Coronal mass ejection interaction and particle acceleration during the 2001 April 14–15 events

Two successive solar energetic particle (SEP) events associated with fast and wide coronal mass ejections (CMEs) on 2001 April 14 and 15 are compared. The weak SEP event of April 14 associated with an 830 km/s CME and an M1.0 flare was the largest impulsive event of cycle 23. The April 15 event, the largest ground level event of cycle 23, was three orders of magnitude more intense than the April 14^th event and was associated with a faster CME (1200 km/s) and an X14.4 flare. We compiled and compared all the activities (flares, CMEs, interplanetary conditions and radio bursts) associated with the two SEP events to understand the intensity difference between them. Different coronal and interplanetary environments of the two events (presence of preceding CME and seed particles ahead of the April 15 event) may explain the intensity difference.     

Cone model-based SEP event calculations for applications to multipoint observations

The problem of modeling solar energetic particle (SEP) events is important to both space weather research and forecasting, and yet it has seen relatively little progress. Most important SEP events are associated with coronal mass ejections (CMEs) that drive coronal and interplanetary shocks. These shocks can continuously produce accelerated particles from the ambient medium to well beyond 1 AU. This paper describes an effort to model real SEP events using a Center for Integrated Space weather Modeling (CISM) MHD solar wind simulation including a cone model of CMEs to initiate the related shocks. In addition to providing observation-inspired shock geometry and characteristics, this MHD simulation describes the time-dependent observer field line connections to the shock source. As a first approximation, we assume a shock jump-parameterized source strength and spectrum, and that scatter-free transport occurs outside of the shock source, thus emphasizing the role the shock evolution plays in determining the modeled SEP event profile. Three halo CME events on May 12, 1997, November 4, 1997 and December 13, 2006 are used to test the modeling approach. While challenges arise in the identification and characterization of the shocks in the MHD model results, this approach illustrates the importance to SEP event modeling of globally simulating the underlying heliospheric event. The results also suggest the potential utility of such a model for forcasting and for interpretation of separated multipoint measurements such as those expected from the STEREO mission.     

A study on radio-loud interacting/non-interacting CMEs-associated SEPs and solar flares

We have established a data set of 58 major hybrid SEP events associated with meter-to-decahectometer wavelength (m-to-DH) type II bursts, solar flares, and radio-load CMEs during the period of 1997–2014. The main focus of our study is to address the following two questions: Does the interaction of CMEs play a role in the enhancement of SEP intensity? Is there any difference in the seed population, and parent eruptions in the SEP events with and without CME interactions? Hence, the sample of 58 events is classified into two sets: (i) 35 non-interacting-CME-associated SEP events; (ii) 23 interacting-CME-associated SEP events. All the characteristics of SEPs, their associated CMEs/flares and the relationships between them are statistically analyzed and compared. Some of the basic attributes and relative elemental abundances (Fe/O ratios) of the both the sets are also compared. The results indicate that the seed particles in non-interacting-CME-associated SEP events are mostly from solar wind/coronal materials. But in the case of interacting-CME-associated SEP events, it may be associated with both flare material from preceding flares and coronal materials from solar wind/preceding CMEs. The correlation studies reveal that there are clear correlations between logarithmic peak intensity of SEP events and properties of CMEs (space speed: cc?=?0.56) and solar flares (peak intensity: cc?=?0.40; integrated flux: cc?=?0.52) for non-interacting-CME-associated SEP events. But these correlations are absent for the interacting-CME-associated events. In addition, the results suggest that interaction of primary CMEs with their preceding CMEs plays an important role in the enhancement of peak intensity of SEPs at least for a set of m-to-DH type II bursts associated SEP events.     

On some large solar energetic particle events: Direct impulsive component and broad associated coronal mass ejections

Using the proton intensity and X-ray flux data from the GOES, combined with the observations of the associated solar eruptions by the Large Angle and Spectrometric Coronagraph Experiment (LASCO) on board the Solar and Heliospheric Observatory (SOHO), 14 large SEP events occurring in the period 2000 January–2002 April have been studied. It is found that: (1) events with the SEPs increasing shortly after the maximum of their parent flares (<1 h; hereafter prompt events) have rapid and great (up to four orders of magnitude) SEP increments in high-energy channels (> ∼100 MeV); however, for events whose onset of the SEP injection lags the flare maximum for a long time (>3 h; hereafter delayed events), the high-energy SEPs show no obvious enhancements (within one order of magnitude); (2) peak intensity of the prompt events is distinctly larger than that of the delayed events; (3) CMEs associated with the poorly magnetically connected events (source region <W30°) in our survey are all halo CMEs. From these observational differences, we propose a special scenario of the production of the largest SEP events: both CMEs and flares are induced in the same coronal process; high-energy particles accelerated in the reconnection region can escape easily from the open field lines and/or be transported by fast CMEs into interplanetary space, indicating a direct impulsive component in large gradual SEP events. Meanwhile, the broad width of the associated CMEs implies that the CME width is more important in SEP events production than previously considered.     

Solar energetic particle events during the rise phases of solar cycles 23 and 24

We present a comparative study of the properties of coronal mass ejections (CMEs) and flares associated with the solar energetic particle (SEP) events in the rising phases of solar cycles (SC) 23 (1996–1998) (22 events) and 24 (2009–2011) (20 events), which are associated with type II radio bursts. Based on the SEP intensity, we divided the events into three categories, i.e. weak (intensity < 1 pfu), minor (1 pfu < intensity < 10 pfu) and major (intensity ? 10 pfu) events. We used the GOES data for the minor and major SEP events and SOHO/ERNE data for the weak SEP event. We examine the correlation of SEP intensity with flare size and CME properties. We find that most of the major SEP events are associated with halo or partial halo CMEs originating close to the sun center and western-hemisphere. The fraction of halo CMEs in SC 24 is larger than the SC 23. For the minor SEP events one event in SC23 and one event in SC24 have widths < 120° and all other events are associated with halo or partial halo CMEs as in the case of major SEP events. In case of weak SEP events, majority (more than 60%) of events are associated with CME width < 120°. For both the SC the average CMEs speeds are similar. For major SEP events, average CME speeds are higher in comparison to minor and weak events. The SEP event intensity and GOES X-ray flare size are poorly correlated. During the rise phase of solar cycle 23 and 24, we find north–south asymmetry in the SEP event source locations: in cycle 23 most sources are located in the south, whereas during cycle 24 most sources are located in the north. This result is consistent with the asymmetry found with sunspot area and intense flares.     

太阳高能粒子观测特征经向分布统计

基于多卫星联合观测数据,筛选了2006年12月至2017年10月期间122个太阳高能粒子(SEP)事件及其伴随的日冕物质抛射(CME),分析了SEP事件属性随相对经度的变化、与CME属性之间相关性的经向分布以及与Fe/O比值的关联.研究结果显示:低Fe/O类事件的峰值通量Ip通常更高,伴随CME更大,但通量上升速度较慢...     

Large-scale waves in the solar corona: The continuing debate

Ten years after the first observation of large-scale wave-like coronal disturbances with the EIT instrument aboard SOHO, the most crucial questions concerning these “EIT waves” are still being debated controversially – what is their actual physical nature, and how are they launched? Possible explanations include MHD waves or shocks, launched by flares or driven by coronal mass ejections (CMEs), as well as models where coronal waves are not actually waves at all, but generated by successive “activation” of magnetic fieldlines in the framework of a CME. Here, we discuss recent observations that might help to discriminate between the different models. We focus on strong coronal wave events that do show chromospheric Moreton wave signatures. It is stressed that multiwavelength observations with high time cadence are particularly important, ideally when limb events with CME observations in the low corona are available. Such observations allow for a detailed comparison of the kinematics of the wave, the CME and the associated type II radio burst. For Moreton-associated coronal waves, we find strong evidence for the wave/shock scenario. Furthermore, we argue that EIT waves are actually generated by more than one physical process, which might explain some of the issues which have made the interpretation of these phenomena so controversial.     

Relationships between energetic storm particle events and interplanetary shocks driven by full and partial halo coronal mass ejections

We have analysed energetic storm particle (ESP) events in 116 interplanetary (IP) shocks driven by front-side full and partial halo coronal mass ejections (CMEs) with speeds $>$400 km s^?1during the years 1996–2015. We investigated the occurrence and relationships of ESP events with several parameters describing the IP shocks, and the associated CMEs, type II radio bursts, and solar energetic particle (SEP) events. Most of the shocks (57 %) were associated with an ESP event at proton energies $>$1 MeV.The shock transit speeds from the Sun to 1 AU of the shocks associated with an ESP event were significantly greater than those of the shocks without an ESP event, and best distinguished these two groups of shocks from each other. The occurrence and maximum intensity of the ESP events also had the strongest dependence on the shock transit speed compared to the other parameters investigated. The correlation coefficient between ESP peak intensities and shock transit speeds was highest (0.73 $\pm$ 0.04) at 6.2 MeV. Weaker dependences were found on the shock speed at 1 AU, Alfvénic and magnetosonic Mach numbers, shock compression ratio, and CME speed. On average all these parameters were significantly different for shocks capable to accelerate ESPs compared to shocks not associated with ESPs, while the differences in the shock normal angle and in the width and longitude of the CMEs were insignificant.The CME-driven shocks producing energetic decametric–hectometric (DH) type II radio bursts and high-intensity SEP events proved to produce also more frequently ESP events with larger particle flux enhancements than other shocks. Together with the shock transit speed, the characteristics of solar DH type II radio bursts and SEP events play an important role in the occurrence and maximum intensity of ESP events at 1 AU.     

太阳高能粒子事件上升时间统计研究

选取1997-2006年共66个较大的缓变型太阳高能粒子(SEP)事件, 分析了不同条件下太阳高能粒子通量廓线上升时间与源区日面经向分布之间的相关关系, 研究了日冕物质抛射(CME)和耀斑在SEP上升阶段的作用特点.统计结果表明,大SEP事件的源区主要分布在太阳西半球, 特别是磁足点东西两侧45°范围内; 在高速太阳风条件下, 低能通道的通量上升时间与日面相对经度有较好的相关性,即离磁足点越远, 上升时间越长,而高能通道相关性则不明显; 全晕状CME产生的SEP事件对应的上升时间与源区位置没有明显的相关性, 而部分晕状CME伴随的SEP事件则与二次拟合曲线符合很好.分析表明,在缓变型SEP事件的通量上升阶段, 耀斑加速过程起着重要作用,这在部分晕状CME伴随的SEP事件中尤为显著.      

Source investigation of impulsive He-rich particle events

We have investigated the source characteristic and coronal magnetic field structure of six impulsive solar energetic particle (SEP) events selected from Wang et al. [Wang, Y.-M., Pick, M., Mason, G.M. Coronal holes, jets, and the origin of ³He-rich particle events. ApJ 639, 495, 2006] and Pick et al. [Pick, M., Mason, G.M., Wang, Y.-M., Tan, C., Wang, L. Solar source regions for ³He-rich solar energetic particle events identified using imaging radio, optical, and energetic particle observations. ApJ 648, 1247, 2006]. Some results are obtained: first, 2 events are associated with wide (≈100°) CMEs (hereafter wide CME events), another 4 events are associated with narrow (?40°) CMEs (hereafter narrow CME events); second, the coronal magnetic field configuration of narrow CME events appear more simple than that of the wide CME events; third, the photospheric magnetic field evolutions of all these events show new emergence of fluxes, while one case also shows magnetic flux cancellation; fourth, the EUV jets usually occurred very close to the footpoint of the magnetic field loop, while meter type III bursts occurred near or at the top of the loop and higher than EUV jets. Furthermore, the heights of type III bursts are estimated from the result of the coronal magnetic field extrapolations.     

Energetic particle signatures of geoeffective coronal mass ejections

We have studied statistically associations of moderate and intense geomagnetic storms with coronal mass ejections (CMEs) and energetic particle events. The goal was to identify specific energetic particle signatures, which could be used to improve the predictions of the geoeffectiveness of full and partial halo CMEs. Protons in the range 1–110 MeV from the ERNE experiment onboard SOHO are used in the analysis. The study covers the time period from August 1996 to July 2000. We demonstrate the feasibility of energetic particle observations as an additional source of information in evaluating the geoeffectiveness of full and partial halo CMEs. Based on the observed onset times of solar energetic particle (SEP) events and energetic storm particle (ESP) events, we derive a proxy for the transit times of shocks driven by the interplanetary counterparts of coronal mass ejections from the Sun to the Earth. For a limited number of geomagnetic storms which can be associated to both SEP and ESP signatures, we found that this transit time correlates with the strength of geomagnetic storms.     

CME dynamics using coronagraph and interplanetary ejecta data

In this work, we present a study of the coronal mass ejection (CME) dynamics using LASCO coronagraph observations combined with in-situ ACE plasma and magnetic field data, covering a continuous period of time from January 1997 to April 2001, complemented by few extreme events observed in 2001 and 2003. We show, for the first time, that the CME expansion speed correlates very well with the travel time to 1 AU of the interplanetary ejecta (or ICMEs) associated with the CMEs, as well as with their preceding shocks. The events analyzed in this work are a subset of the events studied in Schwenn et al. (2005), from which only the CMEs associated with interplanetary ejecta (ICMEs) were selected. Three models to predict CME travel time to Earth, two proposed by Gopalswamy et al. (2001) and one by Schwenn et al. (2005), were used to characterize the dynamical behavior of this set of events. Extreme events occurred in 2001 and 2003 were used to test the prediction capability of the models regarding CMEs with very high LASCO C3 speeds.     

太阳高能粒子事件强度与相关双CME事件关系的两个事例

太阳高能粒子事件常伴随太阳耀斑和日冕物质抛射事件(Coronal Mass Ejections,CME)出现,由于太阳高能粒子事件的关键因素是双CME的相互作用,利用SOHO卫星观测的高能粒子强度、耀斑强度以及CME的相对高度与时间,通过高度与时间拟合得到的速度,分析了2001年4月15日和2005年1月20日的太阳高能粒子事件强度与相关双CME事件的关系,发现这两个太阳高能粒子事件中E ≥ 10MeV质子的强度与双CME事件无关.因此在这两次太阳高能粒子事件早期,E ≥ 10MeV质子的强度只与相关太阳耀斑和CME有关.      

An empirical model to predict the 1-AU arrival of interplanetary shocks

We extend the empirical coronal mass ejection (CME) arrival model of Gopalswamy et al. [Gopalswamy, N. et al. Predicting the 1-AU arrival times of coronal mass ejections, J. Geophys. Res. 106, 29207, 2001] to predict the 1-AU arrival of interplanetary (IP) shocks. A set of 29 IP shocks and the associated magnetic clouds observed by the Wind spacecraft are used for this study. The primary input to this empirical shock arrival model is the initial speed of white-light CMEs obtained using coronagraphs. We use the gas dynamic piston–shock relationship to derive the ESA model which provides a simple means of obtaining the 1-AU speed and arrival times of interplanetary shocks using CME speeds.     

A statistical study of CME-associated flare during the solar cycle 24

We investigate on the relationship between flares and coronal mass ejections (CMEs) in which a flare started before and after the CME events which differ in their physical properties, indicating potentially different initiation mechanisms. The physical properties of two types flare-correlated CME remain an interesting and important question in space weather. We study the relationship between flares and CMEs using a different approach requiring both temporal and spatial constraints during the period from December 1, 2008 to April 30, 2017 in which the CMEs data were acquired by SOHO/LASCO (Solar and Heliospheric Observatory/Large Angle Spectrometric Coronagraph) over the solar cycle 24. The soft X-ray flare flux data, such as flare class, location, onset time and integrated flux, are collected from Geostationary Environmental satellite (GOES) and XRT Flare catalogs. We selected 307 CMEs-flares pairs applying simultaneously temporal and spatial constraints in all events for the distinguish between two associated CME-flare types. We study the correlated properties of coincident flares and CMEs during this period, specifically separating the sample into two types: flares that precede a CME and flares that follow a CME. We found an opposite correlation relationship between the acceleration and velocity of CMEs in the After- and Before-CMEs events. We found a log-log relation between the width and mass of CMEs in the two associated types. The CMEs and flares properties show that there were significant differences in all physical parameters such as (mass, angular width, kinetic energy, speed and acceleration) between two flare-associated CME types.     

米波Ⅲ型爆发与日冕物质抛射

对澳大利亚Culgoora天文台射电频谱仪在太阳活动第23周峰年期间记录到的米波Ⅲ型爆发(20～420 MHz),与日冕物质抛射(CME)、Hα耀斑及相关事件进行了统计分析,发现米波Ⅲ型爆发与CME的关系没有Ⅱ、Ⅳ型爆发与CME的关系密切;米波Ⅲ型爆发发生的时间在CME之前25～30 min最多;72%的CME事件伴随长寿命的Hα耀斑.从这些观测特征出发,对米波Ⅲ型爆发、CME和Hα耀斑进行了定性的解释.      

A statistical study of post-flare-associated CME events

We present a statistical study of post-flare-associated CMEs (PFA-CMEs) during the period from 1996 to 2010. By investigating all CMEs and X-ray flares, respectively, in the LASCO and GOES archives, we found 15875 CMEs of which masses are well measured and 25112 X-ray flares of which positions are determined from their optical counterparts. Under certain temporal and spatial criteria of these CMEs and solar flare events, 291PFA-CMEs events have been selected. Linking the flare fluxes with CME speeds of these paired events, we found that there is a reasonable positive linear relation between the CME linear speed and associated flare flux. The results show also the CME width increases as the flux of its associated solar flare increases. Besides we found that there is a fine positive linear relation between the CME mass and its width. Matching the flare fluxes with CME masses of these paired events, we find the CME mass increases as the flux of its associated solar flare increases. Finally we find the PFA-CME events are in regular more decelerated than the other CMEs.     

Statistical properties of SEP event flux declines

The interplanetary space is not a passive medium, which merely constitutes a scene for the propagation of previously accelerated energetic particles, but influences the distribution of particles by changing their energies as well due to interactions with magnetic field inhomogeneities. Such processes manifest themselves in the energy spectra of solar energetic particle (SEP) events. In this paper the fluxes of protons with energies of 4–60 MeV are investigated on the basis of two data sets. Both sets are homogeneous, obtained by the CPME instrument aboard the IMP 8 satellite between 1974 and 2001. The first includes all SEP events where the integral fluxes of >4 MeV protons exceeded 2 particle/cm² s sr. The other set consists of fluxes recorded in differential energy windows between 0.5 and 48 MeV. Important characteristics of SEP events include the rates of decrease of particle flux, which, as well as peak flux time, is an integral feature of the interplanetary medium within a considerable region, surrounding the observation point. The time intervals selected cover the decay phases of SEP events following flares, CMEs and interplanetary shocks of different origin. Only those parts of declines were selected, that could reasonably be described by exponential dependence, irrespective of the gradual/impulsive character of the events. It is shown that the average values of characteristic decay time, τ, and energy spectral index, γ, are all changing with the solar activity phase. Distributions of τ and γ values are obtained in SEPs with and without shocks and during different phases of events: just after peak flux and late after maximum.     

用银河宇宙线判定几个引起特大磁暴CME的运动方向

利用位于南北极尖区位置的McMurdo和Thule台站的宇宙线强度的观测数据，分析了几个引起特大磁暴CME的来向．分析结果表明，所选的与4个特大磁暴相关的CME基本是朝正对磁层顶的方向运动并与磁层作用的．通过对引起第23周两个特大磁暴的CME特征分析对照，发现CME的来向是影响磁暴强弱的一个因素．同样条件下，运动方向偏向地球一侧的CME引起的磁暴比正对地球的CME引起的磁暴要弱。     

On the early phase of relativistic solar particle events: Are there signatures of acceleration mechanism?

Many physical processes precede and accompany the solar energetic particles (SEP) occurrence on the Earth’s orbit. Explosive energy release on the Sun gives rise to a flare and a coronal mass ejection (CME). X-ray and gamma emissions are believed to be connected with flares. Radio emission is signature of disturbances traveling through the corona and interplanetary space. Particles can gain energy both in the flare and the accompanying wave processes. The beginning of the SEP events has the advantage of being the phase most close to the time of acceleration. Influence of interplanetary transport is minimal in the case of first arriving relativistic solar protons recorded by ground based neutron monitors in so called ground-level enhancements (GLE). The early phase of the SEP events attracts attention of many scientists searching for the understanding of particle acceleration. However, they come to the opposite conclusions. While some authors find arguments for coronal mass ejections as a sole accelerator of SEPs, others prove a flare to be the SEP origin. Here, the circumstances of SEP generation for several GLEs of the 23rd solar cycle are considered. Timing of X-ray, CME, and radio emissions shows a great variety from event to event. However, the time of particle ejection from the Sun is closer to maximum of X-ray emission than to any other phenomena considered. No correlation is found between the particle fluxes and the CME characteristics.