Analyses of sidereal and solar anisotropies in cosmic rays

The Sun's interplanetary magnetic field and the solar wind modulate the distribution of galactic cosmic-ray particles in the heliosphere. The particles diffuse inward, convert outward and have drifts in the motion of their gyro-centres. Irregularities in the IMF also scatter particles from their gyro-orbits. These processes are the components of solar modulation and produce streaming (and higher-order anisotropies) of particles in the heliosphere. The anisotropies can be investigated at the Earth by examining the count rates of cosmic-ray detectors. The anisotropic streams appear as diurnal variations in solar and sidereal time in the count rates. Higher-order anisotropies produce generally much smaller semi-diurnal and higher-order variations. Theoretical models of solar modulation predict effects that depend on the polarity of the Sun's magnetic dipole. The solar diurnal and north-south anisotropies can be used to test these predictions. This paper is a short review of analyses of 60 years of cosmic-ray data collected at the Earth for the solar and sidereal diurnal variations present. Past analyses have yielded interesting and controversial results regarding the rigidity spectra and components of these anisotropies. Some of the controversy remains today. Analyses of these anisotropies have also yielded quantitative information about parameters important to solar modulation, such as latitudinal and radial density gradients. The relatively new techniques used for these determinations are explained here. Calculations of these modulation parameters from Earth-based cosmic-ray detectors are reviewed and compared to spaceprobe measurements and theoretical predictions of their values. Recently, investigations of the sidereal and solar diurnal anisotropies have been combined to calculate mean-free-paths of cosmic rays in the heliosphere. The latest conclusions from these analyses are that the parallel mean-free-paths of cosmic rays may depend on the polarity of the Sun's magnetic field. The results of these investigations are included in this paper to indicate the present state of knowledge concerning this facet of cosmic-ray research.Now at Department of Physics, Shinshu University, 3-1-1 Asahi, Matsumoto 390, Japan.     

Cosmic-Ray Modulation in the Heliosphere A Phenomenological Study

The heliospheric cosmic-ray network–Pioneer 10/11, Voyager 1/2, Ulysses and IMP 8 have provided detailed observations of galactic and anomalous cosmic rays over a period of time that now exceeds 25 years and extends to heliocentric distances beyond 65 AU. These data, when compared over consecutive 11 year solar cycles, clearly establishes the existence of a 22-year cosmic ray modulation cycle that is dominated by the 11-year solar activity cycle but is strongly influenced by gradient and curvature drifts in association with the tilt of the heliospheric neutral current sheet as well as the mediation of the enhanced magnetic turbulence above the solar poles. Over successive solar minima these effects manifest themselves in the remarkable differences in the energetic particle time histories, in the magnitude and sign of the radial and latitudinal intensity gradients and in the changes in the energy spectra of anomalous cosmic rays as a function of heliocentric distance.From solar minimum to solar maximum the long term modulation is principally a combination of two solar related phenomena, the cumulative effect of long-lived global merged interaction regions (GMIRs) and gradient and curvature drifts in the interplanetary magnetic field. For the periods when positive ions flow in over the solar poles and out along the heliospheric current sheet, the modulation of ions is dominated by GMIRs. When this flow pattern is reversed it is found that drifts are an important but not dominant factor for cosmic ray modulation with the current sheet related drift effects decreasing with increasing rigidity R, heliolatitude and heliocentric distance. Over a single solar cycle these conclusions are confirmed at 1 AU by comparing the relative modulation of cosmic-ray helium nuclei and electrons.     

Solar cosmic rays

The first observations of solar cosmic rays were made simultaneously by many investigators at worldwide cosmic-ray stations in the periods of powerful chromospheric flares on February 28 and March 7, 1942. The discovery of these and the investigation of cosmic-ray solar-daily variations with maximum time near noon led some authors (Richtmyer and Teller, 1948; Alfvén, 1949, 1950) to a model of apparent cosmic-ray solar origin. We present here the results of the properties of solar cosmic rays from ground events (experimental and theoretical investigations). We also discuss important information from solar experimental data relating to these ground events observed in September and October 1989 and May 1990. Some experimental evidence of acceleration processes in associated phenomena with flares and long-term (solar cycle) variation of the average flux of solar cosmic rays is discussed as also cornal and interplanetary propagation, and that in the terrestrial magnetosphere. Note that the energy spectrum of solar cosmic rays varied very strongly from one flare to another. What are the causes of these phenomena? What is the nature of chemical and isotopic contents of solar cosmic rays? How can its changes occur in the energy spectrum and chemical contents of solar cosmic rays in the process of propagation? Is it possible to recalculate these parameters to the source? What makes solar cosmic rays rich in heavy nucleus and³He? The important data about electrons, positrons, gamma-quanta and neutrons from flares will be discussed in a subsequent paper (Dorman and Venkatesan, 1992). The question is: What main acceleration mechanism of solar flare and associated phenomena are reliable? These problems are connected with the more general problem on solar flare origin and its energetics. In Dorman and Venkatesan (1993) we will consider these problems as well as the problem of prediction of radiation hazard from solar cosmic rays (not only in space, but also in the Earth's atmosphere too).     

Three-dimensional cosmic-ray simulations: Heliographic latitude and current-sheet tilt

We present the results from a study of the variations of the cosmic-ray intensity with time, heliographic latitude, and longitude, and for varying interplanetary conditions, using our three-dimensional, time-dependent computer code for cosmic-ray transport in the heliosphere. Our code also produces a solar-wind and interplanetary magnetic field (IMF) configuration which is compared with observations. Because of the fully threedimensional nature of the model calculations, we are able to model time variations which would be expected to be observed along Ulysses's trajectory as it moves to high latitudes. In particular we can model the approximately 13-and 26-day solar-rotation induced variations in cosmic rays, solar wind and IMF, as a function of increasing heliographic latitude, as one moves poleward of the interplanetary current sheet. Our preliminary model results seem to be in general form quite similar to published data, but depend on the physical parameters used such as cosmic-ray diffusion coefficients, boundary conditions, and the nature of the solar wind and IMF and current sheet.     

Cosmic-Ray Energy Spectra and Time Variations in the Local Interstellar Medium: Constraints and Uncertainties

The spectra of galactic cosmic rays that are observed inside the heliosphere result from the interaction of the spectra present in the local interstellar medium with the structured but turbulent magnetic field carried by the solar wind. Observational tests of solar modulation theory depend on comparisons between spectra inside and outside the heliosphere. Our knowledge of the local interstellar spectra are indirect, using extrapolations of interplanetary spectra measured at high energies where solar modulation effects are minimal and modeling of the physical processes that occur during particle acceleration and transport in the interstellar medium. The resulting estimates of the interstellar spectra can also be checked against observations of the effects that cosmic rays have on the chemistry of the interstellar medium and on the production of the diffuse galactic gamma-ray background. I review the present understanding of the local galactic cosmic-ray spectra, emphasizing the constraints set by observations and the uncertainties that remain.     

Cosmic-ray scintillations and dynamic processes in space

Cosmic-ray scintillations registered by ground-base observations reflect, as a rule, the action of a whole number of processes proceeding in interplanetary space and Earth's magnetosphere. The study of scintillation phenomena in cosmic rays, is, in fact, divided into a number of problems connected with the interaction of charged particles of cosmic radiation with the matter and fields which they encounter in the entire length of their propagation. The cosmic-ray scintillations established by different authors from the data of ground-base and high-altitude devices for quiet and disturbed periods, as well as the theoretical calculations of different models and mechanisms of the origin and development of cosmic-ray scintillations are analyzed. High-frequency scintillations of f 10^-5 Hz are shown to be precursors of an approaching shock wave, scintillations with periods of the order of 10–20 and 40–50 min being most sensitive to disturbances of interplanetary medium near the Earth. Since cosmic rays of different energies are sensitive to different processes in interplanetary space at different distances from the Earth, one can sound the conditions in interplanetary medium up to 10¹⁵ cm from the Earth by measuring particle fluxes at different energy ranges.     

Transient Effects and Disturbed Conditions

In the present phase of the solar cycle no big transients leading to strong modulation had been observed after 1991. Apart from a few minor disturbances cosmic rays were still recovering to a new intensity maximum. It was suggested, therefore, that existing literature from previous cycles should be critically reviewed. The scene was set by the introductory papers on— phenomenology of cosmic ray modulation in successive solar cycles throughout the heliosphere— the present state of models for long term modulation and their shortcomings— the relation between cosmic ray variations and the magnitude of the interplanetary magnetic field (the CR-B-relation)— charge dependent effects.In the discussions, the study of propagating diffusive disturbances and the CR-B-relation played a central role. The difference was stressed between isolated transient disturbances in the inner solar system (Forbush decreases), and the long lasting, step-like decreases caused by merged interaction regions in the outer heliosphere. The recovery rates following the step-like decreases vary with the phase in the 22-year solar cycle. In some cases this requires a modification of existing drift models. In the outer heliosphere, the CR-B-relation leads to the result 1/ between the diffusion coefficient and the field magnitude . This simple result is a challenge for theoreticians to derive the perpendicular diffusion coefficient fromfirst principles. The three articles in this report essentially follow the list of open points and arguments just presented.The article "Observations and Simple Models" is organised around the model of a propagating diffusive barrier, its application to Forbush effects in the inner heliosphere and to decreases caused by merged interaction regions in the outer heliosphere. Acomparison of observed Forbush decreases with model predictions requires a careful separation of the two steps related to the turbulent region behind the shock front and the closed magnetic field regions of the ejecta (the interplanetary counterparts of coronal mass ejections). It is shown that models for propagating disturbances can be used to derive values of the diffusion coefficients phenomenologically, not only during the disturbance, but also in the ambient medium.The "Modeling of Merged Interaction Regions" summarizes the dynamic and time-dependent process of cosmic ray modulation in the heliosphere. Numerical models with only a time-dependent neutral sheet prove to be successful when moderate to low solar activity occurs but fail to describe large and discrete steps in modulated cosmic rays when solar activity is high. To explain this feature of heliospheric modulation, the concept of global merged interaction regions is required. The com-bination of gradient, curvature and neutral sheet drifts with these global merged interaction regions has so far been the most successful approach in explaining the 11-year and 22-year cycles in the long-term modulation of cosmic rays.The "Remarks on the Diffusion Tensor in the Heliosphere" describe available theories of perpen-dicular diffusion and drift, and discuss their relevance to cosmic rays in the heliosphere. In addition, the information about diffusion coefficients and spatial gradients obtained from the analysis of steady state anisotropies at neutron monitor energies is summarized. These topics are intimately related to the other two articles. They are also part of the general discussion about the "Diffusion Tensor throughout the Heliosphere" which played an important role in all working groups.     

Large Scale Modulation: View From the Earth

The current knowledge and ideas, obtained from groundlevel observations and concerning the solar modulation of cosmic rays, are reviewed. The following topics are discussed: observations of the cosmic ray modulation at the Earth and main characteristics of the accumulated experimental data; manifestations of the solar magnetic cycle in cosmic rays; the effect of hysteresis and its relation to the size of the heliosphere; the rigidity spectrum of long-term cosmic ray variations; the influence of the sporadic effects on long-term modulation; long-term variations of cosmic ray anisotropy and gradients; the place of groundlevel observations in current studies of cosmic ray modulation and their future prospects. Particular consideration is given to the correlation of long-term cosmic ray variations with different solar-heliospheric parameters, and to empirical models of cosmic ray modulation. This revised version was published online in August 2006 with corrections to the Cover Date.     

Interdisciplinary summary of solar/interplanetary events during August 1972

The solar/interplanetary events in early August 1972 are summarized in Section 1 (Introduction), Section 2 (August 1972 Events in the Solar Cycle 20), Section 3 (Evolution of Solar Active Region: McMath region No. 11976 and its flare-activity), Section 4 (Radio, X-ray, and Proton Characteristics of Four Major Solar Flares: F-1 at 0316 UT on 2 August, F-2 at 1958 UT on 2 August, F-3 at 0626 UT on 4 August, and F-4 at 1522 UT on 7 August), Section 5 (Interplanetary Shock Waves: observations of the shock waves generated from the four major solar flares at several points in interplanetary space, the Earth, Pioneer-9, Pioneer-10, etc.; interplanetary scintillations; shock trajectories in the heliosphere), Section 6 (Variations of Solar and Galactic Cosmic Rays: four solar proton events observed in the vicinity of the earth and at the Pioneer-9 location in the course of interplanetary disturbances; Forbush decreases of cosmic ray intensity; the spikeshaped variation in solar and galactic cosmic rays on 5 August), and Section 7 (Conclusions).     

Muon Observations

Muon observations are complementary to neutron monitor observations but there are some important differences in the two techniques. Unlike neutron monitors, muon telescope systems use coincidence techniques to obtain directional information about the arriving particle. Neutron monitor observations require simple corrections for pressure variations to compensate for the varying mass of atmospheric absorber over a site. In contrast, muon observations require additional corrections for the positive and negative temperature effects. Muon observations commenced many years before neutron monitors were constructed. Thus, muon data over a larger number of solar cycles is available to study solar modulation on anisotropies and other cosmic ray variations. The solar diurnal and semi-diurnal variations have been studied for many years. Using the techniques of Bieber and Chen it has been possible to derive the radial gradient, parallel mean-free path and symmetric latitude gradient of cosmic rays for rigidities <200 GV. The radial gradient varies with the 11-year solar activity cycle whereas the parallel mean-free path appears to vary with the 22-year solar magnetic cycle. The symmetric latitudinal gradient reverses at each solar polarity reversal. These results are in general agreement with predictions from modulation models. In undertaking these analyses the ratio of the parallel to perpendicular mean-free path must be assumed. There is strong contention in the literature about the correct value to employ but the results are sufficiently robust for this to be, at most, a minor problem. An asymmetric latitude gradient of highly variable nature has been found. These observations do not support current modulation models. Our view of the sidereal variation has undergone a revolution in recent times. Nagashima, Fujimoto and Jacklyn proposed a narrow Tail-In source anisotropy and separate Loss-Cone anisotropy as being responsible for the observed variations. A new analysis technique, more amenable to such structures, was developed by Japanese and Australian researchers. They confirmed the existence of the two anisotropies. However, they found that the Tail-In anisotropy is asymmetric and that both anisotropies had different positions from the prediction. Most 27-day modulations are observed at neutron monitor rigidities but not so readily at higher rigidities. An exception to this is the Isotropic Intensity Wave modulation observed in the early 1980s and again in 1991. This modulation is very strongly related to the heliospheric sector structure and implies a significantly different cosmic ray density on either side of the neutral sheet. The interpretation of most cosmic ray modulation phenomena requires good latitude coverage in both hemispheres. The closure of many muon observatories is a matter of concern. In the northern hemisphere a few new instruments are being constructed and spatial coverage is barely adequate. In the southern hemisphere the situation is far worse with the possibility that within a decade only the Mawson observatory in Antarctica will still be in operation. This revised version was published online in August 2006 with corrections to the Cover Date.     

Modulation of Cosmic Rays in the Heliosphere From Solar Minimum to Maximum: a Theoretical Perspective

The modulation of galactic cosmic rays in the heliosphere seems to be dominated by four major mechanisms: convection, diffusion, drifts (gradient, curvature and current sheet), and adiabatic energy losses. In this regard the global structure of the solar wind, the heliospheric magnetic field (HMF), the current sheet (HCS), and that of the heliosphere itself play major roles. Individually, the four mechanisms are well understood, but in combination, the complexity increases significantly especially their evolvement with time - as a function of solar activity. The Ulysses observations contributed significantly during the past solar minimum modulation period to establish the relative importance of these major mechanisms, leading to renewed interest in developing more sophisticated numerical models, and in the underlying physics, e.g., what determines the diffusion tensor. With increased solar activity, the relative contributions of the mentioned mechanisms change, but how they change and what causes these changes over an 11-year solar cycle is not well understood. It can therefore be expected that present and forthcoming observations during solar maximum activity will again produce very important insights into the causes of long-term modulation. In this paper the basic theory of solar modulation is reviewed for galactic cosmic rays. The influence of the Ulysses observations on the development of the basic theory and numerical models are discussed, especially those that have challenged the theory and models. Model-based predictions are shown for what might be encountered during the next solar minimum. Lastly, modulation theory and modelling are discussed for periods of maximum solar activity when a global reorganization of the HMF, and the HCS, occurs. This revised version was published online in August 2006 with corrections to the Cover Date.     

Cosmic-ray lifetime in the galaxy: Experimental results and models

The containment lifetime of the cosmic radiation is a crucial parameter in the investigation of the cosmic-ray origin and plays an important role in the dynamics of the Galaxy. The separation of the cosmic-ray Be isotopes achieved by two satellite experiments is considered in this paper, and from the measured isotopic ratio between the radioactive ¹⁰Be (half-life = 1.5 × 10⁶ yr) and the stable ⁹Be, it is deduced that the cosmic rays propagate through matter with an average density of 0.24 ± 0.07 atoms cm^-3, lower than the traditionally quoted average density in the galactic disk of 1 atom cm^-3. This paper reviews the implications of this result for the cosmic-ray age mainly in the context of two models of confinement and propagation: the homogeneous model, normally identified with confinement to the galactic gaseous disk, and a diffusion model in which the cosmic rays extend into a galactic halo. The propagation calculations use:

1. a newly deduced cosmic-ray pathlength distribution.
2. a self-consistent model of solar modulation.
3. an up-to-date set of fragmentation cross sections.

The satellite results and their implications are compared with the information on the cosmic-ray age derived from other cosmic-ray radioactive nuclei and the measured differential energy spectrum of high-energy electrons. It is a major conclusion of this paper that in a homogeneous model the cosmic-ray age is 15(+7, -4) million years, i.e., about a factor 4 longer than early estimates based on the abundances of the light nuclei Li, Be, and B and a nominal interstellar density of 1 atom cm ^-3. The lifetime is even longer when the satellite results are applied to a diffusion halo model. The deduced traversed matter density, together with other astrophysical considerations, suggest the population of a galactic halo by the cosmic rays.     

On The Stratospheric Measurements of Cosmic Rays

The results of measurements of cosmic-ray intensity in the Earth's atmosphere from 1957 up to now are presented. Balloon launchings performed several times a week at northern and southern polar latitudes as well as at midlatitudes yield a homogeneous data series for the study of the spatial distribution and temporal changes in the cosmic-ray intensity. The 11- and 22-year solar modulation, north-south asymmetry, energy hysteresis and a long-term trend in the cosmic-ray intensity are discussed. The fluxes and energy spectra of protons with energy > 100 MeV for about 100 solar energetic particle events in 1958-1992 are given. The role of cosmic rays in terrestrial atmospheric processes is briefly discussed.     

Forbush decreases in the cosmic radiation

The experimental observations of Forbush decreases in recent years are reviewed and related to different theoretical models which have been proposed. The observational data from both ground-based and spacecraft experiments were selected to illustrate the important characteristics of Forbush decreases. The form of the rigidity dependence of the cosmic-ray modulation during the decreases and effects of the geomagnetic field upon the magnitude of the decreases are discussed. Recent results to deduce the cosmic-ray flow patterns from the observed anisotropies during the decreases are presented. Other features such as differences in onset times, recovery times, precursory increases are discussed. In considering the theoretical models particular emphasis is placed upon the agreement of the predictions of the model with the experimental observations. A theoretical model is suggested which is not original but represents a synthesis of several models previously proposed. Future important measurements and analyses necessary to an understanding of Forbush decreases are outlined.     

Modulation of Cosmic Rays and Anomalous Components by CIRs

CIRs produce clearly visible recurrent modulation in the intensity of cosmic rays and anomalous components, but are not principally responsible for determining the overall global level of modulation. However, the localized variations imposed by CIRs in the parameters for propagation of energetic particles through the solar wind provide useful diagnostics for testing models of the propagation against observations. A principal result from Ulysses observations of CIR-induced variations is that the variations persist to very high latitudes, well beyond the range where CIRs are observed. This has driven theoretical models to provide for enhanced latitude transport of energetic particles. On the other hand, observations of Jovian electron intensities vs. latitude do not support enhanced latitude transport. This chapter contains a summary of the interaction between observations and models for the effects of CIRs, and its impact on the understanding of the physics of modulation. This revised version was published online in August 2006 with corrections to the Cover Date.     

Solar modulation of galactic cosmic radiation

In this review an attempt is made to present an integrated view of the solar modulation process that cause time variation of cosmic ray particles. After briefly surveying the relevant large and small scale properties of the interplanetary magnetic fields and plasma, the motion of cosmic ray particles in the disordered interplanetary magnetic fields is discussed. The experimentally observed long term variations of different species of cosmic ray particles are summarised and compared with the theoretical predictions from the diffusion-convection model. The effect of the energy losses due to decelaration in the expanding solar wind are clearly brought out. The radial density gradient, the modulation parameter and their long term variation are discussed to understand the dynamics of the modulating region. The cosmic ray anisotropy measurements at different energies are summarised. At high energies (E 1 GeV), the average diurnal anisotropy is shown to be energy independent and along the 18.00 h direction consistent with their undergoing partial corotation with the sun. The average semi-diurnal anisotropy seems to vary with energy as E ⁺¹ and incident from a direction perpendicular to the interplanetary field line, consistent with the semi-diurnal component being produced by latitudinal gradients. Both the diurnal and semi-diurnal components are shown to be practically time invariant. On a day to day basis, however, the anisotropy characteristics such as the exponent of variation, the amplitude and the phase show very high variability which are interpreted in terms of convection and variable field aligned diffusion due to the redistribution of the galactic cosmic ray density following transient changes in the interplanetary medium. The anisotropy observation at low energies (E 100 MeV) are, however, not explained by the theory.The rigidity dependence and the anisotropies during short term variations such as Forbush decreases are discussed in terms of the proposed field models for the interplanetary field structure and are compared with the observed rigidity dependence of long term variations. The data pertaining to the 27 day corotating Forbush decreases and their association with enhanced diurnal variation are also presented. The relationship between the energetic storm particle events which are caused by the acceleration of particles in the shock fronts and the Forbush decreases which are caused by the exclusion of galactic particles by the enhanced field structure in the same fronts are clearly brought out. Thus the recurrent increases at low energies and recurrent decreases at high energies may both be caused by the field structure in the shock front. In conclusion, the properties of the very short period fluctuations (18–25 cph) are summarised.     

Modulation of Galactic Cosmic Rays at Solar Minimum

Cosmic ray particles respond to the heliospheric magnetic field in the expanding solar wind and its turbulence and therefore provide a unique probe for conditions in the changing heliosphere. During the last four years, concentrated around the solar minimum period of solar cycle 22, the exploration of the solar polar regions by the joint ESA/NASA mission Ulysses revealed the three-dimensional behavior of cosmic rays in the inner and middle heliosphere. Also during the last decades, the Pioneer and Voyager missions have greatly expanded our understanding of the structure and extent of the outer heliosphere. Simultaneously, numerical models describing the propagation of galactic cosmic rays are becoming sophisticated tools for interpreting and understanding these observations. We give an introduction to the subject of the modulation of galactic cosmic rays in the heliosphere during solar minimum. The modulation effects on cosmic rays of corotating interaction regions and their successors in the outer heliosphere are discussed in more detail by Gazis, McDonald et al. (1999) and McKibben, Jokipii et al. (1999) in this volume. Cosmic-ray observations from the Ulysses spacecraft at high heliographic latitudes are also described extensively in this volume by Kunow, Lee et al. (1999). This revised version was published online in August 2006 with corrections to the Cover Date.     

The Astrophysics of Galactic Cosmic Rays

Observations of cosmic rays and their related radio to gamma-ray signatures are surveyed and discussed critically, and compared to theoretical models of the cosmic-ray origin and propagation. The analogous heliospheric processes are included as a well-studied case of the principal physical processes of energetic particle acceleration and propagation. Reinforcements, or conflicts, in the interpretations of cosmic-ray spectral and compositional characteristics arise when cosmic-ray source and propagation models are confronted with astronomical information about the Galaxy as a whole and from potential source sites, i.e., supernova remnants or regions with high massive-star density. This volume represents the outcome of two workshops held at ISSI. In this chapter we summarize the introductory papers presented below, and include insights from the workshop discussions.     

Propagation, Confinement Models, and Large-Scale Dynamical Effects of Galactic Cosmic Rays

The problems of cosmic-ray transport in the Galaxy are discussed. The discussion covers the diffusion model of cosmic ray propagation in the Galaxy, the dynamical effects of relativistic particles in the interstellar medium, and the origin of ultra high energy cosmic rays.