Relativistic solar proton events

Energetic solar flare particles contain rich information concerning mechanisms of particle acceleration on the Sun and subsequent transport through turbulent interplanetary space. Even the most energetic particles, in particular protons with kinetic energy above 500 MeV, may undergo coronal and interplanetary propagation effects, disturbing their accelerated injection spectrum after release from the solar flare. Relativistic solar proton events are recorded by neutron monitors at ground level. A detailed knowledge of the response of these ground-based detectors to the impact by a beam of protons on the top of the atmosphere is required to analyze these observations. The spectral index of arriving protons can be obtained from the response of the world-wide network of neutron monitors provided their directional anisotropy is known. The spectral index may also by determined from the relative enhancements in count rates of two similar detectors at different altitudes but similar asymptotic cones of acceptances, or from the relative enhancements of two detectors with different spectral sensitivities but at the same location of high latitude. Ground level enhancements from solar flare protons have been recorded at Sanae, Antarctica, since 1971 by two neutron monitors with different sensitivities to primary protons in the rigidity range from 1 GV to 5 GV. Spectral indexes of about 20 of these more energetic solar flare proton events have been determined from the two detector enhancements recorded at Sanae. These indexes do not show any increase (softening of the relativistic proton spectra) with increasing heliolongitude away from the preferred IMF connection region as was obtained for 20–80 MeV protons. Furthermore, most of the enhanced count rates show fluctuations larger than statistical, indicative of propagation in a mostly turbulent interplanetary magnetic field.     

GeV Particle Acceleration in Solar Flares and Ground Level Enhancement (GLE) Events

Ground Level Enhancement (GLE) events represent the most energetic class of solar energetic particle (SEP) events, requiring acceleration processes to boost ?1?GeV ions in order to produce showers of secondary particles in the Earth’s atmosphere with sufficient intensity to be detected by ground-level neutron monitors, above the background of cosmic rays. Although the association of GLE events with both solar flares and coronal mass ejections (CMEs) is undisputed, the question arises about the location of the responsible acceleration site: coronal flare reconnection sites, coronal CME shocks, or interplanetary shocks? To investigate the first possibility we explore the timing of GLE events with respect to hard X-ray production in solar flares, considering the height and magnetic topology of flares, the role of extended acceleration, and particle trapping. We find that 50% (6 out of 12) of recent (non-occulted) GLE events are accelerated during the impulsive flare phase, while the remaining half are accelerated significantly later. It appears that the prompt GLE component, which is observed in virtually all GLE events according to a recent study by Vashenyuk et al. (Astrophys. Space Sci. Trans. 7(4):459–463, 2011), is consistent with a flare origin in the lower corona, while the delayed gradual GLE component can be produced by both, either by extended acceleration and/or trapping in flare sites, or by particles accelerated in coronal and interplanetary shocks.     

Large solar flare radiation shielding requirements for manned interplanetary missions

As the 21st century approaches, there is an ever-increasing interest in launching manned missions to Mars. A major concern to mission planners is exposure of the flight crews to highly penetrating and damaging space radiations. Beyond the protective covering of the Earth's magnetosphere, the two main sources of these radiations are galactic cosmic rays and solar particle events. Preliminary analyses of potential exposures from galactic cosmic rays (GCR's) were presented elsewhere. In this Note, estimates of shielding thicknesses required to protect astronauts on interplanetary missions from the effects of large solar flare events are presented. The calculations use integral proton fluences for the February 1956, November 1960, and August 1972 solar particle events as inputs into the NASA Langley Research Center nucleon transport code BRYNTRN. This deterministic computer code transports primary protons and secondary protons and neutrons through any number of layers of target material of arbitrary thickness and composition. Contributions from target nucleus breakup (fragmentation) and recoil are also included. The results for each flare are presented as estimates of dose equivalent [in units of roentgen equivalent man (rem)] to the skin, eye, and bloodforming organs (BFO) behind various thicknesses of aluminum shielding. These results indicate that the February 1956 event was the most penetrating; however, the August 1972 event, the largest ever recorded, could have been mission- or life-threatening for thinly shielded (< or = 5 g/cm2) spacecraft. Also presented are estimates of the thicknesses of water shielding required to reduce the BFO dose equivalent to currently recommended astronaut exposure limits. These latter results suggest that organic polymers, similar to water, appear to be a much more desirable shielding material than aluminum.     

A Comparison of Ground Level Event e/p and Fe/O Ratios with Associated Solar Flare and CME Characteristics

Solar energetic particle (SEP) events reaching rigidities >1 GV are observed at 1?AU as ground-level events (GLEs). They are considered to be extreme cases of gradual SEP events, produced by shocks driven by wide and fast CMEs that are usually associated with long-duration (>1 hour) soft X-ray (SXR) flares. However, some large gradual SEP events, including GLEs, are associated with flares of short-duration (<1 hour) timescales comparable to those of flares seen with impulsive, low-energy SEP events with enhanced charge states, heavy-element abundances, and e/p ratios. The association of some GLEs with short-duration SXR events challenges us to understand the GLE event-to-event variation with SXR durations and whether it truly reflects the nature of the particle acceleration processes or simply the characteristics of the solar regions from which large, fast CMEs arise. We examine statistically the associated flare, active region (AR), and CME characteristics of ～40?GLEs observed since 1976 to determine how the GLE e/p and Fe/O ratios, each measured in two energy ranges, depend on those characteristics. The abundance ratios trend weakly to lower, more coronal, and less scattered values with increasing flare timescales, thermal and nonthermal peak fluxes, and measures of source AR sizes. These results and the wide range of solar longitude connections for GLEs with high abundance ratios argue against a significant role for flare effects in the GLEs. We suggest that GLE SEPs are accelerated predominately in CME-driven shocks and that a coupling of flare size and timescales with CME properties could explain the SEP abundance correlations with flare properties.     

Possible evidence for a rigidity-dependent release of relativistic protons from the solar corona

A model of the time evolving relativistic solar proton spectra for the 7 May 1978 ground level solar cosmic ray event is presented. This event, with associated cosmic ray neutron monitor increases of over 100% and containing relativistic particles with energies greater than 10 GeV/nucleon was characterized by an extreme anisotropy and a rapidly evolving spectrum, particularly during the initial phase. The observational data from cosmic ray neutron monitors viewing in the anti-Sun direction (180° away from the initial solar particle direction) indicates that a back scatter pulse of 4% of the primary pulse was observed at the Earth 20 min after the event onset. Previous attempts to model the solar particle spectrum found consistent and systematic differences between the theoretically calculated cosmic ray increase and the actual increase as observed by neutron monitors. In order to reconcile these differences, we have concluded that the observational data give evidence for a rigidity dependent release of relativistic solar protons from the solar corona during the very early stages of this event.An invited paper presented at STIP Workshop on Shock Waves in the Solar Corona and Interplanetary Space, 15–19 June, 1980, Smolenice, Czechoslovakia.     

Ulysses observations of a coronal origin particle event at 32° south heliographic latitutde

A remarkable streaming beam-like particle event of 60 keV-5 MeV ions and of 38–315 keV electrons has been reported previously. This event has been associated with the passage of a Coronal Mass Ejection (CME) over the Ulysses spacecraft on June 9–13, 1993. At this time, the spacecraft was located at 4.6 AU from the sun and at an heliolatitude of 32° south. It was proposed (Armstrong et al., 1994) that the particle injection source could have been of coronal origin. In this study, we analyse the solar activity during this period. We identify a region of solar radio noise storms in the corona and in particular, a flare on June 7 that presents all the required characteristics to produce the hot plasma beam observed in the interplanetary medium.     

The streaming of solar flare particles and plasma in interplanetary space

A review is given of the features of solar particle emissions which cause various terrestrial disturbances. Three types of corpuscular emissions, namely, solar cosmic rays, energetic storm protons and plasma clouds, are associated with intense solar flares. Outward streaming of the solar wind and of beams of enhanced activity originate from the quiescent solar corona. It is shown that these solar particles propagate through interplanetary space, being modulated in a systematic way by existing magnetic fields. Time variations of solar flare particle flux, and their energy spectrum, are discussed.     

Properties of Ground Level Enhancement Events and the Associated Solar Eruptions During Solar Cycle 23

Solar cycle 23 witnessed the most complete set of observations of coronal mass ejections (CMEs) associated with the Ground Level Enhancement (GLE) events. We present an overview of the observed properties of the GLEs and those of the two associated phenomena, viz., flares and CMEs, both being potential sources of particle acceleration. Although we do not find a striking correlation between the GLE intensity and the parameters of flares and CMEs, the solar eruptions are very intense involving X-class flares and extreme CME speeds (average ～2000?km/s). An M7.1 flare and a 1200?km/s CME are the weakest events in the list of 16 GLE events. Most (80?%) of the CMEs are full halos with the three non-halos having widths in the range 167 to 212?degrees. The active regions in which the GLE events originate are generally large: 1290?msh (median 1010?msh) compared to 934?msh (median: 790?msh) for SEP-producing active regions. For accurate estimation of the CME height at the time of metric type?II onset and GLE particle release, we estimated the initial acceleration of the CMEs using flare and CME observations. The initial acceleration of GLE-associated CMEs is much larger (by a factor of 2) than that of ordinary CMEs (2.3?km/s² vs. 1?km/s²). We confirmed the initial acceleration for two events for which CME measurements are available in the inner corona. The GLE particle release is delayed with respect to the onset of all electromagnetic signatures of the eruptions: type?II bursts, low frequency type?III bursts, soft X-ray flares and CMEs. The presence of metric type?II radio bursts some 17?min (median: 16?min; range: 3 to 48?min) before the GLE onset indicates shock formation well before the particle release. The release of GLE particles occurs when the CMEs reach an average height of ～3.09?R _s (median: 3.18?R _s ; range: 1.71 to 4.01?R _s ) for well-connected events (source longitude in the range W20–W90). For poorly connected events, the average CME height at GLE particle release is ～66?% larger (mean: 5.18?R _s ; median: 4.61?R _s ; range: 2.75–8.49?R _s ). The longitudinal dependence is consistent with shock accelerations because the shocks from poorly connected events need to expand more to cross the field lines connecting to an Earth observer. On the other hand, the CME height at metric type?II burst onset has no longitudinal dependence because electromagnetic signals do not require magnetic connectivity to the observer. For several events, the GLE particle release is very close to the time of first appearance of the CME in the coronagraphic field of view, so we independently confirmed the CME height at particle release. The CME height at metric type?II burst onset is in the narrow range 1.29 to 1.8?R _s , with mean and median values of 1.53 and 1.47?R _s . The CME heights at metric type?II burst onset and GLE particle release correspond to the minimum and maximum in the Alfvén speed profile. The increase in CME speed between these two heights suggests an increase in Alfvénic Mach number from?2 to?3. The CME heights at GLE particle release are in good agreement with those obtained from the velocity dispersion analysis (Reames in Astrophys. J. 693:812, 2009a; Astrophys. J. 706:844, 2009b) including the source longitude dependence. We also discuss the implications of the delay of GLE particle release with respect to complex type?III bursts by ～18?min (median: 16?in; range: 2 to 44?min) for the flare acceleration mechanism. A?similar analysis is also performed on the delay of particle release relative to the hard X-ray emission.     

Energy Spectra, Composition, and Other Properties of Ground-Level Events During Solar Cycle 23

We report spacecraft measurements of the energy spectra of solar protons and other solar energetic particle properties during the 16 Ground Level Events (GLEs) of Solar Cycle 23. The measurements were made by eight instruments on the ACE, GOES, SAMPEX, and STEREO spacecraft and extend from ～0.1 to ～500–700?MeV. All of the proton spectra exhibit spectral breaks at energies ranging from ～2 to ～46?MeV and all are well fit by a double power-law shape. A comparison of GLE events with a larger sample of other solar energetic particle (SEP) events shows that the typical spectral indices are harder in GLE events, with a mean slope of ?3.18 at >40?MeV/nuc. In the energy range 45 to 80?MeV/nucleon about ～50?% of GLE events have properties in common with impulsive ³He-rich SEP events, including enrichments in Ne/O, Fe/O, ²²Ne/²⁰Ne, and elevated mean charge states of Fe. These ³He-rich events contribute to the seed population accelerated by CME-driven shocks. An analysis is presented of whether highly-ionized Fe ions observed in five events could be due to electron stripping during shock acceleration in the low corona. Making use of stripping calculations by others and a coronal density model, we can account for events with mean Fe charge states of 〈Q _Fe〉≈+20 if the acceleration starts at ～1.24–1.6 solar radii, consistent with recent comparisons of CME trajectories and type-II radio bursts. In addition, we suggest that gradual stripping of remnant ions from earlier large SEP events may also contribute a highly-ionized suprathermal seed population. We also discuss how observed SEP spectral slopes relate to the energetics of particle acceleration in GLE and other large SEP events.     

Coronal streamers' theories

Some theoretical aspects of solar coronal streamers are discussed with emphasis on the current sheet and reconnection processes going on along the axis of the streamer. The dynamics of the streamer is a combination of MHD and transport, with acceleration of particles due to reconnection and leakage of plasma outwards as a slow solar wind as the observable results. The presence of the almost-closed magnetic bottles of streamers that can store high-energy particles for significant times provides the birdcage for solar cosmic rays, the reconnection in the sheet feeds medium-energy protons into the corona for the large-scale storage needed for certain flare models, and the build-up of excess density sets the stage for coronal mass ejections.     

The Time Structure of Ground Level Enhancements in?Solar Cycle 23

In a recent paper McCracken et al. (J. Geophys. Res. 113:A12101, 2008) proposed that the Ground Level Enhancement (GLE) of 20 January 2005 may have been produced by more than one acceleration mechanism, with the first acceleration due to the solar flare and the second one due to the CME associated with that event. They also noted several other GLEs with similar multiple pulse structures. This paper systematically investigates all the GLEs of solar cycle 23, from GLE 55 on 6 November 1997 to GLE 70 on 13 December 2006, to study their morphology and pulse structure, and to determine whether the multiple structures that may be found in these events are qualitatively similar to that of the GLE of 20 January 2005. We use all the data of all NMs that saw each event, to have as much directional and spectral information as possible. It is shown that three of these 16 events do contain such double-pulse structures, and the properties of these three are discussed in some detail.     

The Observational Motivation for Computational Advances in Solar Flare Physics

A solar flare is a violent and transient release of energy in the corona of the Sun, associated with the reconfiguration of the coronal magnetic field. The major mystery of solar flare physics is the precise nature of the conversion of stored magnetic energy into the copious accelerated particles that are observed indirectly by the radiation that they produce, and also directly with in situ detectors. This presents a major challenge for theory and modeling. Recent years have brought significant observational advances in the study of solar flares, addressing the storage and release of magnetic energy, and the acceleration and propagation of fast electrons and ions. This paper concentrates on two topics relevant to the early phase of a flare, magnetic reconnection and charged particle acceleration and transport. Some recent pertinent observations are reviewed and pointers given for the directions that, this reviewer suggests, computational models should now seek to take.     

Solar Sources of Heliospheric Energetic Electron Events—Shocks or Flares?

Electrons with near-relativistic (E≳30 keV, NrR) and relativistic (E≳0.3 MeV) energies are often observed as discrete events in the inner heliosphere following solar transient activity. Several acceleration mechanisms have been proposed for the production of those electrons. One candidate is acceleration at MHD shocks driven by coronal mass ejections (CMEs) with speeds ≳1000 km s⁻¹. Many NrR electron events are temporally associated only with flares while others are associated with flares as well as with CMEs or with radio type II shock waves. Since CME onsets and associated flares are roughly simultaneous, distinguishing the sources of electron events is a serious challenge. On a phenomenological basis two classes of solar electron events were known several decades ago, but recent observations have presented a more complex picture. We review early and recent observational results to deduce different electron event classes and their viable acceleration mechanisms, defined broadly as shocks versus flares. The NrR and relativistic electrons are treated separately. Topics covered are: solar electron injection delays from flare impulsive phases; comparisons of electron intensities and spectra with flares, CMEs and accompanying solar energetic proton (SEP) events; multiple spacecraft observations; two-phase electron events; coronal flares; shock-associated (SA) events; electron spectral invariance; and solar electron intensity size distributions. This evidence suggests that CME-driven shocks are statistically the dominant acceleration mechanism of relativistic events, but most NrR electron events result from flares. Determining the solar origin of a given NrR or relativistic electron event remains a difficult proposition, and suggestions for future work are given.     

A cosmochemical view of cosmic rays and solar particles

The composition of cosmic rays and solar particles is reviewed with emphasis on the question of whether they are representative samples of Galactic and solar matter. The composition of solar particles changes with energy and from flare to flare. A strong excess of heavy elements at energies below a few MeV/nuc decreases with energy, and at energies above 15 MeV/nuc the composition of solar particles resembles that of galactic cosmic rays somewhat better than that of the solar atmosphere. The elements Ne through Pb have remarkably similar abundances in cosmic ray sources and in the matter of the solar system. The lighter elements are depleted in cosmic rays, whereas U and Th may be enriched or not, depending on whether the meteoritic or solar abundance of Th is used. Two prototype sources of cosmic rays are considered: gas with solar system composition but enriched in elements with Z > 8 during acceleration and emission (by analogy with solar particle emission), and highly evolved matter enriched in r-process elements such as U, Th and transuranic elements. The energy-dependence of cosmic ray composition suggests that both sources may contribute at different energies.Miller Institute Professor, 1972–73.     

The Origin of Solar Energetic Particle Events: Coronal Acceleration versus Shock Wave Acceleration

We review evidence that led to the view that acceleration at shock waves driven by coronal mass ejections (CMEs) is responsible for large particle events detected at 1 AU. It appears that even if the CME bow shock acceleration is a possible model for the origin of rather low energy ions, it faces difficulties on account of the production of ions far above 1 MeV: (i) although shock waves have been demonstrated to accelerate ions to energies of some MeV nucl^–1 in the interplanetary medium, their ability to achieve relativistic energies in the solar environment is unproven; (ii) SEP events producing particle enhancements at energies 100 MeV are also accompanied by flares; those accompanied only by fast CMEs have no proton signatures above 50 MeV. We emphasize detailed studies of individual high energy particle events which provide strong evidence that time-extended particle acceleration which occurs in the corona after the impulsive flare contributes to particle fluxes in space. It appears thus that the CME bow shock scenario has been overvalued and that long lasting coronal energy release processes have to be taken into account when searching for the origin of high energy SEP events.     

ATS-6 Solar Cosmic Ray and Trapped Particle Experiment

The Solar Cosmic Ray and Trapped Particle Experiment was designed to study the entry, propagation, and loss of solar cosmic rays and the acceleration and loss of trapped electrons and protons in the magnetosphere. Two orthogonal proton and alpha partical telescopes measure protons from 300 keV to 250 MeV and alphas from 2 MeV to 200 MeV. Electron spectrometers measure electrons from 50 keV to 1 MeV and are used in conjunction with the 300-keV to 1.2-MeV proton channels to study the injection of electrons and protons into the magnetosphere during substorms. Two solar cosmic ray events were observed during the first four months of operation. The first of these began on July 3, 1974, and is probably one of the more complicated events in recent years. There were numerous flares and sudden commencements as well as intense fluxes of low energy plasma with a severly perturbed magnetosphere. The second solar cosmic ray event was smaller and was associated with an isolated east limb flare. The first increase was observed on September 11, 1974.     

Relativistic electron events in interplanetary space

This review is concerned with relativistic electron events observed in interplanetary space. The different types of event are identified and illustrated. The relationships between solar X-ray and radio emissions and relativistic electrons are examined, and the relevance of the observations to solar flare acceleration models is discussed. A statistical analysis of electron spectra, the electron/proton ratio and propagation from the flare site to the Earth is presented. A model is outlined which can account for the release of electrons from the Sun in a manner consistent with observations of energetic solar particles and electromagnetic solar radiation.The literature survey for this review was concluded in May 1973.     

Reconstructed 3-d magnetic field structure and hard X-ray two ribbons for 2000 Bastille-day event

The Bastille-day event in 2000 produced energetic 3B/X5.6 flare with a halo CME, which had great geo-effects consequently. This event has been studied extensively and it is considered that it follows the two-ribbon flare model. The flare/CME event was triggered by an erupting filament and TRACE observations showed formation of giant arcade structures during the flare process. Hard X-ray (HXR) two ribbons revealed for the first time in this flare event (Masuda et al., 2001). The reconstruction of 3-D coronal magnetic fields revealed a magnetic flux rope structure, for the first time, from extrapolation of observed photospheric vector magnetogram data and the flux rope structure was co-spatial with portion of the filament and a UV bright lane (Yan et al., 2001a, 2001b). Here we review some recent work related to the flux rope structure and the HXR two ribbons by comparing their locations and the flux temporal profiles during the flare process so as to understand the energy release and particle accelerations. It is proposed that the rope instability may have triggered the flare event, and reconnection may occur during this process. The drifting pulsation structure in the decimetric frequency range is considered to manifest the rope ejection, or the initial phase of the coronal mass ejection. The HXR two ribbons were distributed along the flux rope and the rope foot points coincide with HXR sources. The energy dissipation from IPS observations occurred within about 100 R _⋅ is consistent with the estimate for the flux rope system. This revised version was published online in August 2006 with corrections to the Cover Date.     

Current Fragmentation and Particle Acceleration in Solar Flares

Particle acceleration in solar flares remains an outstanding problem in plasma physics and space science. While the observed particle energies and timescales can perhaps be understood in terms of acceleration at a simple current sheet or turbulence site, the vast number of accelerated particles, and the fraction of flare energy in them, defies any simple explanation. The nature of energy storage and dissipation in the global coronal magnetic field is essential for understanding flare acceleration. Scenarios where the coronal field is stressed by complex photospheric motions lead to the formation of multiple current sheets, rather than the single monolithic current sheet proposed by some. The currents sheets in turn can fragment into multiple, smaller dissipation sites. MHD, kinetic and cellular automata models are used to demonstrate this feature. Particle acceleration in this environment thus involves interaction with many distributed accelerators. A series of examples demonstrate how acceleration works in such an environment. As required, acceleration is fast, and relativistic energies are readily attained. It is also shown that accelerated particles do indeed interact with multiple acceleration sites. Test particle models also demonstrate that a large number of particles can be accelerated, with a significant fraction of the flare energy associated with them. However, in the absence of feedback, and with limited numerical resolution, these results need to be viewed with caution. Particle in cell models can incorporate feedback and in one scenario suggest that acceleration can be limited by the energetic particles reaching the condition for firehose marginal stability. Contemporary issues such as footpoint particle acceleration are also discussed. It is also noted that the idea of a “standard flare model” is ill-conceived when the entire distribution of flare energies is considered.