Satellite Measurements of Middle Atmospheric Impacts by Solar Proton Events in Solar Cycle 23

Solar cycle 23 was extremely active with seven of the largest twelve solar proton events (SPEs) in the past forty years recorded. These events caused significant polar middle atmospheric changes that were observed by a number of satellites. The highly energetic protons produced ionizations, excitations, dissociations, and dissociative ionizations of the background constituents in the polar cap regions (>60 degrees geomagnetic latitude), which led to the production of HO_x (H, OH, HO₂) and NO_y (N, NO, NO₂, NO₃, N₂O₅, HNO₃, HO₂NO₂, BrONO₂, ClONO₂). The HO_x increases led to short-lived ozone decreases in the polar mesosphere and upper stratosphere due to the short lifetimes of the HO_x constituents. Polar middle mesospheric ozone decreases greater than 50 % were observed and computed to last for hours to days due to the enhanced HO_x. The NO_y increases led to long-lived polar stratospheric ozone changes because of the long lifetime of the NO_y family in this region. Upper stratospheric ozone decreases of >10 % were computed to last for several months past the solar events in the winter polar regions because of the enhanced NO_y.     

The Stratospheric and Mesospheric NOy in the 2002–2004 Polar Winters as measured by MIPAS/ENVISAT

The Michelson Interferometer for Passive Atmospheric Sounding (MIPAS) on board ENVISAT, provided global (pole-to-pole, the polar night winter regions) measurements of nearly all constituents of the NO_y family (including NO, NO₂, HNO₃ and H₂O₅) from July 2002 to the end of March 2004 from the upper stratosphere up to the middle mesosphere. The inter-annual variability of the NO₂ and HNO₃ abundances in the Arctic and Antarctic winters from September 2002 through March 2004 was enormous with tremendous hemispheric asymmetry and extraordinary values in two winters. The origin of these variations and of the extreme measured values has been analyzed on the basis of the changing atmospheric dynamics (using the CH₄ tracer) and solar activity, including the extraordinary solar protons events of Oct–Nov 2003.     

Stratosphere NO y Species Measured by MIPAS and GOMOS Onboard ENVISAT During 2002–2010: Influence of Plasma Processes onto the Observed Distribution and Variability

We present observations of stratosphere NO _y species from 2002 to 2010 taken by the Michelson Interferometer for Passive Atmospheric Sounding (MIPAS) and by the Global Ozone Monitoring by Occultation of Stars (GOMOS) instruments on board ENVISAT. We jointly used observations of MIPAS NO₂, HNO₃, N₂O₅, ClONO₂ and N₂O, and GOMOS NO₂ and NO₃. MIPAS results are part of the MIPAS2D database retrieved adopting a full 2D tomographic approach. We describe the mean distribution and variability of NO _y species in the stratosphere, identifying changes induced by plasma processes. Beside enhancements due to sporadic solar proton events, we show that winter polar NO₂ has an almost linear relationship with the geomagnetic activity index Ap down to about 10?hPa. This indicates a dominant role of energetic precipitating particles in the production of upper atmosphere NO _y . The correlation has clear signatures extending to mid latitudes. Partitioning of the NO _y reservoir species are also traced, with HNO₃ and N₂O₅ showing a correlation with Ap extending to lower altitude within the polar regions. We found no large signatures of an impact of thunderstorm-induced plasma processes onto monthly means of NO _y species in the stratosphere.     

Amplification of the influence of solar flux variations on the winter stratosphere by planetary waves

Recent observational evidence has suggested that variations in solar activity may affect winter stratospheric polar ozone and temperature levels. The paucity of direct sunlight available during this season points strongly to a dynamical mechanism. We have carried out several large ensemble experiments within the middle atmosphere and the coupled middle atmosphere and lower thermosphere to simulate the radiative/dynamical coupling via planetary waves for a range of solar fluxes. In the former case, the model response in the winter stratosphere was linear and of the order of the summer stratopause forcing, whilst in the latter, the level of correlation in the winter stratosphere remained high, but was diluted over a wider volume. The inclusion of the upper atmosphere enhanced the winter polar stratospheric response by a factor of three.     

Space Weather and the Ground-Level Solar Proton Events of the 23rd Solar Cycle

Solar proton events can adversely affect space and ground-based systems. Ground-level events are a subset of solar proton events that have a harder spectrum than average solar proton events and are detectable on Earth’s surface by cosmic radiation ionization chambers, muon detectors, and neutron monitors. This paper summarizes the space weather effects associated with ground-level solar proton events during the 23rd solar cycle. These effects include communication and navigation systems, spacecraft electronics and operations, space power systems, manned space missions, and commercial aircraft operations. The major effect of ground-level events that affect manned spacecraft operations is increased radiation exposure. The primary effect on commercial aircraft operations is the loss of high frequency communication and, at extreme polar latitudes, an increase in the radiation exposure above that experienced from the background galactic cosmic radiation. Calculations of the maximum potential aircraft polar route exposure for each ground-level event of the 23rd solar cycle are presented. The space weather effects in October and November 2003 are highlighted together with on-going efforts to utilize cosmic ray neutron monitors to predict high energy solar proton events, thus providing an alert so that system operators can possibly make adjustments to vulnerable spacecraft operations and polar aircraft routes.     

A Possible Transfer Mechanism for the 11-Year Solar Cycle to the Lower Stratosphere

Observational evidence of the 11-year solar cycle (SC) modulation of stratosphere temperatures and winds from the ERA-40 dataset is reviewed, with emphasis on the Northern winter hemisphere. A frequency modulation of sudden warming events is noted, with warmings occurring earlier in solar minimum periods than in solar maximum periods. The observed interaction between the influence of the SC and the quasi biennial oscillation (QBO) on the frequency of sudden warmings is noted as a possible clue for understanding their mechanism of influence. A possible transfer route for the 11-year solar cycle from the equatorial stratopause region to the lowest part of the stratosphere is proposed, via an influence on sudden warming events and the associated induced meridional circulation. SC and QBO composites of zonal wind anomalies show anomalous wind distributions in the subtropical upper stratosphere in early winter. Mechanistic model experiments are reviewed that demonstrate a sensitivity of sudden warmings to small wind anomalies in this region. Various diagnostics from these experiments are shown, including EP fluxes and their divergence and also the synoptic evolution of the polar vortex, in order to understand the mechanism of the influence. Some recent GCM experiments to investigate the SC/QBO interaction are also described. They simulate reasonably well the observed SC/QBO interaction of sudden warming events and appear to support the hypothesis that tropical/subtropical upper stratospheric wind anomalies are an important influence on the timing of sudden warmings.     

Recent Space Data

This paper summarises the workshop session on recent space data. Most presentations addressed the intense solar storm in October–November 2003. Large perturbations of atmospheric trace gas concentrations, notably NO₂ and HNO₃, were found over extended areas around the magnetic poles in the mesosphere and stratosphere, extending over many weeks in the stratosphere. The impact on total ozone seems to be very limited although some more subtle investigations are still to be done. Several new space instruments with many innovative data products have been introduced. Very good coverage in vertically resolved observations of many chemical species is reached for stratospheric chemistry and dynamics research. Data have already been used to improve stratospheric models. Data continuity is an issue. However, the greatest concern is the lack of any suitable future space instrumentation for tropospheric research (air quality and climate forcing/carbon cycle) as well as UTLS problems (climate/chemistry interaction, stratosphere/troposphere exchange).     

Signature of the 11-Year Cycle in the Upper Atmosphere

In the last 45 years I have studied the thermal structure of the atmosphere from the thermosphere down to the stratosphere, and found evidence of its variability in relationship with the change of solar irradiation during the 11-year solar cycle. I would review, in the light of recent model results, the measurements which I had made since the 1960s and which, for some of them, did not find any explanation at the time of their publication. The data were obtained by two different techniques, rockets and lidars and correspond to different regions of the atmosphere from the upper thermosphere to the stratosphere. The expectation was until recently that the atmosphere should be warmed by an increase of solar flux in the course of the solar cycle due to the increase of UV flux. It has been shown to be the case in the tropical stratosphere and at all latitudes in the upper thermosphere. But, at high and mid latitudes and at other altitudes, the reverse situation was found to exist and, until recently, this cooling observed in parts of the atmosphere with increasing solar flux had never been simulated by models. In addition to reviewing our own data, the paper will present recent results using other dataset which support our observations. It is only recently that we succeeded with a model able to tune the forcing by planetary waves at the tropopause level and thus reproduce such behaviour.     

The Effect of Solar UV Irradiance Variations on the Earth's Atmosphere

The response of the lower and middle atmosphere to variations in solar irradiance typical of those observed to take place over the 11-year activity cycle has been investigated. The effects on radiative heating rates of changing total solar irradiance, solar spectral irradiance and two different assumptions concerning stratospheric ozone have been studied with a radiative transfer code. The response in the stratosphere depends on the changes specified in the ozone distribution which is not well known. A general circulation model (GCM) of the atmosphere up to 0.1 mbar (about 65 km) has been used to study the impacts of these changes on the thermodynamical structure. The results in the troposphere are very similar to those reported by Haigh99 using a quite different GCM. In the middle atmosphere the model is able to reproduce quite well the observed seasonal evolution of temperature and wind anomalies. Calculations of radiative forcing due to solar variation are presented. These show that the thermal infrared component of the forcing, due to warming of the stratosphere, is important but suggest a near balance between the longwave and shortwave effects of the increased ozone so that ozone change may not be important for net radiative forcing. However, the structure of the ozone change does affect the detailed temperature response and the spectral composition of the radiation entering the troposphere.     

Spectroscopic Measurement of Coronal Compositions

Although the elemental composition in all parts of the solar photosphere appears to be the same this is clearly not the case with the solar upper atmosphere (SUA). Spectroscopic studies show that in the corona elemental composition along solar equatorial regions is usually different from polar regions; composition in quiet Sun regions is often different from coronal hole and active region compositions and the transition region composition is frequently different from the coronal composition along the same line of sight. In the following two issues are discussed. The first involves abundance ratios between the high-FIP O and Ne and the low-FIP Mg and Fe that are important for meaningful comparisons between photospheric and SUA compositions and the second involves a review of composition and time variability of SUA plasmas at heights of 1.0≤h≤1.5R _⊙.     

Observations of the solar wind from coronal holes

The solar wind emanating from coronal holes (CH) constitutes a quasi-stationary flow whose properties change only slowly with the evolution of the hole itself. Some of the properties of the wind from coronal holes depend on whether the source is a large polar coronal hole or a small near-equatorial hole. The speed of polar CH flows is usually between 700 and 800 km/s, whereas the speed from the small equatorial CH flows is generally lower and can be <400 km/s. At 1 AU, the average particle and energy fluxes from polar CH are 2.5×10⁸ cm^–2 sec^–1 and 2.0 erg cm^–2 s^–1. This particle flux is significantly less than the 4×10⁸ cm^–2 sec^–1 observed in the slow, interstream wind, but the energy fluxes are approximately the same. Both the particle and energy fluxes from small equatorial holes are somewhat smaller than the fluxes from the large polar coronal holes.Many of the properties of the wind from coronal holes can be explained, at least qualitatively, as being the result of the effect of the large flux of outward-propagating Alfvén waves observed in CH flows. The different ion species have roughly equal thermal speeds which are also close to the Alfvén speed. The velocity of heavy ions exceeds the proton velocity by the Alfvén speed, as if the heavy ions were surfing on the waves carried by the proton fluid.The elemental composition of the CH wind is less fractionated, having a smaller enhancement of elements with low first-ionization potentials than the interstream wind, the wind from coronal mass ejections, or solar energetic particles. There is also evidence of fine-structure in the ratio of the gas and magnetic pressures which maps back to a scale size of roughly 1° at the Sun, similar to some of the fine structures in coronal holes such as plumes, macrospicules, and the supergranulation.     

Large solar event of September 29, 1989: ten years after

Out of the 56 Ground Level Enhancements (GLEs) of solar cosmic rays (SCRs) observed since 1942 until the present, 15 events were recorded in the 22nd cycle of solar activity (1986–1996). Solar proton events (SPEs) in that cycle displayed some peculiarities, which may need an interpretation on a new concept base. The event of September 29, 1989 is of special interest. Since the well-known event of February 23, 1956, it proved to be the most intense in the relativistic range of proton energies. This GLE affords a unique opportunity to study the propagation of SCRs over a wide range of rigidity.In spite of its occurrence behind the western solar limb, the originating major flare could be observed over a wide range of the wavelengths and particle energy spectra – from gamma rays to decametric radio waves, from >2 MeV electrons to multi-GeV protons; there were also measurements of the energy spectra and charge states of solar heavy nuclei. The flare was followed by some energetic solar phenomena (large magnetic loops, coronal eruptions and mass ejections, shocks, etc.). Due to the very hard rigidity spectrum, this was the first GLE recorded by underground muon detectors. The event also has a number of other unusual features, for example, an extended component of gamma-ray emission and the change in direction of the probable particle source during the event's initial stage. In addition, the intensity-time profile of the GLE is notable for its non-classic shape, showing a two-peak structure. The latter implies the possibility of a two-component (or two-source) ejection of accelerated particles from the Sun.The available observational data for the event is described in detail, the main focus of this paper is concentrated on different attempts to interpret the data within the framework of traditional and non-traditional concepts: shock and/or post-eruption acceleration, two-component (dual) ejection, two-source model of particle acceleration in large (extended) coronal structures, etc. None of the models put forward for explaining this event is exhaustive. The rigidity spectrum of ejected protons is estimated and the problem of the maximum rigidity, R _m, of the accelerated particles is discussed. In the relativistic range, this event proved to be by 1–2 orders less intense than the event of February 23, 1956. It is also shown that the event of September 29, 1989 could not have been recorded with the present-day neutrino detectors.     

Auroral flares and solar flares

The morphology of development of auroral flares (magnetospheric substorms) for both electron and proton auroras is summarized, based on ground-based as well as rocket-borne and satellite-borne data with specific reference to the morphology of solar flares.The growth phase of an auroral flare is produced by the inflow of the solar wind energy into the magnetosphere by the reconnection mechanism between the solar wind field and the geomagnetic field, thus the neutral and plasma sheets in the magnetotail attaining their minimum thickness with a great stretch of the geomagnetic fluxes into the tail.The onset of the expansion phase of an auroral flare is represented by the break-up of electron and proton auroras, which is associated with strong auroral electrojets, a sudden increase in CNA, VLF hiss emissions and characteristic ULF emissions. The auroral break-up is triggered by the relaxation of stretched magnetic fluxes caused by cutting off of the tail fluxes at successively formed X-type neutral lines in the magnetotail.The resultant field-aligned currents flowing between the tailward magnetosphere and the polar ionosphere produce the field-aligned anomalous resistivity owing to the electrostatic ion-cyclotron waves; the electrical potential drop thus increased further accelerates precipitating charged particles with a result of the intensification of both the field-aligned currents and the auroral electrojet. It seems that the rapid building-up of this positive feedback system for precipitating charged particles is responsible for the break-up of an auroral flare.     

The Role of Dynamics in Solar Forcing

This paper reviews the solar influence on climate through stratospheric dynamical processes. There are two possible processes, both being a consequence of the wave-mean flow interaction in the upper stratosphere. One involves changes in the vertical propagation of planetary waves and the resultant tropospheric circulation change in the extratropics of the winter hemisphere. The other involves change in the global meridional circulation in the stratosphere and associated convective activity change in the tropics. These processes have been discussed on an 11-year solar cycle, but they are also applicable for centennial-scale solar influence on climate.     

In Situ Collection of Refractory Dust in the Upper Stratosphere: The DUSTER Facility

DUSTER (Dust from the Upper Stratosphere Tracking Experiment and Retrieval) is an instrument designed to collect nanometer to micrometer scale solid aerosol particles in the upper stratosphere on board balloons. With three DUSTER flights we have demonstrated that: (1) the instrument’s performance was within the design parameters of environmental specifications (?80 ^°C; 3–10?mbar); (2) inertial impact collection of aerosols ～500?nm to 24 microns on holey-carbon thin films mounted on Transmission Electron Microscope mesh grids was achieved; (3) the design of an active collector exposed to the air flux and an identical collector “blank”, not exposed to the air flux, to monitor possible contamination permits unambiguous identification of collected particles; (4) save storage of collected samples and subsequent retrieval in the laboratory was achieved with no measurable contamination; (5)?reduced sample manipulation allowed the chemical and structural characterization of collected dust particles by Field-emission scanning electron microscopy and energy dispersive X-Ray analyses, and infrared and Raman micro-spectroscopy. The main and most ambitious goal is the collection and characterization of solid aerosol particles smaller than 3 microns of solar system debris that are currently not sampled on a routine basis by other instruments in the upper stratosphere. DUSTER will provide a record of the amount of solid aerosols, their size, shapes and chemical properties in the upper stratosphere, including particles less than 3 microns in size. The DUSTER program identified 25 particles as collected during the 2008 flight with sizes in the range of 0.4 to 24 microns.     

Nucleation processes and aerosol chemistry

As the result of many observable optical phenomena, the occasional existence of upper atmospheric aerosols has been known since the beginning of the Century. Nevertheless, it is only during the last two decades that their persistent nature and extent of global distribution have become recognized. This review is addressed to the chemistry of upper atmospheric aerosols with particular attention to the chemical reactions and nucleation mechanisms responsible for their formation.Considering the stratosphere, it is now generally agreed that sulfate, mainly in the form of sulfuric acid, represents the single most abundant constituent of stratospheric aerosols. There is now strong evidence that these aerosols are formed in situ from sulfur bearing gases oxidized by free radicals. The various nucleation processes of atmospheric importance are reviewed, and it is shown that heteromolecular nucleation processes are almost certainly responsible for new particle formation in the stratosphere.The nature, and even existence, of aerosol layers above the stratosphere is less certain. The influx of extraterrestrial materials into the Earth atmosphere is estimated to be in the order of 50 to 500 tons per day. Considerations are given to the possible mechanisms which convert these materials to aerosol size particles. Although these particles provide one possible explanation for the appeareance of noctilucent clouds, nucleation about ions, most probably H₃O⁺ hydrates, is a strong contender as a more plausible formation mechanism. Considerable attention is given to this important atmospheric process, where it is shown that chemical forces contribute to the stability of the prenucleation clusters and the overall height of the energy barrier to nucleation. Finally, the role of aerosols in the sodium and other cycles of trace upper atmospheric constituents, is discussed.This research was performed under the auspices of the U.S. Atomic Energy Commission and partially financed by the Department of Transportation and the National Science Foundation under interagency agreements.     

Composition of solar cosmic rays

Summary The general features of the solar particle composition now seem to be clear. The two most abundant components, protons and helium nuclei, have different velocity spectra, similar, but not exactly identical rigidity spectra, and varying relative abundances. The multiply charged nuclei, on the other hand, appear to have the same spectral shape and relative abundances each time measurements are made, at least in the region from 42 to 135 MeV/nucleon. Further, these relative abundances seem to reflect those of the solar atmosphere insofar as comparison can be made. Electrons are rare, but high energy electrons are not expected to be plentiful due to the probable high rate of energy loss caused by synchrotron radiation at the sun. Energetic neutrons were also not expected in large quantity and have not been observed. Finally, there is positive evidence that very small quantities of deuterons exist, probably in an amount which is about 10^-3 or less of the proton abundance.The experimental data indicate that the propagation phenomenon is not purely rigidity dependent. Although the propagation of solar particles is still not well understood, the development of theories which take into account both the general magnetic field and the inhomogeneities in the field seem to hold some promise of explaining the experimental results. The composition data have also established important restraints which any acceleration theory must satisfy, and thereby contributed greatly to the very difficult problem of determining the acceleration mechanism.The similarity of the relative abundance of the energetic solar particles and the nuclei in the sun's photosphere suggested the possibility of having a new means of estimating the solar neon and helium abundances. This very interesting possibility will have to be explored by further testing of the composition of future solar particle events. Finally, it was seen that the composition was a very strong argument against most stars being the principal source of high energy non-solar cosmic rays, and, therefore, special sources, such as supernovae or possibly quasistellar objects, should be considered as much more likely prospects for the origin of cosmic rays.The results which have been obtained thus far on the composition of solar cosmic rays have indicated that further research in this area of study should be very rewarding and of value to many fields of physics. Further data on the composition and relative, as well as absolute, energy spectra of the various components are needed throughout many events. More experiments also should be performed to determine the properties of the rare components, deuterons, tritons, He³ nuclei, electrons, neutrons, and the heavier nuclei. When these experiments are complete, the knowledge which is needed to aid in answering the solar and astrophysical problems discussed in this review should be at hand.     

Ultraviolet spectroscopy of the extended solar corona during the Spartan 201 mission

The instruments on the Spartan 201 spacecraft are an Ultraviolet Coronal Spectrometer and a White Light Coronagraph. Spartan 201 was deployed by the Space Shuttle on 11 April 1993 and observed the extended solar corona for about 40 hours. The Ultraviolet Coronal Spectrometer measured the intensity and spectral line profile of HI Ly and the intensities of OVI 103.2 and 103.7 nm. Observations were made at heliocentric heights between 1.39 and 3.5 R. Four coronal targets were observed, a helmet streamer at heliographic position angle 135°, the north and south polar coronal holes, and an active region above the west limb. Measurements of the HI Ly geocorona and the solar irradiance were also made. The instrument performed as expected. Straylight suppression, spectral focus, radiometric sensitivity and background levels all appear to be satisfactory. The uv observations are aimed at determining proton temperatures and outflow velocities of hydrogen, protons and oxygen ions. Preliminary results from the north polar coronal hole observations are discussed.     

Energy flux in the Earth's magnetosphere: Storm – substorm relationship

Three ways of the energy transfer in the Earth's magnetosphere are studied. The solar wind MHD generator is an unique energy source for all magnetospheric processes. Field-aligned currents directly transport the energy and momentum of the solar wind plasma to the Earth's ionosphere. The magnetospheric lobe and plasma sheet convection generated by the solar wind is another magnetospheric energy source. Plasma sheet particles and cold ionospheric polar wind ions are accelerated by convection electric field. After energetic particle precipitation into the upper atmosphere the solar wind energy is transferred into the ionosphere and atmosphere. This way of the energy transfer can include the tail lobe magnetic field energy storage connected with the increase of the tail current during the southward IMF. After that the magnetospheric substorm occurs. The model calculations of the magnetospheric energy give possibility to determine the ground state of the magnetosphere, and to calculate relative contributions of the tail current, ring current and field-aligned currents to the magnetospheric energy. The magnetospheric substorms and storms manifest that the permanent solar wind energy transfer ways are not enough for the covering of the solar wind energy input into the magnetosphere. Nonlinear explosive processes are necessary for the energy transmission into the ionosphere and atmosphere. For understanding a relation between substorm and storm it is necessary to take into account that they are the concurrent energy transferring ways. This revised version was published online in August 2006 with corrections to the Cover Date.     

Observations of Stratosphere-Troposphere Coupling During Major Solar Eclipses from FORMOSAT-3/COSMIC Constellation

Sudden tropospheric cooling and induced stratospheric warming were found during the 22 July 2009 total solar eclipse. Can the 22 July 2009 hallmark also be seen in other major solar eclipses? Here we hypothesize that the tropospheric cooling and the stratospheric warming can be predicted to occur during a major solar eclipse event. In this work we use the FORMOSAT-3/COSMIC (F3C) Global Positioning System (GPS) radio occultation (RO) data to construct eclipse-time temperature profiles before, during, and after the passages of major solar eclipses for the years 2006–2010. We use four times a day of meteorological analysis from the European Centre for Medium Range Weather Forecast (ECMWF) global meteorological analysis to construct non-eclipse effect temperature profiles for the same eclipse passages. The eclipse effects were calculated based on the difference between F3C and ECMWF profiles. A?total of five eclipse cases and thirteen non-eclipse cases were analyzed and compared. We found that eclipses cause direct thermal cooling in the troposphere and indirect dynamic warming in the stratosphere. These results are statistically significant. Our results show ?0.6 to ?1.2°C cooling in the troposphere and 0.4 to 1.3°C warming in the middle to lower stratosphere during the eclipses. This characteristic stratosphere-troposphere coupling in temperature profiles represent a distinctive atmospheric responses to the solar eclipses.