Fe/O Ratios in Interplanetary Shock Accelerated Particles

It is widely accepted that diffusive shock acceleration is an important process in the heliosphere, in particular in producing the energetic particles associated with interplanetary shocks driven by coronal mass ejections. In its simplest formulation shock acceleration is expected to accelerate ions with higher mass to charge ratios less efficiently than those with lower mass to charge. Thus it is anticipated that the Fe/O ratio in shock-accelerated ion populations will decrease with increasing energy above some energy. We examine the circumstances of five interplanetary shocks that have been reported to have associated populations in which Fe/O increases with increasing energy. In each event, the situation is complex, with particle contributions from other sources in addition to the shock. Furthermore, we show that the Fe/O ratio in shock-accelerated ions can decrease even when the shock is traveling through an Fe-rich ambient ion population. Thus, although shock acceleration of an Fe-rich suprathermal population has been proposed to explain large Fe-rich solar particle events, we find no support for this proposal in these observations.     

Observation of Injection and Pre-Acceleration Processes in the Slow Solar Wind

Knowledge of injection and pre-acceleration mechanisms of ions is of fundamental importance for understanding particle acceleration that takes place in various astrophysical settings. The heliosphere offers the best chance to study these poorly understood processes experimentally. We examine ion injection and pre-acceleration using measurements of the bulk and suprathermal solar wind, and pickup ions. Our most puzzling observation is that high-velocity tails, extending to at least 60 keV/e - the upper limit of measurements -, are omnipresent in the slow, in-ecliptic solar wind; these tails exist even in the absence of any shocks. The cause of these tails is unknown. In the disturbed solar wind inside CIRs and downstream of shocks and waves these high-speed tails in the distributions of H⁺, He⁺ and He⁺⁺ become more pronounced and more complex, but with the shapes of the tails showing the same dependence on ion speed for the different species. Pickup hydrogen and helium are found to be readily injected for subsequent acceleration to MeV energies, and thus are the dominant source of CIR-accelerated energetic ions. Competing sources of MeV ions heavier than He are: (1) heated suprathermal solar wind observed downstream of CIR shocks, (2) interstellar N, O and Ne, and (3) the newly discovered heavy pickup ions from an extended inner source inside 1 AU. Our main conclusion is that mechanisms other than the traditional first-order shock acceleration process produce most of the modestly accelerated ions seen in the slow solar wind. This revised version was published online in August 2006 with corrections to the Cover Date.     

Particle acceleration at the Sun and in the heliosphere

Energetic particles are accelerated in rich profusion at sites throughout the heliosphere. They come from solar flares in the low corona, from shock waves driven outward by coronal mass ejections (CMEs), from planetary magnetospheres and bow shocks. They come from corotating interaction regions (CIRs) produced by high-speed streams in the solar wind, and from the heliospheric termination shock at the outer edge of the heliospheric cavity. We sample many populations near Earth, but can distinguish them readily by their element and isotope abundances, ionization states, energy spectra, angular distributions and time behavior. Remote spacecraft have probed the spatial distributions of the particles and examined new sources in situ. Most acceleration sources can be ‘seen’ only by direct observation of the particles; few photons are produced at these sites. Wave-particle interactions are an essential feature in acceleration sources and, for shock acceleration, new evidence of energetic-proton-generated waves has come from abundance variations and from local cross-field scattering. Element abundances often tell us the physics of the source plasma itself, prior to acceleration. By comparing different populations, we learn more about the sources, and about the physics of acceleration and transport, than we can possibly learn from one source alone. This revised version was published online in August 2006 with corrections to the Cover Date.     

CIR Associated Energetic Particles in the Inner and Middle Heliosphere

Energetic particles associated with Corotating Interaction Regions (CIRs) are observed throughout the inner and middle heliosphere, showing large positive (>100%/AU) radial intensity gradients. Their appearance at 1 AU is associated with the appearance of fast, recurrent solar wind streams. At several AU, CIR energetic particles are accelerated at shocks which propagate away from the interface of fast and slow solar wind streams. CIR energy spectra at 1 AU cover the range >35 keV to several MeV/amu; the spectra steepen above ∼1 MeV/amu, and show no turnover even at the lowest energies. The ion composition of CIRs is similar to solar material, but with significant differences that might be due to properties of the seed population and/or the acceleration process. This paper summarizes properties of energetic particles in CIRs as known through the early 1990s, prior to the launch of the Ulysses, and WIND spacecraft, whose new results are presented in Kunow, Lee et al. (1999) in this volume. This revised version was published online in August 2006 with corrections to the Cover Date.     

Physical Processes in the Outer Heliosphere

This chapter covers the theory of physical processes in the outer heliosphere that are particularly important for the IBEX Mission, excluding global magnetohydrodynamic/Boltzmann modeling of the entire heliosphere. Topics addressed include the structure and parameters of the solar wind termination shock, the transmission of ions through the termination shock including possible reflections at the shock electrostatic potential, the acceleration and transport of suprathermal ions and anomalous cosmic rays at the termination shock and in the heliosheath, charge-exchange interactions in the outer heliosphere including mass and momentum loading of the solar wind, the transport of interstellar pickup ions, and the production and anticipated intensities of energetic neutral atoms (ENAs) in the heliosphere.     

Shock Acceleration of Ions in the Heliosphere

Energetic particles constitute an important component of the heliospheric plasma environment. They range from solar energetic particles in the inner heliosphere to the anomalous cosmic rays accelerated at the interface of the heliosphere with the local interstellar medium. Although stochastic acceleration by fluctuating electric fields and processes associated with magnetic reconnection may account for some of the particle populations, the majority are accelerated by the variety of shock waves present in the solar wind. This review focuses on “gradual” solar energetic particle (SEP) events including their energetic storm particle (ESP) phase, which is observed if and when an associated shock wave passes Earth. Gradual SEP events are the intense long-duration events responsible for most space weather disturbances of Earth’s magnetosphere and upper atmosphere. The major characteristics of gradual SEP events are first described including their association with shocks and coronal mass ejections (CMEs), their ion composition, and their energy spectra. In the context of acceleration mechanisms in general, the acceleration mechanism responsible for SEP events, diffusive shock acceleration, is then described in some detail including its predictions for a planar stationary shock, shock modification by the energetic particles, and wave excitation by the accelerating ions. Finally, some complexities of shock acceleration are addressed, which affect the predictive ability of the theory. These include the role of temporal and spatial variations, the distinction between the plasma and wave compression ratios at the shock, the injection of thermal plasma at the shock into the process of shock acceleration, and the nonlinear evolution of ion-excited waves in the vicinity of the shock.     

Magnetic Fields in the Inner Heliosphere

The structure of Heliospheric Magnetic Field (HMF) is a function of both the coronal conditions from which it originates and dynamic processes which take place in the solar wind. The division between the inner and outer regions of the heliosphere is the result of dynamic processes which form large scale structures with increasing heliocentric distance. The structure of the HMF is normally described in the reference frame based on Parker's geometric model, but is better understood as an extension of potential field models of the corona. The Heliospheric Current Sheet (HCS) separates the two dominant polarities in the heliosphere; its large scale geometry near solar minimum is well understood but its topology near solar maximum remains to be investigated by Ulysses. At solar minimum, Corotating Interaction Regions (CIRs) dominate the near-equatorial heliosphere and extend their influence to mid-latitudes; the polar regions of the heliosphere are dominated by uniform fast solar wind streams and large amplitude, long wavelength, mostly transverse magnetic fluctuations. Coronal Mass Ejections (CMEs) introduce transient variability into the large scale heliospheric structure and may dominate the inner heliosphere near solar maximum at all latitudes.     

The Two Sources of Solar Energetic Particles

Evidence for two different physical mechanisms for acceleration of solar energetic particles (SEPs) arose 50 years ago with radio observations of type III bursts, produced by outward streaming electrons, and type II bursts from coronal and interplanetary shock waves. Since that time we have found that the former are related to “impulsive” SEP events from impulsive flares or jets. Here, resonant stochastic acceleration, related to magnetic reconnection involving open field lines, produces not only electrons but 1000-fold enhancements of ³He/⁴He and of (Z>50)/O. Alternatively, in “gradual” SEP events, shock waves, driven out from the Sun by coronal mass ejections (CMEs), more democratically sample ion abundances that are even used to measure the coronal abundances of the elements. Gradual events produce by far the highest SEP intensities near Earth. Sometimes residual impulsive suprathermal ions contribute to the seed population for shock acceleration, complicating the abundance picture, but this process has now been modeled theoretically. Initially, impulsive events define a point source on the Sun, selectively filling few magnetic flux tubes, while gradual events show extensive acceleration that can fill half of the inner heliosphere, beginning when the shock reaches ～2 solar radii. Shock acceleration occurs as ions are scattered back and forth across the shock by resonant Alfvén waves amplified by the accelerated protons themselves as they stream away. These waves also can produce a streaming-limited maximum SEP intensity and plateau region upstream of the shock. Behind the shock lies the large expanse of the “reservoir”, a spatially extensive trapped volume of uniform SEP intensities with invariant energy-spectral shapes where overall intensities decrease with time as the enclosing “magnetic bottle” expands adiabatically. These reservoirs now explain the slow intensity decrease that defines gradual events and was once erroneously attributed solely to slow outward diffusion of the particles. At times the reservoir from one event can contribute its abundances and even its spectra as a seed population for acceleration by a second CME-driven shock wave. Confinement of particles to magnetic flux tubes that thread their source early in events is balanced at late times by slow velocity-dependent migration through a tangled network produced by field-line random walk that is probed by SEPs from both impulsive and gradual events and even by anomalous cosmic rays from the outer heliosphere. As a practical consequence, high-energy protons from gradual SEP events can be a significant radiation hazard to astronauts and equipment in space and to the passengers of high-altitude aircraft flying polar routes.     

Evidence for a Two-Stage Acceleration Process in Large Solar Energetic Particle Events

Using high-resolution mass spectrometers on board the Advanced Composition Explorer (ACE), we surveyed the event-averaged ∼0.1–60 MeV/nuc heavy ion elemental composition in 64 large solar energetic particle (LSEP) events of cycle 23. Our results show the following: (1) The Fe/O ratio decreases with increasing energy up to ∼10 MeV/nuc in ∼92% of the events and up to ∼60 MeV/nuc in ∼64% of the events. (2) The rare isotope ³He is greatly enhanced over the corona or the solar wind values in 46% of the events. (3) The heavy ion abundances are not systematically organized by the ion’s M/Q ratio when compared with the solar wind values. (4) Heavy ion abundances from C–Fe exhibit systematic M/Q-dependent enhancements that are remarkably similar to those seen in ³He-rich SEP events and CME-driven interplanetary (IP) shock events. Taken together, these results confirm the role of shocks in energizing particles up to ∼60 MeV/nuc in the majority of large SEP events of cycle 23, but also show that the seed population is not dominated by ions originating from the ambient corona or the thermal solar wind, as previously believed. Rather, it appears that the source material for CME-associated large SEP events originates predominantly from a suprathermal population with a heavy ion enrichment pattern that is organized according to the ion’s mass-per-charge ratio. These new results indicate that current LSEP models must include the routine production of this dynamic suprathermal seed population as a critical pre-cursor to the CME shock acceleration process.     

What Determines the Composition of SEPs in Gradual Events?

Gradual solar energetic particle (SEP) events are evidently accelerated by coronal/interplanetary shocks driven by coronal mass ejections. This talk addresses the different factors which determine the composition of the accelerated ions. The first factor is the set of available seed populations including the solar wind core and suprathermal tail, remnant impulsive events from preceding solar flares, and remnant gradual events. The second factor is the fractionation of the seed ions by the injection process, that is, what fraction of the ions are extracted by the shock to participate in diffusive shock acceleration. Injection is a controversial topic since it depends on the detailed electromagnetic structure of the shock transition and the transport of ions in these structured fields, both of which are not well understood or determined theoretically. The third factor is fractionation during the acceleration process, due to the dependence of ion transport in the turbulent electromagnetic fields adjacent to the shock on the mass/charge ratio. Of crucial importance in the last two factors is the magnetic obliquity of the shock. The form of the proton-excited hydromagnetic wave spectrum is also important. Finally, more subtle effects on ion composition arise from the superposition of ion contributions over the time history of the shock along the observer’s magnetic flux tube, and the sequence of flux tubes sampled by the observer.     

The Theory of Anomalous Cosmic Rays

Anomalous cosmic rays are a heliospheric phenomenon in which interstellar neutral atoms stream into the heliosphere, are ionized by either solar radiation or the solar wind, and are subsequently accelerated to very high energies, greater than 1 GeV. Current thinking has the bulk of the acceleration to very-high energies taking place, by the mechanism of diffusive shock acceleration, at the termination shock of the solar wind. Detailed two-dimensional numerical simulations and models based on this picture show broad agreement with a number of the observed properties of anomalous cosmic rays. Recent improvements to this picture include the observation of multiply charged cosmic rays and the suggestion that some "preacceleration" of the initially ionized particles occurs in the inner heliosphere.     

The Seed Population for Energetic Particles Accelerated by CME-Driven Shocks

Understanding properties of solar energetic particle (SEP) events associated with coronal mass ejections has been identified as a key problem in solar-terrestrial physics. Although recent CME shock acceleration models are highly promising, detailed agreement between theoretical predictions and observations has remained elusive. Recent observations from ACE have shown substantial enrichments in the abundances of ³He and He⁺ ions which are extremely rare in the thermal solar wind plasma. Consequently, these ions act as tracers of their source material, i.e., ³He ions are flare suprathermals and He⁺ ions are interstellar pickup ions. The average heavy ion composition also exhibits unsystematic differences when compared with the solar wind values, but correlates significantly with the ambient suprathermal material abundances. Taken together these results provide compelling evidence that CME-driven shocks draw their source material from the ubiquitous but largely unexplored suprathermal tail rather than from the more abundant solar wind peak. However, the suprathermal energy regime has many more contributors and exhibits much larger variability than the solar wind, and as such needs to be investigated more thoroughly. Answers to fundamental new questions regarding the preferred injection of the suprathermal ions, the spatial and temporal dependence of the various sources, and the causes of their variability and their effects on the SEP properties are needed to improve agreement between the simulations and observations.     

The Solar Origin of Corotating Interaction Regions and Their Formation in the Inner Heliosphere

Corotating Interaction Regions (CIRs) form as a consequence of the compression of the solar wind at the interface between fast speed streams and slow streams. Dynamic interaction of solar wind streams is a general feature of the heliospheric medium; when the sources of the solar wind streams are relatively stable, the interaction regions form a pattern which corotates with the Sun. The regions of origin of the high speed solar wind streams have been clearly identified as the coronal holes with their open magnetic field structures. The origin of the slow speed solar wind is less clear; slow streams may well originate from a range of coronal configurations adjacent to, or above magnetically closed structures. This article addresses the coronal origin of the stable pattern of solar wind streams which leads to the formation of CIRs. In particular, coronal models based on photospheric measurements are reviewed; we also examine the observations of kinematic and compositional solar wind features at 1 AU, their appearance in the stream interfaces (SIs) of CIRs, and their relationship to the structure of the solar surface and the inner corona; finally we summarise the Helios observations in the inner heliosphere of CIRs and their precursors to give a link between the optical observations on their solar origin and the in-situ plasma observations at 1 AU after their formation. The most important question that remains to be answered concerning the solar origin of CIRs is related to the origin and morphology of the slow solar wind. This revised version was published online in August 2006 with corrections to the Cover Date.     

Proton phase space densities (0.5eV<Ep<5MeV) at midlatitudes from Ulysses SWICS/HI-SCALE measurements

Proton phase space densities in the solar wind frame from suprathermal velocities 10 km s^–1 to 30,000 km s^–1 (0.5 eV–5 MeV) were derived from combined SWICS and HISCALE measurements when Ulysses was at 5 AU and –24° heliolatitude. The period (19–23 January 1993) encompasses a forward/reverse shock pair (20 January, 0500 UT and 22 January, 0300 UT). Strong evidence is found for shock acceleration of pickup protons from interstellar hydrogen at all energies measured.     

Interstellar Mapping and Acceleration Probe (IMAP): A New NASA Mission

The Interstellar Mapping and Acceleration Probe (IMAP) is a revolutionary mission that simultaneously investigates two of the most important overarching issues in Heliophysics today: the acceleration of energetic particles and interaction of the solar wind with the local interstellar medium. While seemingly disparate, these are intimately coupled because particles accelerated in the inner heliosphere play critical roles in the outer heliospheric interaction. Selected by NASA in 2018, IMAP is planned to launch in 2024. The IMAP spacecraft is a simple sun-pointed spinner in orbit about the Sun-Earth L1 point. IMAP’s ten instruments provide a complete and synergistic set of observations to simultaneously dissect the particle injection and acceleration processes at 1 AU while remotely probing the global heliospheric interaction and its response to particle populations generated by these processes. In situ at 1 AU, IMAP provides detailed observations of solar wind electrons and ions; suprathermal, pickup, and energetic ions; and the interplanetary magnetic field. For the outer heliosphere interaction, IMAP provides advanced global observations of the remote plasma and energetic ions over a broad energy range via energetic neutral atom imaging, and precise observations of interstellar neutral atoms penetrating the heliosphere. Complementary observations of interstellar dust and the ultraviolet glow of interstellar neutrals further deepen the physical understanding from IMAP. IMAP also continuously broadcasts vital real-time space weather observations. Finally, IMAP engages the broader Heliophysics community through a variety of innovative opportunities. This paper summarizes the IMAP mission at the start of Phase A development.     

Origin, Injection, and Acceleration of CIR Particles: Theory Report of Working Group 7

On the basis of the observational picture established in the report of Mason, von Steiger et al. (1999) the status of theoretical models on origin, injection, and acceleration of particles associated with Corotating Interaction Regions (CIRs) is reviewed. This includes diffusive or first-order Fermi acceleration at oblique shocks, adiabatic deceleration in the solar wind, stochastic acceleration in Alfvén waves and oblique propagating magnetosonic waves, and shock surfing as possible injection mechanism to discriminate pickup ions from solar wind ions. This revised version was published online in August 2006 with corrections to the Cover Date.     

The multifuid solar wind termination shock and its influence on the threedimensional plasma structure upstream and downstream

The solar wind termination shock is described as a multi-fluid phenomenon taking into account the magnetohydrodynamic self-interaction of a multispecies plasma consisting of solar wind ions, pick-up ions and shock-generated anomalous cosmic ray particles. The spatial diffusion of these high energy particles relative to the resulting, pressure-modified solar wind flow structure is described by a coupled system of differential equations describing mass-, momentum-, and energy-flow continuities for all plasma components. The energy loss due to escape of energetic particles (MeV) from the precursor into the inner heliosphere is taken into account. We determine the integrated properties of the anomalous cosmic ray gas and the low-energy solar wind. Also the variation of the compression ratio of the shock structure is quantitatively determined and is related to the pick-up ion energization efficiency and to the mean energy of the downstream anomalous cosmic ray particles. The variation of the resulting shock structure and of the solar wind sheath plasma extent beyond the shock is discussed with respect to its consequences for the LISM neutral gas filtration and the threedimensional shape of the heliosphere.     

Corotating Particle Events

The corotating particle events give us a unique opportunity to probe the three-dimensional structures of the heliosphere. This is especially true if we have observations over a period of extreme stability of the CIRs, such as existed over the recent solar minimum. We discuss how the observations fit into the context of current heliospheric magnetic field models. The energetic particle signatures of CIRs throughout the regions of the heliosphere covered by the deep-space missions are reviewed. The CIRs accelerate these particles and at the same time modulate both the high energy galactic cosmic rays and the anomalous cosmic rays.     

Interstellar and Inner Source Pickup Ions Observed with Swics on Ulysses

Many species of pickup ions, both of interstellar origin and from an inner, distributed source have been discovered using data from the Solar Wind Ion Composition Spectrometer (SWICS) on Ulysses. Velocity distribution functions of these ions were measured for the first time over heliocentric distances between 1.35 and 5.4 AU, both at high and low latitudes, and in the disturbed slow solar wind as well as the steady fast wind of the polar coronal holes. This has given us the first glance at plasma properties of suprathermal ions in various solar wind flows, and is enabling us to study the chemical and, in the case of He, the isotopic composition of the local interstellar cloud. Among the new findings are (a) the surprisingly weak pitch-angle scattering of low rigidity, suprathermal ions leading to strongly anisotropic velocity distributions in radial magnetic fields, (b) the efficient injection and consequent acceleration of pickup ions, especially He+ and H+, in the turbulent solar wind, and (c) the discovery of a new extended source releasing carbon, oxygen, nitrogen and possibly other atoms and molecules in the inner solar system. Pickup ion measurements are now used to study the characteristics of the local interstellar cloud (LIC) and, in particular, to determine accurately the abundance of atomic H, He, N, O, and Ne, the isotopes of He and Ne, as well as the ionization fractions of H and He in the LIC. Pickup ion observations allow us to infer the location of the termination shock and, in combination with measurements of anomalous cosmic rays, to investigate termination shock acceleration mechanisms. This revised version was published online in June 2006 with corrections to the Cover Date.     

The Plasma and Suprathermal Ion Composition (PLASTIC) Investigation on the STEREO Observatories

The Plasma and Suprathermal Ion Composition (PLASTIC) investigation provides the in situ solar wind and low energy heliospheric ion measurements for the NASA Solar Terrestrial Relations Observatory Mission, which consists of two spacecraft (STEREO-A, STEREO-B). PLASTIC-A and PLASTIC-B are identical. Each PLASTIC is a time-of-flight/energy mass spectrometer designed to determine the elemental composition, ionic charge states, and bulk flow parameters of major solar wind ions in the mass range from hydrogen to iron. PLASTIC has nearly complete angular coverage in the ecliptic plane and an energy range from ～0.3 to 80 keV/e, from which the distribution functions of suprathermal ions, including those ions created in pick-up and local shock acceleration processes, are also provided.