatial variations, the distinction between the plasma and wave compression ratios at the shock, the injection of thermal plasma at the shock into the process of shock acceleration, and the nonlinear evolution of ion-excited waves in the vicinity of the shock.     

Particle Acceleration in a Three-Dimensional Model of Reconnecting Coronal Magnetic Fields

Particle acceleration in large-scale turbulent coronal magnetic fields is considered. Using test particle calculations, it is shown that both cellular automata and three dimensional MHD models lead to the production of relativistic particles on sub-second timescales with power law distribution functions. In distinction with the monolithic current sheet models for solar flares, particles gain energy by multiple interactions with many current sheets. Difficulties that need to be addressed, such as feedback between particle acceleration and MHD, are discussed.     

The acceleration of pickup ions

The well-established association of pickup ions with anomalous cosmic rays shows that acceleration of pickup ions to energies above 1 GeV occurs. At present, diffusive shock acceleration of the pickup ions at the termination shock of the solar wind seems to be the best candidate for acceleration to the high energies of anomalous cosmic rays, accounting well for many of their observed properties. However, it is shown that acceleration of pickup ions from their initial energies by this process appears to be difficult at very strong, nearly perpendicular shocks such as the termination shock. This injection problem remains without a clear solution. A number of alternatives have been proposed for the initial acceleration of pickup ions to the point where diffusive acceleration at the termination shock can take over, but none of these processes has yet emerged as a clear favorite.     

Acceleration and Composition of Solar Wind Suprathermal Tails

Observations in the solar wind have revealed important insights into how energetic particles are accelerated in astrophysical plasmas. In circumstances where stochastic acceleration is expected, a suprathermal tail on the distribution function is formed with a common spectral shape: the spectrum is a power law in particle speed with a spectral index of −5. Recent theories for this phenomenon, in which thermodynamic constraints are applied to explain the common spectral shape, are reviewed. As an example of potential extensions of this theoretical work, consideration is given to the acceleration of Anomalous Cosmic Rays in the heliosheath.     

Nonlinear Shock Acceleration and Cosmic-Ray Production in Young Supernova Remnants

A number of young supernova remnants (SNRs) are now known to have nonthermal X-ray spectra. The steepness of the X-ray emission suggests that it is synchrotron from TeV electrons, and if this is the case, efficient shock acceleration is likely occurring in these objects. Here we use a model of nonlinear diffusive shock acceleration to fit the broad-band emission from SN1006, Tychos, and Keplers SNRs. Our fits confirm that all of these SNRs are producing TeV particles, but also show that the electron and ion spectra do not extend as a power law above a few TeV, well below the cosmic ray `knee at 10¹⁵ eV.     

Particle Acceleration and Nonthermal Phenomena in Superbubbles

Models of nonthermal particle acceleration in the vicinity of active star forming regions are reviewed. We discuss a collective effect of both stellar winds of massive stars and core collapsed supernovae as particle acceleration agents. Collective supernova explosions with great energy release in the form of multiple interacting shock waves inside the superbubbles are argued as a favourable site of nonthermal particle acceleration. The acceleration mechanism provides efficient creation of a nonthermal nuclei population with a hard low-energy spectrum, containing a substantial part of the kinetic energy released by the winds of young massive stars and supernovae. We discuss a model of temporal evolution of particle distribution function accounting for the nonlinear effect of the reaction of the accelerated particles on the shock turbulence inside the superbubble. The model illustrates that both the low-energy metal-rich nonthermal component and the standard galactic cosmic rays could be efficiently produced by superbubbles at different evolution stages.     

Implications of a weak termination shock

Recent observations from the Voyager spacecraft have suggested that the spectrum of the anomalous cosmic ray component is relatively steep at the termination shock, which is believed to be responsible for accelerating these particles. This conclusion argues that the termination shock must be weak, which in turn requires that the upstream Mach number in the solar wind must be quite low, 2.4. It is pointed out that such conditions are unlikely to prevail at all locations along the shock front. However, it is possible for such conditions to exist at the interface between high speed streams at high heliographic latitudes and the region at low latitudes where high and low speed streams have interacted and come into equilibrium. This discussion suggests a preferred location for the injection of the anomalous component into the shock acceleration process.     

Acceleration of particles by shocks in a cosmic plasma

The theory and observational evidence pertaining to particle acceleration by shock waves in astrophysical objects and in space are systematized. Recent works showing observational and theoretical aspects of the problem dealing with shocks in turbulent media are emphasized. The acceleration of particles by shocks in turbulent media is observed in interplanetary space. This acceleration mechanism is of particular interest from the point of view of the origin of cosmic rays, providing the degree form of the spectrum. The index of the spectrum is close to the observable one for galactic cosmic rays. It depends slightly on specific conditions in the acceleration region. Electron and nucleus acceleration in supernova remnants and in radiogalaxies is discussed, and theory and observational data are compared. The theory of particle acceleration by supersonic turbulence is outlined.     

Ionic Charge States of Solar Energetic Particles: A Clue to the Source

The ionic charge of solar energetic particles (SEP) as observed in interplanetary space is an important parameter for the diagnostic of the plasma conditions at the source region and provides fundamental information about the acceleration and propagation processes at the Sun and in interplanetary space. In this paper we review the new measurements of ionic charge states with advanced instrumentation onboard the SAMPEX, SOHO, and ACE spacecraft that provide for the first time ionic charge measurements over the wide energy range of ∼0.01 to 70 MeV/nuc (for Fe), and for many individual SEP events. These new measurements show a strong energy dependence of the mean ionic charge of heavy ions, most pronounced for iron, indicating that the previous interpretation of the mean ionic charge being solely related to the ambient plasma temperature was too simplistic. This energy dependence, in combination with models on acceleration, charge stripping, and solar and interplanetary propagation, provides constraints for the temperature, density, and acceleration time scales in the acceleration region. The comparison of the measurements with model calculations shows that for impulsive events with a large increase of Q _Fe(E) at energies ≤1 MeV/nuc the acceleration occurs low in the corona, typically at altitudes ≤0.2 R _S .     

The Observational Motivation for Computational Advances in Solar Flare Physics

A solar flare is a violent and transient release of energy in the corona of the Sun, associated with the reconfiguration of the coronal magnetic field. The major mystery of solar flare physics is the precise nature of the conversion of stored magnetic energy into the copious accelerated particles that are observed indirectly by the radiation that they produce, and also directly with in situ detectors. This presents a major challenge for theory and modeling. Recent years have brought significant observational advances in the study of solar flares, addressing the storage and release of magnetic energy, and the acceleration and propagation of fast electrons and ions. This paper concentrates on two topics relevant to the early phase of a flare, magnetic reconnection and charged particle acceleration and transport. Some recent pertinent observations are reviewed and pointers given for the directions that, this reviewer suggests, computational models should now seek to take.     

Nucleosynthesis from non-thermal particles

The long-standing problem of nucleosynthesis from non-thermal charged particles is reviewed with emphasis on some novel points. Recent theoretical results predict very efficient acceleration of nuclei (up to GeV range) by violent systems with energy release in the form of multiple shock waves —OB associations and coronae of AGNs and black holes candidates in galactic accretion disks. A detection of gamma-line emission from the Orion complex by theCOMPTEL telescope on board ofGRO could confirm theoretical predictions. Production of lithium by non-thermal particles in Orion-like objects is discussed. The mechanism can be responsible for the observed variations of abundance of isotopes.     

Dissipative Solitary Kinetic Alfvén Waves and Electron Acceleration in the Solar Corona

Nonthermal electrons play a major role during solar flares since not only they contain a large amount of the released energy but also they provide important information of the flaring physics through their nonthermal radiation in radio and hard X-ray bands. In a recent work Wu (Phys. Plasmas 10 (2003) 1364) proposed that dissipative solitary kinetic Alfvén wave (DSKAW) with a local shock-like structure could provide an efficient acceleration mechanism for energetic electrons in a low-β plasma. In the present paper dynamical characteristics of the DSKAW acceleration mechanism in solar coronal plasmas are studied and its application to the acceleration of flaring electrons is discussed.     

Observational Aspects of Particle Acceleration in Large Solar Flares

Solar flares efficiently accelerate electrons to several tens of MeV and ions to 10 GeV. The acceleration is usually thought to be associated with magnetic reconnection occurring high in the corona, though a shock produced by the Coronal Mass Ejection (CME) associated with a flare can also accelerate particles. Diagnostic information comes from emission at the acceleration site, direct observations of Solar Energetic Particles (SEPs), and emission at radio wavelengths by escaping particles, but mostly from emission from the chromosphere produced when the energetic particles bombard the footpoints magnetically connected to the acceleration region. This paper provides a review of observations that bear upon the acceleration mechanism.     

Small-Angle Scattering and Diffusion: Application to Relativistic Shock Acceleration

We investigate ways of accurately simulating the propagation of energetic charged particles over small times where the standard Monte Carlo approximation to diffusive transport breaks down. We find that a small-angle scattering procedure with appropriately chosen step-lengths and scattering angles gives accurate results, and we apply this to the simulation of propagation upstream in relativistic shock acceleration. This revised version was published online in August 2006 with corrections to the Cover Date.     

High energy cosmic ray observations during August 1972

A series of spectacular cosmic ray events which included two relativistic solar particle enhancements and three major Forbush decreases were registered by ground-based cosmic ray monitoring stations beginning 4 August, 1972. These were associated with four major proton flare events on the Sun and with large interplanetary magnetic field disturbances and high velocity shock waves. This review attempts to discuss and interpret the high energy cosmic ray phenomena observed during this period in the light of the known behaviour of low energy particulate flux, interplanetary plasma and field observations and other associated solar and terrestrial effects recorded during this period.The first Forbush decrease event FD-1 occurred in the early hours of 4 August, exhibiting very strong north-south and east-west anisotropies. Immediately following the onset of FD-1, the first ground level solar particle enhancement occurred. This event, which had its onset almost 6 h after the flare event on 4 August, had a very steep rigidity spectrum. The major Forbush event of the series which had its onset at 2200 UT on 4 August, exhibited extremely interesting and complex behaviour, the prominent features of which are a precursory increase prior to the onset (PI-1), a large decrease (FD-2), the largest observed to date, followed immediately by an abrupt square wave like enhancement (PI-2). Interplanetary space during this entire period was highly disturbed by the presence of large low energy particulate fluxes and shock waves, at least one of which had a velocity exceeding 2000 km s^-1. Large north-south and east-west anisotropies existed throughout the event. Both FD-2 and PI-2 were characterized by almost the same rigidity spectrum, with a power law index of -1.2 ± 0.2, and a predominant anisotropy along the sunward direction. The square wave-like spike PI-2 during the recovery of FD-2 was associated with a similar abrupt change in low energy particle flux in space, as well as an abrupt decrease in the interplanetary magnetic field value from 50 to 10 .Based on the available particle, field and plasma observations, an unified model is presented to explain the Forbush event in terms of a transient modulating region associated with the passage of a narrow magnetic shock front. In this model, the reflection of particles from the approaching shock front account for the precursory increase PI-1. The main Forbush event is caused when the magnetic barrier at the shock front sweeps past the Earth. The square wave increase is due to the enhanced flux contained in the magnetic well just behind the shock front and bounded by magnetic discontinuities, which is explained as due to the transverse diffusion of particles into this region from the interplanetary space which have easy access to this region. In situ plasma, field and low energy particle observations are reviewed to support the model.Also Professor at Physical Research Laboratory, Ahmedabad 380009, India.