The Origin of Solar Energetic Particle Events: Coronal Acceleration versus Shock Wave Acceleration

We review evidence that led to the view that acceleration at shock waves driven by coronal mass ejections (CMEs) is responsible for large particle events detected at 1 AU. It appears that even if the CME bow shock acceleration is a possible model for the origin of rather low energy ions, it faces difficulties on account of the production of ions far above 1 MeV: (i) although shock waves have been demonstrated to accelerate ions to energies of some MeV nucl^–1 in the interplanetary medium, their ability to achieve relativistic energies in the solar environment is unproven; (ii) SEP events producing particle enhancements at energies 100 MeV are also accompanied by flares; those accompanied only by fast CMEs have no proton signatures above 50 MeV. We emphasize detailed studies of individual high energy particle events which provide strong evidence that time-extended particle acceleration which occurs in the corona after the impulsive flare contributes to particle fluxes in space. It appears thus that the CME bow shock scenario has been overvalued and that long lasting coronal energy release processes have to be taken into account when searching for the origin of high energy SEP events.     

3He-Rich Solar Energetic Particle Events

³He-rich solar energetic particle (SEP) events show huge enrichments of ³He and association with kilovolt electrons and Type-III radio bursts. Observations from a new generation of high resolution instruments launched on the Wind, ACE, Yohkoh, SOHO, TRACE, and RHESSI spacecraft have revealed many new properties of these events: the particle energy spectra are found to be either power-law or curved in shape, with the ³He spectrum often being distinctly different from other species. Ultra-heavy nuclei up to >200 amu are found to be routinely present at average enrichments of >200 times solar-system abundances. The high ionization states previously observed near ∼1 MeV/nucleon have been found to decrease towards normal solar coronal values in these events. The source regions have been identified for many events, and are associated with X-ray jets and EUV flares that are associated with magnetic reconnection sites near active regions. This paper reviews the current experimental picture and theoretical models, with emphasis on the new insights found in the last few years.     

Evidence for a Two-Stage Acceleration Process in Large Solar Energetic Particle Events

Using high-resolution mass spectrometers on board the Advanced Composition Explorer (ACE), we surveyed the event-averaged ∼0.1–60 MeV/nuc heavy ion elemental composition in 64 large solar energetic particle (LSEP) events of cycle 23. Our results show the following: (1) The Fe/O ratio decreases with increasing energy up to ∼10 MeV/nuc in ∼92% of the events and up to ∼60 MeV/nuc in ∼64% of the events. (2) The rare isotope ³He is greatly enhanced over the corona or the solar wind values in 46% of the events. (3) The heavy ion abundances are not systematically organized by the ion’s M/Q ratio when compared with the solar wind values. (4) Heavy ion abundances from C–Fe exhibit systematic M/Q-dependent enhancements that are remarkably similar to those seen in ³He-rich SEP events and CME-driven interplanetary (IP) shock events. Taken together, these results confirm the role of shocks in energizing particles up to ∼60 MeV/nuc in the majority of large SEP events of cycle 23, but also show that the seed population is not dominated by ions originating from the ambient corona or the thermal solar wind, as previously believed. Rather, it appears that the source material for CME-associated large SEP events originates predominantly from a suprathermal population with a heavy ion enrichment pattern that is organized according to the ion’s mass-per-charge ratio. These new results indicate that current LSEP models must include the routine production of this dynamic suprathermal seed population as a critical pre-cursor to the CME shock acceleration process.     

Associating the Solar Wind Measured by Ulysses with its Source at the sun

Radio occultation, ultraviolet, and white-light measurements have expanded our knowledge of the morphology of density and velocity in polar coronal holes, and made it possible to carry out the first systematic comparisons between the Ulysses solar wind measurements and quantitative white-light observations of the solar corona. This paper summarizes the rationale and salient features of this new approach which has been used to relate the solar wind observed by Ulysses in 1993–1995 to the inner corona. The statistical characteristics (average, standard deviation, and autocorrelation function) of the Ulysses density measurements of the fast wind are found to be mirrored in those of polarized brightness measurements of path-integrated density made by the High Altitude Observatory (HAO) Mauna Loa K-coronagraph at 1.15 R _⊙. These results reinforce the conclusions from comparisons between measurements of the outer and inner corona. They show that the polar coronal hole extends radially into the solar wind, and that sources of the fast wind are not limited to coronal holes. This revised version was published online in August 2006 with corrections to the Cover Date.     

GeV Particle Acceleration in Solar Flares and Ground Level Enhancement (GLE) Events

Ground Level Enhancement (GLE) events represent the most energetic class of solar energetic particle (SEP) events, requiring acceleration processes to boost ?1?GeV ions in order to produce showers of secondary particles in the Earth’s atmosphere with sufficient intensity to be detected by ground-level neutron monitors, above the background of cosmic rays. Although the association of GLE events with both solar flares and coronal mass ejections (CMEs) is undisputed, the question arises about the location of the responsible acceleration site: coronal flare reconnection sites, coronal CME shocks, or interplanetary shocks? To investigate the first possibility we explore the timing of GLE events with respect to hard X-ray production in solar flares, considering the height and magnetic topology of flares, the role of extended acceleration, and particle trapping. We find that 50% (6 out of 12) of recent (non-occulted) GLE events are accelerated during the impulsive flare phase, while the remaining half are accelerated significantly later. It appears that the prompt GLE component, which is observed in virtually all GLE events according to a recent study by Vashenyuk et al. (Astrophys. Space Sci. Trans. 7(4):459–463, 2011), is consistent with a flare origin in the lower corona, while the delayed gradual GLE component can be produced by both, either by extended acceleration and/or trapping in flare sites, or by particles accelerated in coronal and interplanetary shocks.     

Energy Spectra, Composition, and Other Properties of Ground-Level Events During Solar Cycle 23

We report spacecraft measurements of the energy spectra of solar protons and other solar energetic particle properties during the 16 Ground Level Events (GLEs) of Solar Cycle 23. The measurements were made by eight instruments on the ACE, GOES, SAMPEX, and STEREO spacecraft and extend from ～0.1 to ～500–700?MeV. All of the proton spectra exhibit spectral breaks at energies ranging from ～2 to ～46?MeV and all are well fit by a double power-law shape. A comparison of GLE events with a larger sample of other solar energetic particle (SEP) events shows that the typical spectral indices are harder in GLE events, with a mean slope of ?3.18 at >40?MeV/nuc. In the energy range 45 to 80?MeV/nucleon about ～50?% of GLE events have properties in common with impulsive ³He-rich SEP events, including enrichments in Ne/O, Fe/O, ²²Ne/²⁰Ne, and elevated mean charge states of Fe. These ³He-rich events contribute to the seed population accelerated by CME-driven shocks. An analysis is presented of whether highly-ionized Fe ions observed in five events could be due to electron stripping during shock acceleration in the low corona. Making use of stripping calculations by others and a coronal density model, we can account for events with mean Fe charge states of 〈Q _Fe〉≈+20 if the acceleration starts at ～1.24–1.6 solar radii, consistent with recent comparisons of CME trajectories and type-II radio bursts. In addition, we suggest that gradual stripping of remnant ions from earlier large SEP events may also contribute a highly-ionized suprathermal seed population. We also discuss how observed SEP spectral slopes relate to the energetics of particle acceleration in GLE and other large SEP events.     

Solar Sources of Heliospheric Energetic Electron Events—Shocks or Flares?

Electrons with near-relativistic (E≳30 keV, NrR) and relativistic (E≳0.3 MeV) energies are often observed as discrete events in the inner heliosphere following solar transient activity. Several acceleration mechanisms have been proposed for the production of those electrons. One candidate is acceleration at MHD shocks driven by coronal mass ejections (CMEs) with speeds ≳1000 km s⁻¹. Many NrR electron events are temporally associated only with flares while others are associated with flares as well as with CMEs or with radio type II shock waves. Since CME onsets and associated flares are roughly simultaneous, distinguishing the sources of electron events is a serious challenge. On a phenomenological basis two classes of solar electron events were known several decades ago, but recent observations have presented a more complex picture. We review early and recent observational results to deduce different electron event classes and their viable acceleration mechanisms, defined broadly as shocks versus flares. The NrR and relativistic electrons are treated separately. Topics covered are: solar electron injection delays from flare impulsive phases; comparisons of electron intensities and spectra with flares, CMEs and accompanying solar energetic proton (SEP) events; multiple spacecraft observations; two-phase electron events; coronal flares; shock-associated (SA) events; electron spectral invariance; and solar electron intensity size distributions. This evidence suggests that CME-driven shocks are statistically the dominant acceleration mechanism of relativistic events, but most NrR electron events result from flares. Determining the solar origin of a given NrR or relativistic electron event remains a difficult proposition, and suggestions for future work are given.     

Global Properties of Solar Flares

This article broadly reviews our knowledge of solar flares. There is a particular focus on their global properties, as opposed to the microphysics such as that needed for magnetic reconnection or particle acceleration as such. Indeed solar flares will always remain in the domain of remote sensing, so we cannot observe the microscales directly and must understand the basic physics entirely via the global properties plus theoretical inference. The global observables include the general energetics—radiation in flares and mass loss in coronal mass ejections (CMEs)—and the formation of different kinds of ejection and global wave disturbance: the type II radio-burst exciter, the Moreton wave, the EIT “wave”, and the “sunquake” acoustic waves in the solar interior. Flare radiation and CME kinetic energy can have comparable magnitudes, of order 10³² erg each for an X-class event, with the bulk of the radiant energy in the visible-UV continuum. We argue that the impulsive phase of the flare dominates the energetics of all of these manifestations, and also point out that energy and momentum in this phase largely reside in the electromagnetic field, not in the observable plasma.     

Ulysses' Second Orbit: Remarkably Different Solar Wind

By the time of the 34th ESLAB symposium, dedicated to the memory of John Simpson, Ulysses had nearly reached its peak southerly latitude in its second polar orbit. The global solar wind structure observed thus far in Ulysses' second orbit is remarkably different from that observed over its first orbit. In particular, Ulysses observed highly irregular solar wind with less periodic stream interaction regions, much more frequent coronal mass ejections, and only a single, short interval of fast solar wind. Ulysses also observed the slowest solar wind seen thus far in its ten-year journey (∼270 km s⁻¹). The complicated solar wind structure undoubtedly arises from the more complex coronal structure found around solar activity maximum, when the large polar coronal holes have disappeared and coronal streamers, small-scale coronal holes, and frequent CMEs are found at all heliolatitudes. This revised version was published online in August 2006 with corrections to the Cover Date.     

Working Group 1 Report: Solar Wind Models from the Sun to 1 AU: Constraints by "in situ" and Remote Sensing Measurements

The goal of Working Group 1 was to discuss constraints on solar wind models. The topics for discussion, outlined by Eckart Marsch in his introduction, were: (1) what heats the corona, (2) what is the role of waves, (3) what determines the solar wind mass flux, (4) can stationary, multi-fluid models describe the fast and slow solar wind, or (5) do we need time dependent fluid models, kinetic models, and/or MHD models to describe solar wind acceleration. The discussion in the working group focused on observations of "temperatures" in the corona, mainly in coronal holes, and whether the observations of line broadening should be interpreted as thermal broadening or wave broadening. Observations of the coronal electron density and the flow speed in coronal holes were also discussed. There was only one contribution on observations of the distant solar wind, but we can place firm constraints on the solar wind particle fluxes and asymptotic flow speeds from observations with Ulysses and other spacecraft. Theoretical work on multi-fluid models, higher-order moment fluid models, and MHD models of the solar wind were also presented. This revised version was published online in June 2006 with corrections to the Cover Date.     

Acceleration Profile of the Slow Solar Wind as Inferred from Gradual Mass Ejections Observed by LASCO

The slow solar wind (< 400 km s^-1) appears to initiate from the regions in the corona where magnetic fields are closed, or from the interface between streamers and other coronal regions. The nature of the acceleration of slow solar wind is not yet well known. LASCO observations of gradually evolving mass ejections offer us a good opportunity to study the speed and acceleration profiles of the slow solar wind from a distance of 1.1 up to 30 R_⊙. We present speed and acceleration profiles of slow solar wind, derived on the basis of measurements of mass flows in several cases of gradual mass ejections and present them in perspective of earlier work. This revised version was published online in June 2006 with corrections to the Cover Date.     

Solar Energetic Particles: Sampling Coronal Abundances

In the large solar energetic particle (SEP) events, coronal mass ejections (CMEs) drive shock waves out through the corona that accelerate elements of the ambient material to MeV energies in a fairly democratic, temperature-independent manner. These events provide the most complete source of information on element abundances in the corona. Relative abundances of 22 elements from H through Zn display the well-known dependence on the first ionization potential (FIP) that distinguishes coronal and photospheric material. For most elements, the main abundance variations depend upon the gyrofrequency, and hence on the charge-to-mass ratio, Q/A, of the ion. Abundance variations in the dominant species, H and He, are not Q/A dependent, presumably because of non-linear wave-particle interactions of H and He during acceleration. Impulsive flares provide a different sample of material that confirms the Ne:Mg:Si and He/C abundances in the corona. This revised version was published online in June 2006 with corrections to the Cover Date.     

Solar Energetic Particles

In this brief review, we summarize the current state of knowledge of solar energetic particles. This includes energetic particles contained within the site of solar flares that are responsible for X-ray, γ-ray and neutron emission and particles accelerated at high coronal altitudes and in interplanetary space by travelling disturbances such as coronal mass ejections. Special emphasis is placed on those particles directly or indirectly associated with neutron monitor signals. This revised version was published online in August 2006 with corrections to the Cover Date.     

Magneto-gravity Waves Trapped in the Lower Solar Corona

The possibility of trapped magneto-gravity waves in the lower solar corona with an open magnetic field is discussed. Intensity variations and/or Doppler shifts of relevant UV, EUV and x-ray spectral lines in the chromosphere, transition region and lower corona may reveal the existence of such low-frequency modes (with periods longer than ∼ 1.5 hour). The spectrum may be either discrete or continuous depending on the reflection property of the narrow transition region. These modes can be utilized to probe the dynamics of the upper chromosphere, transition region and lower corona; they may also play an important role in coronal heating. This revised version was published online in June 2006 with corrections to the Cover Date.     

Solar Energetic Particle Isotopic Composition

We discuss isotopic abundance measurements of heavy (6 ≤ Z ≤ 14) solar energetic particles with energies from ∼15 to 70 MeV/nucleon, focusing on new measurements made on SAMPEX during two large solar particle events in late 1992. These measurements are corrected for charge/mass dependent acceleration effects to obtain estimates of coronal isotopic abundances and are compared with terrestrial and solar wind isotope abundances. An example of new results from the Advanced Composition Explorer is included. This revised version was published online in June 2006 with corrections to the Cover Date.     

The Two Sources of Solar Energetic Particles

Evidence for two different physical mechanisms for acceleration of solar energetic particles (SEPs) arose 50 years ago with radio observations of type III bursts, produced by outward streaming electrons, and type II bursts from coronal and interplanetary shock waves. Since that time we have found that the former are related to “impulsive” SEP events from impulsive flares or jets. Here, resonant stochastic acceleration, related to magnetic reconnection involving open field lines, produces not only electrons but 1000-fold enhancements of ³He/⁴He and of (Z>50)/O. Alternatively, in “gradual” SEP events, shock waves, driven out from the Sun by coronal mass ejections (CMEs), more democratically sample ion abundances that are even used to measure the coronal abundances of the elements. Gradual events produce by far the highest SEP intensities near Earth. Sometimes residual impulsive suprathermal ions contribute to the seed population for shock acceleration, complicating the abundance picture, but this process has now been modeled theoretically. Initially, impulsive events define a point source on the Sun, selectively filling few magnetic flux tubes, while gradual events show extensive acceleration that can fill half of the inner heliosphere, beginning when the shock reaches ～2 solar radii. Shock acceleration occurs as ions are scattered back and forth across the shock by resonant Alfvén waves amplified by the accelerated protons themselves as they stream away. These waves also can produce a streaming-limited maximum SEP intensity and plateau region upstream of the shock. Behind the shock lies the large expanse of the “reservoir”, a spatially extensive trapped volume of uniform SEP intensities with invariant energy-spectral shapes where overall intensities decrease with time as the enclosing “magnetic bottle” expands adiabatically. These reservoirs now explain the slow intensity decrease that defines gradual events and was once erroneously attributed solely to slow outward diffusion of the particles. At times the reservoir from one event can contribute its abundances and even its spectra as a seed population for acceleration by a second CME-driven shock wave. Confinement of particles to magnetic flux tubes that thread their source early in events is balanced at late times by slow velocity-dependent migration through a tangled network produced by field-line random walk that is probed by SEPs from both impulsive and gradual events and even by anomalous cosmic rays from the outer heliosphere. As a practical consequence, high-energy protons from gradual SEP events can be a significant radiation hazard to astronauts and equipment in space and to the passengers of high-altitude aircraft flying polar routes.     

Coronal index of solar activity – Solar-terrestrial research

The purpose of this paper is to introduce a coronal index of solar activity (CI) as computed from ground-based observations of the green coronal line intensities (Fe?xiv; 530.3 nm). This index, expressed in W s^?1, is derived for the period 1939–1998 and belongs to the class of ground-based indices used to study solar activity and its influence on the heliosphere. The smoothed peak solar cycle intensity of the CI increased monotonically during the period of research. On the other hand, comparative studies have shown relatively good agreement with similar solar indices. CI can be used to study, among other things, the rotation of the Sun as a star, and long-term, intermediate- and short-term periodicities. The CI is inferred from a homogeneous coronal data set that can be used to study such topics as the 2D distribution of the green corona and photospheric/chromospheric activity, the differential rotation of the emission green corona, and the relationship between the green corona and cosmic rays.     

Global Solar Wind Structure from Solar Minimum to Solar Maximum: Sources and Evolution

During the past few years, significant progress has been made in identifying the coronal sources of structures observed in the solar wind. This recent work has been facilitated by the relative simplicity and stability of structures during solar minimum. The challenge now is to continue to use coordinated coronal/solar wind observations to study the far more complicated and time-evolving structures of solar maximum. In this paper I will review analyses that use a wide range of observations to map out the global heliosphere and connect the corona to the solar wind. In particular, I will review some of the solar minimum studies done for the first Whole Sun Month campaign (WSM1), and briefly consider work in progress modeling the ascending phase time period of the second Whole Sun Fortnight campaign (WSF) and SPARTAN 201-05 observations, and the solar maximum third Whole Sun Month campaign (WSM3). In so doing I hope to demonstrate the increase in complexity of the connections between corona and heliosphere with solar cycle, and highlight the issues that need to be addressed in modeling solar maximum connections. This revised version was published online in August 2006 with corrections to the Cover Date.     

Coronal Heating and Solar Wind Acceleration: Future Work on Observations

The space-based observatories SOHO and TRACE have shown some very interesting results on the structure and dynamics of the Sun and its atmosphere, e.g., the extremely high ion temperatures or the enormous variability in the corona. But one question is still open to debate: how to use these data to distinguish between different types of physical heating processes, as, e.g., absorption of high-frequency Alfvén-waves or reconnection events? This paper will discuss some possibilities on how to tackle this type of question. These include observations of ion temperature anisotropies and electron temperatures in the corona as well as measurements of coronal magnetic fields. Emphasis will be put on simultaneous observations of the whole solar atmosphere from the photosphere into the solar wind and on solar-stellar connections. In the light of these ideas new proposed space missions as well as ground based efforts will be discussed.     

Sources of Solar Wind at Solar Minimum: Constraints from Composition Data

In this discussion of observational constraints on the source regions and acceleration processes of solar wind, we will focus on the ionic composition of the solar wind and the distribution of charge states of heavy elements such as oxygen and iron. We first focus on the now well-known bi-modal nature of solar wind, which dominates the heliosphere at solar minimum: Compositionally cool solar wind from polar coronal holes over-expands, filling a much larger solid angle than the coronal holes on the Sun. We use a series of remote and in-situ characteristics to derive a global geometric expansion factor of?～5. Slower, streamer-associated wind is located near the heliospheric current sheet with a width of 10–20°, but in a well-defined band with a geometrically small transition width. We then compute charge states under the assumption of thermal electron distributions and temperature, velocity, and density profiles predicted by a recent solar wind model, and conclude that the solar wind originates from a hot source at around 1 million?K, characteristic of the closed corona.