Global Processes that Determine Cosmic Ray Modulation

The global processes that determine cosmic ray modulation are reviewed. The essential elements of the theory which describes cosmic ray behavior in the heliosphere are summarized, and a series of discussions is presented which compare the expectations of this theory with observations of the spatial and temporal behavior of both galactic cosmic rays and the anomalous component; the behavior of cosmic ray electrons and ions; and the 26-day variations in cosmic rays as a function of heliographic latitude. The general conclusion is that the current theory is essentially correct. There is clear evidence, in solar minimum conditions, that the cosmic rays and the anomalous component behave as is expected from theory, with strong effects of gradient and curvature drifts. There is strong evidence of considerable latitude transport of the cosmic rays, at all energies, but the mechanism by which this occurs is unclear. Despite the apparent success of the theory, there is no single choice for the parameters which describe cosmic ray behavior, which can account for all of the observed temporal and spatial variations, spectra, and electron vs. ion behavior.     

Diffusive Shock Acceleration and Magnetic Field Amplification

Diffusive shock acceleration is the theory of particle acceleration through multiple shock crossings. In order for this process to proceed at a rate that can be reconciled with observations of high-energy electrons in the vicinity of the shock, and for cosmic rays protons to be accelerated to energies up to observed galactic values, significant magnetic field amplification is required. In this review we will discuss various theories on how magnetic field amplification can proceed in the presence of a cosmic ray population. On both short and long length scales, cosmic ray streaming can induce instabilities that act to amplify the magnetic field. Developments in this area that have occurred over the past decade are the main focus of this paper.     

New Experimental Data and What It Tells Us About the Sources and Acceleration of Cosmic Rays

This paper summarizes new data in several fields of astronomy that relate to the origin and acceleration of cosmic rays in our galaxy and similar nearby galaxies. Data from radio astronomy shows that supernova remnants, both in our galaxy and neighboring galaxies, appear to be the sources of most of the accelerated electrons observed in these galaxies. -ray measurements also reveal several strong sources associated with supernova remnants in our galaxy. These sources have -ray spectra that are suggestive of the acceleration of cosmic-ray nuclei. Cosmic-ray observations from the Voyager and Ulysses spacecraft suggest a source composition that is very similar to the solar composition but with distinctive differences in the ⁴He, ¹²C,¹⁴ N and ²²Ne abundances that are the imprint of giant W-R star nucleosynthesis. Injection effects which depend on the first ionization potential (FIP) of the elements involved are also observed, in a manner similar to the fractionization observed between the solar photosphere and corona and also analogous to the preferential acceleration observed for high FIP elements at the heliospheric solar wind termination shock. Most of the ⁵⁹Ni produced in the nucleosynthesis of Fe peak nuclei just prior to a SN explosion appears to have decayed to ⁵⁹Co before the cosmic rays have been accelerated, suggesting that the⁵⁹ Ni is accelerated at least 10⁵ yr after it is produced. The decay of certain K capture isotopes produced during cosmic-ray propagation has also been observed for the first time. These measurements suggest that re-acceleration after an initial principal acceleration cannot be large. The high energy spectral indices of cosmic-ray nuclei show a significant charge dependent trend with the index of hydrogen being -2.76 and that of Fe -2.61. The escape length dependence of cosmic rays from our galaxy can now be measured up to ~300 GeV nucl^-1 using the Fe sec/Fe ratio. This escape length is P ^-0.05 above 10 GeV nucl^-1 leading to a typical source spectral index of (2.70±0.10) -0.50 = -2.20 for nuclei. This is similar to the source index of -2.3 inferred for electrons within the errors of ±0.1 in the index for both components. Spacecraft measurements in the outer heliosphere suggest that the local cosmic-ray energy density is ~2eV cm^-3 – larger than previously assumed. Gamma-ray measurements of electron bremsstrahlung below 50 MeV from the Comptel experiment on CGRO show that fully 20–30% of this energy is in electrons, several times that previously assumed. New estimates of the amount of matter traversed by cosmic rays using measurements of the B/C ratio are also higher than earlier estimates – this value is now ~10 g cm^-2 at 1 GeV nucl^-1. Thus altogether cosmic rays are energetically a more important component of our galaxy than previously assumed. This has implications both for the types of sources that are capable of accelerating cosmic rays and also for the role that cosmic rays may play in ionizing the diffuse interstellar medium.     

The Energy Spectra and Anisotropies of Cosmic Rays

The existing paradigm of the origin of Galactic cosmic rays places strong supernovae shocks as the acceleration site for this material. However, although the EGRET gamma-ray telescope has reported evidence for GeV gamma rays from some supernovae, it is still unclear if the signal is produced by locally intense cosmic rays. Although non-thermal X-ray emissions have been detected from supernova remnants and interpreted as synchrotron emission from locally intense electrons at energies up to 100 TeV, the inferred source energy spectral slopes seem much steeper than the electron source spectrum observed through direct measurements. It remains the case that simple energetics provide the most convincing argument that supernovae power the bulk of cosmic rays. Two characteristics which can be used to investigate this issue at high energy are the source energy spectra and the source composition derived from direct measurements.     

Composition of solar cosmic rays

Summary The general features of the solar particle composition now seem to be clear. The two most abundant components, protons and helium nuclei, have different velocity spectra, similar, but not exactly identical rigidity spectra, and varying relative abundances. The multiply charged nuclei, on the other hand, appear to have the same spectral shape and relative abundances each time measurements are made, at least in the region from 42 to 135 MeV/nucleon. Further, these relative abundances seem to reflect those of the solar atmosphere insofar as comparison can be made. Electrons are rare, but high energy electrons are not expected to be plentiful due to the probable high rate of energy loss caused by synchrotron radiation at the sun. Energetic neutrons were also not expected in large quantity and have not been observed. Finally, there is positive evidence that very small quantities of deuterons exist, probably in an amount which is about 10^-3 or less of the proton abundance.The experimental data indicate that the propagation phenomenon is not purely rigidity dependent. Although the propagation of solar particles is still not well understood, the development of theories which take into account both the general magnetic field and the inhomogeneities in the field seem to hold some promise of explaining the experimental results. The composition data have also established important restraints which any acceleration theory must satisfy, and thereby contributed greatly to the very difficult problem of determining the acceleration mechanism.The similarity of the relative abundance of the energetic solar particles and the nuclei in the sun's photosphere suggested the possibility of having a new means of estimating the solar neon and helium abundances. This very interesting possibility will have to be explored by further testing of the composition of future solar particle events. Finally, it was seen that the composition was a very strong argument against most stars being the principal source of high energy non-solar cosmic rays, and, therefore, special sources, such as supernovae or possibly quasistellar objects, should be considered as much more likely prospects for the origin of cosmic rays.The results which have been obtained thus far on the composition of solar cosmic rays have indicated that further research in this area of study should be very rewarding and of value to many fields of physics. Further data on the composition and relative, as well as absolute, energy spectra of the various components are needed throughout many events. More experiments also should be performed to determine the properties of the rare components, deuterons, tritons, He³ nuclei, electrons, neutrons, and the heavier nuclei. When these experiments are complete, the knowledge which is needed to aid in answering the solar and astrophysical problems discussed in this review should be at hand.     

A cosmochemical view of cosmic rays and solar particles

The composition of cosmic rays and solar particles is reviewed with emphasis on the question of whether they are representative samples of Galactic and solar matter. The composition of solar particles changes with energy and from flare to flare. A strong excess of heavy elements at energies below a few MeV/nuc decreases with energy, and at energies above 15 MeV/nuc the composition of solar particles resembles that of galactic cosmic rays somewhat better than that of the solar atmosphere. The elements Ne through Pb have remarkably similar abundances in cosmic ray sources and in the matter of the solar system. The lighter elements are depleted in cosmic rays, whereas U and Th may be enriched or not, depending on whether the meteoritic or solar abundance of Th is used. Two prototype sources of cosmic rays are considered: gas with solar system composition but enriched in elements with Z > 8 during acceleration and emission (by analogy with solar particle emission), and highly evolved matter enriched in r-process elements such as U, Th and transuranic elements. The energy-dependence of cosmic ray composition suggests that both sources may contribute at different energies.Miller Institute Professor, 1972–73.     

The Inner Heliosphere - Outer Heliosphere Comparison for Cosmic Ray Modulation

This paper summarizes cosmic ray data on both galactic and anomalous particles in the inner and outer heliosphere near the sunspot minimum in 1995 and 1996 at the end of solar cycle 22. These data come from the IMP spacecraft in the inner heliosphere and the Voyager and Pioneer spacecraft in the outer heliosphere. In the inner heliosphere, the cosmic ray intensities at all energies in 1996 have recovered to almost the same maximum values they had at the last sunspot minimum in 1987 and the intensities are an even closer match to those observed two 11-year cycles earlier in 1976. In the outer heliosphere beyond 40 AU the intensity recovery is very slow and the intensities at all energies and for all species are almost constant in 1995-96 indicating that little further recovery can be expected in this cycle. The intensity of galactic cosmic rays in 1996 is only 0.3-0.5 of that observed at the same radius of 42 AU in 1987 and for anomalous cosmic rays this ratio is only 0.1-0.2. This suggests a dramatically different entry of particles into the heliosphere in the two cycles for both types of particles as well as significantly different particle flow characteristics in the outer heliosphere. The net result of these different characteristics is that near the Earth only a relatively small intensity difference is observed between successive 11-year solar cycles whereas in the outer heliosphere the differences between cycles become very large and may even dominate the overall modulation.     

Shell type supernova remnants

The possibility of observing gamma ray emission from supernova remnants is discussed. It is shown that this could be possible in the 100 MeV band accessible to satellite instruments, but that confusion with the Galactic background is a major problem. At TeV energies and with modern imaging atmospheric cherenkov telescopes the situation should be much better and at least some of the nearby remnants may be detectable. Positive detections in both bands would provide a decisive test of current theoretical ideas on particle acceleration in supernova remnants and the origin of the Galactic cosmic rays.     

Cosmic ray investigation for the Voyager missions; energetic particle studies in the outer heliosphere—And beyond

A cosmic-ray detector system (CRS) has been developed for the Voyager mission which will measure the energy spectrum of electrons from 3–110 MeV and the energy spectra and elemental composition of all cosmic-ray nuclei from hydrogen through iron over an energy range from 1–500 MeV/nuc. Isotopes of hydrogen through sulfur will be resolved from 2–75 MeV/nuc. Studies with CRS data will provide information on the energy content, origin and acceleration process, life history, and dynamics of cosmic rays in the galaxy, and contribute to an understanding of the nucleosynthesis of elements in the cosmic-ray sources. Particular emphasis will be placed on low-energy phenomena that are expected to exist in interstellar space and are known to be present in the outer Solar System. This investigation will also add to our understanding of the transport of cosmic rays, Jovian electrons, and low-energy interplanetary particles over an extended region of interplanetary space. A major contribution to these areas of study will be the measurement of three-dimensional streaming patterns of nuclei from H through Fe and electrons over an extended energy range, with a precision that will allow determination of anisotropies down to 1%. The required combination of charge resolution, reliability and redundance has been achieved with systems consisting entirely of solid-state charged-particle detectors.Principal Investigator of the Voyager Cosmic Ray Experiment.     

Perpendicular Shock Reformation and Ion Acceleration

Kinetic simulations of supercritical, quasi-perpendicular shocks yield time-varying solutions that cyclically reform on proton spatio-temporal scales. Whether a shock solution is stationary or reforming depends upon the plasma parameters which, for SNR shocks and the heliospheric termination shock, are ill defined but believed to be within this time-dependent regime. We first review the time-dependent solutions and the acceleration processes of the ions for a proton–electron plasma. We then present recent results for a three-component plasma: background protons, electrons and a second ion population appropriate for SNR (heavy ions) or the termination shock (pickup protons). This ion acceleration generates a suprathermal “injection” population – a seed population for subsequent acceleration at the shock, which may in turn generate ions at cosmic ray energies.     

Cosmic-Ray Modulation in the Heliosphere A Phenomenological Study

The heliospheric cosmic-ray network–Pioneer 10/11, Voyager 1/2, Ulysses and IMP 8 have provided detailed observations of galactic and anomalous cosmic rays over a period of time that now exceeds 25 years and extends to heliocentric distances beyond 65 AU. These data, when compared over consecutive 11 year solar cycles, clearly establishes the existence of a 22-year cosmic ray modulation cycle that is dominated by the 11-year solar activity cycle but is strongly influenced by gradient and curvature drifts in association with the tilt of the heliospheric neutral current sheet as well as the mediation of the enhanced magnetic turbulence above the solar poles. Over successive solar minima these effects manifest themselves in the remarkable differences in the energetic particle time histories, in the magnitude and sign of the radial and latitudinal intensity gradients and in the changes in the energy spectra of anomalous cosmic rays as a function of heliocentric distance.From solar minimum to solar maximum the long term modulation is principally a combination of two solar related phenomena, the cumulative effect of long-lived global merged interaction regions (GMIRs) and gradient and curvature drifts in the interplanetary magnetic field. For the periods when positive ions flow in over the solar poles and out along the heliospheric current sheet, the modulation of ions is dominated by GMIRs. When this flow pattern is reversed it is found that drifts are an important but not dominant factor for cosmic ray modulation with the current sheet related drift effects decreasing with increasing rigidity R, heliolatitude and heliocentric distance. Over a single solar cycle these conclusions are confirmed at 1 AU by comparing the relative modulation of cosmic-ray helium nuclei and electrons.     

Particle Acceleration Mechanisms

In this paper we review the possible mechanisms for production of non-thermal electrons which are responsible for the observed non-thermal radiation in clusters of galaxies. Our primary focus is on non-thermal Bremsstrahlung and inverse Compton scattering, that produce hard X-ray emission. We first give a brief review of acceleration mechanisms and point out that in most astrophysical situations, and in particular for the intracluster medium, shocks, turbulence and plasma waves play a crucial role. We also outline how the effects of the turbulence can be accounted for. Using a generic model for turbulence and acceleration, we then consider two scenarios for production of non-thermal radiation. The first is motivated by the possibility that hard X-ray emission is due to non-thermal Bremsstrahlung by nonrelativistic particles and attempts to produce non-thermal tails by accelerating the electrons from the background plasma with an initial Maxwellian distribution. For acceleration rates smaller than the Coulomb energy loss rate, the effect of energising the plasma is to primarily heat the plasma with little sign of a distinct non-thermal tail. Such tails are discernible only for acceleration rates comparable or larger than the Coulomb loss rate. However, these tails are accompanied by significant heating and they are present for a short time of <10⁶ years, which is also the time that the tail will be thermalised. A longer period of acceleration at such rates will result in a runaway situation with most particles being accelerated to very high energies. These more exact treatments confirm the difficulty with this model, first pointed out by Petrosian (Astrophys. J. 557:560, 2001). Such non-thermal tails, even if possible, can only explain the hard X-ray but not the radio emission which needs GeV or higher energy electrons. For these and for production of hard X-rays by the inverse Compton model, we need the second scenario where there is injection and subsequent acceleration of relativistic electrons. It is shown that a steady state situation, for example arising from secondary electrons produced from cosmic ray proton scattering by background protons, will most likely lead to flatter than required electron spectra or it requires a short escape time of the electrons from the cluster. An episodic injection of relativistic electrons, presumably from galaxies or AGN, and/or episodic generation of turbulence and shocks by mergers can result in an electron spectrum consistent with observations but for only a short period of less than one billion years.     

Energetic Particles and Corotating Interaction Regions in the Solar Wind

This paper reviews three important effects on energetic particles of corotating interaction regions (CIRs) in the solar wind that are formed at the leading edges of high-speed solar wind streams originating in coronal holes. A brief overview of CIRs and their important features is followed by a discussion of CIR-associated modulations in the galactic cosmic ray intensity, with an emphasis on observations made by spacecraft particle telescope ‘anti-coincidence’ guards. Such guards combine high counting rates (hundreds of counts/s) and a lower rigidity response than neutron monitors to provide detailed information on the relationship between cosmic ray modulations and CIR structure. The modulation of Jovian electrons by CIRs is then described. Finally, the acceleration of ions to energies of ～20 MeV/n in the vicinity of CIRs is reviewed.     

Solar modulation of galactic cosmic radiation

In this review an attempt is made to present an integrated view of the solar modulation process that cause time variation of cosmic ray particles. After briefly surveying the relevant large and small scale properties of the interplanetary magnetic fields and plasma, the motion of cosmic ray particles in the disordered interplanetary magnetic fields is discussed. The experimentally observed long term variations of different species of cosmic ray particles are summarised and compared with the theoretical predictions from the diffusion-convection model. The effect of the energy losses due to decelaration in the expanding solar wind are clearly brought out. The radial density gradient, the modulation parameter and their long term variation are discussed to understand the dynamics of the modulating region. The cosmic ray anisotropy measurements at different energies are summarised. At high energies (E 1 GeV), the average diurnal anisotropy is shown to be energy independent and along the 18.00 h direction consistent with their undergoing partial corotation with the sun. The average semi-diurnal anisotropy seems to vary with energy as E ⁺¹ and incident from a direction perpendicular to the interplanetary field line, consistent with the semi-diurnal component being produced by latitudinal gradients. Both the diurnal and semi-diurnal components are shown to be practically time invariant. On a day to day basis, however, the anisotropy characteristics such as the exponent of variation, the amplitude and the phase show very high variability which are interpreted in terms of convection and variable field aligned diffusion due to the redistribution of the galactic cosmic ray density following transient changes in the interplanetary medium. The anisotropy observation at low energies (E 100 MeV) are, however, not explained by the theory.The rigidity dependence and the anisotropies during short term variations such as Forbush decreases are discussed in terms of the proposed field models for the interplanetary field structure and are compared with the observed rigidity dependence of long term variations. The data pertaining to the 27 day corotating Forbush decreases and their association with enhanced diurnal variation are also presented. The relationship between the energetic storm particle events which are caused by the acceleration of particles in the shock fronts and the Forbush decreases which are caused by the exclusion of galactic particles by the enhanced field structure in the same fronts are clearly brought out. Thus the recurrent increases at low energies and recurrent decreases at high energies may both be caused by the field structure in the shock front. In conclusion, the properties of the very short period fluctuations (18–25 cph) are summarised.     

The origin of cosmic rays in spiral galaxies

The problem of the origin and distribution of cosmic rays in the Galaxy is introduced by summarizing the literature on the radio and -ray studies of the Galaxy, discussing the propagation of cosmic rays in the interstellar medium, and listing the observed properties of cosmic rays. The localization of cosmic-ray electrons to their parent galaxies is an indicator that processes leading to cosmic-ray production may be common to galaxies like our own. The studies of external galaxies are therefore relevant to our own and have the advantage of better perspective.Studies of cosmic rays in exsternal galaxies are limited to the electron component which radiates synchrotron emission at radio frequencies. Multi-colour photometry of galaxies allows the separation of stellar populations that harbour particular classes of cosmic-ray sources. Statistical studies aimed at correlating integrated radio and optical properties of galaxies have reached conflicting conclusions. Although a correlation of cosmic rays with the older stellar population is proposed by some authors, others argue that the young stellar population harbours cosmic ray sources.Morphological studies of resolved galaxies provide information on the distributions of cosmic-ray electrons in galaxies. Studies in which the resolution of the radio images is much lower than in the optical are limited and have also produced contradictory results. Radio imaging at optical resolution is required for a direct comparison of cosmic-ray distributions with stellar distributions. Such studies are reviewed and the constraints they impose on cosmic-ray propagation and distribution of cosmic-ray sources is discussed.Theoretical cosmic-ray acceleration mechanisms are surveyed and an attempt is made to determine likely contributors. Mechanisms associated with shock waves in a variety of astrophysical settings are reviewed. Acceleration mechanisms not involving shocks, are also discussed. Finally, the status of the field is summarized along with some speculation on the future directions the field may take.     

The Ultra Heavy Elements in the Cosmic Radiation

The concept that nuclei of all of the elements in the periodic table were accelerated to relativistic energies in the primary cosmic rays was confirmed by the discovery of the presence of nuclei significantly heavier than iron. These “ultra heavy” nuclei must all have been synthesized in endothermic reactions, occurring predominately in the final stages of stellar evolution. Determination of the relative abundances of these nuclei should provide new insights into the nuclear processes in some of the most energetic events in the life cycle of stars. The very low abundances of these nuclei relative to those of the exothermic lighter nuclei have made progress difficult. In addition, the effects of apparent preferential acceleration mechanisms and of propagation through the interstellar medium have distorted the source abundances. The history of the original discovery of the presence of these nuclei will be followed by a summary of the present state of knowledge of the observed abundances. The effects of acceleration biases and of interstellar propagation will be discussed. Finally some of the possibilities for further advances will be outlined. A copy of the Power Point presentation for this talk is available on request.     

The acceleration of pickup ions

The well-established association of pickup ions with anomalous cosmic rays shows that acceleration of pickup ions to energies above 1 GeV occurs. At present, diffusive shock acceleration of the pickup ions at the termination shock of the solar wind seems to be the best candidate for acceleration to the high energies of anomalous cosmic rays, accounting well for many of their observed properties. However, it is shown that acceleration of pickup ions from their initial energies by this process appears to be difficult at very strong, nearly perpendicular shocks such as the termination shock. This injection problem remains without a clear solution. A number of alternatives have been proposed for the initial acceleration of pickup ions to the point where diffusive acceleration at the termination shock can take over, but none of these processes has yet emerged as a clear favorite.     

The Modulation of Galactic Cosmic Rays in the Heliosphere: Theory and Models

Almost all theoretical and numerical models for the modulation of cosmic ray in the heliosphere are based on Parker's transport equation which contains all the important basic physical processes. The relative importance of the various mechanisms is however not established and may vary significantly over 22 years. The simultaneous measurements of solar wind parameters, heliospheric magnetic field properties and cosmic rays over a wide range of energies and positions in the heliosphere have brought the realization that modulation is much more complicated than what the original drift models predicted. In the process the sophistication of models based on solving Parker's equation has increased by orders of magnitude. A short review of the global modulation of cosmic rays is given from a theoretical and modelling point of view.     

Cosmic Rays,Clouds, and Climate

A correlation between a global average of low cloud cover and the flux of cosmic rays incident in the atmosphere has been observed during the last solar cycle. The ionising potential of Earth bound cosmic rays are modulated by the state of the heliosphere, while clouds play an important role in the Earth's radiation budget through trapping outgoing radiation and reflecting incoming radiation. If a physical link between these two features can be established, it would provide a mechanism linking solar activity and Earth's climate. Recent satellite observations have further revealed a correlation between cosmic ray flux and low cloud top temperature. The temperature of a cloud depends on the radiation properties determined by its droplet distribution. Low clouds are warm (>273K) and therefore consist of liquid water droplets. At typical atmospheric supersaturations (1%) a liquid cloud drop will only form in the presence of an aerosol, which acts as a condensation site. The droplet distribution of a cloud will then depend on the number of aerosols activated as cloud condensation nuclei (CCN) and the level of super saturation. Based on observational evidence it is argued that a mechanism to explain the cosmic ray-cloud link might be found through the role of atmospheric ionisation in aerosol production and/or growth. Observations of local aerosol increases in low cloud due to ship exhaust indicate that a small perturbation in atmospheric aerosol can have a major impact on low cloud radiative properties. Thus, a moderate influence on atmospheric aerosol distributions from cosmic ray ionisation would have a strong influence on the Earth's radiation budget. Historical evidence over the past 1000 years indicates that changes in climate have occurred in accord with variability in cosmic ray intensities. Such changes are in agreement with the sign of cloud radiative forcing associated with cosmic ray variability as estimated from satellite observations.