Policy issues in communicating with ETI

Two possible scenarios for the detection of extraterrestrial intelligence are presented and the issues they would raise discussed. The article then goes on to examine operational questions and reply policy in the event of contact being made. Questions of how such contact should be announced to the world--and by whom; who should send a reply; how it would be designed and what it would say, are explored. Creating a beacon actively to beam a message into the galaxy could provide a test case for international consultation and cooperation in responding to ETI.     

The conventionality of pictorial representation in interstellar messages

Pictorial messages have previously been advocated for interstellar communication because such messages are presumed to be capable of presenting information in a non-arbitrary and easily intelligible manner. In contrast to this view, pictorial messages actually represent information in a partially conventional way. This point is demonstrated by examining pictorial representations of human beings from a range of cultures. While such representations may be understood quite readily by individuals familiar with the conventions of a particular culture, to the uninitiated outsider, such representations can be unintelligible. In spite of the partially arbitrary nature of pictorial representation, we may be able to construct messages that would teach extraterrestrial intelligence (ETI) some of the conventions by which we view pictures. One such approach is to pair numerical information about geometrical objects with pictorial representations of the same objects. Problems of conventionality can also be addressed in part through use of (1) multiple representations of the same object, (2) contextual cues, (3) three- and four-dimensional representations and (4) non-visual representations.     

Would contact with extraterrestrials benefit or harm humanity? A scenario analysis

While humanity has not yet observed any extraterrestrial intelligence (ETI), contact with ETI remains possible. Contact could occur through a broad range of scenarios that have varying consequences for humanity. However, many discussions of this question assume that contact will follow a particular scenario that derives from the hopes and fears of the author. In this paper, we analyze a broad range of contact scenarios in terms of whether contact with ETI would benefit or harm humanity. This type of broad analysis can help us prepare for actual contact with ETI even if the details of contact do not fully resemble any specific scenario.     

Mass-, time-, and energy-characteristics of the interstellar flights during the long proper time of astronauts

The existence of extraterrestrial intelligence (ETI) and extraterrestrial scientific-technical civilization (STC) is of principal importance for CETI (communication with extraterrestrial intelligence) and SETI (search for extraterrestrial intelligence). According to Kardashev and Bracewell, the Earth-like STC in their farther development can expand to the nearby planetary systems of the Galaxy, creating galactic community (Bracewell's galactic club).In a previous paper the possibilities of the one-step relativistic rocket interstellar flight during the proper time of life of one-two generations of astronauts were analysed. The realization of such interstellar flights is very improbable, even to the nearest stars. These results could be true for the case of the comparatively short proper time of astronauts, i.e. large acceleration. But flights to the nearest stars could be realized with small and very small accelerations. In the present paper are calculated the proper times t in the reference systems connected with the astronauts (S₂), as well as the times T in the reference systems (S₁)-inertial, velocities v in S₁, mass ratios, powers and energies for various flights, exhaust velocities u and accelerations a. Results are critically discussed.     

Ten decisions that could shake the world

Contact with extraterrestrial intelligence (ETI) will force policy makers to make some decisions, and will present opportunities for them to influence events by making others. The choices they make could have a profound impact on the human future. This paper describes 10 categories of decisions and briefly discusses their implications. The 10 categories are: (1) calling attention to ourselves; (2) information release and access to the signal; (3) managing political reactions; (4) who speaks for the Earth; (5) what we should say; (6) who decides; (7) how we conduct relations; (8) intensifying the search; (9) expanding human presence and capabilities; (10) adopting an extraterrestrial strategy for the human species.     

Responsibility,capability, and Active SETI: Policy,law, ethics,and communication with extraterrestrial intelligence

With recently growing interest in the Active Search for Extraterrestrial Intelligence (SETI), in which humankind would send intentional signals to extraterrestrial civilizations, there have been increased concerns about appropriate policy, as well as the role of space law and ethics in guiding such activities. Implicit in these discussions are notions of responsibility and capability that affect judgments about whether humans or other civilizations should initiate transmissions. Existing protocols that guide SETI research address transmissions from Earth, but there is debate over whether these guidelines should inform de novo transmissions as well. Relevant responsibilities to address include (1) looking out for the interests of humankind as a whole, (2) being truthful in interstellar messages, and (3) benefiting extraterrestrial civilizations. Our capabilities as a species and a civilization affect how well we can fulfill responsibilities, as seen when we consider whether we will be able to reach consensus about message contents (and whether that would be desirable), and whether we have the capacity to decode messages from beings that rely on different sensory modalities. The interplay of these responsibilities and capabilities suggests that humankind should place increased emphasis on Active SETI.     

What should we say to extraterrestrial intelligence?: An analysis of responses to “Earth Speaks”

If scientists engaged in the Search for Extraterrestrial Intelligence (SETI) detect a signal from an extraterrestrial civilization, one of the most pressing issues facing humankind will be “Should we reply, and if so, what should we say?” Building on an infrastructure that the SETI Institute used to gather over 50,000 messages from around the world to send onboard the Kepler mission, Earth Speaks invites people to submit online their text messages, pictures, and sounds, as they ponder what they would want to say to an extraterrestrial civilization. Participants for the study have been recruited from 68 nations, from all walks of life. By tracking demographic variables for each person submitting a message, we have identified commonalities and differences in message content that are related to such factors as age and gender. Similarly, by tracking the date on which messages were submitted and the location from which the message was sent, we have also identified the way in which message content is related to time and geographic location. Furthermore, when we compare previous themes derived from textual messages to our current categorical analysis of submitted images, we find our textual themes to be concurrently validated. In doing so, we find the Earth Speaks Website not only allows for the construction of interstellar messages, but also functions as a projective psychological assessment of species-level human identity. We next proceed to demonstrate the generative power of our method by showing how we can synthesize artificial messages from the Earth Speaks messages. We then discuss how these artificially generated messages can be tailored to represent both commonality and diversity in human thought as it is revealed through our data. We end by discussing our method's utility for cross-disciplinary research in the social sciences and humanities.     

Information theory,animal communication,and the search for extraterrestrial intelligence

We present ongoing research in the application of information theory to animal communication systems with the goal of developing additional detectors and estimators for possible extraterrestrial intelligent signals. Regardless of the species, for intelligence (i.e., complex knowledge) to be transmitted certain rules of information theory must still be obeyed. We demonstrate some preliminary results of applying information theory to socially complex marine mammal species (bottlenose dolphins and humpback whales) as well as arboreal squirrel monkeys, because they almost exclusively rely on vocal signals for their communications, producing signals which can be readily characterized by signal analysis. Metrics such as Zipf's Law and higher-order information-entropic structure are emerging as indicators of the communicative complexity characteristic of an “intelligent message” content within these animals’ signals, perhaps not surprising given these species’ social complexity. In addition to human languages, for comparison we also apply these metrics to pulsar signals—perhaps (arguably) the most “organized” of stellar systems—as an example of astrophysical systems that would have to be distinguished from an extraterrestrial intelligence message by such information theoretic filters. We also look at a message transmitted from Earth (Arecibo Observatory) that contains a lot of meaning but little information in the mathematical sense we define it here. We conclude that the study of non-human communication systems on our own planet can make a valuable contribution to the detection of extraterrestrial intelligence by providing quantitative general measures of communicative complexity. Studying the complex communication systems of other intelligent species on our own planet may also be one of the best ways to deprovincialize our thinking about extraterrestrial communication systems in general.     

The art and science of interstellar message composition: a report on international workshops to encourage multidisciplinary discussion

Throughout the history of the Search for Extraterrestrial Intelligence (SETI), there has been widespread recognition of the profound societal implications of detecting intelligence beyond Earth. At the SETI Institute, interstellar message construction serves as the focus of a multidisciplinary attempt to prepare for the cultural impact of signal detection and the critical events that would follow. Interstellar message construction at the SETI Institute builds upon the recommendations of the 1991–1992 Workshops on the Cultural Aspects of SETI, while also exploring opportunities for multidisciplinary contributions on new topics. Through a series of international workshops in Toulouse, Paris, Zagreb, Washington, and Bremen, the SETI Institute and partner organizations have fostered broad-based discussion about some of the most important decisions that would follow detection of extraterrestrial intelligence, including “should we reply?” and if so, “what should we say, and how might we say it?”. Several of the themes addressed at these workshops will be highlighted, including the relationship between art and science in designing messages, the value of interactive messages, and the importance of better understanding the nature of language.     

The DISC Quotient

D.I.S.C: Decipherment Impact of a Signal's Content.The authors present a numerical method to characterise the significance of the receipt of a complex and potentially decipherable signal from extraterrestrial intelligence (ETI). The purpose of the scale is to facilitate the public communication of work on any such claimed signal, as such work proceeds, and to assist in its discussion and interpretation.Building on a “position” paper rationale, this paper looks at the DISC quotient proposed and develops the algorithmic steps and comprising measures that form this post detection strategy for information dissemination, based on prior work on message detection, decipherment. As argued, we require a robust and incremental strategy, to disseminate timely, accurate and meaningful information, to the scientific community and the general public, in the event we receive an “alien” signal that displays decipherable information. This post-detection strategy is to serve as a stepwise algorithm for a logical approach to information extraction and a vehicle for sequential information dissemination, to manage societal impact.The “DISC Quotient”, which is based on signal analysis processing stages, includes factors based on the signal's data quantity, structure, affinity to known human languages, and likely decipherment times. Comparisons with human and other phenomena are included as a guide to assessing likely societal impact. It is submitted that the development, refinement and implementation of DISC as an integral strategy, during the complex processes involved in post detection and decipherment, is essential if we wish to minimize disruption and optimize dissemination.     

SETI terminology: Do we interpret SETI terms correctly?

Many important SETI terms are either ambiguously defined or interpreted by different experts differently. Based on the author's experience with astronautical terminology (IAA multilingual space dictionary) a summary of the usual problems connected with an uniform definition of fundamental terms is attempted. In the second part several examples are quoted from the SETI literature—including the terms ETI, SETI and METI themselves, the definition of a habitable zone, of alien life, of an extraterrestrial artifact, of the Drake equation, of the Fermi-paradox, etc. In the third part of the paper a new task for the SETI social sciences community is raised, namely to collect “Lasting Universal Terms”; i.e. terms the meaning of which did not change since millennia, are independent on geographic position and also on the terrestrial environment and biology. Such terms might be preferably used in interstellar communication. All these questions are related to the manner how we might think about ETI and SETI in new ways. The paper tries to summarize the problems connected with exact SETI terminology and its potential implications for the future.     

A SETI metapolicy: New directions towards comprehensive policies concerning the detection of extraterrestrial intelligence

At present we have only one agreed public policy for handling the detection of an extraterrestrial intelligence (ETI), the ‘First SETI Protocol’ of 1989, which guides action in the immediate aftermath of detection, even though SETI (the Search for Extraterrestrial Intelligence) constitutes an active search for such a detection. The purpose of this paper is to set out areas in which policies might fruitfully be developed, including reviewing the rationale and investment in SETI, handling ETI artefacts, and approaches to direct contact. ‘Negative’ possibilities will be examined, for example, whether an ETI artefact or data should be purposefully destroyed.     

Interpreting and reporting on a SETI discovery: We should be prepared

This article presents a typology of extraterrestrial signals which demonstrates the possibilities of very complex social and psychological reactions to the receipts of a message from outer space, and also helps to address the problem of signal detection. The author argues that there is a clear need to establish a Contact Verification and Interpretation Committee. A great deal of planning and forethought is necessary if we are to assure the smoothest possible social assimilation of the news that another intelligence has been detected.     

Toward a new cosmic consciousness: Psychoeducational aspects of contact with extraterrestrial civilizations

This study presents a new approach to the concept of cosmic consciousness integrated in current neuroscience knowledge and discusses implications for the search for extraterrestrial intelligence. It also examines different aspects related to consciousness and how it may play a key role in the understanding of the search for extraterrestrial intelligence and life in the Universe and its implications. Subjects (n=116) were college students from Spain, the United States, and Italy. Subjects responded to a questionnaire comprising five different sections: (A) religious beliefs, (B) environment and general opinion, (C) astronomy, (D) contact, and (E) attention and perception. The results showed the importance of several modular aspects that affect Space awareness in humans. Preliminary results are discussed with regard to current neuroscience, factor analysis, and possible implications for the understanding of contact with extraterrestrial intelligence. The roles of education, new search strategies, and possible contact scenarios are also discussed.     

A protocol for messaging to extraterrestrial intelligence

Messaging to extraterrestrial intelligence (METI) is a branch of study concerned with constructing and broadcasting a message toward habitable planets. Since the Arecibo message of 1974, the handful of METI broadcasts have increased in content and complexity, but the lack of an established protocol has produced unorganized or cryptic messages that could be difficult to interpret. Here we outline the development of a self-consistent protocol for messaging to extraterrestrial intelligence that provides constraints and guidelines for the construction of a message in order to maximize the probability that the message effectively communicates. A METI protocol considers several factors, including signal encoding, message length, information content, anthropocentrism, transmission method, and transmission periodicity. Once developed, the protocol will be released for testing on different human groups worldwide and across cultural boundaries. An effective message to extraterrestrials should at least be understandable by humans; releasing the protocol for testing will allow us to improve the protocol and develop potential messages. Through an interactive website, users across the world will be able to create and exchange messages that follow the protocol in order to discover the types of message better suited to cross-cultural communication. The development of a METI protocol will serve to improve the quality of messages to extraterrestrials, foster international collaboration, and extend astrobiology outreach to the public.     

MAD with aliens? Interstellar deterrence and its implications

The possibility that extraterrestrial intelligences (ETIs) could be hostile to humanity has been raised as a reason to avoid even trying to contact ETIs. However, there is a distinct shortage of analytical discussion about the risks of an attack, perhaps because of an implicit premise that we cannot analyze the decision making of an alien civilization. This paper argues that we can draw some inferences from the history of the Cold War and nuclear deterrence in order to show that at least some attack scenarios are likely to be exaggerated. In particular, it would seem to be unlikely that the humanity would be attacked simply because it might, sometime in the future, present a threat to the ETI. Even if communication proves to be difficult, rational decision-makers should avoid unprovoked attacks, because their success would be very difficult to assure. In general, it seems believable that interstellar conflicts between civilizations would remain rare. The findings advise caution for proposed interstellar missions, however, as starfaring capability itself might be seen as a threat. On the other hand, attempting to contact ETIs seems to be a relatively low-risk strategy: paranoid ETIs must also consider the possibility that the messages are a deception designed to lure out hostile civilizations and preemptively destroy them.     

Metalaw and relations with intelligent beings revisited

A body of Metalaw must be recognized or established in order to anticipate the discovery of an incident of intelligent life indigenous to a place or dimension outside the realm and comprehension of extraterrestrial intelligence (ETI) as understood on the planet Earth. It has been said that the limits of your language are the limits of your world. Recognition of life and communication between intelligent beings is and will be the determining factor in humankind's world of the future. But what is the correct language to use in the search for ETI? Philosophical, legal and sociological realities will govern our future as beings of the universe and beyond. This is a study which must be pursued and perfected to the extent of our abilities prior to the immediacy of our need. Such study was begun many years ago by the best of our scholars but their activities are not well known today. In arguing for the need to proceed with our evolving discoveries of realities and possibilities, this article also brings to light the earlier work of jurists and philosophers on relationships with ETI.     

Asymmetry in Active SETI: A case for transmissions from Earth

The Search for Extraterrestrial Intelligence (SETI) typically presupposes contact with extraterrestrial civilizations much longer lived than humanity. Many have argued that given humanity's “youth,” the burden of transmitting should be placed on the extraterrestrial civilizations, which presumably possess more advanced technologies. These assumptions have contributed to the current emphasis on Passive SETI. Complementing this existing stress on Passive SETI with an additional commitment to Active SETI, in which humankind transmits messages to other civilizations, would have several advantages, including (1) addressing the reality that regardless of whether older civilizations should be transmitting, they may not be transmitting; (2) placing the burden of decoding and interpreting messages on advanced extraterrestrials, which may facilitate mutual comprehension; and (3) signaling a move toward an intergenerational model of science with a long-term vision for benefiting other civilizations as well as future generations of humans. Technological requirements for Active SETI are considered, and a case is made for Active SETI as a means for experimentally testing variants of the Zoo Hypothesis. Recommendations are provided for sustaining Passive and Active SETI and the communities that conduct these searches.     

The discovery of ETI as a high-consequence,low-probability event

The authors use the opportunity of presenting a paper during the 51st International Astronautical Congress in Rio de Janeiro to introduce a numerical method of characterizing the potential significance of any announcement of discovery of extraterrestrial intelligence. This approach uses the Torino Scale (for characterizing asteroid impacts) as a model for constructing a proposed “Rio Scale” to assist the discussion and interpretation of any claimed discovery of ETI.     

Life and intelligence in the universe from nanobiological principles: A survey and budget of concepts and perspectives

The new-born bioscience called Nanobiology has tackled the problems of the possibility of existence of extraterrestrial life and intelligence and of biosystem distribution in the Universe, as such questions actually belong to the realm of Theoretical Biology. The central, and yet unanswered points of such science have been reinvestigated by attempting knowledge and control of the hard-to-determine nanoscale-level classical and quantum interactions, which would supposedly give mechanistic, definite answers, both informationally and energetically, to the vexing questions put by biosystems to science: is the “living state” a physically definible concept, and how to define it? Are nanoscale kinetics or even detailed mechanics involved in the origin of life? What about intelligence, consciousness and their nanophysical roots? Are “life” and “intelligence” engineerable properties, or is any Artificial Intelligence program bound to mere metaphors? Self-organization, studied at the thermodynamic and the hydrodynamic level, showed the possibility of chemical evolution from amino acids, probably of cometary and/or meteoritic origin, up to spatiotemporal organization, autopoiesis and biological evolution, but didn't explain the origins of life. Questioning the uniqueness of the earthly evolutionary chemistry is cardinal for the ETI dilemma, as from a budgetary appraisal of perspectives in bionanoscale chaotic undecidable dynamics, quantum gravity and quantum vacuum, both “living state” and “intelligence” look like nonlocal, spacetime-linked cosmic phenomena.