Energy Spectra, Composition, and Other Properties of Ground-Level Events During Solar Cycle 23

We report spacecraft measurements of the energy spectra of solar protons and other solar energetic particle properties during the 16 Ground Level Events (GLEs) of Solar Cycle 23. The measurements were made by eight instruments on the ACE, GOES, SAMPEX, and STEREO spacecraft and extend from ～0.1 to ～500–700?MeV. All of the proton spectra exhibit spectral breaks at energies ranging from ～2 to ～46?MeV and all are well fit by a double power-law shape. A comparison of GLE events with a larger sample of other solar energetic particle (SEP) events shows that the typical spectral indices are harder in GLE events, with a mean slope of ?3.18 at >40?MeV/nuc. In the energy range 45 to 80?MeV/nucleon about ～50?% of GLE events have properties in common with impulsive ³He-rich SEP events, including enrichments in Ne/O, Fe/O, ²²Ne/²⁰Ne, and elevated mean charge states of Fe. These ³He-rich events contribute to the seed population accelerated by CME-driven shocks. An analysis is presented of whether highly-ionized Fe ions observed in five events could be due to electron stripping during shock acceleration in the low corona. Making use of stripping calculations by others and a coronal density model, we can account for events with mean Fe charge states of 〈Q _Fe〉≈+20 if the acceleration starts at ～1.24–1.6 solar radii, consistent with recent comparisons of CME trajectories and type-II radio bursts. In addition, we suggest that gradual stripping of remnant ions from earlier large SEP events may also contribute a highly-ionized suprathermal seed population. We also discuss how observed SEP spectral slopes relate to the energetics of particle acceleration in GLE and other large SEP events.     

The Low-Energy Telescope (LET) and SEP Central Electronics for the STEREO Mission

The Low-Energy Telescope (LET) is one of four sensors that make up the Solar Energetic Particle (SEP) instrument of the IMPACT investigation for NASA’s STEREO mission. The LET is designed to measure the elemental composition, energy spectra, angular distributions, and arrival times of H to Ni ions over the energy range from ～3 to ～30 MeV/nucleon. It will also identify the rare isotope ³He and trans-iron nuclei with 30≤Z≤83. The SEP measurements from the two STEREO spacecraft will be combined with data from ACE and other 1-AU spacecraft to provide multipoint investigations of the energetic particles that result from interplanetary shocks driven by coronal mass ejections (CMEs) and from solar flare events. The multipoint in situ observations of SEPs and solar-wind plasma will complement STEREO images of CMEs in order to investigate their role in space weather. Each LET instrument includes a sensor system made up of an array of 14 solid-state detectors composed of 54 segments that are individually analyzed by custom Pulse Height Analysis System Integrated Circuits (PHASICs). The signals from four PHASIC chips in each LET are used by a Minimal Instruction Set Computer (MISC) to provide onboard particle identification of a dozen species in ～12 energy intervals at event rates of ～1,000 events/sec. An additional control unit, called SEP Central, gathers data from the four SEP sensors, controls the SEP bias supply, and manages the interfaces to the sensors and the SEP interface to the Instrument Data Processing Unit (IDPU). This article outlines the scientific objectives that LET will address, describes the design and operation of LET and the SEP Central electronics, and discusses the data products that will result.     

The Relativistic Electron-Proton Telescope (REPT) Instrument on Board the Radiation Belt Storm Probes (RBSP) Spacecraft: Characterization of Earth’s Radiation Belt High-Energy Particle Populations

Particle acceleration and loss in the million electron Volt (MeV) energy range (and above) is the least understood aspect of radiation belt science. In order to measure cleanly and separately both the energetic electron and energetic proton components, there is a need for a carefully designed detector system. The Relativistic Electron-Proton Telescope (REPT) on board the Radiation Belt Storm Probe (RBSP) pair of spacecraft consists of a stack of high-performance silicon solid-state detectors in a telescope configuration, a collimation aperture, and a thick case surrounding the detector stack to shield the sensors from penetrating radiation and bremsstrahlung. The instrument points perpendicular to the spin axis of the spacecraft and measures high-energy electrons (up to ～20 MeV) with excellent sensitivity and also measures magnetospheric and solar protons to energies well above E=100 MeV. The instrument has a large geometric factor (g=0.2 cm²?sr) to get reasonable count rates (above background) at the higher energies and yet will not saturate at the lower energy ranges. There must be fast enough electronics to avert undue dead-time limitations and chance coincidence effects. The key goal for the REPT design is to measure the directional electron intensities (in the range 10^?2–10⁶ particles/cm²?s?sr?MeV) and energy spectra (ΔE/E～25 %) throughout the slot and outer radiation belt region. Present simulations and detailed laboratory calibrations show that an excellent design has been attained for the RBSP needs. We describe the engineering design, operational approaches, science objectives, and planned data products for REPT.     

Langmuir Turbulence and Suprathermal Electrons

Charged particle acceleration takes place ubiquitously in the Universe including the near-Earth heliospheric environment. Typical in situ spacecraft measurements made in the solar wind show that the charged particle velocity distribution contains energetic components with quasi scale-free power-law velocity dependence, f～v ^?α , for high velocity range. In this Review a theory of quiet-time solar-wind electrons that contain a suprathermal component is discussed, in which these electrons are taken to be in dynamical equilibrium with Langmuir turbulence. This Review includes an overview of the Langmuir turbulence theory, as well as a discussion on asymptotic equilibrium solution of Langmuir turbulence/suprathermal electron system. Theoretical predictions of high-energy electron velocity power-law distribution index is then compared against the recent observations of the superhalo electron velocity distribution made by instruments onboard WIND and STEREO spacecraft. It is shown that the theoretical prediction of velocity power-law index is intermediate to the observed range.     

Tropospheric New Particle Formation and the Role of Ions

The Suprathermal Electron (STE) instrument, part of the IMPACT investigation on both spacecraft of NASA’s STEREO mission, is designed to measure electrons from ～2 to ～100 keV. This is the primary energy range for impulsive electron/³He-rich energetic particle events that are the most frequently occurring transient particle emissions from the Sun, for the electrons that generate solar type III radio emission, for the shock accelerated electrons that produce type II radio emission, and for the superhalo electrons (whose origin is unknown) that are present in the interplanetary medium even during the quietest times. These electrons are ideal for tracing heliospheric magnetic field lines back to their source regions on the Sun and for determining field line lengths, thus probing the structure of interplanetary coronal mass ejections (ICMEs) and of the ambient inner heliosphere. STE utilizes arrays of small, passively cooled thin window silicon semiconductor detectors, coupled to state-of-the-art pulse-reset front-end electronics, to detect electrons down to ～2 keV with about 2 orders of magnitude increase in sensitivity over previous sensors at energies below ～20 keV. STE provides energy resolution of ΔE/E～10–25% and the angular resolution of ～20° over two oppositely directed ～80°×80° fields of view centered on the nominal Parker spiral field direction.     

The IMPACT Solar Wind Electron Analyzer (SWEA)

SWEA, the solar wind electron analyzers that are part of the IMPACT in situ investigation for the STEREO mission, are described. They are identical on each of the two spacecraft. Both are designed to provide detailed measurements of interplanetary electron distribution functions in the energy range 1～3000 eV and in a 120°×360° solid angle sector. This energy range covers the core or thermal solar wind plasma electrons, and the suprathermal halo electrons including the field-aligned heat flux or strahl used to diagnose the interplanetary magnetic field topology. The potential of each analyzer will be varied in order to maintain their energy resolution for spacecraft potentials comparable to the solar wind thermal electron energies. Calibrations have been performed that show the performance of the devices are in good agreement with calculations and will allow precise diagnostics of all of the interplanetary electron populations at the two STEREO spacecraft locations.     

Gamma rays and neutrinos as complementary probes in astrophysics

Electrons are more susceptible to energy losses in magnetic fields and photon fields than protons. Hence, photons at various wavelengths, including gamma rays, bring more readily information on high-energy electrons than on protons. Neutrinos provide a unique tracer for protons. Furthermore, at high energies the neutrino flux can considerably exceed the gamma-ray flux, as gamma rays above ～1 MeV are degraded by γ-γ interactions in compact high-intensity sources. Active galactic nuclei (AGN) with outputs >10⁴⁵ ergs s^?1 and dimensions ～10¹⁴ cm would constitute such sources. If the AGN are powered by ultra-massive black holes, then these numerical conditions are satisfied, and at high energies the flux J _v >J _γ . Berezinsky and Ginzburg have pointed out that the photon intensity around spinars is not sufficient to cause gamma-ray degradation. These authors have demonstrated that the measurement of neutrino flux, combined with the measurement (or upper limit) of gamma-ray flux would show whether the active galactic nuclei are powered by massive black holes or spinars. We estimate that gamma rays would be degraded at spinars, too, at energies >1 GeV.     

The Solar Electron and Proton Telescope for the STEREO Mission

The Solar Electron and Proton Telescope (SEPT), one of four instruments of the Solar Energetic Particle (SEP) suite for the IMPACT investigation, is designed to provide the three-dimensional distribution of energetic electrons and protons with good energy and time resolution. This knowledge is essential for characterizing the dynamic behaviour of CME associated and solar flare associated events. SEPT consists of two dual double-ended magnet/foil particle telescopes which cleanly separate and measure electrons in the energy range from 30–400 keV and protons from 60–7?000 keV. Anisotropy information on a non-spinning spacecraft is provided by the two separate telescopes: SEPT-E looking in the ecliptic plane along the Parker spiral magnetic field both towards and away from the Sun, and SEPT-NS looking vertical to the ecliptic plane towards North and South. The dual set-up refers to two adjacent sensor apertures for each of the four view directions: one for protons, one for electrons. The double-ended set-up refers to the detector stack with view cones in two opposite directions: one side (electron side) is covered by a thin foil, the other side (proton side) is surrounded by a magnet. The thin foil leaves the electron spectrum essentially unchanged but stops low energy protons. The magnet sweeps away electrons but lets ions pass. The total geometry factor for electrons and protons is 0.52 cm²?sr and 0.68 cm²?sr, respectively. This paper describes the design and calibration of SEPT as well as the scientific objectives that the instrument will address.     

Solar gamma rays

The theory of gamma-ray production in solar flares is treated in detail. Both lines and continuum are produced. The strongest line predicted at 2.225 MeV with a width of less than 100 eV and detected at 2.24±0.02 MeV, is due to neutron capture by protons in the photosphere. Its intensity is dependent on the photospheric ³He abundance. The neutrons are produced in nuclear reactions of flare accelerated particles which also produce positrons and prompt nuclear deexcitation lines. The strongest prompt lines are at 4.43 MeV from ¹²C and at 6.2 from ¹⁶O and ¹⁵N. These lines result from both direct excitation and spallation. The widths of individual prompt lines are determined by nuclear kinematics. The width of the 4.43 MeV line is 100 keV and that of the 6.2 MeV feature is 300 keV. Both these lines have been observed from a solar flare. Other potentially observable lines are predicted at 0.845 and 1.24 MeV from ⁵⁶Fe, at 1.63 MeV principally from ¹⁴N and ²⁰Ne, at 1.78 MeV from ²⁸Si, at 5.3 MeV from ¹⁵O and ¹⁵N, and at 7.12 MeV from ¹⁶O. The widths of the iron lines are only a few keV, while those of the other lines are about 100 keV. The only other observed line is at 0.511 MeV from positron annihilation. The width of this line is determined by the temperature, and its temporal variation depends on the density of the ambient medium in the annihilation region. Positrons can also annihilate from the ³ S state of positronium to produce a 3-photon continuum below 0.511 MeV. In addition, the lines of ⁷Li and ⁷Be at 0.478 keV and 0.431 keV, which have kinematical widths of 30 keV, blend into a strong feature just below the 0.511 MeV line.From the comparison of the observed and calculated intensities of the line at 4.4 MeV to that of the 2.2 MeV line it is possible to obtain information on the spectrum of accelerated nuclei in flares. Moreover, from the absolute intensities of these lines the total number of accelerated nuclei at the Sun and their heating of the flare region can be estimated. We find that about 10³³ protons of energies greater than 30 MeV were produced in the 1972, August 4 flare.The gamma-ray continuum, produced by electron bremsstrahlung, allows the determination of the spectrum and number of accelerated electrons in the MeV region. From the comparison of the line and continuum intensities we find a proton-to-electron ratio of about 10 to 10² at the same energy for the 1972, August 4 flare. For the same flare the protons above 2.5 MeV which are responsible for the gamma-ray emission produce a few percent of the heat generated by the electrons which make the hard X-rays above 20 keV.NAS-NRC Resident Research Associate.Research supported by the National Science Foundation under Grant GP 31620.     

The STEREO Mission: An Introduction

The twin STEREO spacecraft were launched on October 26, 2006, at 00:52 UT from Kennedy Space Center aboard a Delta 7925 launch vehicle. After a series of highly eccentric Earth orbits with apogees beyond the moon, each spacecraft used close flybys of the moon to escape into orbits about the Sun near 1 AU. Once in heliospheric orbit, one spacecraft trails Earth while the other leads. As viewed from the Sun, the two spacecraft separate at approximately 44 to 45 degrees per year. The purposes of the STEREO Mission are to understand the causes and mechanisms of coronal mass ejection (CME) initiation and to follow the propagation of CMEs through the inner heliosphere to Earth. Researchers will use STEREO measurements to study the mechanisms and sites of energetic particle acceleration and to develop three-dimensional (3-D) time-dependent models of the magnetic topology, temperature, density and velocity of the solar wind between the Sun and Earth. To accomplish these goals, each STEREO spacecraft is equipped with an almost identical set of optical, radio and in situ particles and fields instruments provided by U.S. and European investigators. The SECCHI suite of instruments includes two white light coronagraphs, an extreme ultraviolet imager and two heliospheric white light imagers which track CMEs out to 1 AU. The IMPACT suite of instruments measures in situ solar wind electrons, energetic electrons, protons and heavier ions. IMPACT also includes a magnetometer to measure the in situ magnetic field strength and direction. The PLASTIC instrument measures the composition of heavy ions in the ambient plasma as well as protons and alpha particles. The S/WAVES instrument uses radio waves to track the location of CME-driven shocks and the 3-D topology of open field lines along which flow particles produced by solar flares. Each of the four instrument packages produce a small real-time stream of selected data for purposes of predicting space weather events at Earth. NOAA forecasters at the Space Environment Center and others will use these data in their space weather forecasting and their resultant products will be widely used throughout the world. In addition to the four instrument teams, there is substantial participation by modeling and theory oriented teams. All STEREO data are freely available through individual Web sites at the four Principal Investigator institutions as well as at the STEREO Science Center located at NASA Goddard Space Flight Center.     

3He-Rich Solar Energetic Particle Events

³He-rich solar energetic particle (SEP) events show huge enrichments of ³He and association with kilovolt electrons and Type-III radio bursts. Observations from a new generation of high resolution instruments launched on the Wind, ACE, Yohkoh, SOHO, TRACE, and RHESSI spacecraft have revealed many new properties of these events: the particle energy spectra are found to be either power-law or curved in shape, with the ³He spectrum often being distinctly different from other species. Ultra-heavy nuclei up to >200 amu are found to be routinely present at average enrichments of >200 times solar-system abundances. The high ionization states previously observed near ∼1 MeV/nucleon have been found to decrease towards normal solar coronal values in these events. The source regions have been identified for many events, and are associated with X-ray jets and EUV flares that are associated with magnetic reconnection sites near active regions. This paper reviews the current experimental picture and theoretical models, with emphasis on the new insights found in the last few years.     

Energetic Particles Investigation (EPI)

The Energetic Particles Investigation (EPI) instrument operates during the pre-entry phase of the Galileo Probe. The major science objective is to study the energetic particle population in the innermost regions of the Jovian magnetosphere — within 4 radii of the cloud tops — and into the upper atmosphere. To achieve these objectives the EPI instrument will make omnidirectional measurements of four different particle species — electrons, protons, alpha-particles, and heavy ions (Z > 2). Intensity profiles with a spatial resolution of about 0.02 Jupiter radii will be recorded. Three different energy range channels are allocated to both electrons and protons to provide a rough estimate of the spectral index of the energy spectra. In addition to the omnidirectional measurements, sectored data will be obtained for certain energy range electrons, protons, and alpha-particles to determine directional anisotropies and particle pitch angle distributions. The detector assembly is a two-element telescope using totally depleted, circular silicon surfacebarrier detectors surrounded by a cylindrical tungsten shielding with a wall thickness of 4.86 g cm^-2. The telescope axis is oriented normal to the spherical surface of the Probe's rear heat shield which is needed for heat protection of the scientific payload during the Probe's entry into the Jovian atmosphere. The material thickness of the heat shield determines the lower energy threshold of the particle species investigated during the Probe's pre-entry phase. The EPI instrument is combined with the Lightning and Radio Emission Detector (LRD) such that the EPI sensor is connected to the LRD/EPI electronic box. In this way, both instruments together only have one interface of the Probe's power, command, and data unit.     

Particle Acceleration by the Sun: Electrons, Hard X-rays/Gamma-rays

Observations of hard X-ray (HXR)/γ-ray continuum and γ-ray lines produced by energetic electrons and ions, respectively, colliding with the solar atmosphere, have shown that large solar flares can accelerate ions up to many GeV and electrons up to hundreds of MeV. Solar energetic particles (SEPs) are observed by spacecraft near 1 AU and by ground-based instrumentation to extend up to similar energies, but it appears that a different acceleration process, one associated with fast Coronal Mass Ejections (CMEs) is responsible. Much weaker SEP events are observed that are generally rich in electrons, ³He, and heavy elements. The energetic particles in these events appear to be similar to those accelerated in flares. The Ramaty High Energy Solar Spectroscopic Imager (RHESSI) mission provides high-resolution spectroscopy and imaging of flare HXRs and γ-rays. The observations of the location, energy spectra, and composition of the flare accelerated energetic particles at the Sun strongly imply that the acceleration is closely related to the magnetic reconnection that releases the energy in solar flares. Here preliminary comparisons of the RHESSI observations with observations of both energetic electrons and ions near 1 AU are reviewed, and the implications for the particle acceleration and escape processes are discussed.     

The IMPACT Solar Wind Electron Analyzer (SWEA): Reconstruction of the SWEA Transmission Function by Numerical Simulation and Data Analysis

The IMPACT SWEA instruments on board the twin STEREO spacecraft detect the solar wind electrons with energies between 1 and 2000 eV. The instruments provide 3-dimensional velocity distributions, pitch angle distributions and solar wind properties at two vantage points in the ecliptic at 1 AU. A few days after launch suppression of the low energy solar wind electrons was detected, which makes data analysis challenging and causes a significant loss of information below 50 eV. This paper describes the methods used to both understand the nature of the problem and to recover the most information about the low energy solar wind electrons from the measured datasets. These include numerical simulations, in-flight calibration results, and data reconstruction methods that allow the calculation of solar wind parameter proxies with minor limitations.     

Power Law Distributions of Suprathermal Ions in?the?Quiet Solar Wind

At energies above the bulk solar wind and pick-up ion cutoff, observations reveal an interplanetary suprathermal ion population extending to ～1?MeV/nucleon and even higher energies. These suprathermal ions are found under a wide variety of conditions including periods when there are no obvious nearby accelerating shocks. We review the observational properties of these ions in quiet solar wind periods near 1?AU, including transient Corotating Interaction Region (CIR) events, and other, quieter periods in between transient enhancements. The particle energy spectra are power laws close to E ^?1.5 in the range above the solar wind, rolling over at energies of a few hundred keV/nucleon to a few MeV/nucleon. Although the C/O and Fe/O ratios of the tails is close to that of the solar wind, pickup ions and ³He found in the tails indicate sources distinct from the solar wind. We briefly review several mechanisms that have been proposed to explain these ions.     

ATS-6 Energetic Particle Radiation Measurement at Synchronous Altitude

The Aerospace Corporation energetic electron-proton spectrometer operating on Applications Technology Satellite-6 (ATS-6) detects energetic electrons in four channels between 140 keV and greater than 32 MeV, and measures energetic protons in five energy channels between 2.3 and 80 MeV and energetic alpha particles in three channels between 9.4 and 94 MeV. After more than a year of operation in orbit, the experiment continues to return excellent data on the behavior of energetic magnetospheric electrons as well as information regarding the fluxes of solar protons and alpha particles.     

ATS-6 Solar Cosmic Ray and Trapped Particle Experiment

The Solar Cosmic Ray and Trapped Particle Experiment was designed to study the entry, propagation, and loss of solar cosmic rays and the acceleration and loss of trapped electrons and protons in the magnetosphere. Two orthogonal proton and alpha partical telescopes measure protons from 300 keV to 250 MeV and alphas from 2 MeV to 200 MeV. Electron spectrometers measure electrons from 50 keV to 1 MeV and are used in conjunction with the 300-keV to 1.2-MeV proton channels to study the injection of electrons and protons into the magnetosphere during substorms. Two solar cosmic ray events were observed during the first four months of operation. The first of these began on July 3, 1974, and is probably one of the more complicated events in recent years. There were numerous flares and sudden commencements as well as intense fluxes of low energy plasma with a severly perturbed magnetosphere. The second solar cosmic ray event was smaller and was associated with an isolated east limb flare. The first increase was observed on September 11, 1974.