Kinetic theory of sheath formation in solar wind plasma

We present a general self-consistent kinetic theory for plasma sheath formation in solar wind plasma. The theory could be applied to anisotropic, as well as to isotropic collisionless plasma without resorting to any simplifications, limitations, or assumptions, such as the necessary existence of a ‘pre-sheath’ region of ions acceleration to ensure the Bohm criterion. The kinetic framework is first applied to sheath formation around an arbitrary oriented planar absorbing surface, charged by solar wind anisotropic plasma, under the condition of negligible photoelectric effect. We then make use of our kinetic approach for the plane geometry in isotropic collisionless plasma, as a particular case of a planar electrode orientation parallel to plasma streaming velocity, also analyzing the sheath structure around spherical and cylindrical absorbing electrodes submerged in isotropic collisionless plasma. Obtained results demonstrate principal differences in spatial charge distributions in sheath regions between spherical or cylindrical electrodes of large size and an unbound planar surface submerged in isotropic plasma. In the case of a planar electrode, we directly compare results obtained in our kinetic and hydrodynamic theories and conventional hydrodynamic theory of plasma sheath formation. The outcome from the present study have direct implications to the analysis of plasma sheath structure and associated distribution in space of charged dust grains, which is relevant to the moon exploration near the optical terminator region or in shadowed craters in the moon.     

Charging of dust grains by anisotropic solar wind multi-component plasma

In this paper we study the charging process of small grain particles by anisotropic multi-component solar wind plasmas (electrons, protons and heavy ions), versus two-component (electron/proton) plasmas. We are focusing attention on the important characteristics of the charging process, namely the charging time, floating potential and current content as functions of plasma parameters such as He⁺⁺/H⁺ (α/p) number density and T_α/T_p temperature ratios of alpha particles to protons, as well as plasma streaming velocity v₀. Measured statistical properties of solar wind plasma parameters at 1 AU show considerable variations in α/p-temperature ratios from 1 to 10, in α/p-number density ratio from 0.01 to 0.35, as well as in values of streaming velocity v₀ from 200 km/s to 1000 km/s and more. Periods of these variations could last for several days each, leading to significant variability in the charging process, according to newly derived general analytical expressions. Numerical calculations performed for protons/alphas plasmas showed large disparity in the charging characteristics. For example, in anisotropic plasma, grain charging time varies up to 90% depending on α/p-particles temperature and number density ratios, whereas changes in floating potential are up to 40%. In contrast, in isotropic plasma, charging characteristic for grains do not change very much for the same plasma parameters variations, with charging time varying about 12% and floating potential only varying about 4%. It is also shown that in highly anisotropic plasma, with all ballistic electrons and ions, dust grains could not hold their charges, and characteristic discharged time is calculated. We note that the analysis is equally applicable to any sized body immersed in solar wind plasma.     

Sharp boundaries of solar wind plasma structures and their relationship to solar wind turbulence

Sharp (<10 min) and large (>20%) solar wind ion flux changes are common phenomena in turbulent solar wind plasma. These changes are the boundaries of small- and middle-scale solar wind plasma structures which can have a significant influence on Earth’s magnetosphere. These solar wind ion flux changes are typically accompanied by only a small change in the bulk solar wind velocity, hence, the flux changes are driven mainly by plasma density variations. We show that these events occur more frequently in high-density solar wind. A characteristic of solar wind turbulence, intermittency, is determined for time periods with and without these flux changes. The probability distribution functions (PDF) of solar wind ion flux variations for different time scales are calculated for each of these periods and compared. For large time scales, the PDFs are Gaussian for both data sets. For small time scales, the PDFs from both data set are more flat than Gaussian, but the degree of flatness is much larger for the data near the sharp flux change boundaries.     

Coronal spectroscopy: Probing sources of slow solar wind in active regions,and the early phases of solar flares

Coronal spectroscopy has pushed forward the understanding of physical processes in all phenomena on the Sun. In this review we concentrate specifically on plasma parameters measured in sources of the slow solar wind in active regions and the early phases of solar flares. These topics are a key part of the science goals of the Solar Orbiter mission (Müller et al., 2020) which has been designed to probe what drives the solar wind and solar transients that fill the heliosphere.Active regions, outside of flaring, have general characteristics that include closed loops showing red-shifted (down-flowing plasma), and the edges of the active regions showing blue-shifted (upflowing plasma). Constraining and understanding the evolution, behaviour and cause of the flows has been developed in the past years and are summarised. Of particular importance is the upflowing plasma which, in some cases, can contribute to the slow solar wind, and this review concentrates on recent results on this topic.The early phases of solar flares and their energy sources are not yet fully understood. For decades, there has been a huge interest in pin-pointing the trigger of a solar flare. Coronal spectroscopy has revealed small-scale dynamics that occurs tens of minutes before the flare begins. The understanding of the trigger is key to improving flare predictions in the future, as well as understanding the physical processes.Finally we look to the future of coronal spectroscopy, with new instruments and methodologies being developed that build on the current knowledge, and will improve significantly our physical understanding of processes at all scales on the Sun.     

ACE和STEREO-B太阳风速度的统计分析

采用小波分析方法讨论了2008—2011年ACE和STEREO-B卫星太阳风速度的27天周期特性,运用一元线性回归分析方法计算了两颗卫星太阳风速度的线性表达式,分析和计算结果表明,ACE和STEREO-B卫星探测到的太阳风速均在8～16d,16～32d的频域尺度上较为显著,在局部相同时域上,二者太阳风速的27天周期均较为显著;当太阳活动为低年时,相关性好. 作为应用实例,使用STEREO-B卫星太阳风探测数据,预测2012年10月1—17日的ACE太阳风速度,结果表明,预测值与实测值趋势一致,CME过程对预测值有一定影响. 通过本项研究,初步统计出了ACE与STEREO-B太阳风速度的关系,利用STEREO-B能够提前数天监测到即将由太阳吹向地球的太阳风特性,为建立直观的重现型地磁暴中期预报模型奠定了基础.     

Interactions of solar wind plasma with dust grains: Effects of strong plasma anisotropy

In this paper we re-examined the fundamental physics of charging of a dust particle in the moon environment by tenuous anisotropic solar wind plasma. The majority of work on dusty (complex) plasmas is largely concerns with laboratory plasmas, in which charging process of dust grains is very fast, thus making practical the working concept of dynamically equilibrium floating potential and grain charge. However, solar wind plasma parameters are considerably different at the moon orbit, and we found the characteristic charging time of lunar dust grains to be considerably longer, ranging from 3 to 4.6 min for micron size particles, and up to 7.6 h for 10-nm grains, depending on the value of plasma streaming velocity. These findings make it clear that the transient stage of charging process is important in the moon environment, and equilibrium floating potential and grain charge could be considered as long time asymptotic values. For this reason we re-formulated the moon dust charging process as an inherently time-dependent problem and derived the time-dependent charging equation for the grain potential for general case of anisotropic solar wind plasma. Using the results of our kinetics analysis we found that the distribution of charge density over grain surface submerged into solar wind plasma is highly anisotropic, thus making the OML model, which is based on the assumption of isotropic distribution of surface charge density, not applicable to the grain charging problem by the solar wind plasma.     

The effects of the solar magnetic polarity and the solar wind velocity on Bz-component of the interplanetary magnetic field

We have studied the effect of both solar magnetic polarity and the solar wind velocity on the Bz-component of the interplanetary magnetic field, IMFBz, for the minimum activity of the solar cycles 21, 22, 23 and 24. We made a statistical study of IMFBz in the first section which is considered as an extension of Lyatsky et al. (2003). They made a statistical study of IMFBz for two periods of minimum solar activity 22 and 23 related to 1985–1987 and 1995–1997 when the solar magnetic field had opposite polarity. Our results seem to be consistent with the results obtained by Lyatsky et al. (2003). We found that there is a dependence of IMFBz on the IMFBx and the solar magnetic polarity for the minimum periods of the selected four solar cycles. In addition, we found that there is a dependence of IMFBz on the solar wind velocity.     

Correlations between neutral and ionized solar wind

We report results of a statistical study correlating ionized solar wind (ISW) fluxes observed by ACE during late 2000 and throughout 2001 with neutral solar wind (NSW) fluxes observed by IMAGE/LENA over the same period. The average correlation coefficient between the neutral and ionized solar wind is 0.66 with correlations greater than 0.80 occurring about 29% of the time. Correlations appear to be driven by high solar wind flux variability, similar to results obtained by in situ multi-spacecraft correlation studies. In this study, however, IMAGE remains inside the magnetosphere on over 95% of its orbits. As a function of day of year, or equivalently ecliptic longitude, the slope of the relationship between the neutral solar wind flux and the ionized solar wind flux shows an enhancement near the upstream direction, but the symmetry point appears shifted toward higher ecliptic longitudes than the interstellar neutral (ISN) flow direction by about 20°. The estimated peak interstellar neutral upstream density inside of 1 AU is about 7 × 10⁻³ cm⁻³.     

Chaos and multifractals in the solar wind

By using the false-nearest-neighbours method, we have argued that the deterministic component of solar wind plasma dynamics should be low-dimensional. In fact, the results we have obtained using the method of topological embedding indicate that the behaviour of the solar wind can be approximately described by a low-dimensional chaotic attractor in the inertial manifold, which is a subspace of system phase space. We have also shown that the multifractal spectrum of the solar wind attractor is consistent with that for the multifractal measure of the self-similar generalized weighted Cantor set with two different scaling parameters and one probability measure parameter responsible for nonuniform compression in phase space and multifractality. The values of the parameters fitted also demonstrate that the complex solar wind system could only be weakly non-conservative (small dissipation) and quantify nonlinear dynamics; some parts of the attractor in phase space are visited much more frequently than other parts. In addition, to quantify the multifractality of space plasma intermittent turbulence, we consider that generalized Cantor set also in the context of scaling properties of solar wind turbulence. We investigate the resulting multifractal spectrum of a one-dimensional phenomenological model of turbulence cascade depending on its parameters, especially for asymmetric scaling. In particular, we have shown that intermittent pulses are stronger for the cascade model with two different scaling parameters. Even thought solar wind turbulence appears to be rather space filling, a better agreement with the data is obtained, especially for the negative index of generalized dimensions. Therefore we argue that there is a need to use a two-scale asymmetric cascade model. We hope that this generalized multifractal model will be a useful tool for analysis of intermittent turbulence in space plasmas. We thus believe that fractal analysis of chaotic systems could lead us to a deeper understanding of their nature, and maybe even to predict their seemingly unpredictable behaviour.     

Two-velocity structure observed in the inner solar wind

Measurements of the motion of plasma density inhomogeneities in the inner solar wind are presented. The speeds were estimated using a cross-correlation analysis of radio frequency fluctuations of the Galileo spacecraft measured simultaneously at widely spaced ground stations. The radial projections of the correlation baselines on the pattern plane were of the order of several thousand kilometers. For cross-correlation functions calculated with comparatively short averaging times, we find that a pronounced two-velocity configuration is occasionally observed over the range of heliocentric distances 20 R < R < 40 R. The typical mean speed for such observations is about 300–400 km/s and the difference between the two predominant speeds is about 150–200 km/s. These results may indicate that the density fluctuations are associated with slow magnetosonic waves propagating in opposite directions at the local speed of sound in the reference frame moving with the mean solar wind speed. Quite reasonable estimates of the solar wind speed and speed of sound are obtained from this model. Another possible explanation of the two-velocity structures is that two independent solar wind streams are present simultaneously along different segments of the radio ray path.     

Large geomagnetic storms of extreme solar event periods in solar cycle 23

During extreme solar events such as big flares or/and energetic coronal mass ejections (CMEs) high energy particles are accelerated by the shocks formed in front of fast interplanetary coronal mass ejections (ICMEs). The ICMEs (and their sheaths) also give rise to large geomagnetic storms which have significant effects on the Earth’s environment and human life. Around 14 solar cosmic ray ground level enhancement (GLE) events in solar cycle 23 we examined the cosmic ray variation, solar wind speed, ions density, interplanetary magnetic field, and geomagnetic disturbance storm time index (D_st). We found that all but one of GLEs are always followed by a geomagnetic storm with D_st  −50 nT within 1–5 days later. Most(10/14) geomagnetic storms have D_st index  −100  nT therefore generally belong to strong geomagnetic storms. This suggests that GLE event prediction of geomagnetic storms is 93% for moderate storms and 71% for large storms when geomagnetic storms preceded by GLEs. All D_st depressions are associated with cosmic ray decreases which occur nearly simultaneously with geomagnetic storms. We also investigated the interplanetary plasma features. Most geomagnetic storm correspond significant periods of southward B_z and in close to 80% of the cases that the B_z was first northward then turning southward after storm sudden commencement (SSC). Plasma flow speed, ion number density and interplanetary plasma temperature near 1 AU also have a peak at interplanetary shock arrival. Solar cause and energetic particle signatures of large geomagnetic storms and a possible prediction scheme are discussed.     

Solar wind origins in coronal holes and in the quiet Sun

Coronal hole (CH) and the quiet Sun (QS) are considered to account for sources of fast and slow solar wind streams, respectively. The differences between the solar wind streams flowing out from the CH and the QS are thought to be related with different plasma generation and acceleration mechanisms in the respective source regions. Here we review recent studies on the solar wind origin in the CH and the QS, compare the possible flow geometries and magnetic structures in these two kinds of solar regions, and summarize the physics associated with two different origin scenarios.     

Characterization of the slow wind in the outer corona

The study concerns the streamer belt observed at high spectral resolution during the minimum of solar cycle 23 with the Ultraviolet Coronagraph Spectrometer (UVCS) onboard SOHO. On the basis of a spectroscopic analysis of the O VI doublet, the solar wind plasma parameters are inferred in the extended corona. The analysis accounts for the coronal magnetic topology, extrapolated through a 3D magneto-hydrodynamic model, in order to define the streamer boundary and to analyse the edges of coronal holes. The results of the analysis allow an accurate identification of the source regions of the slow coronal wind that are confirmed to be along the streamer boundary in the open magnetic field region.     

On the time lag between solar wind dynamic parameters and solar activity UV proxies

The solar activity displays variability and periodic behaviours over a wide range of timescales, with the presence of a most prominent cycle with a mean length of 11 years. Such variability is transported within the heliosphere by solar wind, radiation and other processes, affecting the properties of the interplanetary medium. The presence of solar activity–related periodicities is well visible in different solar wind and geomagnetic indices, although their time lags with respect to the solar cycle lead to hysteresis cycles. Here, we investigate the time lag behaviour between a physical proxy of the solar activity, the Ca II K index, and two solar wind parameters (speed and dynamic pressure), studying how their pairwise relative lags vary over almost five solar cycles. We find that the lag between Ca II K index and solar wind speed is not constant over the whole time interval investigated, with values ranging from 6 years to $～$1 year (average 3.2 years). A similar behaviour is found also for the solar wind dynamic pressure. Then, by using a Lomb-Scargle periodogram analysis we obtain a 10.21-year mean periodicity for the speed and 10.30-year for the dynamic pressure. We speculate that the different periodicities of the solar wind parameters with respect to the solar 11-year cycle may be related to the overall observed temporal evolution of the time lags. Finally, by accounting for them, we obtain empirical relations that link the amplitude of the Ca II K index to the two solar wind parameters.     

Radio sounding of the solar wind acceleration region with spacecraft signals

Data from coronal radio-sounding experiments carried out on various interplanetary spacecraft are used to derive the empirical radial dependence of solar wind velocity and density at heliocentric distances from 3 to 60 solar radii for heliolatitudes below 60° and for low solar activity. The radial dependencies of solar wind power and acceleration are derived from these results. Summaries of the radial behavior of characteristic parameters of the solar wind turbulence (e.g., the spectral index and the inner and outer turbulence scales), as well as the fractional density fluctuation, are also presented. These radio-sounding results provide a benchmark for models of the solar wind in its acceleration region.     

Plasma polarization electric field derived from radio sounding of solar wind acceleration region with spacecraft signals

Presented is the analytical approximation of averaged solar wind velocity radial dependence in the solar wind acceleration region at heliolatitudes below 60° under low and moderate solar activity. This empirical approximation is based on the data of radio sounding of the solar corona with radio signals from various spacecraft. Deduced is an equation connecting the solar wind velocity radial dependence and the radial dependence of solar wind plasma polarization electric field intensity. This allows constructing a semi-empirical radial dependence of plasma polarization electric field corresponding to the empirical radial dependence of solar wind velocity. Main properties of the semi-empirical dependence, which is based on radio sounding data, are described.     

The characteristics of sharp (small-scale) boundaries of solar wind plasma and magnetic field structures

We investigate properties of large (>20%) and sharp (<10 min) solar wind ion flux changes using INTERBALL-1 and WIND plasma and magnetic field measurements from 1996 to 1999. These ion flux changes are the boundaries of small-scale and middle-scale solar wind structures. We describe the behavior of the solar wind velocity, temperature and interplanetary magnetic field (IMF) during these sudden flux changes. Many of the largest ion flux changes occur during periods when the solar wind velocity is nearly constant, so these are mainly plasma density changes. The IMF magnitude and direction changes at these events can be either large or small. For about 55% of the ion flux changes, the sum of the thermal and magnetic pressure are in balance across the boundary. In many of the other cases, the thermal pressure change is significantly more than the magnetic pressure change. We also attempted to classify the types of discontinuities observed.     

Evolutionary features of polar and non-polar coronal holes during solar cycle 24 and the rising phase of cycle 25

This paper presents the results of the analysis of the evolution of coronal holes (CHs) on the Sun during the period May 13, 2010 – March 20, 2022, covering Solar Cycle 24. Our study uses images in the extreme-ultraviolet iron line (Fe XII 193 Å) obtained with the Atmospheric Imager Assembly of the Solar Dynamics Observatory (AIA/SDO). To localize CHs and determine their areas, we used the Heliophysics Event Knowledgebase (HEK). We separate the CHs into polar and non-polar and study the evolutionary features of each group. During this period, an asymmetry between the Northern (N) and Southern (S) Hemispheres (N-S or hemispheric asymmetry) is detected both in the solar activity (SA) indices and in the localization of the maximum areas of the polar and non-polar CHs. It is shown that the hemispheric asymmetry of the areas of polar and non-polar CHs varies significantly over time and that the nature of these changes is clearly related to the SA cycle. We find that for most of the period, the polar CHs were predominated generated in the S- hemisphere while the non-polar CHs were dominant in the N- hemisphere. It is found that the maximum and minimum of the hemispheric imbalance in the areas of non-polar CHs are close in time to the maximum and minimum of the asymmetry of the SA indices (the number and areas of sunspots). The maximum hemispheric imbalance of the polar CH areas is observed at the maximum of Cycle 24, and the minimum imbalance is found at the cycle minimum. These results confirm our assumption that these two types of CHs are of a different nature and that the non-polar CHs, like sunspots, are elements of the general magnetic activity.