Some problems with developing a standard for determining solar energetic particle fluxes

Based on the author’s experience in ISO TC20/SC14 Working Group 4, this paper discusses the common problems encountered when developing a standard for solar energetic particle (SEP) fluxes. The problem involving the reliability of the distribution function describing the SEP events and the interpolation of this function into the region of not-yet-observed large events are discussed. The problems with describing the fluences of SEPs over a wide range of energy in the form of energetic spectra are analyzed. Requirements for SEP flux models are formulated. The reliability of some SEP flux models is determined by comparing their predictions with the experimental data.     

On the early phase of relativistic solar particle events: Are there signatures of acceleration mechanism?

Many physical processes precede and accompany the solar energetic particles (SEP) occurrence on the Earth’s orbit. Explosive energy release on the Sun gives rise to a flare and a coronal mass ejection (CME). X-ray and gamma emissions are believed to be connected with flares. Radio emission is signature of disturbances traveling through the corona and interplanetary space. Particles can gain energy both in the flare and the accompanying wave processes. The beginning of the SEP events has the advantage of being the phase most close to the time of acceleration. Influence of interplanetary transport is minimal in the case of first arriving relativistic solar protons recorded by ground based neutron monitors in so called ground-level enhancements (GLE). The early phase of the SEP events attracts attention of many scientists searching for the understanding of particle acceleration. However, they come to the opposite conclusions. While some authors find arguments for coronal mass ejections as a sole accelerator of SEPs, others prove a flare to be the SEP origin. Here, the circumstances of SEP generation for several GLEs of the 23rd solar cycle are considered. Timing of X-ray, CME, and radio emissions shows a great variety from event to event. However, the time of particle ejection from the Sun is closer to maximum of X-ray emission than to any other phenomena considered. No correlation is found between the particle fluxes and the CME characteristics.     

2 AU以内的“渐进型”太阳高能粒子事件模拟

太阳高能粒子（Solar Energetic Particle,SEP）事件是影响地球空间以及深空辐射环境的主要因素之一。“渐进型”太阳高能粒子事件中的高能粒子主要来自于日冕物质抛射（Coronal Mass Ejection,CME）所驱动的激波扩散加速（Diffusive Shock Acceleration,DSA）过程。CME驱动的激波在行星际的传播过程中,其结构不断演化,进而影响到高能粒子的加速过程。本文利用二维太阳高能粒子加速和传播模型,对发生于2014年4月18日的太阳高能粒子事件实例进行了数值模拟。模型考察了黄道面上2 AU的距离以内包含地球所在位置的4个不同点,分别计算了每个点上高能粒子的通量。数值模拟的结果表明：黄道面内不同位置的观察点,与激波波前的磁力线连接不同,从而导致观察点处高能粒子的通量有着显著的差异。该模型的计算结果可以为深空探测计划开展辐射环境研究提供必要的输入。     

The dependence of solar energetic particle fluxes in the Earth-Mars-Earth route on solar activity period.

This report presents the results of analyzing the relative importance of particle fluxes of different origin in the Earth-Mars-Earth route during different solar activity periods. The analysis has been made in terms of the galactic cosmic ray and solar energetic particle flux models developed at Moscow State University. The results demonstrate the extreme importance of the high-energy solar particle fluxes in interplanetary space even during the years of "quiet" Sun.     

1 AU轨道SEP粒子通量的计算及与多卫星观测结果的比较

1 AU轨道上太阳高能粒子(Solar Energetic Particles,SEP)通量是空间天气的重要指标.将SEP两步传播方程的格林函数解进行数值化,模拟了2012年9月28日的SEP事件,首次计算了同一事件中GOES卫星与STEREO双星观测到的SEP通量变化过程.对GOES和STEREO-B观测点,计算所得SEP峰值I_max和峰值到达时间t_max与观测值符合较好;对STEREO-A,由于观测点与太阳活动源区间隔较大及太阳背面未知事件的影响,计算结果与观测存在一定差异.      

Solar cosmic rays in the near Earth space and the atmosphere

Solar energetic particles (SEPs) constitute a distinct population of energetic charged particles, which can be often observed in the near Earth space. SEP penetration into the Earth’s magnetosphere is a complicated process depending on particle magnetic rigidity and geomagnetic field structure. Particles in the several MeV energy range can only access to periphery of the magnetosphere and the polar cap regions, while the GeV particles can arrive at equatorial latitudes. Solar protons with energies higher than 100 MeV may be observed in the atmosphere above ∼30 km, and those with energies more than 1 GeV may be recorded even at the sea level. There are some observational evidences of SEP influence on atmospheric processes. Intruding into the atmosphere, SEPs affect middle atmosphere odd-nitrogen and ozone chemistry. Since spatial and temporal variations of SEP fluxes in the near Earth space are controlled by solar activity, SEPs may present an important link between solar activity and climate. The paper outlines dynamics of SEP fluxes in the near Earth space during the last decades. This can be useful for tracing relationship between SEPs and atmospheric processes.     

太阳辐射对环火段通信链路的影响分析及参数设计

深空探测的上合阶段(superior solar conjunction,SSC),太阳强辐射成为影响地面站接收噪声温度计算分析的关键性因素之一。针对太阳辐射引起的高传输误码率甚至通信中断问题,以火星探测为例,提出一种定量化计算环火段太阳 地面站 探测器夹角∠SEP的方法,结合角度关系分析了环火段SSC阶段太阳对链路产生影响的原因,重点分析了地面站接收太阳噪声温度与空间链路、空口参数以及天线波束特性之间的关系。研究及仿真试验表明,当天线口径一定时,地面站的接收噪温峰值Tsmax和太阳对地面站的影响时长ti均与通信频率成反比; 在通信频率一定时,Tsmax与天线口径成正比,t_i与天线口径成反比;当天线口径固定为34m时,S频段下的Tsmax高达12830K,是Ka频段下的1.8倍,S频段的ti比Ka频段下的ti表现在∠SEP上延长近0.5°。当通信频率固定为S频段时,70m口径天线与18m口径天线相比,Tsmax高出1920K,但是ti表现在∠SEP上缩短约0.53°。结合太阳辐射对通信链路的影响分析,给出了不同∠SEP下的链路参数设计建议,为火星探测链路中的参数设置提供参考。     

Composition of energetic particles from solar flares.

We present a model for composition of heavy ions in the solar energetic particles (SEP). The SEP composition in a typical large solar particle event reflects the composition of the Sun, with adjustments due to fractionation effects which depend on the first ionization potential (FIP) of the ion and on the ratio of ionic charge to mass (Q/M). Flare-to-flare variations in composition are represented by parameters describing these fractionation effects and the distributions of these parameters are presented.     

Relative fluxes of shock and prompt peaks in SEP event time profiles

Peak fluxes are an important property of gradual solar energetic particle (SEP) event time profiles from both astro/heliophysical and applications perspectives. However, the peak flux in an event may occur at the event onset, or at the time of the interplanetary shock arrival (the ESP or energetic storm particles). This makes an important difference in the interpretation of the peak flux, and in any attempts to characterize or model it. This paper describes a study of SEP data sets from ACE, IMP-8 and GOES toward determining the relative properties of these peak fluxes for protons with energies near 1, 10, and 50 MeV. The results suggest that for gradual events with both peaks, the ESP peak often dominates at 1 MeV energies and is dominant about half the time at 10 MeV. Moreover, the prompt peak fluxes can be used to estimate the shock peak (ESP event) up to days ahead, especially in the lower energy range.     

Statistical properties of SEP event flux declines

The interplanetary space is not a passive medium, which merely constitutes a scene for the propagation of previously accelerated energetic particles, but influences the distribution of particles by changing their energies as well due to interactions with magnetic field inhomogeneities. Such processes manifest themselves in the energy spectra of solar energetic particle (SEP) events. In this paper the fluxes of protons with energies of 4–60 MeV are investigated on the basis of two data sets. Both sets are homogeneous, obtained by the CPME instrument aboard the IMP 8 satellite between 1974 and 2001. The first includes all SEP events where the integral fluxes of >4 MeV protons exceeded 2 particle/cm² s sr. The other set consists of fluxes recorded in differential energy windows between 0.5 and 48 MeV. Important characteristics of SEP events include the rates of decrease of particle flux, which, as well as peak flux time, is an integral feature of the interplanetary medium within a considerable region, surrounding the observation point. The time intervals selected cover the decay phases of SEP events following flares, CMEs and interplanetary shocks of different origin. Only those parts of declines were selected, that could reasonably be described by exponential dependence, irrespective of the gradual/impulsive character of the events. It is shown that the average values of characteristic decay time, τ, and energy spectral index, γ, are all changing with the solar activity phase. Distributions of τ and γ values are obtained in SEPs with and without shocks and during different phases of events: just after peak flux and late after maximum.     

Statistical properties of the most powerful solar and heliospheric disturbances

We present and discuss here the first version of a data base of extreme solar and heliospheric events. The data base contains now 87 extreme events mostly since 1940. An event is classified as extreme if one of the three critical parameters passed a lower limit. The critical parameters were the X-ray flux (parameter R), solar proton flux (parameter S) and geomagnetic disturbance level (parameter G). We find that the five strongest extreme events based on four variables (X-rays SEP, Dst, Ap) are completely separate except for the October 2003 event which is one the five most extreme events according to SEP, Dst and Ap. This underlines the special character of the October 2003 event, making it unique within 35 years. We also find that the events based on R and G are rather separate, indicating that the location of even extreme flares on the solar disk is important for geomagnetic effects. We also find that S = 3 events are not extreme in the same sense as R > 3 and G > 3 events, while S = 5 events are missing so far. This suggests that it might be useful to rescale the classification of SEP fluxes.     

基于AMS-01实验估算羊八井处原初宇宙线的流强和能谱

利用Alpha Magnetic Spectrometer(AMS)实验对近地空间不同地磁纬度处不同能量原初宇宙线微分能谱的观测,通过积分近似计算和拟合方法,研究得出西藏羊八井地磁纬度处原初宇宙线质子动能在0.44～4.31GeV,4.31～12.38GeV,12.38～199.06GeV区间内的积分流强与拟合能谱函数以及原初宇宙线氦核在刚度区间6.92～14.45GV,14.45～229.9GV的积分流强与拟合能谱函数,为近一步进行羊八井处本底宇宙线流强估算奠定了基础.      

Charged particles on the Earth–Jupiter–Europa spacecraft trajectory

Charged particle fluxes on the trajectory of future Russian space research mission to Jupiter and its satellite Europa are investigated. The existing experimental data and models of Jupiter’s main magnetic field and radiation belts are summarized. Preliminary results of computations of energetic particle fluxes and radiation doses for each stage of the flight are given. Special attention is paid to estimation of radiation conditions in Europa’s orbit and on its surface; influence of the satellite on spatial distribution of the fluxes of charged particles of various energies is studied.     

Transient effects of solar energetic particle flux enhancements on the inner magnetosphere of the earth

In one type of space weather, the sun emits intermittent enhancements of solar energetic particle (SEP) fluxes. A fraction of these fluxes that reach the envelope of geospace can be injected into the magnetospheric particle confinement region after transiting the geomagnetic tail domain, the polar cleft/cusp region, or directly through the front side magnetopause. Common for these processes is that they provide inward diffusive “leakage” whenever the immediate external flux environment is more intense than in the outer trapping region. Conversely, following injection events outward leakage can also occur whereby the confinement region becomes a source of Magnetosheath particles. Numerical modeling has been carried out to investigate the effects on the ambient fluxes in the Earth's radiation belts from this effect.     

Ulysses charged particle measurements between 1 and 5 AU from the sun.

Proton fluxes obtained by two instruments carried on the ESA/NASA Ulysses spacecraft are reported for the period from launch in October 1990 till Jupiter encounter in February 1992. Proton energy ranges are 24-59, 71-99, 130-320, 320-2100 and > 2100 MeV. The Sun was very active during this period, the events of March 1991 being some of the largest of the solar cycle. The relationship between events on the Sun and the observed proton flux is discussed.     

The features of radiation dose variations onboard ISS and Mir space station: comparative study.

The dynamics of the ISS-measured radiation dose variations since August 2000 is studied. Use is made of the data obtained with the R-16 instrument, which consists of two ionization chambers behind different shielding thicknesses. The doses recorded during solar energetic particle (SEP) events are compared with the data obtained also by R-16 on Mir space station. The SEP events in the solar maximum of the current cycle make a much smaller contribution to the radiation dose compared with the October 1989 event recorded on Mir space station. In the latter event, the proton intensity was peaking during a strong magnetic storm. The storm-time effect of solar proton geomagnetic cutoff decreases on dose variations is estimated. The dose variations on Mir space stations due to formation of a new radiation belt of high-energy protons and electrons during a sudden commencement of March 24, 1991 storm are also studied. It was for the first time throughout the ISS and Mir dose measurement period that the counting rates recorded by both R-16 channels on ISS in 2001-2002 were nearly the same during some time intervals. This effect may arise from the decreases of relativistic electron fluxes in the outer radiation belt.     

Solar proton events recorded in the stratosphere during cosmic ray balloon observations in 1957–2008

Long-term balloon observations have been performed by the Lebedev Physical Institute since 1957 up to the present time. The observations are taken several times a week at the polar and mid latitudes and allow us to study dynamics of galactic and solar cosmic ray as well as secondary particle fluxes in the atmosphere and in the near-Earth space. Solar energetic particles (120) – mostly protons – (SEP) events with >100 MeV proton intensity above 1 cm⁻² s⁻¹ s⁻¹ were recorded during 1958–2006. Before the advent of the SEP monitoring on spacecraft these results constituted the only homogeneous series of >100 MeV SEP events. The SEP intensities and energy spectra inferred from the Lebedev Physical Institute observations are consistent with the results taken in the adjacent energy intervals by the spacecraft and neutron monitors. Joint consideration of the SEP events series recorded by balloons and by neutron monitors during solar cycles 20–23 makes it possible to restore the probable number of events in solar cycle 19, which was not properly covered by observations. Some correlation was found between duration of SEP event production in a solar cycle and sunspot cycle characteristics.     

火星探测巡航段天文自主导航方法研究

对于火星探测巡航段的自主导航问题,提出了一种基于太阳及行星观测的自主导航方法。在巡航段初期及后期,根据探测器在太阳系中的位置关系,分别选择太阳、地球及太阳、火星作为观测目标,采用星载太阳敏感器和光学相机测量导航天体实现矢量,建立观测方程。利用非线性扩展卡尔曼滤波,分别建立两种观测方案对应的导航算法。仿真结果表明巡航段导航定位精度优于100 km,定速精度1 m/s。该方法实现简单,系统资源要求不高,对未来火星探测具有一定的工程参考价值。     

Modeling solar proton access to geostationary spacecraft with geomagnetic cutoffs

Solar energetic particle (SEP) cutoffs at geosynchronous orbit are sensitive to moderate geomagnetic activity and undergo daily variations due to the day–night asymmetry of the magnetosphere. At geosynchronous orbit, cutoff rigidity also has a large directional dependence, with the highest cutoff rigidity corresponding to ions arriving from magnetic east and lowest cutoff rigidity corresponding to ions incident from the west. Consequently, during geomagnetically quiet periods, the SEP flux observed by an eastward facing particle detector is significantly lower than observed by a westward facing particle detector. During geomagnetically disturbed periods the cutoff is suppressed allowing SEPs access well inside of geosynchronous, so that the east–west SEP flux ratio approaches unity. Variations in the east–west SEP flux ratio observed by GOES Energetic Particle Sensors (EPS) have recently been reported by Rodriguez et al. (2010). In NOAA’s operational processing of EPS count rates into differential fluxes, the differential flux is treated as isotropic and flat over the energy width of the channel. To compare modeled SEP flux with GOES EPS observations, the anisotropy of the flux over the EPS energy range and field of view must be taken into account. A technique for making direct comparisons between GOES EPS observations and SEP flux modeled using numerically computed geomagnetic cutoffs is presented. Initial results from a comparison between modeled and observed flux during the 6–11 December 2006 SEP event are also presented. The modeled cutoffs reproduce the observed flux variations well but are in general too high.     

Onset study of impulsive solar energetic particleevents

Impulsive solar energetic particle (SEP) events are associated with impulsive X-ray flares, energetic electrons,and enhanced heavy ion abundances. Using instruments on ACE, we have examined the composition and origin of twelve impulsive SEP events from November 1997 to June 2000. All selected impulsive SEP events have enhanced ³He/⁴He ratios compared with the solar wind values. The range of ³He/⁴He ratios varies from 0.01 to 7.8. By assuming scatter-free propagation at zero degree pitch-angle, we fitted the minimum particle path lengths (from 1.2 to 1.4 AU, as expected), and estimated the ion event release time back at the Sun to within better than 30 minutes in most cases. We found only four events in which the release times agree for both 38–50 keV electrons and <1 MeV/nucleon ions. Five of our events have significant differences (>40 minutes) between the electron and ion onset times, all with ions injected later. Three impulsive ion events have no association with any impulsive electron event. Seven events have associated solar electromagnetic signatures (Type III radio bursts and/or X-ray flares).