二维嵌套混合MIMO相控阵雷达接收阵列设计

针对二维混合多输入多输出（MIMO）相控阵雷达发射阵列子阵分割带来的自由度损失问题,提出一种基于二维嵌套阵列的二维混合MIMO相控阵雷达接收阵列设计新方法。首先,给出一种由稀疏阵列和密集阵列构成的嵌套阵接收阵列的二维混合MIMO相控阵雷达信号模型;其次,通过对接收信号的协方差矩阵进行Khatri-Rao乘积处理,得到阵元位置差的差异阵列,形成接收阵元数目的虚拟扩展;最后,通过空间平滑处理进行波达方向估计。仿真实验表明,与传统二维混合MIMO相控阵雷达相比,所提方法在不增加实际阵元数目的情况下可以有效扩展虚拟阵元数目,提高雷达阵列自由度,进而提高二维混合MIMO相控阵雷达波达方向估计精度。     

Sensitivity of MIMO STAP Radar with Waveform Diversity

Space-time adaptive processing (STAP) is an effective method adopted in airborne radar to suppress ground clutter. Multiple-input multiple-output (MIMO) radar is a new radar concept and has superiority over conventional radars. Recent proposals have been applying STAP in MIMO configuration to the improvement of the performance of conventional radars. As waveforms transmitted by MIMO radar can be correlated or uncorrelated with each other, this article develops a unified signal model incorporating waveforms for STAP in MIMO radar with waveform diversity. Through this framework, STAP performances are expressed as functions of the waveform covariance matrix (WCM). Then, effects of waveforms can be investigated. The sensitivity, i.e., the maximum range detectable, is shown to be proportional to the maximum eigenvalue of WCM. Both theoretical studies and numerical simulation examples illustrate the waveform effects on the sensitivity of MIMO STAP radar, based on which we can make better trade-off between waveforms to achieve optimal system performance.     

基于多级维纳滤波的双基地MIMO雷达多目标定位方法

为了降低双基地多输入多输出(MIMO)雷达目标定位过程中的计算复杂度,避免进行占主要计算量的协方差矩阵特征值分解或奇异值分解和二维空间谱的峰值搜索,将多级维纳滤波(MSWF)应用于双基地MIMO雷达多目标定位的研究中。利用MSWF的前向递推原理,得到信号子空间;然后利用ESPRIT算法估计发射角(DOD)和接收角(DOA),且DOD和DOA自动配对,实现了多目标交叉定位。分析了本文算法和ESPRIT算法的计算复杂度,并通过仿真实验及性能分析验证本文算法的有效性。理论分析和实验结果表明:本文算法在保证二维方位角估计性能的基础上,显著地降低了计算复杂度,缩短了运算时间,更加符合MIMO雷达信号实时处理的要求。     

MIMO雷达DOD和DOA联合估计算法: RTR-ESPRIT

 针对双基地多输入多输出(MIMO)雷达多目标波离角(DOD)和波达角(DOA)的联合估计问题,提出一种接收-发射-接收(RTR)-ESPRIT算法。该算法首先利用一维接收ESPRIT(R-ESPRIT)预估计目标DOA,随后分别利用一维发射ESPRIT(T-ESPRIT)和一维接收ESPRIT得到目标的高精度DOD和DOA估计,在每两次ESPRIT算法之间分别构造正交投影算子对接收信号进行接收波束形成和发射波束形成。与传统ESPRIT算法相比,该算法大大降低了数据协方差矩阵维数和计算复杂度,无需额外的配对算法,且理论证明了该方法还可以用于相干目标和单快拍情况下DOD和DOA的联合估计。仿真结果表明了该算法的正确性及良好的估计性能。     

Covariance matrix estimation for adaptive CFAR detection incompound-Gaussian clutter

We address the estimation of the structure of the covariance matrix and its application to adaptive radar detection of coherent pulse trains in clutter-dominated disturbance modeled as a compound-Gaussian process. For estimation purposes we resort to range cells in spatial proximity with that under test and assume that these cells, free of signal components, can be clustered into groups of data with one and the same value of the texture. We prove that, plugging the proposed estimator of the structure of the covariance matrix into a previously derived detector, based upon the generalized likelihood ratio test (GLRT), leads to an adaptive detector which ensures the constant false alarm rate (CFAR) property with respect to the clutter covariance matrix as well as the statistics of the texture. Finally, we show that this adaptive receiver has an acceptable loss with respect to its nonadaptive counterpart in cases of relevant interest for radar applications     

New Clutter Rejection Waveforms for Long-Range Radar

A frequent compromise in the design of long-range search radars has to be made between the maximum unambiguous detection range and the achievable coherent clutter rejection performance. A new class of waveforms is introduced which offers the designer a previously unavailable flexibility in arriving at radar designs with improved clutter rejection without seriously affecting the maximum unambiguous search range. The key to these new waveforms is the recognition that a class of useful N-pulse, nonrecursive, moving target indicator (MTI) canceler designs exists which only requires the radar to transmit a total of N -1 (nonuniformly spaced) pulses.     

Design Principles of MIMO Radar Detectors

This paper considers the problem of multiple-input multiple-output (MIMO) radars employing space-time coding (STC) to achieve diversity. To this end, after briefly outlining the model of the received echo, a suitable detection structure is derived, and its performance is expressed in closed form as a function of the clutter statistical properties and of the space-time code matrix. Interestingly, this receiver requires prior knowledge of the clutter covariance, but the detection threshold is functionally independent thereof. At the transmitter design stage, we give two criteria for code construction: the first is based on the classical Chernoff bound, the second is an information-theoretic criterion. Interestingly, the two criteria lead to the same condition for code optimality, which in turn specializes, under the assumption of uncorrelated clutter and square code matrix, in some well-known full-rate space-time codes. A thorough performance assessment is also given, so as to establish the optimum achievable performance for MIMO radar systems.     

非高斯杂波下自适应雷达目标检测新方法

在球不变随机向量(SIRV)非高斯杂波背景下,研究了多脉冲相参雷达目标的自适应检测问题。假设杂波具有相同的协方差矩阵结构和可能相关的纹理分量,提出了新的协方差矩阵估计器,并获得了相应的自适应归一化匹配滤波器(ANMF)。理论分析表明,在估计杂波分组大小与实际情况匹配时,所获得的ANMF对杂波功率水平和协方差矩阵结构均具有恒虚警率(CFAR)特性。仿真结果表明:当估计的杂波分组大小失配时,所获得的ANMF具有近似CFAR特性,并进一步分析了不同参数变化对所提检测器性能的影响。与已有的ANMF相比,所获得的ANMF具有更好的检测性能,且迭代次数更小,其相对于已知杂波协方差矩阵的最优归一化匹配滤波器(NMF)的检测损失也更小,具有很好的实际应用前景。     

Airborne/spacebased radar STAP using a structured covariance matrix

It is shown that partial information about the airborne/spacebased (A/S) clutter covariance matrix (CCM) can be used effectively to significantly enhance the convergence performance of a block-processed space/time adaptive processor (STAP) in a clutter and jamming environment. The partial knowledge of the CCM is based upon the simplified general clutter model (GCM) which has been developed by the airborne radar community. A priori knowledge of parameters which should be readily measurable (but not necessarily accurate) by the radar platform associated with this model is assumed. The GCM generates an assumed CCM. The assumed CCM along with exact knowledge of the thermal noise covariance matrix is used to form a maximum likelihood estimate (MLE) of the unknown interference covariance matrix which is used by the STAP. The new algorithm that employs the a priori clutter and thermal noise covariance information is evaluated using two clutter models: 1) a mismatched GCM, and 2) the high-fidelity Research Laboratory STAP clutter model. For both clutter models, the new algorithm performed significantly better (i.e., converged faster) than the sample matrix inversion (SMI) and fast maximum likelihood (FML) STAP algorithms, the latter of which uses only information about the thermal noise covariance matrix.     

基于先验知识及其定量评估的自适应杂波抑制研究

 为了改善训练样本数受限的非均匀杂波环境中的系统检测性能,研究了基于先验知识及其定量评估的自适应杂波抑制算法。提出了使用经真实杂波信息白化后的先验杂波协方差矩阵与单位矩阵之差的谱范数,来定量评估杂波先验知识的准确程度,并给出了真实杂波协方差矩阵未知时的矩阵谱范数估计方法。结合先验知识定量评估结果,获得了具有先验知识约束时的杂波协方差矩阵最大似然估计方法。分别基于多脉冲相参雷达以及空时自适应雷达进行了杂波建模,在此基础之上分析了算法性能。仿真结果证实了该算法优于使用样本协方差矩阵及先验杂波信息形成杂波抑制权值的性能。     

机载MIMO雷达空时自适应杂波对消器

针对机载多输入多输出(MIMO)雷达杂波分布呈现空时耦合特性,提出一种空时自适应杂波对消器.利用机载MIMO雷达的脉冲回波数据,构造杂波对消器的系数矩阵.通过空时自适应杂波对消器的预处理,可以有效地抑制杂波,并通过与常规空时处理算法的级联,最终可以有效提高动目标的检测性能.实现了由传统地基雷达杂波对消器向机载运动平台的推广.仿真结果表明,这种自适应杂波对消器不仅适用于正侧视雷达,对于非正侧视雷达也同样适用.     

基于稀疏表示的双基地MIMO雷达多目标定位及幅相误差估计

 基于稀疏表示理论,提出一种新的双基地多输入多输出(MIMO)雷达收发角度及幅相误差估计算法。利用接收数据,分别构造发射和接收协方差矩阵,并以列向量化后的发射和接收协方差矩阵为量测信号建立2个一维稀疏线性模型,构造模型求解的 L₂-L₁ 混合范数优化目标函数,通过交替迭代寻优获得目标角度估计和幅相误差估计,最后给出了本文算法的收敛性分析。与现有算法相比,该算法充分利用了目标发射和接收空域的稀疏特性,且能够通过对噪声功率的预估计来抑制噪声。仿真结果表明:在低信噪比(SNR)条件下,本文算法仍能够得到较好的估计精度,且对幅相误差具有一定的稳健性。     

基于杂波子空间估计的MIMO雷达降维STAP研究

 多输入多输出(MIMO)雷达是近年来出现的一种新体制雷达,针对MIMO体制的机载雷达开展空时自适应处理（STAP）技术研究是值得进一步努力的方向。本文研究了机载MIMO雷达STAP技术的降维算法,通过对STAP技术杂波抑制原理进行分析,推导并得到一种基于杂波子空间的降维算法。结合扁长椭球波函数（PSWF）的特点,提出了一种基于杂波子空间估计的降维算法,并与若干降维算法的杂波抑制性能进行比较。结果表明,当存在阵元幅相误差时,该算法在保持杂波抑制性能的同时能够有效地降低STAP算法的运算量。     

Polarization diversity detection in compound-Gaussian clutter

We present the problem of polarization diversity detection in compound-Gaussian clutter with unknown covariance matrix. To this end we assume that a set of secondary data, free of signal components and with the same covariance structure of the cell under test, is available. Due to the lack of a uniformly most powerful (UMP) detector we resort to a design procedure based upon the Rao and the Wald tests. Specifically we first derive the Rao and the Wald tests assuming that the covariance matrix is known, and then we substitute into the derived decision rules a suitable estimate of the clutter covariance. Interestingly, the newly proposed detectors share the constant false alarm rate (CFAR) property with respect to the texture statistical characterization. Moreover simulation results have shown that the Wald test based detector ensures a performance level higher than the Rao test. We have also conducted a further performance analysis, in the presence of real clutter data and in comparison with the previously proposed generalized likelihood ratio test (GLRT) based receivers, which highlights that, in general, the Wald test receiver outperforms its counterparts. Finally, since the newly proposed decision rules as well as the previously designed GLRTs do not ensure the CFAR property with respect to the clutter covariance matrix, we have developed a sensitivity analysis on the probability of false alarm (P/sub fa/), based on simulated clutter with covariance matrix estimated from real radar data. The results have shown that (P/sub fa/) is only slightly affected by variations in the clutter correlation properties and hence the CFARness is substantially achieved.     

Adapitive waveform design for distributed OFDM MIMO radar system in multi-target scenario

In order to improve detection and estimation performance of distributed Orthogonal-Frequency-Division Multiplexing (OFDM) Multiple-Input Multiple-Output (MIMO) radar system in multi-target scene, we propose a novel approach of Adaptive Waveform Design (AWD) based on a constrained Multi-Objective Optimization (MOO). The sparse measurement model of this radar system is derived, and the method based on decomposed Dantzig selectors is applied for the sparse recovery according to the block structures of the sparse vector and the system matrix. An AWD approach is proposed, which optimizes two objective functions, namely minimizing the upper bound of the recovery error and maximizing the weakest-target return, by adjusting the complex weights of the emitting waveform amplitudes. Several numerical simulations are provided and their results show that the detection and estimation performance of the radar system is improved significantly when this MOO-based AWD approach is applied to the distributed OFDM MIMO radar system. Especially, we verify the effectiveness of our AWD approach when the available samples are reduced severally and the technique of compressed sensing is introduced.     

Beam resource scheduling for a VHF-MIMO radar network in low-angle tracking

The low-angle tracking in multipath interference is a challenging problem for the Very High Frequency (VHF) radar. The colocated Multi-Input Multi-Output (MIMO) technique can remedy such a defect. In this paper, a Joint Beam-Target Assignment and Power Allocation (JBTAPA) strategy is proposed for the VHF-MIMO radar network tracking low-angle targets. The core of the JBTAPA strategy is to improve the worst tracking accuracy among multiple targets by assigning appropriate beams to targets and allocating the power resource in each beam using the feedback information in the tracking cycle. Taking into account the transmit multipath and receive multipath, we derive the Cramér-Rao Lower Bound (CRLB) on angle estimate, which is then incorporated in the Predicted Conditional CRLB (PC-CRLB). A more accurate and consistent lower bound is provided as the optimization metric since the PC-CRLB is based on the most recently realized measurements. A two-stage-based technique is proposed to solve the JBTAPA problem, which is originally NP-hard. Simulation results verify the effectiveness and efficiency of the proposed method. The results also imply that the target reflectivity plays one of the important roles in resource allocation.     

Emulating random process target statistics (using MSF)

The topics of matrix spectral factorization (MSF) in conjunction with results from realization theory are applied here in simulating a stationary multi-input/multi-output (MIMO) linear system from a specified power spectral density matrix. MSF provides the appropriate transfer function matrix and realization theory specifies the corresponding parameters of a linear system having this transfer function This approach can be used to correctly capture the cross correlations that exist in a multichannel vector random process (representing a particular radar target signature). Aspects of the solution to this problem are illustrated using an original representative example problem with a closed-form answer. Existing software programs for accomplishing MSF are identified and one has been successfully validated using the known closed-form solution mentioned above. A streamlined realization algorithm (offered here as the primary theoretical contribution) can be used along with the MSF computer program and can now be applied to actual radar data. Besides multichannel spectral estimation, several other important applications of this same MSF solution methodology are summarized in Appendix B including extending applicability to the complex case (to handle radar polarization issues related to coherent phase processing), and finally in reexpressing second order statistics of a multichannel autoregressive moving average (ARMA) process as those of a simpler but mathematically equivalent autoregressive (AR) process of slightly higher dimensions (as another original application of the same major result offered here)     

MIMO雷达射频隐身性能优化的目标跟踪算法

随着现代战场中电子对抗的日益激烈,雷达的生存环境受到了严重的威胁。射频（RF）隐身技术是一种提高雷达及其运载平台战场生存能力的重要途径。为提高雷达射频隐身性能,针对具有MIMO探测模式的新体制雷达提出了隐身性能优化的目标跟踪算法。该算法基于射频隐身性能优化模型,通过自适应控制系统的子阵划分个数、平均发射功率、波束驻留时间以及采样周期,在满足系统跟踪性能要求的前提下优化系统射频隐身性能,其中的射频隐身性能综合考虑了截获因子及采样周期。仿真结果表明,与传统相控阵雷达相比,本文所提出的目标跟踪算法使MIMO雷达具有更好的射频隐身性能。     

CFAR detection of distributed targets in non-Gaussian disturbance

The subject of detection of spatially distributed targets in non-Gaussian noise with unknown statistics is addressed. At the design stage, in order to cope with the a priori uncertainty, we model noise returns as Gaussian vectors with the same structure of the covariance matrix, but possibly different power levels (heterogeneous environment). We also assume that a set of secondary data, free of signal components, is available to estimate the correlation properties of the disturbance The proposed detector assumes no a priori knowledge about the spatial distribution of the target scatterers and ensures the constant false alarm rate (CFAR) property with respect to both the structure of the covariance matrix and the power levels. Finally, the performance assessment, conducted modeling the disturbance as a spherically invariant random process (SIRP), confirms its validity to operate in real radar scenarios     

冲击杂波下的MIMO雷达DOA估计方法

研究了对称α稳定分布(SαS)冲击杂波下的多输入多输出（MIMO）雷达目标波达方向（DOA）估计问题,分别提出基于分数低阶最小方差无畸变响应(FrMVDR)的MIMO雷达DOA估计算法和无穷范数归一化最小方差无畸变响应（Inf-MVDR)算法。FrMVDR算法,首先进行冲击杂波特征指数的估计,然后使MIMO雷达接收阵列的分数低阶输出功率最小,实现MIMO雷达的DOA估计。为了避免FrMVDR算法对杂波特征指数估计,提出Inf-MVDR算法,首先用无穷范数对接收信号进行归一化处理,使归一化后的阵列输出功率有界,继而采用传统MVDR算法进行DOA估计。计算机仿真验证了上述两种算法的有效性;同时仿真结果还表明在冲击杂波下,MIMO雷达的空间分集特性可显著提高DOA估计的精度。