Importance sampling for characterizing STAP detectors

This paper describes the development of adaptive importance sampling (IS) techniques for estimating false alarm probabilities of detectors that use space-time adaptive processing (STAP) algorithms. Fast simulation using IS methods has been notably successful in the study of conventional constant false alarm rate (CFAR) radar detectors, and in several other applications. The principal objectives here are to examine the viability of using these methods for STAP detectors, develop them into powerful analysis and design algorithms and, in the long term, use them for synthesizing novel detection structures. The adaptive matched filter (AMF) detector has been analyzed successfully using fast simulation. Of two biasing methods considered, one is implemented and shown to yield good results. The important problem of detector threshold determination is also addressed, with matching outcome. As an illustration of the power of these methods, two variants of the square-law AMF detector that are thought to be robust under heterogeneous clutter conditions have also been successfully investigated. These are the envelope-law and geometric-mean STAP detectors. Their CFAR property is established and performance evaluated. It turns out the variants have detection performances better than those of the AMF detector for training data contaminated by interferers. In summary, the work reported here paves the way for development of advanced estimation techniques that can facilitate design of powerful and robust detection algorithms     

Outlier resistant adaptive matched filtering

Robust adaptive matched filtering (AMF) whereby outlier data vectors are censored from the covariance matrix estimate is considered in a maximum likelihood estimation (MLE) setting. It is known that outlier data vectors whose steering vector is highly correlated with the desired steering vector, can significantly degrade the performance of AMF algorithms such as sample matrix inversion (SMI) or fast maximum likelihood (FML). Four new algorithms that censor outliers are presented which are derived via approximation to the MLE solution. Two algorithms each are related to using the SMI or the FML to estimate the unknown underlying covariance matrix. Results are presented using computer simulations which demonstrate the relative effectiveness of the four algorithms versus each other and also versus the SMI and FML algorithms in the presence of outliers and no outliers. It is shown that one of the censoring algorithms, called the reiterative censored fast maximum likelihood (CFML) technique is significantly superior to the other three censoring methods in stressful outlier scenarios.     

基于三迭代与二阶锥规划的机载MIMO雷达稳健降维STAP方法

针对机载多输入多输出(MIMO)雷达空时自适应处理(STAP)中期望目标导向矢量的失配问题,提出一种基于三迭代(TRIA)与二阶锥规划(SOCP)的稳健降维MIMO-STAP方法。首先将MIMO-STAP权矢量分解为发射、接收、多普勒3个低维权矢量的Kronecker积,然后分别限定实际发射、接收、多普勒导向矢量与假定导向矢量之间的误差范数边界,通过优化最差性能,利用SOCP对各个低维权矢量进行三迭代求解,最后进行权矢量合成。该方法在保证机载MIMO雷达获取稳健STAP性能的同时,通过三迭代降维处理,能够有效降低训练样本数需求与运算复杂度,因此更具有实际应用价值。仿真结果验证了算法的有效性。     

Cumulant-based blind optimum beamforming

Sensor response, location uncertainty, and use of sample statistics can severely degrade the performance of optimum beamformers. We propose blind estimation of the source steering vector in the presence of multiple, directional, correlated or coherent Gaussian interferers via higher order statistics. In this way, we employ the statistical characteristics of the desired signal to make the necessary discrimination, without any a-priori knowledge of array manifold and direction-of-arrival (DOA) information about the desired signal. We then improve our method to utilize the data in a more efficient manner. In any application, only sample statistics are available, so we propose a robust beamforming approach that employs the steering vector estimate obtained by cumulant-based signal processing. We further propose a method that employs both covariance and cumulant information to combat finite sample effects. We analyze the effects of multipath propagation on the reception of the desired signal. We show that even in the presence of coherence, cumulant-based beamformer still behaves as the optimum beamformer that maximizes the signal-to-interference-plus-noise ratio (SINR). Finally, we propose an adaptive version of our algorithm simulations demonstrate the excellent performance of our approach in a wide variety of situations     

Target Detection and Parameter Estimation for MIMO Radar Systems

We investigate several target detection and parameter estimation techniques for a multiple-input multiple-output (MIMO) radar system. By transmitting independent waveforms via different antennas, the echoes due to targets at different locations are linearly independent of each other, which allows the direct application of many data-dependent beamforming techniques to achieve high resolution and excellent interference rejection capability. In the absence of array steering vector errors, we discuss the application of several existing data-dependent beamforming algorithms including Capon, APES (amplitude and phase estimation) and CAPES (combined Capon and APES), and then propose an alternative estimation procedure, referred to as the combined Capon and approximate maximum likelihood (CAML) method. Via several numerical examples, we show that the proposed CAML method can provide excellent estimation accuracy of both target locations and target amplitudes. In the presence of array steering vector errors, we apply the robust Capon beamformer (RCB) and doubly constrained robust Capon beamformer (DCRCB) approaches to the MIMO radar system to achieve accurate parameter estimation and superior interference and jamming suppression performance.     

Optimum array detector for a weak signal in unknown noise

We study the design of constant false-alarm rate (CFAR) tests for detecting a rank-one signal in the presence of background Gaussian noise with unknown spatial covariance. We look at invariant tests, i.e., those tests whose performance is independent of the nuisance parameters, like the background noise covariance. Such tests are shown to have the desirable CFAR property. We characterize the class of all such tests by showing that any invariant decision statistic can be written as a function of two basic statistics which are in fact the adaptive matched filter (AMF) statistic and Kelly's generalized likelihood ratio statistic. Further, we establish an optimum test in the limit of low signal-to-noise ratio (SNR), the locally most powerful invariant (LMPI) test. We also derive the bound for the probability of detection of any invariant detector, at a fixed false-alarm rate, and compare the LMPI and the published detectors (Kelly and AMF) to it     

CFAR integration processors in randomly arriving impulseinterference

Time diversity transmission is often used to circumvent the high probability of a deep fade on a single transmission which may result in loss of the signal. One way to combat deep fades is to postdetection integrate the received observations from each range resolution cell. The false alarm rate of the postdetection integrator (PI) is extremely sensitive to randomly arriving impulse interference. Such interfering pulses may be unintentionally generated by nearby radars or intentionally generated by pulse jammers seeking to destroy the visibility of the radar. The binary integrator (PI) which uses an M-out-of-L decision rule is insensitive to at most M-1 interfering pulses. We consider the adaptive implementation of the PI and BI detectors for constant false alarm rate (CFAR) operation. We show that the CFAR BI detector when the “AND” (L-out-of-L) decision rule is used exhibits more robust false alarm control properties in the presence of impulse interference at the expense of severe detection loss when no interference is present. The CFAR adaptive PI (API) detector is proposed to alleviate this problem. The CFAR API detector implements an adaptive censoring algorithm which determines and censors with high probability the interference samples thereby achieving robust false alarm control in the presence of interference and optimum detection performance in the absence of interference     

Adaptive Arrays for Multiple Simultaneous Desired Signals

Steered beam adaptive arrays for multiple simultaneous desired signals are discussed. It is shown that the performance of a steered beam adaptive array depends upon the range of input signal strengths and the choice of the steering vector. Optimum steering vectors for various input signal strengths are given. All choices of steering vectors are equally effective in the rejection of jammers.     

The Effect of Random Steering Vector Errors in the Applebaum Adaptive Array

The effect of random errors in the steering vector of an Applebaum adaptive array is examined. Each component of the steering vector is assumed to have a random error component uncorrelated between elements. The array output signal-to-interferenceplus-noise ratio (SINR) is computed as a function of the error variance. It is shown that the array output SINR becomes more sensitive to steering vector errors as more elements are added to the array and as the received desired signal power becomes larger. The variance of the steering vector error that may be tolerated depends on the required desired signal dynamic range. The larger the dynamic range that must be accommodated, the smaller the error variance must be.     

CFAR behavior of adaptive detectors: an experimental analysis

We conduct an experimental analysis for assessing the constant false alarm rate (CFAR) behavior of four coherent adaptive radar detectors in the presence of experimentally measured clutter data. To this end we exploit several data files containing both land, lake, and mixed land and sea clutter, collected by two radar systems (the MIT Lincoln Laboratory Phase-One radar and the McMaster IPIX radar) at different polarizations, range resolutions, and frequency bands. The results show that all the receivers, in the presence of real data, don't respect their nominal probability of false alarm (P/sub fa/), namely they exhibit a false alarm rate higher than the value preassigned at the design stage. Nevertheless one of them, the recursive persymmetric adaptive normalized matched filter (RP-ANMF) is very robust, in the sense that it presents an acceptable displacement from the nominal P/sub fa/, in correspondence of all the analyzed scenarios.     

Spatially distributed target detection in non-Gaussian clutter

Two detection schemes for the detection of a spatially distributed, Doppler-shifted target in non-Gaussian clutter are developed. The non-Gaussian clutter is modeled as a spherically invariant random vector (SIRV) distribution. For the first detector, called the non-scatterer density dependent generalized likelihood ratio test (NSDD-GLRT), the detector takes the form of a sum of logarithms of identical functions of data from each individual range cell. It is shown under the clutter only hypothesis, that the detection statistic has the chi-square distribution so that the detector threshold is easily calculated for a given probability of false alarm P_F. The detection probability P_D is shown to be only a function of the signal-to-clutter power ratio (S/C)_opt of the matched filter, the number of pulses N, the number of target range resolution cells J, the spikiness of the clutter determined by a parameter of an assumed underlying mixing distribution, and P_F. For representative examples, it is shown that as N, J, or the clutter spikiness increases, detection performance improves. A second detector is developed which incorporates a priori knowledge of the spatial scatterer density. This detector is called the scatterer density dependent GLRT (SDD-GLRT) and is shown for a representative case to improve significantly the detection performance of a sparsely distributed target relative to the performance of the NSDD-GLRT and to be robust for a moderate mismatch of the expected number of scatterers. For both the NSDD-GLRT and SDD-GLRT, the detectors have the constant false-alarm rate (CFAR) property that P_F is independent of the underlying mixing distribution of the clutter, the clutter covariance matrix, and the steering vector of the desired signal     

子空间干扰加高斯杂波背景下基于 GLRT的斜对称方向检测器设计

文章研究了背景为子空间干扰加高斯杂波的距离扩展目标方向检测问题。杂波是均值为零协方差矩阵未知但具有斜对称特性的高斯杂波,目标与干扰分别通过具备斜对称特性的目标子空间和干扰子空间描述。针对方向检测问题,利用上述斜对称性,根据广义似然比检验(Generalized Likeli-hood Ratio Test,GLRT)准则的一步与两步设计方法,设计了基于 GLRT的一步法与两步法的距离扩展目标方向检测器。通过理论推导证明了这 2种检测器相对于未知杂波协方差矩阵都具有恒虚警率。对比相同背景下已有检测器,特别是在辅助数据有限的场景下,文章提出的 2个检测器表现出了优越的检测性能。     

Performance of an adaptive detection algorithm; rejection ofunwanted signals

The analysis of an adaptive detection algorithm described previously by the author (1985, 1986) is extended. Previously, the performance was evaluated for the case of a signal corresponding exactly to the steering vector used in the derivation of the algorithm. Here the performance for signals arriving from other directions is evaluated. It is shown that these signals are rejected much more strongly than would be suggested by the sidelobe levels of the adapted patterns themselves     

Detectors for Multiomial Input

The binary detection problem is considered. Under an arbitrary noise environment, the input sample space can be transformed into a multinomial vector. Based on observations of this vector, the Neyman-Pearson optimal detector is developed for a known signal. When the signal strength is unknown, the likelihood ratio principle is followed to obtain consistent tests which use the Pearson's chisquare statistic. The resulting detectors are compared to others in terms of asymptotic relative efficiency under some actual noise distributions.     

Robust and adaptive actuator failure compensation designs for a rocket fairing structural-acoustic model

The actuator failure compensation problem is formulated for active vibration control of a rocket fairing structural-acoustic model with unknown actuator failures. Performance of a nominal optimal control scheme in the presence of actuator failures is studied to show the need of effective failure compensation. A robust control scheme and two adaptive control schemes are developed, which are able to ensure the closed-loop system signal boundedness in the presence of actuator failures whose failure pattern and values are unknown. The adaptive scheme for parameterizable failures ensures asymptotic stability despite failure uncertainties. Simulation results verified their failure compensation effectiveness.     

一类非仿射型系统的神经网络自适应控制

针对一类未知控制方向的非仿射型系统的神经网络自适应控制问题进行了研究,提出了一种基于隐函数定理、反演设计技术、Nussbaum-型函数和神经网络理论相结合的新颖的自适应控制策略,成功地解决了该类系统控制器设计问题,为该类控制问题提出了一种解决思路。最后给出的数字仿真算例证明了该设计方法的有效性。     

Adaptive detection schemes in compound-Gaussian clutter

Radar detection of coherent pulse trains embedded in compound-Gaussian disturbance with partially known statistics is discussed. We first give a thorough derivation of two recently proposed adaptive detection structures. Next, we derive a different detection scheme exploiting the assumption that the clutter is wide-sense stationary. Resorting to the theory of circulant matrices, in fact, we demonstrate that the estimation of the structure of the clutter covariance matrix can be reduced to the estimation of its eigenvalues, which in turn can be (efficiently) done via fast Fourier transform codes. After a thorough performance assessment, mostly carried on via computer simulations, the results show that the newly proposed detector achieves better performance than the two previously introduced adaptive detectors. Moreover, a sensitivity analysis shows that, even though this detector does not strictly guarantee the constant false alarm rate property with respect to the clutter covariance matrix, it is robust, in the sense that its performance is only slightly affected by variations in the clutter temporal correlation     

Adaptive control for feedback-linearized missiles withuncertainties

A robust adaptive control scheme is proposed that can be applied to a practical autopilot design for feedback-linearized skid-to-turn (STT) missiles with aerodynamic uncertainties. The approach is to add a robust adaptive controller to a feedback-linearizing controller in order to reduce the influence of the aerodynamic uncertainties. The proposed robust adaptive control scheme is based on a sliding mode control technique with an adaptive law for estimating the unknown upper bounds of uncertain parameters. A feature of the proposed scheme is that missile systems with aerodynamic uncertainties can be controlled effectively over a wide operating range of flight conditions. It is shown, using Lyapunov stability theory, that the proposed scheme can give sufficient tracking capability and stability for a feedback-linearized STT missile with aerodynamic uncertainties. The six-degree-of-freedom nonlinear simulation results also show that good performance for several uncertainty models and engagement scenarios can be achieved by the proposed scheme in practical night conditions     

Attitude tracking control for variable structure near space vehicles based on switched nonlinear systems

An adaptive robust attitude tracking control law based on switched nonlinear systems is presented for a variable structure near space vehicle (VSNSV) in the presence of uncertainties and disturbances. The adaptive fuzzy systems are employed for approximating unknown functions in the flight dynamic model and their parameters are updated online. To improve the flight robust performance, robust controllers with adaptive gains are designed to compensate for the approximation errors and thus they have less design conservation. Moreover, a systematic procedure is developed for the synthesis of adaptive fuzzy dynamic surface control (DSC) approach. According to the common Lyapunov function theory, it is proved that all signals of the closed-loop system are uniformly ultimately bounded by the continuous controller. The simulation results demonstrate the effectiveness and robustness of the proposed control scheme.     

机械手的神经网络自适应滑动模控制器设计

 针对多关节机械手的鲁棒跟随控制器设计问题，提出了一种新的机械手神经网络自适应滑动模控制器设计方法，机械手的动力学非线性假设是完全未知的。在提出的控制结构中，高斯径向基函数神经网络用于在线补偿机械手的动力学非线性，参数学习律由稳定性理论得到。给出了系统稳定性和参数收敛性的证明。最后提出方法的可行性通过仿真得到验证。