Some characteristics of propagation of flare- or CME-associated interplanetary shock waves

Many interplanetary shock waves have a fast mode MHD wave Mach number between one and two and the ambient solar wind plasma and magnetic field are known to fluctuate. Therefore a weak, fast, MHD interplanetary shock wave propagating into a fluctuating solar wind region or into a solar wind stream will be expected to vary its strength.It is possible that an interplanetary shock wave, upon entering such a region will weaken its strength and degenerate into a fast-mode MHD wave. It is even possible that the shock may dissipate and disappear.A model for the propagation of a solar flare - or CME (Coronal Mass Ejections) - associated interplanetary shock wave is given. A physical mechanism is described to calculate the probability that a weak shock which enters a turbulent solar wind region will degenerate into a MHD wave. That is, the shock would disappear as an entropy-generate entity. This model also suggests that most interplanetary shock waves cannot propagate continuously with a smooth shock surface. It is suggested that the surface of an interplanetary shock will be highly distorted and that parts of the shock surface can degenerate into MHD waves or even disappear during its global propagation through interplanetary space. A few observations to support this model will be briefly described.Finally, this model of shock propagation also applies to corotating shocks. As corotating shocks propagate into fluctuating ambient solar wind regions, shocks may degenerate into waves or disappear.     

Particle acceleration by coronal and interplanetary shock waves

Utilizing many years of observation from deep space and near-earth spacecraft a theoretical understanding has evolved on how ions and electrons are accelerated in interplanetary shock waves. This understanding is now being applied to solar flare-induced shock waves propagating through the solar atmosphere. Such solar flare phenomena as γ-ray line and neutron emissions, interplanetary energetic electron and ion events, and Type II and moving Type IV radio bursts appear understandable in terms of particle accleration in shock waves.     

Advances in modeling gradual solar energetic particle events

Solar energetic particles pose one of the most serious hazards to space probes, satellites and astronauts. The most intense and largest solar energetic particle events are closely associated with fast coronal mass ejections able to drive interplanetary shock waves as they propagate through interplanetary space. The simulation of these particle events requires knowledge of how particles and shocks propagate through the interplanetary medium, and how shocks accelerate and inject particles into interplanetary space. Several models have appeared in the literature that attempt to model these energetic particle events. Each model presents its own simplifying assumptions in order to tackle the series of complex phenomena occurring during the development of such events. The accuracy of these models depends upon the approximations used to describe the physical processes involved in the events. We review the current models used to describe gradual solar energetic particle events, their advances and shortcomings, and their possible applications to space weather forecasting.     

Physical interpretation of interdisciplinary solar/interplanetary observations relevant to the 27–29 June 1980 SMY/STIP event no. 5

A sequence of six well defined interplanetary structures (magnetic clouds) was identified in the solar wind and magnetic field measurements of Helios-1 from 29 June-01 July, 1980. (location 0.64–0.67 AU, C. Long. ～165°, C. Lat. ～5.8°). These structures were characterized by a large northward directed solar wind flow; by well defined directional discontinuities of mainly the ‘tangential-type’ at their beginnings and ends; by some increase in proton and by very pronounced increases in alpha particle number densities - each accompanied by sudden temperature decreases (or in one case by an increase); by some times an increase in magnetic field strength and by values of Nα/Np typical of the inner solar atmosphere. These structures are suggested to have been ejections from a succession (27–29 June, 1980) of Type II producing flares in Hale Region 16923 which coronagraph and X-ray (GOES) data indicate constituted a family of transient producing events. Only two interplanetary shocks were identified in the relevant Helios-1 records. It is suggested on the basis of observations of the directionality of certain of the flare related Type II bursts that some of these shocks could have been missed by the spacecraft. This implies that, in the absence of directional information, correlation of an observed interplanetary shock wave with a solar Type II burst may not always lead to a unique result.     

Relationships between energetic storm particle events and interplanetary shocks driven by full and partial halo coronal mass ejections

We have analysed energetic storm particle (ESP) events in 116 interplanetary (IP) shocks driven by front-side full and partial halo coronal mass ejections (CMEs) with speeds $>$400 km s^?1during the years 1996–2015. We investigated the occurrence and relationships of ESP events with several parameters describing the IP shocks, and the associated CMEs, type II radio bursts, and solar energetic particle (SEP) events. Most of the shocks (57 %) were associated with an ESP event at proton energies $>$1 MeV.The shock transit speeds from the Sun to 1 AU of the shocks associated with an ESP event were significantly greater than those of the shocks without an ESP event, and best distinguished these two groups of shocks from each other. The occurrence and maximum intensity of the ESP events also had the strongest dependence on the shock transit speed compared to the other parameters investigated. The correlation coefficient between ESP peak intensities and shock transit speeds was highest (0.73 $\pm$ 0.04) at 6.2 MeV. Weaker dependences were found on the shock speed at 1 AU, Alfvénic and magnetosonic Mach numbers, shock compression ratio, and CME speed. On average all these parameters were significantly different for shocks capable to accelerate ESPs compared to shocks not associated with ESPs, while the differences in the shock normal angle and in the width and longitude of the CMEs were insignificant.The CME-driven shocks producing energetic decametric–hectometric (DH) type II radio bursts and high-intensity SEP events proved to produce also more frequently ESP events with larger particle flux enhancements than other shocks. Together with the shock transit speed, the characteristics of solar DH type II radio bursts and SEP events play an important role in the occurrence and maximum intensity of ESP events at 1 AU.     

Cut-off features in interplanetary solar radio type IV emission

Solar radio type IV bursts can sometimes show directivity, so that no burst is observed when the source region in located far from the solar disk center. This has recently been verified also from space observations, at decameter wavelengths, using a 3D-view to the Sun with STEREO and Wind satellites. It is unclear whether the directivity is caused by the emission mechanism, by reduced radio wave formation toward certain directions, or by absorption/blocking of radio waves along the line of sight. We present here observations of three type IV burst events that occurred on 23, 25, and 29 July 2004, and originated from the same active region. The source location of the first event was near the solar disk center and in the third event near the west limb. Our analysis shows that in the last two events the type IV bursts experienced partial cut-offs in their emission, that coincided with the appearance of shock-related type II bursts. The type II bursts were formed at the flanks and leading fronts of propagating coronal mass ejections (CMEs). These events support the suggestion of absorption toward directions where the type II shock regions are located.     

A statistical study of solar radio Type III bursts and space weather implication

Solar radio bursts (SRBs) are the signatures of various phenomenon that happen in the solar corona and interplanetary medium (IPM). In this article, we have studied occurrence of Type III bursts and their association with the Sunspot number. This study confirms that occurrence of Type III bursts correlate well with Sunspot number. Further, using the data obtained using e-CALLISTO network, we have investigated drift rates of isolated Type III bursts and duration of the group of Type III bursts. Since Type II, Type III and Type IV bursts are signatures of solar flares and/or CMEs, we can use the radio observations to predict space weather hazards. In this article, we have discussed two events that have caused near Earth radio blackouts. Since e-CALLISTO comprises more than 152 stations at different longitudes, we can use it to monitor the radio emissions from the solar corona 24 h a day. Such observations play a crucial role in monitoring and predicting space weather hazards within few minutes to hours of time.     

A multiple type-II burst associated with a coronal transient and its MHD simulation

A large coronal transient took place on 8 May 1981. The transient was related to an M7.7/2B flare and was associated with at least two coronal type II bursts. The velocities of the type II bursts were in the range 1100–1800 kms^?1, in excess of the transient velocity of 500–1000 kms^?1. Two dimensional positions of the type II radio sources are available from both the Clark Lake and the Culgoora Radio Observatories. We carry out two dimensional MHD simulations of the event, taking into account the observed velocity, position, and size of the type II bursts. We simulate the multiple shocks observed during the event and their interaction, and discuss some results of the simulation.     

Acceleration and transport of energeticparticles at CME-driven shocks

Historically, solar energetic particle (SEP) events are classified in two classes as “impulsive” and “gradual”. Whether there is a clear distinction between the two classes is still a matter of debate, but it is now commonly accepted that in large “gradual” SEP events, Fermi acceleration, also known as diffusive shock acceleration, is the underlying acceleration mechanism. At shock waves driven by coronal mass ejections (CMEs), particles are accelerated diffusively at the shock and often reach > MeV energies (and perhaps up to GeV energies). As a CME-driven shock propagates, expands and weakens, the accelerated particles can escape ahead of the shock into the interplanetary medium. These escaping energized particles then propagate along the interplanetary magnetic field, experiencing only weak scattering from fluctuations in the interplanetary magnetic field (IMF). In this paper, we use a Monte-Carlo approach to study the transport of energetic particles escaping from a CME-driven shock. We present particle spectra observed at 1 AU. We also discuss the particle “crossing number” at 1AU and its implication to particle anisotropy. Based on previous models of particle acceleration at CME-driven shocks, our simulation allows us to investigate various characteristics of energetic particles arriving at various distances from the sun. This provides us an excellent basis for understanding the observations of high-energy particles made at 1 AU by ACE and WIND.     

Solar and interplanetary parameters of CMEs with and without type II radio bursts

We have analyzed 101 CMEs, and their associated ICMEs and interplanetary (IP) shocks observed during the period 1997–2005. The main aim of the present work is to study the interplanetary characteristics of metric and DH type II associated CMEs such as, shock strength, IP shock speed, ICME speed, stand off distance and transit time. Among these 101 CMEs, 38 events show both metric and DH type II bursts characteristics. There are no metric and DH type II association for 52 events. While DH type II alone is found in 7 cases, metric type II alone is found in 4 events. It is found that the mean speeds of CMEs increase progressively from CMEs without type II events to CMEs associated with metric and DH type IIs as suggested by Gopalswamy et al. (2005). In addition, we found that the speeds of ICMEs and IP shocks progressively increase in the following order: events without metric and DH type IIs, events with metric alone, events with DH alone and events with both metric and DH type IIs. Similarly the Mach number is found to increase in the same order. While there is not much change in the stand-off distance among these cases, it is minimum (∼18 R_⊙) for CMEs with speed greater than 2200 km/s. The above results confirm that more energetic CMEs can produce both metric and DH type IIs for which the interplanetary parameters such as mean values of ICME speed and IP shock speed and Mach number are found to be higher.     

异常SSC事件的行星际原因分析

磁暴急始(SSC)是强烈太阳风动压或行星际激波与磁层相互作用的结果.通常SSC事件的上升时间在4～10 min,我们把上升时间超过15 min的SSC事件称为异常SSC事件.本文利用地磁SYM-H指数鉴别出了5个有地磁观测历史以来发生的上升时间大于15 min的异常SSC事件,并利用Wind,ACE,IMP 8,Goes,Geotail多点卫星太阳风观测数据和地磁观测数据,分析了异常SSC事件的行星际原因.结果表明,异常SSC事件通常都是强烈行星际扰动引起的,5个异常SSC事件有4个对应于行星际激波,有3个对应于多步太阳风动压跃变,有1个对应于行星际电场大幅度变化;由行星际激波产生的异常SSC事件,其上升时间依赖于行星际激波的方向,方向相对于日地连线越偏,上升时间越长;异常SSC事件上升时间与行星际磁场方向关系不明显.      

Height of shock formation in the solar corona inferred from observations of type II radio bursts and coronal mass ejections

Employing coronagraphic and EUV observations close to the solar surface made by the Solar Terrestrial Relations Observatory (STEREO) mission, we determined the heliocentric distance of coronal mass ejections (CMEs) at the starting time of associated metric type II bursts. We used the wave diameter and leading edge methods and measured the CME heights for a set of 32 metric type II bursts from solar cycle 24. We minimized the projection effects by making the measurements from a view that is roughly orthogonal to the direction of the ejection. We also chose image frames close to the onset times of the type II bursts, so no extrapolation was necessary. We found that the CMEs were located in the heliocentric distance range from 1.20 to 1.93 solar radii (Rs), with mean and median values of 1.43 and 1.38 Rs, respectively. We conclusively find that the shock formation can occur at heights substantially below 1.5 Rs. In a few cases, the CME height at type II onset was close to 2 Rs. In these cases, the starting frequency of the type II bursts was very low, in the range 25–40 MHz, which confirms that the shock can also form at larger heights. The starting frequencies of metric type II bursts have a weak correlation with the measured CME/shock heights and are consistent with the rapid decline of density with height in the inner corona.     

Propagation of interplanetary shocks into the Earth’s magnetosphere

This paper is devoted to the study of propagation of disturbances caused by interplanetary shocks (IPS) through the Earth’s magnetosphere. Using simultaneous observations of various fast forward shocks by different satellites in the solar wind, magnetosheath and magnetosphere from 1995 till 2002, we traced the interplanetary shocks into the Earth’s magnetosphere, we calculated the velocity of their propagation into the Earth’s magnetosphere and analyzed fronts of the disturbances. From the onset of disturbances at different satellites in the magnetosphere we obtained speed values ranging from 500 to 1300 km/s in the direction along the IP shock normal, that is in a general agreement with results of previous numerical MHD simulations. The paper discusses in detail a sequence of two events on November 9th, 2002. For the two cases we estimated the propagation speed of the IP shock caused disturbance between the dayside and nightside magnetosphere to be 590 km/s and 714–741 km/s, respectively. We partially attributed this increase to higher Alfven speed in the outer magnetosphere due to the compression of the magnetosphere as a consequence of the first event, and partially to the faster and stronger driving interplanetary shock. High-time resolution GOES magnetic field data revealed a complex structure of the compressional wave fronts at the dayside geosynchronous orbit during these events, with initial very steep parts (10 s). We discuss a few possible mechanisms of such steep front formation in the paper.     

Fluctuations of cosmic rays and IMF in the vicinity of interplanetary shocks

Fluctuations of cosmic rays and interplanetary magnetic field upstream of interplanetary shocks are studied using data of ground-based polar neutron monitors as well as measurements of energetic particles and solar wind plasma parameters aboard the ACE spacecraft. It is shown that coherent cosmic ray fluctuations in the energy range from 10 keV to 1 GeV are often observed at the Earth’s orbit before the arrival of interplanetary shocks. This corresponds to an increase of solar wind turbulence level by more than the order of magnitude upstream of the shock. We suggest a scenario where the cosmic ray fluctuation spectrum is modulated by fast magnetosonic waves generated by flux of low-energy cosmic rays which are reflected and/or accelerated by an interplanetary shock.     

A summary of significant solar-initiated events during STIP interval XII

Using data available at the present time, a summary of the significant solar-terrestrial events of STIP Interval XII (April 10–July 1, 1981) has been prepared. The first half of the interval was extremely active, several of the largest X-ray flares, particle events, and shocks of the present solar cycle took place during April and the first half of May. The second half of the interval, on the other hand, was characterized by relatively quiet conditions. Several large events which occurred on 10, 24 and 27 April and on 8 and 16 May are discussed in some detail. It is suggested that one of the most interesting subjects of future study could be the comparison and statistical analysis of the numerous events for which excellent observations are available, e.g. on what causes a type II burst to propagate in the interplanetary medium.     

Association of time structures of solar bursts at millimetric and at metric waves

Due to the lack of simultaneous high sensitivity/time resolution observations at mm- cm-λ and m-λ a program on such investigations has been carried out with data obtained by INPE at Itapetinga and by the Astronomical Observatory of Trieste. Preliminary results obtained by comparing mm-wave burst structures with 408, 327 and 237 MHz indicate that i) for majority of major time structures (time scales of the order of 1 sec) observed at 22 GHz bursts, corresponding type III bursts have been observed at 237 MHz, however ii) start times at mm-λ and m-λ are not often coincident at two wavelengths. These observations favour the hypothesis of (a) time dependent acceleration of energetic electrons and (b) burst emission is the response to a multiple injection of energetic electrons.     

2008年4月24日行星际激波事件相关联的超热电子90°投掷角的增强

利用测试粒子数值模拟的方法研究了与STEREO-A卫星观测到的2008年4月24日行星际激波事件相关联的超热电子90°投掷角的增强.根据激波到达前给定时刻超热电子的观测分布,拟合得到不同投掷角的初始分布函数;在给定的激波参数下,采用时间向后的方法计算特定能道上激波下游超热电子的投掷角分布.由于超热电子具有较高的共振频率,模拟采用的磁场湍流谱包含了低能电子发生共振的耗散区.对以215.76,151.67,106.63,eV为中心的三个能道进行了模拟.结果表明,不同能道上超热电子在激波下游的投掷角分布均在90°投掷角附近出现峰值,呈现出明显的90°投掷角增强,这与观测结果符合得很好.可以认为在激波对电子的加速过程中,电子与湍流耗散区的共振对90°投掷角的增强具有重要作用.      

Interplanetary shocks and geomagnetic activity during solar maximum (2000) and solar minimum (1995–1996)

Plasma and magnetic field parameter variations through fast forward interplanetary shocks were correlated with the peak geomagnetic activity index Dst in a period from 0 to 3 days after the shock, during solar maximum (2000) and solar minimum (1995–1996). Solar wind speed (V) and total magnetic field (B_t) were the parameters with higher correlations with peak Dst index. The correlation coefficients were higher during solar minimum (r² = 56% for V and 39% for B_t) than during solar maximum (r² = 15% for V and 12% for B_t). A statistical distribution of geomagnetic activity levels following interplanetary shocks was obtained. It was observed that during solar maximum, 36% and 28% of interplanetary shocks were followed by intense (Dst  −100 nT) and moderate (−50  Dst < −100 nT) geomagnetic activity, whereas during solar minimum 13% and 33% of the shocks were followed by intense and moderate geomagnetic activity. It can be concluded that the upstream/downstream variations of V and B_t through the shocks were the parameters better correlated with geomagnetic activity level, and during solar maximum a higher relative number of interplanetary shocks can be followed by intense geomagnetic activity than during solar minimum. One can extrapolate, for forecasting goals, that during a whole solar cycle a shock has a probability of around 50% to be followed by intense/moderate geomagnetic activity.     

Magnetic coupling of the Sun–Earth system – The view from STEREO

The STEREO mission, launched on October 25 2006, will provide the first stereoscopic view of the Sun and its magnetic environment. A suite of identical instruments on two continuously separating spacecraft will monitor the onset of solar eruptive phenomena, and track them as the shocks and ejected material propagate through the interplanetary medium (IPM). The combination of remote sensing and in situ instrumentation will provide new insights into the onset of eruptions, the extent of their effects on the global structure of the low corona, and their subsequent evolution through the IPM. These observations will provide new constraints on the processes involved and allow us to distinguish between competing models of eruptive solar phenomena.     

Multi-scale reconnections in a complex CME

A series of three flares of GOES class M, M and C, and a CME were observed on 20 January 2004 occurring in close succession in NOAA 10540. Types II, III, and N radio bursts were associated. We use the combined observations from TRACE, EIT, Hα images from Kwasan Observatory, MDI magnetograms, GOES, and radio observations from Culgoora and Wind/ WAVES to understand the complex development of this event. We reach three main conclusions. First, we link the first two impulsive flares to tether-cutting reconnections and the launch of the CME. This complex observation shows that impulsive quadrupolar flares can be eruptive. Second, we relate the last of the flares, an LDE, to the relaxation phase following forced reconnections between the erupting flux rope and neighbouring magnetic field lines, when reconnection reverses and restores some of the pre-eruption magnetic connectivities. Finally, we show that reconnection with the magnetic structure of a previous CME launched about 8 h earlier injects electrons into open field lines having a local dip and apex (located at about six solar radii height). This is observed as an N-burst at decametre radio wavelengths. The dipped shape of these field lines is due to large-scale magnetic reconnection between expanding magnetic loops and open field lines of a neighbouring streamer. This particular situation explains why this is the first N-burst ever observed at long radio wavelengths.