High energy cosmic-ray nuclei results on Ulysses: 2. Effects of a recurrent high-speed stream from the southern polar coronal hole

Since June 1992 the Kiel Electron Telescope on board ULYSSES measures 26-day variations of the order of 6% in the fluxes of high energy H and He. In May 1993 ULYSSES entered into the unipolar region of the southern polar coronal hole, but continued to observe similar effects: increases in the MeV proton channels due to acceleration near the shocks of the corotating interaction region and decreases in the intensity of galactic nuclei associated with the same region. Amplitude variations are presented for different magnetic rigidities and the effects are discussed in view of corotating shock development in a 3-dimensional heliospheric structure.     

A Brief History of Recurrent Solar Modulation of the Galactic Cosmic Rays (1937-1990)

This brief review of the pre-Ulysses era begins with the first measurements by ionization chambers in 1937 of a cosmic ray 27-day intensity variation that was believed to have its origin in recurrent variations of the geomagnetic field. However, with the introduction of neutron monitor analysis of the nucleonic component, it was shown in the 1940s and 1950s that this cosmic ray intensity variation arose from interplanetary dynamical phenomena. Beginning in the 1960s direct spacecraft investigations in the heliosphere with Pioneer-10, Pioneer-11, Voyager-1 and Voyager-2 proved that Corotating Interaction Regions were not only the source of the cosmic ray recurrent intensity modulation, but also the source of charged particles accelerated in corotating forward and reverse shocks associated with the corotating interaction regions.These early investigations, confined to low latitudes, have contributed to the understanding of solar phenomena, interplanetary dynamics, charge particle acceleration and the Sun-Earth convection.     

Heliospheric Lessons for Galactic Cosmic-ray Acceleration

The heliosphere is bathed in the supersonic solar wind, which generally creates shocks at any obstacles it encounters: magnetic structures such as coronal mass ejections and planetary magnetospheres, or fast-slow stream interactions such as corotating interaction regions (CIRs) or the termination shock. Each of these shock structures has an associated energetic particle population whose spectra and composition contain clues to the acceleration process and the sources of the particles. Over the past several years, the solar wind composition has been systematically studied, and the long-standing gap between high energy (>1 MeV amu^–1) and the plasma ion populations has been closed by instruments capable of measuring the suprathermal ion composition. In CIRs, where it has been possible to observe all the relevant populations, it turns out that the suprathermal ion population near 1.8–2.5 times the solar wind speed is the seed population that gets accelerated, not the bulk particles near the solar wind peak. These new results are of interest to the problem of Galactic Cosmic-Ray (GCR) Acceleration, since the injection and acceleration of GCRs to modest energies is likely to share many features with processes we can observe in detail in the heliosphere.     

Particle acceleration at the Sun and in the heliosphere

Energetic particles are accelerated in rich profusion at sites throughout the heliosphere. They come from solar flares in the low corona, from shock waves driven outward by coronal mass ejections (CMEs), from planetary magnetospheres and bow shocks. They come from corotating interaction regions (CIRs) produced by high-speed streams in the solar wind, and from the heliospheric termination shock at the outer edge of the heliospheric cavity. We sample many populations near Earth, but can distinguish them readily by their element and isotope abundances, ionization states, energy spectra, angular distributions and time behavior. Remote spacecraft have probed the spatial distributions of the particles and examined new sources in situ. Most acceleration sources can be ‘seen’ only by direct observation of the particles; few photons are produced at these sites. Wave-particle interactions are an essential feature in acceleration sources and, for shock acceleration, new evidence of energetic-proton-generated waves has come from abundance variations and from local cross-field scattering. Element abundances often tell us the physics of the source plasma itself, prior to acceleration. By comparing different populations, we learn more about the sources, and about the physics of acceleration and transport, than we can possibly learn from one source alone. This revised version was published online in August 2006 with corrections to the Cover Date.     

Particle Acceleration at Interplanetary Shocks

This paper briefly reviews proton acceleration at interplanetary shocks. This is key to describing the acceleration of heavy ions at interplanetary shocks because wave excitation—and hence particle scattering—at oblique shocks is controlled by the protons and not the heavy ions. Heavy ions behave as test particles, and their acceleration characteristics are controlled by the properties of proton-excited turbulence. As a result, the resonance condition for heavy ions introduces distinctly different signatures in abundance, spectra, and intensity profiles, depending on ion mass and charge. Self-consistent models of heavy-ion acceleration and the resulting fractionation are discussed. This includes discussion of the injection problem and the acceleration characteristics of quasi-parallel and quasi-perpendicular shocks.     

Shock acceleration of energetic particles in the heliosphere

The theory of shock acceleration of energetic particles is briefly discussed and reviewed with an emphasis on clarifying the apparent distinction between the V × B and Fermi mechanisms. Attention is restricted to those situations in which the energetic particles do not themselves influence the given shock structure. In particular, application of the theory to the acceleration of energetic particles in corotating interaction regions (CIR) in the solar wind is presented. Here particles are accelerated at the forward and reverse shocks which bound the CIR by being compressed between the shock fronts and magnetic irregularities upstream from the shocks, or by being compressed between upstream irregularities and those downstream from the shocks. Particles also suffer adiabatic deceleration in the expanding solar wind, an effect not included in previous shock models for acceleration in CIRs. The model is able to account for the observed exponential spectra at Earth, the observed behavior of the spectra with radial distance, the observed radial gradients in the intensity, and the observed differences in the intensity and spectra at the forward and reverse shocks.Calculations and resulting energy spectra are also presented for shock acceleration of energetic particles in large solar flare events. Based on the simplifying assumption that the shock evolves as a spherically symmetric Sedov blast wave, the calculation yields the time-integrated spectrum of particles initially injected at the shock which eventually escape ahead of the shock into interplanetary space. The spectra are similar to those observed at Earth. Finally further applications are suggested.An invited paper presented at STIP Workshop on Shock Waves in the Solar Corona and Interplanetary Space, 15–19 June, 1980, Smolenice, Czechoslovakia.     

Solar wind corotating stream interaction regions out of the ecliptic plane: Ulysses

Ulysses plasma observations reveal that the forward shocks that commonly bound the leading edges of corotating interaction regions (CIRs) beyond 2 AU from the Sun at low heliographic latitudes nearly disappeared at a latitude of S26°. On the other hand, the reverse shocks that commonly bound the trailing edges of the CIRs were observed regularly up to S41.5°, but became weaker with increasing latitude. Only three CIR shocks have been observed poleward of S41.5°; all of these were weak reverse shocks. The above effects are a result of the forward waves propagating to lower heliographic latitudes and the reverse waves to higher latitudes with increasing heliocentric distance. These observational results are in excellent agreement with the predictions of a global model of solar wind flows that originate in a simple tilted-dipole geometry back at the Sun.     

Electron Acceleration in the Heliosphere

We review the evidence for electron acceleration in the heliosphere putting emphasis on the acceleration processes. There are essentially four classes of such processes: shock acceleration, reconnection, wave particle interaction, and direct acceleration by electric fields. We believe that only shock and electric field acceleration can in principle accelerate electrons to very high energies. The shocks known in the heliosphere are coronal shocks, traveling interplanetary shocks, CME shocks related to solar type II radio bursts, planetary bow shocks, and the termination shock of the heliosphere. Even in shocks the acceleration of electrons requires the action of wave particle resonances of which beam driven whistlers are the most probable. Other mechanisms of acceleration make use of current driven instabilities which lead to electron and ion hole formation. In reconnection acceleration is in the current sheet itself where the particles perform Speiser orbits. Otherwise, acceleration takes place in the slow shocks which are generated in the reconnection process and emanate from the diffusion region in the Petschek reconnection model and its variants. Electric field acceleration is found in the auroral zones of the planetary magnetospheres and may also exist on the sun and other stars including neutron stars. The electric potentials are caused by field aligned currents and are concentrated in narrow double layers which physically are phase space holes in the ion and electron distributions. Many of them add up to a large scale electric field in which the electrons may be impulsively accelerated to high energies and heated to large temperatures.     

Origin, Injection, and Acceleration of CIR Particles: Theory Report of Working Group 7

On the basis of the observational picture established in the report of Mason, von Steiger et al. (1999) the status of theoretical models on origin, injection, and acceleration of particles associated with Corotating Interaction Regions (CIRs) is reviewed. This includes diffusive or first-order Fermi acceleration at oblique shocks, adiabatic deceleration in the solar wind, stochastic acceleration in Alfvén waves and oblique propagating magnetosonic waves, and shock surfing as possible injection mechanism to discriminate pickup ions from solar wind ions. This revised version was published online in August 2006 with corrections to the Cover Date.     

Computer modeling of test particle acceleration at oblique shocks

We review the basic techniques and results of numerical codes used to model the acceleration of charged particles at oblique, fast-mode, collisionless shocks. The emphasis is upon models in which accelerated particles (ions) are treated as test particles, and particle dynamics is calculated by numerically integrating along exact phase-space orbits. We first review the case where ions are sufficiently energetic so that the shock can be approximated by a planar discontinuity, and where the electromagnetic fields on both sides of the shock are defined at the outset of each computer run. When the fields are uniform and static, particles are accelerated by the scatter-free drift acceleration process at a single shock encounter. We review the characteristics of scatter-free drift acceleration by considering how an incident particle distribution is modified by interacting with a shock. Next we discuss drift acceleration when magnetic fluctuations are introduced on both sides of the shock, and compare these results with those obtained under scatter-free conditions. We describe the modeling of multiple shock encounters, discuss specific applications, and compare the model predictions with theory. Finally, we review some recent numerical simulations that illustrate the importance of shock structure to both the ion injection process and to the acceleration of ions to high energies at quasi-perpendicular shocks.     

Particle acceleration in solar flares and some related phenomena

Observational features concerning solar energetic particles are compactly reviewed with some emphasis on the spectra and time histories. Velocity dependent characteristics in the energy spectra are pointed out, and compared to the results of the interplanetary shocks. A shock drift acceleration is introduced in order to interpret the observational features, especially a very fast acceleration to MeV energies within an order of second. There is a strong evidence of the shock drift acceleration in the interplanetary shocks. When some conditions are satisfied in the corona, only one or several encounters of particles with a near perpendicular shock accelerates protons to gamma-ray emitting energies (> 10 MeV). Pre-acceleration is inevitable for any kind of acceleration mechanisms in solar flares. To fulfill the requirements from the abundance ratios between various species of accelerated ions, pre-acceleration to the same velocities before the injection into a main acceleration process turns out to be absolutely necessary.     

Recurrent Solar Modulation of the Galactic Cosmic Rays and the Anomalous Nuclear Component in Three Dimensions of the Heliosphere

Ulysses Mission investigations, extending from pole-to-pole of the Sun and inner heliosphere in the period 1993-1996, have led to discoveries that will change dramatically models to account for the physical phenomena underlying the 26-day modulation of galactic cosmic rays and anomalous nuclear components and their propagation modes. These new findings also relate to the propagation of low energy nucleons and electrons accelerated by corotating interaction region shocks. Also included are some unpublished measurements that will need to be taken into account in any model for the 26-day modulation phenomena. This report is a brief summary of the principal results from the solar wind, magnetic field and charged particle investigations, and their alternate interpretations.     

Cosmic Ray Production in Supernovae

We give a brief review of the origin and acceleration of cosmic rays (CRs), emphasizing the production of CRs at different stages of supernova evolution by the first-order Fermi shock acceleration mechanism. We suggest that supernovae with trans-relativistic outflows, despite being rather rare, may accelerate CRs to energies above \(10^{18}\mbox{ eV}\) over the first year of their evolution. Supernovae in young compact clusters of massive stars, and interaction powered superluminous supernovae, may accelerate CRs well above the PeV regime. We discuss the acceleration of the bulk of the galactic CRs in isolated supernova remnants and re-acceleration of escaped CRs by the multiple shocks present in superbubbles produced by associations of OB stars. The effects of magnetic field amplification by CR driven instabilities, as well as superdiffusive CR transport, are discussed for nonthermal radiation produced by nonlinear shocks of all speeds including trans-relativistic ones.     

Observation of Injection and Pre-Acceleration Processes in the Slow Solar Wind

Knowledge of injection and pre-acceleration mechanisms of ions is of fundamental importance for understanding particle acceleration that takes place in various astrophysical settings. The heliosphere offers the best chance to study these poorly understood processes experimentally. We examine ion injection and pre-acceleration using measurements of the bulk and suprathermal solar wind, and pickup ions. Our most puzzling observation is that high-velocity tails, extending to at least 60 keV/e - the upper limit of measurements -, are omnipresent in the slow, in-ecliptic solar wind; these tails exist even in the absence of any shocks. The cause of these tails is unknown. In the disturbed solar wind inside CIRs and downstream of shocks and waves these high-speed tails in the distributions of H⁺, He⁺ and He⁺⁺ become more pronounced and more complex, but with the shapes of the tails showing the same dependence on ion speed for the different species. Pickup hydrogen and helium are found to be readily injected for subsequent acceleration to MeV energies, and thus are the dominant source of CIR-accelerated energetic ions. Competing sources of MeV ions heavier than He are: (1) heated suprathermal solar wind observed downstream of CIR shocks, (2) interstellar N, O and Ne, and (3) the newly discovered heavy pickup ions from an extended inner source inside 1 AU. Our main conclusion is that mechanisms other than the traditional first-order shock acceleration process produce most of the modestly accelerated ions seen in the slow solar wind. This revised version was published online in August 2006 with corrections to the Cover Date.     

Fields and plasmas in the outer solar system

The most significant information about fields and plasmas in the outer solar system, based on observations by Pioneer 10 and 11 investigations, is reviewed. The characteristic evolution of solar wind streams beyond 1 AU has been observed. The region within which the velocity increases continuously near 1 AU is replaced at larger distances by a thick interaction region with abrupt jumps in the solar wind speed at the leading and trailing edges. These abrupt increases, accompanied by corresponding jumps in the field magnitude and in the solar wind density and temperature, consist typically of a forward and a reverse shock. The existence of two distinct corotating regions, separated by sharp boundaries, is a characteristic feature of the interplanetary medium in the outer solar system. Within the interaction regions, compression effects are dominant and the field strength, plasma density, plasma temperature and the level of fluctuations are enhanced. Within the intervening quiet regions, rarefaction effects dominate and the field magnitude, solar wind density and fluctuation level are very low. These changes in the structure of interplanetary space have significant consequences for the many energetic particles propagating through the medium. The interaction regions control the access to the inner solar system of relativistic electrons from Jupiter's magnetosphere. The interaction regions and shocks appear to be associated with an acceleration of solar protons to MeV energies. Flare-generated shocks are observed to be propagating through the outer solar system with constant speed, implying that the previously recognized deceleration of flare shocks takes place principally near the Sun. Radial gradients in the solar wind and interplanetary field parameters have been determined. The solar wind speed is nearly constant between 1 and 5 AU with only a slight deceleration of 30 km s⁺¹ on the average. The proton flux follows an r ⁺² dependence reasonably well, however, the proton density shows a larger departure from this dependence. The proton temperature decreases steadily from 1 to 5 AU and the solar wind protons are slightly hotter than anticipated for an adiabatic expansion. The radial component of the interplanetary field falls off like r ⁺² and, on the average, the magnitude and spiral angle also agree reasonably well with theory. However, there is evidence, principally within quiet regions, of a significant departure of the azimuthal field component and the field magnitude from simple theoretical models. Pioneer 11 has obtained information up to heliographic latitudes of 16°. Observations of the interplanetary sector structure show that the polarity of the field becomes gradually more positive, corresponding to outward-directed fields at the Sun, and at the highest latitudes the sector structure disappears. These results confirm a prior suspicion that magnetic sectors are associated with an interplanetary current sheet surrounding the Sun which is inclined slightly to the solar equator.Proceedings of the Symposium on Solar Terrestrial Physics held in Innsbruck, May–June 1978.     

Voyager Observations of the Magnetic Field in the Distant Heliosphere

The latitudinal structure of the heliospheric magnetic field during much of the solar cycle is determined by a "sector zone", in which both positive and negative magnetic polarities are observed, and by the unipolar regions above and below the sector zone. Distinct corotating streams and interactions regions are found primarily in the sector zone during the declining phase of the solar cycle. Within a few AU, the streams and interaction regions are distinct and are related to solar features. A restructuring of the solar wind occurs between 1 AU and 15 AU, in which the isolated streams, interaction regions and shocks merge to form compound streams and merged interaction regions ("MIRs"). Memory of the source conditions is lost in this process. In the region between 30 AU and the termination shock (the "distant heliosphere"), the pressure of interstellar pickup protons dominates that of the magnetic field and solar wind particles and largely controls the dynamical processes. During 1983 and 1994, corotating streams and corotating interaction regions were observed at 1 AU. Merged interaction regions were observed at 15 AU in 1983, but not at 45 AU during 1994. This result suggests a further restructuring of the solar wind in the distant heliosphere, but variations from one solar cycle to the next might also contribute to the result. Approaching solar minimum in 1996, the latitudinal extent of the sector zone decreased, and Voyager 2 gradually entered the unipolar region below it. The speed was lower in the sector zone than below it. At Voyagers 1 and 2, the change in cosmic ray intensity is related to the magnetic field strength during each year from 1983 through 1996. The magnetic field strength has a multifractal distribution throughout the heliosphere. This fundamental symmetry of the heliosphere has not been incorporated explicitly in cosmic ray propagation models.     

Development and Effects of Turbulence in Connection with CIRs

We present an overview of the properties of magnetohydrodynamic turbulence within corotating interaction regions (CIRs) and its effects on energetic particles. We stress the importance of both the population of fluctuations in the inner heliosphere and the changing local environment in determining their properties at larger heliospheric distances. We present observations from two typical CIRs, one at 0.3 AU before compression regions have formed and the other well developed at 5.1 AU, and discuss the properties of fluctuations within them and show that it is possible to distinguish different regions of the CIR on the basis of the turbulence itself. The strength of the turbulence varies strongly within and close to the CIRs, explaining changes in the mean free path of energetic particles of several orders of magnitude with implications for the modulation of cosmic rays and for diffusive acceleration of particles. The mechanisms by which turbulent fluctuations within interaction regions scatter energetic particles are briefly discussed on a theoretical basis. This revised version was published online in August 2006 with corrections to the Cover Date.     

Energetic Particles and Corotating Interaction Regions in the Solar Wind

This paper reviews three important effects on energetic particles of corotating interaction regions (CIRs) in the solar wind that are formed at the leading edges of high-speed solar wind streams originating in coronal holes. A brief overview of CIRs and their important features is followed by a discussion of CIR-associated modulations in the galactic cosmic ray intensity, with an emphasis on observations made by spacecraft particle telescope ‘anti-coincidence’ guards. Such guards combine high counting rates (hundreds of counts/s) and a lower rigidity response than neutron monitors to provide detailed information on the relationship between cosmic ray modulations and CIR structure. The modulation of Jovian electrons by CIRs is then described. Finally, the acceleration of ions to energies of ～20 MeV/n in the vicinity of CIRs is reviewed.     

Electron-Ion Temperature Equilibration in Collisionless Shocks: The Supernova Remnant-Solar Wind Connection

Collisionless shocks are loosely defined as shocks where the transition between pre-and post-shock states happens on a length scale much shorter than the collisional mean free path. In the absence of collision to enforce thermal equilibrium post-shock, electrons and ions need not have the same temperatures. While the acceleration of electrons for injection into shock acceleration processes to produce cosmic rays has received considerable attention, the related problem of the shock heating of quasi-thermal electrons has been relatively neglected. In this paper we review the state of our knowledge of electron heating in astrophysical shocks, mainly associated with supernova remnants (SNRs), shocks in the solar wind associated with the terrestrial and Saturnian bowshocks, and galaxy cluster shocks. The solar wind and SNR samples indicate that the ratio of electron temperature, (T _e ) to ion temperature (T _p ) declining with increasing shock speed or Alfvén Mach number. We discuss the extent to which such behavior can be understood on the basis of waves generated by cosmic rays in a shock precursor, which then subsequently damp by heating electrons, and speculate that a similar explanation may work for both solar wind and SNR shocks.     

Shock interactions in the outer heliosphere

Observations of plasma and magnetic fields by Pioneer 10 and 11 and Voyager 1 and 2 reveal that MHD shocks are an important component of the large-scale solar wind structures in the outer heliosphere. This review discusses recent progress in simulation studies of the nonlinear evolution of the solar wind structures, and in particular concentrates on the theoretical development and applications of the shock interactions model. Various stream propagation models, which do not use the Rankine-Hugoniot relations to calculate the jump conditions at shock crossings, have been used to simulate the essential evolution process of isolated streams and the formation and propagation of corotating and transient shocks. They produce fairly good results in the region up to a few AU. In 1984, the shock interactions model was introduced to study the evolution of large-scale solar wind structures in the region outside 1 AU up to several tens of AU. The model uses the exact Rankine-Hugoniot relations to calculate the shock speed and shock strength at all shock crossings. So that the model can more accurately calculate the shock speeds and the accumulated irreversible shock heating of plasma at several tens of AU. The applications of the shock interactions model are presented in three groups. (a) The first group covers the basic interaction of a shock with the ambient solar wind, the formation and propagation of shock pairs, and the collision and merging of shocks. (b) The second group covers the use of the shock interactions model to simulate the nonlinear evolution of large-scale solar wind structures in the outer heliosphere. These simulation results can provide the detailed evolution process for large-scale solar wind structures in the vast region not directly observed. Two selected studies are reported. (c) Finally, the shock interactions model is applied to studying the heating of the solar wind in the outer heliosphere. The model calculations support shocks being chiefly responsible for the heating of the solar wind plasma in the outer heliosphere at least up to 30 AU.