Solar Sources of Heliospheric Energetic Electron Events—Shocks or Flares?

Electrons with near-relativistic (E≳30 keV, NrR) and relativistic (E≳0.3 MeV) energies are often observed as discrete events in the inner heliosphere following solar transient activity. Several acceleration mechanisms have been proposed for the production of those electrons. One candidate is acceleration at MHD shocks driven by coronal mass ejections (CMEs) with speeds ≳1000 km s⁻¹. Many NrR electron events are temporally associated only with flares while others are associated with flares as well as with CMEs or with radio type II shock waves. Since CME onsets and associated flares are roughly simultaneous, distinguishing the sources of electron events is a serious challenge. On a phenomenological basis two classes of solar electron events were known several decades ago, but recent observations have presented a more complex picture. We review early and recent observational results to deduce different electron event classes and their viable acceleration mechanisms, defined broadly as shocks versus flares. The NrR and relativistic electrons are treated separately. Topics covered are: solar electron injection delays from flare impulsive phases; comparisons of electron intensities and spectra with flares, CMEs and accompanying solar energetic proton (SEP) events; multiple spacecraft observations; two-phase electron events; coronal flares; shock-associated (SA) events; electron spectral invariance; and solar electron intensity size distributions. This evidence suggests that CME-driven shocks are statistically the dominant acceleration mechanism of relativistic events, but most NrR electron events result from flares. Determining the solar origin of a given NrR or relativistic electron event remains a difficult proposition, and suggestions for future work are given.     

The transient highly excited solar flare plasma

Recent observations of the energetic particles produced in solar flares indicate that the production of electrons, with energies up to about 100 keV, is a fairly common feature of small flares. In those flares the acceleration of protons and other nuclei does not extend beyond about 1 MeV.The X-ray emission often exhibits two distinct components of which the first one is produced by non-thermal, the second by thermal electrons through bremsstrahlung collisions with the ambient ions. Along with these X rays, radio emission, in the microwave region, is observed. This radio emission is usually interpreted as due to gyrosynchrotron radiation from the same electrons.In this review a discussion is presented of the processes occurring in solar flares with special reference to the acceleration and radiation processes.     

Energy Supply Processes for Solar Flares and Magnetospheric Substorms

It is shown that solar flares and magnetospheric substorms must primarily be caused by a dynamo process, rather than magnetic reconnection – a spontaneous, explosive annihilation of magnetic energy stored prior to the onset. Magnetic energy in the vicinity of solar flares and in the magnetotail shows often an increase at their onset, not a decrease. It is unfortunate that many observed features of solar flares and substorms have tacitly been ascribed to unproven (3-D) characteristics of the neutral line for a long time. In the future, it is necessary to study carefully their driving process and examine how the driven magnetic field system evolves, leading to solar flares and substorms.     

Solar cosmic rays

The first observations of solar cosmic rays were made simultaneously by many investigators at worldwide cosmic-ray stations in the periods of powerful chromospheric flares on February 28 and March 7, 1942. The discovery of these and the investigation of cosmic-ray solar-daily variations with maximum time near noon led some authors (Richtmyer and Teller, 1948; Alfvén, 1949, 1950) to a model of apparent cosmic-ray solar origin. We present here the results of the properties of solar cosmic rays from ground events (experimental and theoretical investigations). We also discuss important information from solar experimental data relating to these ground events observed in September and October 1989 and May 1990. Some experimental evidence of acceleration processes in associated phenomena with flares and long-term (solar cycle) variation of the average flux of solar cosmic rays is discussed as also cornal and interplanetary propagation, and that in the terrestrial magnetosphere. Note that the energy spectrum of solar cosmic rays varied very strongly from one flare to another. What are the causes of these phenomena? What is the nature of chemical and isotopic contents of solar cosmic rays? How can its changes occur in the energy spectrum and chemical contents of solar cosmic rays in the process of propagation? Is it possible to recalculate these parameters to the source? What makes solar cosmic rays rich in heavy nucleus and³He? The important data about electrons, positrons, gamma-quanta and neutrons from flares will be discussed in a subsequent paper (Dorman and Venkatesan, 1992). The question is: What main acceleration mechanism of solar flare and associated phenomena are reliable? These problems are connected with the more general problem on solar flare origin and its energetics. In Dorman and Venkatesan (1993) we will consider these problems as well as the problem of prediction of radiation hazard from solar cosmic rays (not only in space, but also in the Earth's atmosphere too).     

High-energy phenomena on the Sun: An introductory review

Large solar flares are often accompanied by both emissions of high-energy quanta and particles. The emissions such as gamma-ray and hard X-ray photons are generated due to the interaction of high-energy nuclei and electrons with gases ambient in the flare regions and the solar atmosphere. Nonthermal radio emissions of wide frequency band are produced from energetic electrons while being decelerated by the action of plasmas and magnetic fields ambient in the flare site and its neighboring region. To understand the emission mechanism of these high-energy quanta on the Sun, it is, therefore, necessary to find the acceleration mechanism for both nuclei and electrons, which begins almost simultaneously with the onset of solar flares.A part of the accelerated nuclei and electrons are later released from the solar atmosphere into the outer space and eventually lost from the space of the solar system. Their behavior in the interplanetary space is considered to study the large-scale structure of plasmas and magnetic fields in this space.The observations and studies of high-energy phenomena on the Sun are thus thought of as giving some crucial hint important to understand the nature of various high-energy phenomena being currently observed in the Universe.     

Coronal Heating by Magnetic Explosions

From magnetic fields and coronal heating observed in flares, active regions, quiet regions, and coronal holes, we propose that exploding sheared core magnetic fields are the drivers of most of the dynamics and heating of the solar atmosphere, ranging from the largest and most powerful coronal mass ejections and flares, to the vigorous microflaring and coronal heating in active regions, to a multitude of fine-scale explosive events in the magnetic network, driving microflares, spicules, global coronal heating, and, consequently, the solar wind. This revised version was published online in June 2006 with corrections to the Cover Date.     

A sequence of five proton producing flares in McMath Plage 15266 28 April–7 May 1978 and their interplanetary consequences

McMath Plage 15266, which transited the solar disk during Carrington Rotation 1667, gave rise during its passage to a spectacular sequence of five proton producing flares. Solar circumstances leading up to the formation of the active plage are described. An account is given of the magnetic affiliations and optical characteristics of the flares themselves, and it is suggested that four of these events might be interpreted as two twin phase flares displaying secondary maxima and minima such that the second phase in each case could in some sense be deemed a consequence of phenomena initiated during the first phase. Those particle phenomena associated with the observed activity are reviewed, and it is suggested that the azimuthal propagation of solar cosmic rays in the corona may occur more efficiently for flares at eastern longitudes in which the magnetic axis is aligned in a roughly north to south rather than an east-to-west direction.An invited paper presented at STIP Workshop on Shock Waves in the Solar Corona and Interplanetary Space, 15–19 June, 1980, Smolenice, Czechoslovakia.     

What Are Special About Ground-Level Events?

Ground level events (GLEs) occupy the high-energy end of gradual solar energetic particle (SEP) events. They are associated with coronal mass ejections (CMEs) and solar flares, but we still do not clearly understand the special conditions that produce these rare events. During Solar Cycle 23, a total of 16 GLEs were registered, by ground-based neutron monitors. We first ask if these GLEs are clearly distinguishable from other SEP events observed from space. Setting aside possible difficulties in identifying all GLEs consistently, we then try to find observables which may unmistakably isolate these GLEs by studying the basic properties of the associated eruptions and the active regions (ARs) that produced them. It is found that neither the magnitudes of the CMEs and flares nor the complexities of the ARs give sufficient conditions for GLEs. It is possible to find CMEs, flares or ARs that are not associated with GLEs but that have more extreme properties than those associated with GLEs. We also try to evaluate the importance of magnetic field connection of the AR with Earth on the detection of GLEs and their onset times. Using the potential field source surface (PFSS) model, a half of the GLEs are found to be well-connected. However, the GLE onset time with respect to the onset of the associated flare and CME does not strongly depend on how well-connected the AR is. The GLE onset behavior may be largely determined by when and where the CME-driven shock develops. We could not relate the shocks responsible for the onsets of past GLEs with features in solar images, but the combined data from the Solar TErrestrial RElations Observatory (STEREO) and the Solar Dynamics Observatory (SDO) have the potential to change this for GLEs that may occur in the rising phase of Solar Cycle 24.     

Nuclear processes and accelerated particles in solar flares

Nuclear processes and particle acceleration in solar flares are reviewed. The theory of gamma-ray and neutron production is discussed and results of calculations are compared to gamma-ray, neutron, and charged-particle observations from solar flares. The implications of these comparisons on particle energy spectra, total numbers, anisotropies, electron-to-proton ratios, as well as on acceleration mechanisms and the interaction site, are presented. The information on elemental and isotopic abundances derived from gamma-ray observations is compared to abundances obtained from escaping accelerated particles and other sources.NAS/NRC Resident Research Associate.     

High-Frequency Radio Signatures of Solar Eruptive Flares

Several examples of the radio emission of eruptive solar flares with high-frequency slowly drifting structures and type II bursts are presented. Relationships of these radio bursts with eruptive phenomena such as soft X-ray plasmoid ejection and shock formation are shown. Possible underlying physical processes are discussed in the framework of the plasmoid ejection model of eruptive solar flares. On the other hand, it is shown that these radio bursts can be considered as radio signatures of eruptive solar flares and thus used for the prediction of heliospheric effects. This revised version was published online in August 2006 with corrections to the Cover Date.     

Solar flux and its variations

We present data on the solar irradiance as derived from a number of sources. An attempt was made to bring these data onto a uniform scale. The results are presented in Table IV and Figure 6. Summation of fluxes at all wavelengths yields a figure of 1357.826 W m^-2 for the solar constant. Estimates are made of the solar flux variations due to flares, active regions (slowly varying component), solar rotation and the 11-year cycle.Solar activity does not produce a significant variation in the value of the solar constant. Nevertheless, variations in the X-ray and extreme ultraviolet portions of the solar flux may be several orders of magnitude during solar activity, especially at times of major flares. It is well established that these short wavelength flux enhancements cause significant changes in the terrestrial ionosphere.     

Solar flares as sources of energetic particles

In this paper a review is presented of the present status of our knowledge of solar flare phenomena with special emphasis on the production of suprathermal particles and their solar effects. Of these energetic particles electrons play an important role since they produce the X-ray and radiobursts observed during many flares. Also, during their slowing down to thermal energies they contribute to the heating of localized regions in the solar atmosphere, through energy exchange with the ambient electrons. Observable radiations of energetic protons, and other nuclei, are produced through nuclear interactions leading to the emissions of gamma-ray lines. Detectable fluxes of these gamma-ray lines are produced only in the most powerful flares. Also the nuclei that enter into deeper layers of the solar atmosphere transfer most of their kinetic energy to the ambient plasma.     

Non-relativistic solar electrons

This review summarizes both the direct spacecraft observations of non-relativistic solar electrons, and observations of the X-ray and radio emission generated by these particles at the Sun and in the interplanetary medium. These observations bear on three physical processes basic to energetic particle phenomena: (1) the acceleration of particles in tenuous plasmas; (2) the propagation of energetic charged particles in a disordered magnetic field, and (3) the interaction of energetic charged particles with tenuous plasmas to produce electromagnetic radiation. Because these electrons are frequently accelerated and emitted by the Sun, mostly in small and relatively simple flares, it is possible to define a detailed physical picture of these processes.In many small solar flares non-relativistic electrons accelerated during flash phase constitute the bulk of the total flare energy. Thus the basic flare mechanism in these flares essentially converts the available flare energy into fast electrons. Non-relativistic electrons exhibit a wide variety of propagation modes in the interplanetary medium, ranging from diffusive to essentially scatter-free. This variability in the propagation may be explained in terms of the distribution of interplanetary magnetic field fluctuations. Type III solar radio burst emission is generated by these electrons as they travel out to 1 AU and beyond. Recent in situ observations of these electrons at 1 AU, accompanied by simultaneous observations of the low frequency radio emission generated by them at 1 AU provide quantitative information on the plasma processes involved in the generation of type III bursts.     

An Observational Overview of Solar Flares

We present an overview of solar flares and associated phenomena, drawing upon a wide range of observational data primarily from the RHESSI era. Following an introductory discussion and overview of the status of observational capabilities, the article is split into topical sections which deal with different areas of flare phenomena (footpoints and ribbons, coronal sources, relationship to coronal mass ejections) and their interconnections. We also discuss flare soft X-ray spectroscopy and the energetics of the process. The emphasis is to describe the observations from multiple points of view, while bearing in mind the models that link them to each other and to theory. The present theoretical and observational understanding of solar flares is far from complete, so we conclude with a brief discussion of models, and a list of missing but important observations.     

Hydrodynamic shock wave formation in the solar chromosphere and corona during flares

Basic mechanisms of the hydrodynamic shock wave formation in the solar atmosphere during flares are considered. Hydrodynamic plasma flows during flares arise due to fast energy release which is accumulated in the magnetic field of currents in the solar atmosphere. Shock waves arise as a result of rapid heating of the chromospheric upper layers from accelerated particles or heat fluxes. Powerful hydrodynamic phenomena can also arise due to explosive current sheet disruption in the region of strong magnetic field reconnection. Fundamental questions of shock wave formation and propagation in a non-homogeneous emitting solar atmosphere are discussed.An invited paper presented at STIP Workshop on Shock Waves in the Solar Corona and Interplanetary Space, 15–19 June, 1980, Smolenice, Czechoslovakia.     

Particle Acceleration by the Sun: Electrons, Hard X-rays/Gamma-rays

Observations of hard X-ray (HXR)/γ-ray continuum and γ-ray lines produced by energetic electrons and ions, respectively, colliding with the solar atmosphere, have shown that large solar flares can accelerate ions up to many GeV and electrons up to hundreds of MeV. Solar energetic particles (SEPs) are observed by spacecraft near 1 AU and by ground-based instrumentation to extend up to similar energies, but it appears that a different acceleration process, one associated with fast Coronal Mass Ejections (CMEs) is responsible. Much weaker SEP events are observed that are generally rich in electrons, ³He, and heavy elements. The energetic particles in these events appear to be similar to those accelerated in flares. The Ramaty High Energy Solar Spectroscopic Imager (RHESSI) mission provides high-resolution spectroscopy and imaging of flare HXRs and γ-rays. The observations of the location, energy spectra, and composition of the flare accelerated energetic particles at the Sun strongly imply that the acceleration is closely related to the magnetic reconnection that releases the energy in solar flares. Here preliminary comparisons of the RHESSI observations with observations of both energetic electrons and ions near 1 AU are reviewed, and the implications for the particle acceleration and escape processes are discussed.     

Variations of the magnetic fields in large solar flares

We present preliminary results from high resolution observations obtained with the Michelson Doppler Imager (MDI) instrument on the SOHO of two large solar flares of 14 July 2000 and 24 November 2000. We show that rapid variations of the line-of-sight magnetic field occured on a time scale of a few minutes during the flare explosions. The reversibility/irreversibility of the magnetic field of both active regions is a very good tool for understanding how the magnetic energy is released in these flares. The observed sharp increase of the magnetic energy density at the time of maximum of the solar flare could involve an unknown component which deposited supplementary energy into the system. This revised version was published online in August 2006 with corrections to the Cover Date.     

A study of some interplanetary shock wave tendencies

The configuration, and the structure of shock waves from isolated solar flares and from a series of flares are discussed and classified.An invited paper presented at STIP Workshop on Shock Waves in the Solar Corona and Interplanetary Space, 15–19 June, 1980, Smolenice, Czechoslovakia.     

A Historical Review of the Geomagnetic Storm-Producing Plasma Flows from the Sun

The concept of geomagnetic storm-producing solar plasma flows has evolved and advanced considerably over the last 100 years or so. This particular field of study began in an effort to understand geomagnetic disturbances and the aurora. The purpose of this paper is try to follow the ways in which early concepts evolved to later ones, not to review each concept in detail. It is fascinating to see a step-by-step buildup of these concepts, from the earliest idea of flow of solar electrons to coronal mass ejections (CMEs). The time line, though tentative, of the studies of geomagnetic storm-producing plasma flows is presented. The author hopes that this paper will serve young researchers in particular to consider how they plan to advance further this scientific field. There is still much uncertainty about geomagnetic storm-producing solar plasma flows. Some of the major questions are listed from the point of view of a geophysicist in the summary sections by grouping them in terms of the quiet-time solar wind, solar streams from corona holes and CMEs associated with solar flares.